Searcharxiv⌕ Search

arXiv subjects

Boyu Ning

Publications and source records attributed to Boyu Ning.

At least 37 records · Page 2Linked to original sources

A General Optimization Framework for Movable Antenna Systems via Discrete Sampling

Movable antenna (MA) systems have attracted growing interest in wireless communications due to their ability to reshape wireless channels via local antenna movement within a confined region. However, optimizing antenna positions to enhance communication performance turns out to be challenging due to the highly nonlinear relationship between wireless channels and antenna positions. Existing approaches, such as gradient-based and heuristic algorithms, often suffer from high computational complexity or undesired local optima. To address the above challenge, this letter proposes a general and low-complexity optimization framework for MA position optimization. Specifically, we discretize the antenna movement region into a set of sampling points, thereby transforming the continuous optimization problem into a discrete point selection problem. Next, we sequentially update the optimal sampling point for each MA over multiple rounds. To avoid convergence to poor local optima, a Gibbs sampling (GS) phase is introduced between rounds to explore adjacent and randomly generated candidate solutions. As a case study, we investigate joint precoding and antenna position optimization for an MA-enhanced broadcast system by applying the proposed framework. Numerical results demonstrate that the proposed algorithm achieves near-optimal performance and significantly outperforms existing benchmarks.

eess.SP↗

On the Secrecy Performance of Pinching-Antenna Systems

Pinching-antenna systems have recently gained significant attention as a novel reconfigurable-antenna technology due to its exceptional capability of mitigating signal-propagation path loss. In this letter, we investigate the secrecy performance of a pinching-antenna system in the presence of an eavesdropper. In particular, we derive an approximate expression of the system's secrecy outage probability (SOP) with respect to the random locations of the legitimate user and eavesdropper and analyze its asymptotic behavior. Moreover, we derive a constant performance lower bound on the SOP of the considered system, i.e., $\frac{2π-1}{24}$, which is significantly lower than that of conventional fixed-position antenna systems, i.e., $0.5$. Finally, simulation results are provided to validate the correctness of our analytical results.

eess.SP↗

Sum-Rate Maximization for Movable-Antenna Array Enhanced Downlink NOMA Systems

Movable antenna (MA) systems have recently attracted significant attention in the field of wireless communications owing to their exceptional capability to proactively reconfigure wireless channels via flexible antenna movements. In this paper, we investigate the resource allocation design for an MA array-enhanced downlink non-orthogonal multiple access (NOMA) system, where a base station deploys multiple MAs to serve multiple single-antenna users. Our goal is to maximize the sum rate of all users by jointly optimizing the transmit beamforming, positions of MAs, successive interference cancellation (SIC) decoding order, and users' corresponding decoding indicator matrix, while adhering to constraints on the maximum transmit power and finite MA moving region. The formulated problem is inherently highly non-convex, rendering it challenging to acquire a globally optimal solution. As a compromise, we propose a low-complexity two-stage optimization algorithm to obtain an effective suboptimal solution. Specifically, in stage one, the SIC decoding order is first determined by solving a channel gain maximization problem. Then, in stage two, with the given SIC decoding order, the beamforming vectors, MA positions, and users' decoding indicator matrix are iteratively optimized by capitalizing on alternating optimization, successive convex approximation (SCA), and genetic algorithm (GA). Simulation results unveil that the sum-rate performance of the proposed MA-enabled downlink NOMA system significantly outperforms that of conventional fixed-position antenna (FPA) systems. Moreover, the results also show that the antenna position optimization in the proposed algorithm can further enhance the advantages of NOMA over space division multiple access (SDMA).

eess.SP↗

Movable-Antenna-Enhanced Physical-Layer Service Integration: Performance Analysis and Optimization

Movable antennas (MAs) have drawn increasing attention in wireless communications due to their capability to create favorable channel conditions via local movement within a confined region. In this letter, we investigate its application in physical-layer service integration (PHY-SI), where a multi-MA base station (BS) simultaneously transmits both confidential and multicast messages to two users. The multicast message is intended for both users, while the confidential message is intended only for one user and must remain perfectly secure from the other. Our goal is to jointly optimize the secrecy and multicast beamforming, as well as the MAs' positions at the BS to maximize the secrecy rate for one user while satisfying the multicast rate requirement for both users. To gain insights, we first conduct performance analysis of this MA-enhanced PHY-SI system in two special cases, revealing its unique characteristics compared to conventional PHY-SI with fixed-position antennas (FPAs). To address the secrecy rate maximization problem, we propose a two-layer optimization framework that integrates the semidefinite relaxation (SDR) technique and a discrete sampling algorithm. Numerical results demonstrate that MAs can greatly enhance the achievable secrecy rate region for PHY-SI compared to FPAs.

cs.IT↗

Movable Antennas Meet Intelligent Reflecting Surface: Friends or Foes?

