arXiv subjects

Brian L. Evans

Publications and source records attributed to Brian L. Evans.

49 records · Page 3Linked to original sources

arXiv2018

Two-Stage Analog Combining in Hybrid Beamforming Systems with Low-Resolution ADCs

In this paper, we investigate hybrid analog/digital beamforming for multiple-input multiple-output (MIMO) systems with low-resolution analog-to-digital converters (ADCs) for millimeter wave (mmWave) communications. In the receiver, we propose to split the analog combining subsystem into a channel gain aggregation stage followed by a spreading stage. Both stages use phase shifters. Our goal is to design the two-stage analog combiner to optimize mutual information (MI) between the transmitted and quantized signals by effectively managing quantization error. To this end, we formulate an unconstrained MI maximization problem without a constant modulus constraint on analog combiners, and derive a two-stage analog combining solution. The solution achieves the optimal scaling law with respect to the number of radio frequency chains and maximizes the MI for homogeneous singular values of a MIMO channel. We further develop a two-stage analog combining algorithm to implement the derived solution for mmWave channels. By decoupling channel gain aggregation and spreading functions from the derived solution, the proposed algorithm implements the two functions by using array response vectors and a discrete Fourier transform matrix under the constant modulus constraint on each matrix element. Therefore, the proposed algorithm provides a near optimal solution for the unconstrained problem, whereas conventional hybrid approaches offer a near optimal solution only for a constrained problem. The closed-form approximation of the ergodic rate is derived for the algorithm, showing that a practical digital combiner with two-stage analog combining also achieves the optimal scaling law. Simulation results validate the algorithm performance and the derived ergodic rate.

cs.IT↗

arXiv2018

Partially Blind Handovers for mmWave New Radio Aided by Sub-6 GHz LTE Signaling

For a base station that supports cellular communications in sub-6 GHz LTE and millimeter (mmWave) bands, we propose a supervised machine learning algorithm to improve the success rate in the handover between the two radio frequencies using sub-6 GHz and mmWave prior channel measurements within a temporal window. The main contributions of our paper are to 1) introduce partially blind handovers, 2) employ machine learning to perform handover success predictions from sub-6 GHz to mmWave frequencies, and 3) show that this machine learning based algorithm combined with partially blind handovers can improve the handover success rate in a realistic network setup of colocated cells. Simulation results show improvement in handover success rates for our proposed algorithm compared to standard handover algorithms.

cs.NI↗

arXiv2018

Narrowband Channel Estimation for Hybrid Beamforming Millimeter Wave Communication Systems with One-bit Quantization

Millimeter wave (mmWave) spectrum has drawn attention due to its tremendous available bandwidth. The high propagation losses in the mmWave bands necessitate beamforming with a large number of antennas. Traditionally each antenna is paired with a high-speed analog-to-digital converter (ADC), which results in high power consumption. A hybrid beamforming architecture and one-bit resolution ADCs have been proposed to reduce power consumption. However, analog beamforming and one-bit quantization make channel estimation more challenging. In this paper, we propose a narrowband channel estimation algorithm for mmWave communication systems with one-bit ADCs and hybrid beamforming based on generalized approximate message passing (GAMP). We show through simulation that 1) GAMP variants with one-bit ADCs have better performance than do least-squares estimation methods without quantization, 2) the proposed one-bit GAMP algorithm achieves the lowest estimation error among the GAMP variants, and 3) exploiting more frames and RF chains enhances the channel estimation performance.

cs.IT↗

arXiv2018

User Scheduling for Millimeter Wave MIMO Communications with Low-Resolution ADCs

In millimeter wave (mmWave) systems, we investigate uplink user scheduling when a basestation employs low-resolution analog-to-digital converters (ADCs) with a large number of antennas. To reduce power consumption in the receiver, low-resolution ADCs can be a potential solution for mmWave systems in which many antennas are likely to be deployed to compensate for the large path loss. Due to quantization error, we show that the channel structure in the beamspace, in addition to the channel magnitude and beamspace orthogonality, plays a key role in maximizing the achievable rates of scheduled users. Consequently, we derive the optimal criteria with respect to the channel structure in the beamspace that maximizes the uplink sum rate for multi-user multiple input multiple output (MIMO) systems with a zero-forcing receiver. Leveraging the derived criteria, we propose an efficient scheduling algorithm for mmWave systems with low-resolution ADCs. Numerical results validate that the proposed algorithm outperforms conventional user scheduling methods in terms of the sum rate.

cs.IT↗

arXiv2017

ADC Bit Optimization for Spectrum- and Energy-Efficient Millimeter Wave Communications

