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Chau Yuen

Publications and source records attributed to Chau Yuen.

At least 127 records · Page 7Linked to original sources

Channel Estimation and Hybrid Precoding for Massive MIMO-OTFS System With Doubly Squint

Orthogonal time frequency space (OTFS) modulation and massive multi-input multi-output (MIMO) are promising technologies for next generation wireless communication systems for their abilities to counteract the issue of high mobility with large Doppler spread and mitigate the channel path attenuation, respectively. The natural integration of massive MIMO with OTFS in millimeter-wave systems can improve communication data rate and enhance the spectral efficiency. However, when transmitting wideband signals with large-scale arrays, the beam squint effect may occur, causing discrepancies in beam directions across subcarriers in multi-carrier systems. Moreover, the high-mobility wideband millimeter wave communications can induce the Doppler squint effect, leading to different Doppler shifts among the subcarriers. Both beam squint effect and Doppler squint effect (denoted as doubly squint effect) can degrade communication performance significantly. In this paper, we present an efficient channel estimation and hybrid precoding scheme to address the doubly squint effect in massive MIMO-OTFS systems. We first characterize the wideband channel model and the input-output relationship for massive MIMO-OTFS transmission considering doubly squint effect. We then mathematically derive the impact of channel parameters on chirp pilots under the doubly squint effect. Additionally, we develop a peak-index-based channel estimation scheme. By leveraging the results from channel estimation, we propose a hybrid precoding method to mitigate the doubly squint effect in downlink transmission scenarios. Finally, simulation results validate the effectiveness of our proposed scheme and show its superiority over the existing schemes.

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A Novel Angle-Delay-Doppler Estimation Scheme for AFDM-ISAC System in Mixed Near-field and Far-field Scenarios

The recently proposed multi-chirp waveform, affine frequency division multiplexing (AFDM), is considered as a potential candidate for integrated sensing and communication (ISAC). However, acquiring accurate target sensing parameter information becomes challenging due to fractional delay and Doppler shift occurrence, as well as effects introduced by the coexistence of near-field (NF) and far-field (FF) targets associated with large-scale antenna systems. In this paper, we propose a novel angle-delay-Doppler estimation scheme for AFDM-ISAC system in mixed NF and FF scenarios. Specifically, we model the received ISAC signals as a third-order tensor that admits a low-rank CANDECOMP/PARAFAC (CP) format. By employing the Vandermonde nature of the factor matrix and the spatial smoothing technique, we develop a structured CP decomposition method that guarantees the condition for uniqueness. We further propose a low-complexity estimation scheme to acquire target sensing parameters with fractional values, including angle of arrival/departure (AoA/AoD), delay and Doppler shift accurately. We also derive the Cramér-Rao Lower Bound (CRLB) as a benchmark and analyze the complexity of our proposed scheme. Finally, simulation results are provided to demonstrate the effectiveness and superiority of our proposed scheme.

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REMAA: Reconfigurable Pixel Antenna-based Electronic Movable-Antenna Arrays for Multiuser Communications

In this paper, we investigate reconfigurable pixel antenna (RPA)-based electronic movable antennas (REMAs) for multiuser communications. First, we model each REMA as an antenna characterized by a set of predefined and discrete selectable radiation positions within the radiating region. Considering the trade-off between performance and cost, we propose two types of REMA-based arrays: the partially-connected RPA-based electronic movable-antenna array (PC-REMAA) and fully-connected REMAA (FC-REMAA). Then, we formulate a multiuser sum-rate maximization problem subject to the power constraint and hardware constraints of the PC-REMAA or FC-REMAA. To solve this problem, we propose a two-step multiuser beamforming and antenna selection scheme. In the first step, we develop a two-loop joint beamforming and antenna selection (TL-JBAS) algorithm. In the second step, we apply the coordinate descent method to further enhance the solution of the TL-JBAS algorithm. In addition, we revisit mechanical movable antennas (MMAs) to establish a benchmark for evaluating the performance of REMA-enabled multiuser communications, where MMAs can continuously adjust the positions within the transmission region. We also formulate a sum-rate maximization problem for MMA-enabled multiuser communications and propose an alternating beamforming and antenna position optimization scheme to solve it. Finally, we analyze the performance gap between REMAs and MMAs. Based on Fourier analysis, we derive the maximum power loss of REMAs compared to MMAs for any given position interval. Specifically, we show that the REMA incurs a maximum power loss of only 3.25\% compared to the MMA when the position interval is set to one-tenth of the wavelength. Simulation results demonstrate the effectiveness of the proposed methods.