Movable antenna (MA) and intelligent reflecting surface (IRS) are considered promising technologies for the next-generation wireless communication systems due to their shared channel reconfiguration capabilities. This, however, raises a fundamental question: Does the performance gain of MAs over conventional fixed-position antennas (FPAs) still exist in the presence of the IRS? To answer this question, we investigate in this paper an IRS-assisted multi-user multiple-input single-output (MISO) MA system, where a multi-MA base station (BS) transmits to multiple single-FPA users. We formulate a sum-rate maximization problem by jointly optimizing the active/passive beamforming of the BS/IRS and the MA positions within a one-dimensional transmit region, which is challenging to be optimally solved. To drive essential insights, we first study a simplified case with a single user. Then, we analyze the performance gain of MAs over FPAs in the light-of-sight (LoS) BS-IRS channel and derive the conditions under which this gain becomes more or less significant. In addition, we propose an alternating optimization (AO) algorithm to solve the signal-to-noise ratio (SNR) maximization problem in the single-user case by combining the block coordinate descent (BCD) method and the graph-based method. For the general multi-user case, our performance analysis unveils that the performance gain of MAs over FPAs diminishes with typical transmit precoding strategies at the BS under certain conditions. We also propose a high-quality suboptimal solution to the sum-rate maximization problem by applying the AO algorithm that combines the weighted minimum mean square error (WMMSE) algorithm, manifold optimization method and discrete sampling method. Numerical results validate our theoretical analyses and demonstrate that the performance gain of MAs over FPAs may be reduced if the IRS passive beamforming is optimized.

cs.IT↗

Spectral Efficiency Maximization for DMA-enabled Multiuser MISO with Statistical CSI

Dynamic metasurface antennas (DMAs) offer the potential to achieve large-scale antenna arrays with low power consumption and reduced hardware costs, making them a promising technology for future communication systems. This paper investigates the spectral efficiency (SE) of DMA-enabled multiuser multiple-input single-output (MISO) systems in both uplink and downlink transmissions, using only statistical channel state information (CSI) to maximize the ergodic sum rate of multiple users. For the uplink system, we consider two decoding rules: minimum mean square error (MMSE) with and without successive interference cancellation (SIC). For both decoders, we derive closed-form surrogates to substitute the original expressions of ergodic sum rate and formulate tractable optimization problems for designing DMA weights. Then, a weighted MMSE (WMMSE)-based algorithm is proposed to maximize the ergodic sum rate. For the downlink system, we derive an approximate expression for the ergodic sum rate and formulate a hybrid analog/digital beamforming optimization problem that jointly optimizes the digital precoder and DMA weights. A penalty dual decomposition (PDD)-based algorithm is proposed by leveraging the fractional programming framework. Numerical results validate the accuracy of the derived surrogates and highlight the superiority of the proposed algorithms over baseline schemes. It is shown that these algorithms are effective across various DMA settings and are particularly well-suited for system design in fast time-varying channels.

cs.IT↗

CNN-Based Channel Map Estimation for Movable Antenna Systems

Movable antenna (MA) has attracted increasing attention in wireless communications due to its capability of wireless channel reconfiguration through local antenna movement within a confined region at the transmitter/receiver. However, to determine the optimal antenna positions, channel state information (CSI) within the entire region, termed small-scale channel map, is required, which poses a significant challenge due to the unaffordable overhead for exhaustive channel estimation at all positions. To tackle this challenge, in this paper, we propose a new convolutional neural network (CNN)-based estimation scheme to reconstruct the small-scale channel map within a three-dimensional (3D) movement region. Specifically, we first collect a set of CSI measurements corresponding to a subset of MA positions and different receiver locations offline to comprehensively capture the environmental features. Subsequently, we train a CNN using the collected data, which is then used to reconstruct the full channel map during real-time transmission only based on a finite number of channel measurements taken at several selected MA positions within the 3D movement region. Numerical results demonstrate that our proposed scheme can accurately reconstruct the small-scale channel map and outperforms other benchmark schemes.