A spectrum- and energy-efficient system is essential for millimeter wave communication systems that require large antenna arrays with power-demanding ADCs. We propose an ADC bit allocation (BA) algorithm that solves a minimum mean squared quantization error problem under a power constraint. Unlike existing BA methods that only consider an ADC power constraint, the proposed algorithm regards total receiver power constraint for a hybrid analog-digital beamforming architecture. The major challenge is the non-linearities in the minimization problem. To address this issue, we first convert the problem into a convex optimization problem through real number relaxation and substitution of ADC resolution switching power with constant average switching power. Then, we derive a closed-form solution by fixing the number of activated radio frequency (RF) chains M. Leveraging the solution, the binary search finds the optimal M and its corresponding optimal solution. We also provide an off-line training and modeling approach to estimate the average switching power. Simulation results validate the spectral and energy efficiency of the proposed algorithm. In particular, existing state-of-the-art digital beamformers can be used in the system in conjunction with the BA algorithm as it makes the quantization error negligible in the low-resolution regime.

cs.IT↗

arXiv2017

Real-time testbed for diversity in powerline and wireless smart grid communications

Two-way communication is a key feature in a smart grid. It is enabled by either powerline communication or wireless communication technologies. Utilizing both technologies can potentially enhance communication reliability, and many diversity combining schemes have been proposed. In this paper, we propose a flexible real-time testbed to evaluate diversity combining schemes over physical channels. The testbed provides essential parts of physical layers on which both powerline and wireless communications operate. The contributions of this paper are 1) design and implementation of a real-time testbed for diversity of simultaneous powerline and wireless communications, 2) release of the setup information and complete source code for the testbed, and 3) performance evaluation of maximal ratio combining (MRC) on the testbed. As initial results, we show that performance of MRC from measurements obtained on the testbed over physical channels is very close to that in simulations in various test cases under a controlled laboratory environment.

cs.IT↗

arXiv2017

Wideband Channel Estimation for Hybrid Beamforming Millimeter Wave Communication Systems with Low-Resolution ADCs

A potential tremendous spectrum resource makes millimeter wave (mmWave) communications a promising technology. High power consumption due to a large number of antennas and analog-to-digital converters (ADCs) for beamforming to overcome the large propagation losses is problematic in practice. As a hybrid beamforming architecture and low-resolution ADCs are considered to reduce power consumption, estimation of mmWave channels becomes challenging. We evaluate several channel estimation algorithms for wideband mmWave systems with hybrid beamforming and low-resolution ADCs. Through simulation, we show that 1) infinite bit ADCs with least-squares estimation have worse channel estimation performance than do one-bit ADCs with orthogonal matching pursuit (OMP) in an SNR range of interest, 2) three- and four-bit quantizers can achieve channel estimation performance close to the unquantized case when using OMP, 3) a receiver with a single RF chain can yield better estimates than that with four RF chains if enough frames are exploited, and 4) for one-bit ADCs, exploitation of higher transmit power and more frames for performance enhancement adversely affects estimation performance after a certain point.

cs.IT↗

arXiv2017

Complex Block Floating-Point Format with Box Encoding For Wordlength Reduction in Communication Systems

We propose a new complex block floating-point format to reduce implementation complexity. The new format achieves wordlength reduction by sharing an exponent across the block of samples, and uses box encoding for the shared exponent to reduce quantization error. Arithmetic operations are performed on blocks of samples at time, which can also reduce implementation complexity. For a case study of a baseband quadrature amplitude modulation (QAM) transmitter and receiver, we quantify the tradeoffs in signal quality vs. implementation complexity using the new approach to represent IQ samples. Signal quality is measured using error vector magnitude (EVM) in the receiver, and implementation complexity is measured in terms of arithmetic complexity as well as memory allocation and memory input/output rates. The primary contributions of this paper are (1) a complex block floating-point format with box encoding of the shared exponent to reduce quantization error, (2) arithmetic operations using the new complex block floating-point format, and (3) a QAM transceiver case study to quantify signal quality vs. implementation complexity tradeoffs using the new format and arithmetic operations.

