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Arup Chattopadhyay

Publications and source records attributed to Arup Chattopadhyay.

At least 19 recordsLinked to original sources

Dual Truncated Hankel Operators: Characterizations and Properties

We introduce the notion of the Dual Truncated Hankel Operator (DTHO) and provide several operator equation characterizations using the dual compressed shift operator. These characterizations are similar to classical results concerning Hankel operators and align with recent findings related to Truncated Hankel Operators (THO) \cite{GM}. Additionally, our work addresses comprehensive solutions to various operator equations encountered in studying THO and the classical Hankel operator. We have also established some fundamental operator-theoretic properties of DTHO that apply to general symbols and symbols under specific conditions.

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Near Invariance of The Dual Compressed Shift

We present the notion of the nearly dual compressed shift-invariant subspaces of the orthogonal complement of the model space and obtain their structure using Hitt's algorithm \cite{DH}.

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Trace formulas for $\mathcal{S}^p$-perturbations and extension of Koplienko-Neidhardt trace formulas

In this paper, we extend the class of admissible functions for the trace formula of the second order in the self-adjoint, unitary, and contraction cases for a perturbation in the Hilbert-Schmidt class $\mathcal{S}^2(\mathcal{H})$ by assuming a certain factorization of the divided difference $f^{[2]}$. This class is the natural one to ensure that the second order Taylor remainder is a trace class operator. It encompasses all the classes of functions for which the trace formula was previously known. Secondly, for a Schatten $\mathcal{S}^p$-perturbation, $1<p<\infty$, we prove general modified trace formulas for every $n$-times differentiable functions with bounded $n$-th derivative in the self-adjoint and unitary cases and for every $f$ such that $f$ and its derivatives are in the disk algebra $\mathcal{A}(\mathbb{D})$ in the contraction case.

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Invariance Preserving Conjugations on the Hardy Space

We obtain a complete characterization of the class of conjugation operators $C$ on $H^2$ that map shift-invariant subspaces to shift-invariant subspaces. Alongside, we also obtain the existence and non-existence of conjugations that send shift-invariant subspaces to coinvariant subspaces.

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Trace formulas in higher dimensions

The paper establishes the Krein and Koplienko trace formulas for multivariable operator functions on symmetrically normed ideals of bounded operators. Results are proved for self-adjoint and maximal dissipative operators. They cover both ideals with normal and singular traces. The admissible function classes considered in the trace formulas include both analytic and non-analytic scalar functions. Results are illustrated with examples.

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Isometric Embeddability of Schatten Classes Revisited

In this note, we summarize known results and open questions on the existence of isometric embeddings between different Schatten classes as well as obtain a new non-embeddability result using a novel method. We also provide a brief overview of the relevant methods.

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Differentiation, Taylor series, and all order spectral shift functions, for relatively bounded perturbations

Given $H$ self-adjoint, $V$ symmetric and relatively $H$-bounded, and $f:\mathbb{R}\to\mathbb{C}$ satisfying mild conditions, we show that the Gateaux derivative $$\frac{d^n}{dt^n}f(H+tV)|_{t=0}$$ exists in the operator norm topology, for every natural $n$, give a new explicit formula for this derivative in terms of multiple operator integrals, and establish useful perturbation formulas for multiple operator integrals under relatively bounded perturbations. Moreover, if the $H$-bound of $V$ is less than 1, we obtain sufficient conditions on $f$ which ensure that the Taylor expansion $$f(H+V)=\sum_{n=0}^\infty\frac{1}{n!}\frac{d^n}{dt^n} f(H+tV)\big|_{t=0}$$ exists and converges absolutely in operator norm. Finally, assuming that $V(H-i)^{-p}\in\mathcal{S}^{s/p}$ for $p=1,\ldots,s$ for some $s\in\mathbb{N}$ (for instance, when $H$ is an order 1 differential operator on an $s-1$ dimensional space), we show that the Krein--Koplienko spectral shift functions $η_{k,H,V}$, satisfying $${Tr}\left(f(H+V)-\sum_{m=0}^{k-1}\frac{1}{m!}\frac{d^m}{dt^m} f(H+tV)\big|_{t=0}\right)=\int_{\mathbb{R}} f^{(k)}(x)η_{k,H,V}(x)dx,$$ exist for every $k=1,2,3,\ldots$, independently of $s$. The latter result (which is significantly stronger than \cite{vNS22}) is completely new also in the case that $V$ is bounded. The proof is based on \cite{PSS}, combined with a generalisation of the multiple operator integral compatible with \cite{HMvN}. We discuss applications of our results to quantum physics and noncommutative geometry.