eess.SP↗

Robust Movable-Antenna Position Optimization with Imperfect CSI for MISO Systems

Movable antenna (MA) technology has emerged as a promising solution for reconfiguring wireless channel conditions through local antenna movement within confined regions. Unlike previous works assuming perfect channel state information (CSI), this letter addresses the robust MA position optimization problem under imperfect CSI conditions for a multiple-input single-output (MISO) MA system. Specifically, we consider two types of CSI errors: norm-bounded and randomly distributed errors, aiming to maximize the worst-case and non-outage received signal power, respectively. For norm-bounded CSI errors, we derive the worst-case received signal power in closed-form. For randomly distributed CSI errors, due to the intractability of the probabilistic constraints, we apply the Bernstein-type inequality to obtain a closed-form lower bound for the non-outage received signal power. Based on these results, we show the optimality of the maximum-ratio transmission for imperfect CSI in both scenarios and employ a graph-based algorithm to obtain the optimal MA positions. Numerical results show that our proposed scheme can even outperform other benchmark schemes implemented under perfect CSI conditions.

cs.IT↗

Mechanical Power Modeling and Energy Efficiency Maximization for Movable Antenna Systems

Movable antennas (MAs) have recently garnered significant attention in wireless communications due to their capability to reshape wireless channels via local antenna movement within a confined region. However, to achieve accurate antenna movement, MA drivers introduce non-negligible mechanical power consumption, rendering energy efficiency (EE) optimization more critical compared to conventional fixed-position antenna (FPA) systems. To address this problem, we develop in this paper a fundamental power consumption model for stepper motor-driven MA systems by resorting to basic electric motor theory. Based on this model, we formulate an EE maximization problem by jointly optimizing an MA's position, moving speed, and transmit power. However, this problem is difficult to solve optimally due to the intricate relationship between the mechanical power consumption and the design variables. To tackle this issue, we first uncover a hidden monotonicity of the EE performance with respect to the MA's moving speed. Then, we apply the Dinkelbach algorithm to obtain the optimal transmit power in a semi-closed form for any given MA position, followed by an enumeration to determine the optimal MA position. Numerical results demonstrate that despite the additional mechanical power consumption, the MA system can outperform the conventional FPA system in terms of EE.

cs.IT↗

Near-Field THz Bending Beamforming: A Convex Optimization Perspective

Terahertz (THz) communication systems suffer severe blockage issues, which may significantly degrade the communication coverage and quality. Bending beams, capable of adjusting their propagation direction to bypass obstacles, have recently emerged as a promising solution to resolve this issue by engineering the propagation trajectory of the beam. However, traditional bending beam generation methods rely heavily on the specific geometric properties of the propagation trajectory and can only achieve sub-optimal performance. In this paper, we propose a new and general bending beamforming method by adopting the convex optimization techniques. In particular, we formulate the bending beamforming design as a max-min optimization problem, aiming to optimize the analog or digital transmit beamforming vector to maximize the minimum received signal power among all positions along the bending beam trajectory. However, the resulting problem is non-convex and difficult to be solved optimally. To tackle this difficulty, we apply the successive convex approximation (SCA) technique to obtain a high-quality suboptimal solution. Numerical results show that our proposed bending beamforming method outperforms the traditional method and shows robustness to the obstacle in the environment.

eess.SP↗

Antenna Position Optimization for Movable Antenna-Empowered Near-Field Sensing

Movable antennas (MAs) show great promise for enhancing the sensing capabilities of future sixth-generation (6G) networks. With the growing prevalence of near-field propagation at ultra-high frequencies, this paper focuses on the application of MAs for near-field sensing to jointly estimate the angle and distance information of a target. First, to gain essential insights into MA-enhanced near-field sensing, we investigate two simplified cases with only the spatial angle-of-arrival (AoA) or distance estimation, respectively, assuming that the other information is already known. We derive the worst-case Cramer-Rao bounds (CRBs) on the mean square errors (MSEs) of the AoA estimation and the distance estimation via the multiple signal classification (MUSIC) algorithm in these two cases. Then, we jointly optimize the positions of the MAs within a linear array to minimize these CRBs and derive their closed-form solutions, which yield an identical array geometry to MA-aided far-field sensing. Furthermore, we proceed to the more challenging case with the joint AoA and distance estimation and derive the worst-case CRB under the two-dimensional (2D) MUSIC algorithm. The corresponding CRB minimization problem is efficiently solved by adopting a discrete sampling-based approach. Numerical results demonstrate that the proposed MA-enhanced near-field sensing significantly outperforms conventional sensing with fixed-position antennas (FPAs). Moreover, the joint angle and distance estimation results in a different array geometry from that in the individual estimation of angle or distance.