cs.IT↗

arXiv2017

Resolution-Adaptive Hybrid MIMO Architectures for Millimeter Wave Communications

In this paper, we propose a hybrid analog-digital beamforming architecture with resolution-adaptive ADCs for millimeter wave (mmWave) receivers with large antenna arrays. We adopt array response vectors for the analog combiners and derive ADC bit-allocation (BA) solutions in closed form. The BA solutions reveal that the optimal number of ADC bits is logarithmically proportional to the RF chain's signal-to-noise ratio raised to the 1/3 power. Using the solutions, two proposed BA algorithms minimize the mean square quantization error of received analog signals under a total ADC power constraint. Contributions of this paper include 1) ADC bit-allocation algorithms to improve communication performance of a hybrid MIMO receiver, 2) approximation of the capacity with the BA algorithm as a function of channels, and 3) a worst-case analysis of the ergodic rate of the proposed MIMO receiver that quantifies system tradeoffs and serves as the lower bound. Simulation results demonstrate that the BA algorithms outperform a fixed-ADC approach in both spectral and energy efficiency, and validate the capacity and ergodic rate formula. For a power constraint equivalent to that of fixed 4-bit ADCs, the revised BA algorithm makes the quantization error negligible while achieving 22% better energy efficiency. Having negligible quantization error allows existing state-of-the-art digital beamformers to be readily applied to the proposed system.

cs.IT↗

arXiv2017

ADC Bit Allocation under a Power Constraint for MmWave Massive MIMO Communication Receivers

Millimeter wave (mmWave) systems operating over a wide bandwidth and using a large number of antennas impose a heavy burden on power consumption. In a massive multiple-input multiple-output (MIMO) uplink, analog-to-digital con- verters (ADCs) would be the primary consumer of power in the base station receiver. This paper proposes a bit allocation (BA) method for mmWave multi-user (MU) massive MIMO systems under a power constraint. We apply ADCs to the outputs of an analog phased array for beamspace projection to exploit mmWave channel sparsity. We relax a mean square quantization error (MSQE) minimization problem and map the closed-form solution to non-negative integer bits at each ADC. In link-level simulations, the proposed method gives better communication performance than conventional low-resolution ADCs for the same or less power. Our contribution is a near optimal low-complexity BA method that minimizes total MSQE under a power constraint.

cs.IT↗

arXiv2016

Spectral Efficiency Bounds for Interference-Limited SVD-MIMO Cellular Communication Systems

The ergodic spectral efficiency (SE) in interference-limited multiple-input multiple-output (MIMO) downlink cellular systems is characterized based on stochastic geometry. A single user is served by using singular value decomposition precoding and combining. By approximating the expectations of the channel eigenvalues, we derive upper and lower bounds on the ergodic SE. The obtained upper bound is the best possible system-level performance of any MIMO strategy in non-cooperative cellular networks. We validate our analytical results through simulation. We also conjecture that there exists the optimal number of streams being proportional to the pathloss exponent.

cs.IT↗

arXiv2013

A Factor Graph Approach to Joint OFDM Channel Estimation and Decoding in Impulsive Noise Environments

We propose a novel receiver for orthogonal frequency division multiplexing (OFDM) transmissions in impulsive noise environments. Impulsive noise arises in many modern wireless and wireline communication systems, such as Wi-Fi and powerline communications, due to uncoordinated interference that is much stronger than thermal noise. We first show that the bit-error-rate optimal receiver jointly estimates the propagation channel coefficients, the noise impulses, the finite-alphabet symbols, and the unknown bits. We then propose a near-optimal yet computationally tractable approach to this joint estimation problem using loopy belief propagation. In particular, we merge the recently proposed "generalized approximate message passing" (GAMP) algorithm with the forward-backward algorithm and soft-input soft-output decoding using a "turbo" approach. Numerical results indicate that the proposed receiver drastically outperforms existing receivers under impulsive noise and comes within 1 dB of the matched-filter bound. Meanwhile, with N tones, the proposed factor-graph-based receiver has only O(N log N) complexity, and it can be parallelized.

cs.IT↗

arXiv2013

Impulsive Noise Mitigation in Powerline Communications Using Sparse Bayesian Learning

Additive asynchronous and cyclostationary impulsive noise limits communication performance in OFDM powerline communication (PLC) systems. Conventional OFDM receivers assume additive white Gaussian noise and hence experience degradation in communication performance in impulsive noise. Alternate designs assume a parametric statistical model of impulsive noise and use the model parameters in mitigating impulsive noise. These receivers require overhead in training and parameter estimation, and degrade due to model and parameter mismatch, especially in highly dynamic environments. In this paper, we model impulsive noise as a sparse vector in the time domain without any other assumptions, and apply sparse Bayesian learning methods for estimation and mitigation without training. We propose three iterative algorithms with different complexity vs. performance trade-offs: (1) we utilize the noise projection onto null and pilot tones to estimate and subtract the noise impulses; (2) we add the information in the data tones to perform joint noise estimation and OFDM detection; (3) we embed our algorithm into a decision feedback structure to further enhance the performance of coded systems. When compared to conventional OFDM PLC receivers, the proposed receivers achieve SNR gains of up to 9 dB in coded and 10 dB in uncoded systems in the presence of impulsive noise.

stat.ML↗