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Restricted Toeplitz and Hankel Operators

We introduce and systematically study a class of operators that arise naturally due to the Beurling decomposition of the Hardy space $H^2=K_θ\oplus θH^2$. While the compressions of classical Toeplitz and Hankel operators to the Beurling subspace $θH^2$ and the model space $K_θ$ account for the diagonal components of the decomposition, the corresponding off-diagonal operators have remained largely unexplored. Motivated by this, we introduce and analyze a new class of operators, termed \emph{restricted Toeplitz} and \emph{restricted Hankel operators}, acting between Beurling subspace $ηH^2$ and model space $K_θ$. Within this framework, we obtain necessary and sufficient conditions for the vanishing, finite-rank, and compactness properties of these operators. We further establish algebraic characterizations in the spirit of Brown-Halmos \cite{BH} and Sarason \cite{SAR, DES}, showing that these operators can be identified through certain operator equations involving compressed shifts. As an application, we introduce the notions of small and big truncated Toeplitz operators, and provide criteria for when they vanish, have finite rank, or are compact.

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Noncommutative $L_p$-differentiability and trace formulae

Let $\mathcal{M}$ be a semifinite von Neumann algebra equipped with a normal faithful semifinite trace $τ$, and let $L_p(\mathcal{M})$ denote the associated noncommutative $L_p$-space for $1<p<\infty$. Let $n\in\mathbb{N}$ and let $a, b$ be $τ$-measurable self-adjoint operators such that $b\in L_p(\mathcal{M})\cap L_{np}(\mathcal{M})$. For a function $f\in C^n(\mathbb{R})$ whose derivatives $f^{(k)}$ are bounded for $1\le k\le n$, we prove that the map $ϕ:t\in\mathbb{R}\mapsto f(a+tb)-f(a)$ is $n$-times differentiable in the $\|\cdot\|_{L_p}$-norm. This strengthens the corresponding result of de Pagter and Sukochev for $p\neq 2$ and extends it to higher-order derivatives. In addition, if $f^{(n)}\in C_0(\mathbb{R})$ or $b\in \mathcal{M}$, then $ϕ^{(n)}$ is continuous on $\mathbb{R}$. Consequently, we extend the Potapov--Skripka--Sukochev higher-order trace formula from bounded $L_n$-perturbations to not necessarily bounded perturbations in $L_n(\mathcal{M})\cap L_{n^{2}}(\mathcal{M})$. Moreover, we show that this trace formula holds for a broader class of admissible functions than the classes previously considered in the literature.

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Lipschitz Estimates and an application to trace formulae