eess.SP↗

Advancing THz Radio Map Construction and Obstacle Sensing: An Integrated Generative Framework in ISAC

Integrated sensing and communication (ISAC) in the terahertz (THz) band enables obstacle detection, which in turn facilitates efficient beam management to mitigate THz signal blockage. Simultaneously, a THz radio map, which captures signal propagation characteristics through the distribution of received signal strength (RSS), is well-suited for sensing, as it inherently contains obstacle-related information and reflects the unique properties of the THz channel. This means that communication-assisted sensing in ISAC can be effectively achieved using a THz radio map. However, constructing a radio map presents significant challenges due to the sparse deployment of THz sensors and their limited ability to accurately measure the RSS distribution, which directly affects obstacle sensing. In this paper, we formulate an integrated problem for the first time, leveraging the mutual enhancement between sensed obstacles and the constructed THz radio maps. To address this challenge while improving generalization, we propose an integration framework based on a conditional generative adversarial network (CGAN), which uncovers the manifold structure of THz radio maps embedded with obstacle information. Furthermore, recognizing the shared environmental semantics across THz radio maps from different beam directions, we introduce a novel voting-based sensing scheme, where obstacles are detected by aggregating votes from THz radio maps generated by the CGAN. Simulation results demonstrate that the proposed framework outperforms non-integrated baselines in both radio map construction and obstacle sensing, achieving up to 44.3% and 90.6% reductions in mean squared error (MSE), respectively, in a real-world scenario. These results validate the effectiveness of the proposed voting-based scheme.

eess.SP↗

Flexible WMMSE Beamforming for MU-MIMO Movable Antenna Communications

Movable antennas offer new potential for wireless communication by introducing degrees of freedom in antenna positioning, which has recently been explored for improving sum rates. In this paper, we aim to fully leverage the capabilities of movable antennas (MAs) by assuming that both the transmitter and receiver can optimize their antenna positions in multi-user multiple-input multiple-output (MU-MIMO) communications. Recognizing that WMMSE beamforming is a highly effective method for maximizing the MU-MIMO sum rate, we modify it to integrate antenna position optimization for MA systems, which we refer to as flexible WMMSE (F-WMMSE) beamforming. Importantly, we reformulate the subproblems within WMMSE to develop regularized sparse optimization frameworks to achieve joint beamforming (antenna coefficient optimization) and element movement (antenna position optimization). We then propose a regularized least squares-based simultaneous orthogonal matching pursuit (RLS-SOMP) algorithm to address the resulting sparse optimization problem. To enhance practical applications, the low-complexity implementation of the proposed framework is developed based on the pre-calculations and matrix inverse lemma. The overall F-WMMSE algorithm converges similarly to WMMSE, and our findings indicate that F-WMMSE achieves a significant sum rate improvement compared to traditional WMMSE, exceeding 20% under appropriate simulation conditions

eess.SP↗

Flexible Intelligent Metasurface-Aided Wireless Communications: Architecture and Performance

Typical reconfigurable intelligent surface (RIS) implementations include metasurfaces with almost passive unit elements capable of reflecting their incident waves in controllable ways, enhancing wireless communications in a cost-effective manner. In this paper, we advance the concept of intelligent metasurfaces by introducing a flexible array geometry, termed flexible intelligent metasurface (FIM), which supports both element movement (EM) and passive beamforming (PBF). In particular, based on the single-input single-output (SISO) system setup, we first compare three modes of FIM, namely, EM-only, PBF-only, and EM-PBF, in terms of received signal power under different FIM and channel setups. The PBF-only mode, which only adjusts the reflect phase, is shown to be less effective than the EM-only mode in enhancing received signal strength. In a multi-element, multi-path scenario, the EM-only mode improves the received signal power by 125% compared to the PBF-only mode. The EM-PBF mode, which optimizes both element positions and phases, further enhances performance. Additionally, we investigate the channel estimation problem for FIM systems by designing a protocol that gathers EM and PBF measurements, enabling the formulation of a compressive sensing problem for joint cascaded and direct channel estimation. We then propose a sparse recovery algorithm called clustering mean-field variational sparse Bayesian learning, which enhances estimation performance while maintaining low complexity.

eess.SP↗

Modeling and Optimization for Flexible Cylindrical Arrays-Enabled Wireless Communications