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Multi-User MISO with Stacked Intelligent Metasurfaces: A DRL-Based Sum-Rate Optimization Approach

Stacked intelligent metasurfaces (SIMs) represent a novel signal processing paradigm that enables over-the-air processing of electromagnetic waves at the speed of light. Their multi-layer architecture exhibits customizable computational capabilities compared to conventional single-layer reconfigurable intelligent surfaces and metasurface lenses. In this paper, we deploy SIM to improve the performance of multi-user multiple-input single-output (MISO) wireless systems through a low complexity manner with reduced numbers of transmit radio frequency chains. In particular, an optimization formulation for the joint design of the SIM phase shifts and the transmit power allocation is presented, which is efficiently tackled via a customized deep reinforcement learning (DRL) approach that systematically explores pre-designed states of the SIM-parametrized smart wireless environment. The presented performance evaluation results demonstrate the proposed method's capability to effectively learn from the wireless environment, while consistently outperforming conventional precoding schemes under low transmit power conditions. Furthermore, the implementation of hyperparameter tuning and whitening process significantly enhance the robustness of the proposed DRL framework.

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Active Reconfigurable Intelligent Surfaces: Circuit Modeling and Reflection Amplification Optimization

Reconfigurable Intelligent Surfaces (RISs) constitute a promising emerging technology that enables wireless systems to control the propagation environment to enhance diverse communication objectives. To mitigate double-fading attenuation in RIS-aided links, the paradigm of active metamaterials capable of amplifying their incident wave has emerged. In this paper, capitalizing on the inherent negative-resistance region of tunnel diodes, we propose their integration into each RIS unit element to enable RISs with reflection amplification entirely in the analog domain. We derive novel realistic phase-amplitude relationships and power constraints specific to this model, addressing gaps in the existing literature where amplitude limits are often chosen arbitrarily. This characterization of our active RIS unit elements is incorporated into two novel optimization frameworks targeting the spectral efficiency maximization of RIS-assisted Multiple-Input-Multiple-Output (MIMO) systems, which are solved via an one-step approach and an iterative Alternating Optimization (AO) method. The former approach is used to initialize the AO framework, enhancing both its performance and convergence. Our numerical investigations emphasize the importance of accurately modeling phase-amplitude dependencies, and provide key insights into the impact of RIS-induced noise as well as the trade-off between available power and the number of active elements.

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Multi-Agent Deep Reinforcement Learning for Safe Autonomous Driving with RICS-Assisted MEC

Environment sensing and fusion via onboard sensors are envisioned to be widely applied in future autonomous driving networks. This paper considers a vehicular system with multiple self-driving vehicles that is assisted by multi-access edge computing (MEC), where image data collected by the sensors is offloaded from cellular vehicles to the MEC server using vehicle-to-infrastructure (V2I) links. Sensory data can also be shared among surrounding vehicles via vehicle-to-vehicle (V2V) communication links. To improve spectrum utilization, the V2V links may reuse the same frequency spectrum with V2I links, which may cause severe interference. To tackle this issue, we leverage reconfigurable intelligent computational surfaces (RICSs) to jointly enable V2I reflective links and mitigate interference appearing at the V2V links. Considering the limitations of traditional algorithms in addressing this problem, such as the assumption for quasi-static channel state information, which restricts their ability to adapt to dynamic environmental changes and leads to poor performance under frequently varying channel conditions, in this paper, we formulate the problem at hand as a Markov game. Our novel formulation is applied to time-varying channels subject to multi-user interference and introduces a collaborative learning mechanism among users. The considered optimization problem is solved via a driving safety-enabled multi-agent deep reinforcement learning (DS-MADRL) approach that capitalizes on the RICS presence. Our extensive numerical investigations showcase that the proposed reinforcement learning approach achieves faster convergence and significant enhancements in both data rate and driving safety, as compared to various state-of-the-art benchmarks.