In this note, we provide an elementary proof for the expression of $f(U)-f(V)$ in the form of a double operator integral for every Lipschitz function $f$ on the unit circle $\cir$ and for a pair of unitary operators $(U,V)$ with $U-V\in\mathcal{S}_{2}(\hilh)$ (the Hilbert-Schmidt class). As a consequence, we obtain the Schatten $2$-Lipschitz estimate $\|f(U)-f(V)\|_2\leq \|f\|_{\lip(\cir)}\|U-V\|_2$ for all Lipschitz functions $f:\cir\to\C$. Moreover, we develop an approach to the operator Lipschitz estimate for a pair of contractions with the assumption that one of them is a strict contraction, which significantly extends the class of functions from results known earlier. More specifically, for each $p\in(1,\infty)$ and for every pair of contractions $(T_0,T_1)$ with $\|T_0\|<1$, there exists a constant $d_{f, p,T_0}>0$ such that $\|f(T_1)-f(T_0)\|_p\leq d_{f,p, T_0}\|T_1-T_0\|_p$ for all Lipschitz functions on $\cir$. Using our Lipschitz estimates, we establish a modified Krein trace formula applicable to a specific category of pairs of contractions featuring Hilbert-Schmidt perturbations.

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On modules of the Hardy space of Hartogs triangle

In this paper, we investigate the structure of doubly commuting submodules and quotient modules of the Hardy space $H^2(\triangle_H)$ over the Hartogs triangle. We establish a complete classification of doubly commuting submodules. In addition, we characterize all doubly commuting quotient modules of the form $(θ_1(z/w)θ_2(w)H^2(\triangle_H))^\perp$, where $θ_1$ and $θ_2$ are inner functions on the unit disc. This is achieved by introducing the concept of $φ$-doubly commuting quotient modules on the Hardy space $H^2(\mathbb D^2).$ We further explore the essential normality and doubly commutativity of quotient modules of the form $(pH^2(\triangle_H))^\perp$ under some mild assumptions on $p$, where $p$ is a polynomial in two variables.

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Higher-Order Trace Formulas for Contractive and Dissipative Operators

We establish higher order trace formulas for pairs of contractions along a multiplicative path generated by a self-adjoint operator in a Schatten-von Neumann ideal, removing earlier stringent restrictions on the kernel and defect operator of the contractions and enlarging the set of admissible functions. We also derive higher order trace formulas for maximal dissipative operators under relaxed assumptions and new simplified trace formulas for unitary and resolvent comparable self-adjoint operators. The respective spectral shift measures are absolutely continuous and, in the case of contractions, the set of admissible functions for the $n$th order trace formula on the unit circle includes the Besov class $B^n_{\infty, 1}(\T)$. Both aforementioned properties are new in the mentioned generality.

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Kernels of Perturbed Hankel Operators

In the classical Hardy space $H^2(\mathbb{D})$, it is well-known that the kernel of the Hankel operator is invariant under the action of shift operator S and sometimes nearly invariant under the action of backward shift operator $S^{*}$. It appears in this paper that kernels of finite rank perturbations of Hankel operators are almost shift invariant as well as nearly $S^*$- invariant with finite defect. This allows us to obtain a structure of the kernel in several important cases by applying a recent theorem due to Chalendar, Gallardo, and Partington.

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Higher order $\mathcal{S}^{p}$-differentiability: The unitary case

Consider the set of unitary operators on a complex separable Hilbert space $\hilh$, denoted as $\mathcal{U}(\hilh)$. Consider $1<p<\infty$. We establish that a function $f$ defined on the unit circle $\cir$ is $n$ times continuously Fréchet $\Sp^p$-differentiable at every point in $\mathcal{U}(\hilh)$ if and only if $f\in C^n(\cir)$. Take a function $U :\R\rightarrow\mathcal{U}(\hilh)$ such that the function $t\in\R\mapsto U(t)-U(0)$ takes values in $\Sp^{p}$ and is $n$ times continuously $\Sp^{p}$-differentiable on $\R$. Consequently, for $f\in C^n(\cir)$, we prove that $f$ is $n$ times continuously Gâteaux $\mathcal{S}^p$-differentiable at $U(t)$. We provide explicit expressions for both types of derivatives of $f$ in terms of multiple operator integrals. In the domain of unitary operators, these results closely follow the $n$th order successes for self-adjoint operators achieved by the second author, Le Merdy, Skripka, and Sukochev. Furthermore, as for application, we derive a formula and $\Sp^{p}$-estimates for operator Taylor remainders for a broader class of functions. Our results extend those of Peller, Potapov, Skripka, Sukochev and Tomskova.