Flexible-geometry arrays have garnered much attention in wireless communications, which dynamically adjust wireless channels to improve the system performance. In this paper, we propose a novel flexible-geometry array for a $360^\circ$ coverage, named flxible cylindrical array (FCLA), comprised of multiple flexible circular arrays (FCAs). The elements in each FCA can revolve around the circle track to change their horizontal positions, and the FCAs can move along the vertical axis to change the elements' heights. Considering that horizontal revolving can change the antenna orientation, we adopt both the omni-directional and the directional antenna patterns. Based on the regularized zero-forcing (RZF) precoding scheme, we formulate a particular compressive sensing (CS) problem incorporating joint precoding and antenna position optimization, and propose two effective methods, namely FCLA-J and FCLA-A, to solve it. Specifically, the first method involves jointly optimizing the element's revolving angle, height, and precoding coefficient within a single CS framework. The second method decouples the CS problem into two subproblems by utilizing an alternative sparse optimization approach for the revolving angle and height, thereby reducing time complexity. Simulation results reveal that, when utilizing directional radiation patterns, FCLA-J and FCLA-A achieve substantial performance improvements of 43.32\% and 25.42\%, respectively, compared to uniform cylindrical arrays (UCLAs) with RZF precoding.

eess.SP↗

THz Beam Squint Mitigation via 3D Rotatable Antennas

Analog beamforming holds great potential for future terahertz (THz) communications due to its ability to generate high-gain directional beams with low-cost phase shifters.However, conventional analog beamforming may suffer substantial performance degradation in wideband systems due to the beam-squint effects. Instead of relying on high-cost true time delayers, we propose in this paper an efficient three-dimensional (3D) rotatable antenna technology to mitigate the beam-squint effects, motivated by the fact that beam squint disappears along the boresight direction. In particular, we focus on a wideband wide-beam coverage problem in this paper, aiming to maximize the minimum beamforming gain within a given angle and frequency range by jointly optimizing the analog beamforming vector and the 3D rotation angles of the antenna array. However, this problem is non-convex and difficult to be optimally solved due to the coupling of the spatial and frequency domains and that of the antenna weights and rotation. To tackle this issue, we first reformulate the problem into an equivalent form by merging the spatial and frequency domains into a single composite domain. Next, we combine alternating optimization (AO) and successive convex approximation (SCA) algorithms to optimize the analog beamforming and rotation angles within this composite domain. Simulation results demonstrate that the proposed scheme can significantly outperform conventional schemes without antenna rotation, thus offering a cost-effective solution for wideband transmission over THz bands.

eess.SP↗

Joint Bistatic Positioning and Monostatic Sensing: Optimized Beamforming and Performance Tradeoff

We investigate joint bistatic positioning (BP) and monostatic sensing (MS) within a multi-input multi-output orthogonal frequency-division system. Based on the derived Cramér-Rao Bounds (CRBs), we propose novel beamforming optimization strategies that enable flexible performance trade-offs between BP and MS. Two distinct objectives are considered in this multi-objective optimization problem, namely, enabling user equipment to estimate its own position while accounting for unknown clock bias and orientation, and allowing the base station to locate passive targets. We first analyze digital schemes, proposing both weighted-sum CRB and weighted-sum mismatch (of beamformers and covariance matrices) minimization approaches. These are examined under full-dimension beamforming (FDB) and low-complexity codebook-based power allocation (CPA). To adapt to low-cost hardwares, we develop unit-amplitude analog FDB and CPA schemes based on the weighted-sum mismatch of the covariance matrices paradigm, solved using distinct methods. Numerical results confirm the effectiveness of our designs, highlighting the superiority of minimizing the weighted-sum mismatch of covariance matrices, and the advantages of mutual information fusion between BP and MS.

eess.SP↗

Optimized Beamforming for Joint Bistatic Positioning and Monostatic Sensing

We investigate the performance tradeoff between \textit{bistatic positioning (BP)} and \textit{monostatic sensing (MS)} in a multi-input multi-output orthogonal frequency division multiplexing scenario. We derive the Cramér-Rao bounds (CRBs) for BP at the user equipment and MS at the base station. To balance these objectives, we propose a multi-objective optimization framework that optimizes beamformers using a weighted-sum CRB approach, ensuring the weak Pareto boundary. We also introduce two mismatch-minimizing approaches, targeting beamformer mismatch and variance matrix mismatch, and solve them distinctly. Numerical results demonstrate the performance tradeoff between BP and MS, revealing significant gains with the proposed methods and highlighting the advantages of minimizing the weighted-sum mismatch of variance matrices.

eess.SP↗