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Second order trace formulae

Koplienko \cite{Ko} found a trace formula for perturbations of self-adjoint operators by operators of Hilbert-Schmidt class $\mathcal{B}_2(\mathcal{H})$. Later, Neidhardt introduced a similar formula in the case of pair of unitaries $(U,U_0)$ via multiplicative path in \cite{NH}. In 2012, Potapov and Sukochev \cite{PoSu} obtained a trace formula like the Koplienko trace formula for pairs of contractions by answering an open question posed by Gesztesy, Pushnitski, and Simon in \cite[Open Question 11.2]{GePu}. In this article, we supply a new proof of the Koplienko trace formula in the case of pair of contractions $(T,T_0)$, where the initial operator $T_0$ is normal, via linear path by reducing the problem to a finite-dimensional one as in the proof of Krein's trace formula by Voiculescu \cite{Voi}, Sinha and Mohapatra \cite{MoSi94,MoSi96}. Consequently, we obtain the Koplienko trace formula for a class of pairs of contractions using the Schäffer matrix unitary dilation. Moreover, we also obtain the Koplienko trace formula for a pair of self-adjoint operators and maximal dissipative operators using the Cayley transform. At the end, we extend the Koplienko-Neidhardt trace formula for a class of pair of contractions $(T,T_0)$ via multiplicative path.

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Approximation of the spectral action functional in the case of $τ$-compact resolvents

We establish estimates and representations for the remainders of Taylor approximations of the spectral action functional $V\mapstoτ(f(H_0+V))$ on bounded self-adjoint perturbations, where $H_0$ is a self-adjoint operator with $τ$-compact resolvent in a semifinite von Neumann algebra and $f$ belongs to a broad set of compactly supported functions including $n$-times differentiable functions with bounded $n$-th derivative. Our results significantly extend analogous results in \cite{SkAnJOT}, where $f$ was assumed to be compactly supported and $(n+1)$-times continuously differentiable. If, in addition, the resolvent of $H_0$ belongs to the noncommutative $L^n$-space, stronger estimates are derived and extended to noncompactly supported functions with suitable decay at infinity.

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Schmidt subspaces of block Hankel operators

In scalar-valued Hardy space, the class of Schmidt subspaces for a bounded Hankel operator are closely related to nearly $S^*$-invariant subspaces, as described by Gérard and Pushnitski. In this article, we prove that these subspaces in the context of vector-valued Hardy spaces are nearly $S^*$-invariant with finite defect in general. As a consequence, we obtain a short proof of the characterization results concerning the Schmidt subspaces in scalar-valued Hardy space in an alternative way. Thus, our work complements the work of Gérard and Pushnitski regarding the structure of Schmidt subspaces.

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Estimates and Higher-Order Spectral Shift Measures in Several Variables

In recent years, higher-order trace formulas of operator functions have attracted considerable attention to a large part of the perturbation theory community. In this direction, we prove estimates for traces of higher-order derivatives of multivariable operator functions with associated scalar functions arising from multivariable analytic function space and, as a consequence, derive higher-order spectral shift measures for pairs of tuples of commuting contractions under Hilbert-Schmidt perturbations. These results substantially extend the main results of \cite{Sk15}, where the estimates were proved for traces of first and second-order derivatives of multivariable operator functions. In the context of the existence of higher-order spectral shift measures, our results extend the relative results of \cite{DySk09, PoSkSu14} from a single-variable to a multivariable setting under Hilbert-Schmidt perturbations. Our results rely crucially on heavy uses of explicit expressions of higher-order derivatives of operator functions and estimates of the divided deference of multivariable analytic functions, which are developed in this paper, along with the spectral theorem of tuples of commuting normal operators.

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