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Flexible WMMSE Beamforming for MU-MIMO Movable Antenna Communications

Movable antennas offer new potential for wireless communication by introducing degrees of freedom in antenna positioning, which has recently been explored for improving sum rates. In this paper, we aim to fully leverage the capabilities of movable antennas (MAs) by assuming that both the transmitter and receiver can optimize their antenna positions in multi-user multiple-input multiple-output (MU-MIMO) communications. Recognizing that WMMSE beamforming is a highly effective method for maximizing the MU-MIMO sum rate, we modify it to integrate antenna position optimization for MA systems, which we refer to as flexible WMMSE (F-WMMSE) beamforming. Importantly, we reformulate the subproblems within WMMSE to develop regularized sparse optimization frameworks to achieve joint beamforming (antenna coefficient optimization) and element movement (antenna position optimization). We then propose a regularized least squares-based simultaneous orthogonal matching pursuit (RLS-SOMP) algorithm to address the resulting sparse optimization problem. To enhance practical applications, the low-complexity implementation of the proposed framework is developed based on the pre-calculations and matrix inverse lemma. The overall F-WMMSE algorithm converges similarly to WMMSE, and our findings indicate that F-WMMSE achieves a significant sum rate improvement compared to traditional WMMSE, exceeding 20% under appropriate simulation conditions

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Flexible Intelligent Metasurface-Aided Wireless Communications: Architecture and Performance

Typical reconfigurable intelligent surface (RIS) implementations include metasurfaces with almost passive unit elements capable of reflecting their incident waves in controllable ways, enhancing wireless communications in a cost-effective manner. In this paper, we advance the concept of intelligent metasurfaces by introducing a flexible array geometry, termed flexible intelligent metasurface (FIM), which supports both element movement (EM) and passive beamforming (PBF). In particular, based on the single-input single-output (SISO) system setup, we first compare three modes of FIM, namely, EM-only, PBF-only, and EM-PBF, in terms of received signal power under different FIM and channel setups. The PBF-only mode, which only adjusts the reflect phase, is shown to be less effective than the EM-only mode in enhancing received signal strength. In a multi-element, multi-path scenario, the EM-only mode improves the received signal power by 125% compared to the PBF-only mode. The EM-PBF mode, which optimizes both element positions and phases, further enhances performance. Additionally, we investigate the channel estimation problem for FIM systems by designing a protocol that gathers EM and PBF measurements, enabling the formulation of a compressive sensing problem for joint cascaded and direct channel estimation. We then propose a sparse recovery algorithm called clustering mean-field variational sparse Bayesian learning, which enhances estimation performance while maintaining low complexity.

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Modeling and Optimization for Flexible Cylindrical Arrays-Enabled Wireless Communications

Flexible-geometry arrays have garnered much attention in wireless communications, which dynamically adjust wireless channels to improve the system performance. In this paper, we propose a novel flexible-geometry array for a $360^\circ$ coverage, named flxible cylindrical array (FCLA), comprised of multiple flexible circular arrays (FCAs). The elements in each FCA can revolve around the circle track to change their horizontal positions, and the FCAs can move along the vertical axis to change the elements' heights. Considering that horizontal revolving can change the antenna orientation, we adopt both the omni-directional and the directional antenna patterns. Based on the regularized zero-forcing (RZF) precoding scheme, we formulate a particular compressive sensing (CS) problem incorporating joint precoding and antenna position optimization, and propose two effective methods, namely FCLA-J and FCLA-A, to solve it. Specifically, the first method involves jointly optimizing the element's revolving angle, height, and precoding coefficient within a single CS framework. The second method decouples the CS problem into two subproblems by utilizing an alternative sparse optimization approach for the revolving angle and height, thereby reducing time complexity. Simulation results reveal that, when utilizing directional radiation patterns, FCLA-J and FCLA-A achieve substantial performance improvements of 43.32\% and 25.42\%, respectively, compared to uniform cylindrical arrays (UCLAs) with RZF precoding.

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Target Sensing With Off-grid Sparse Bayesian Learning for AFDM-ISAC System

The recently proposed multi-chirp waveform, affine frequency division multiplexing (AFDM), is regarded as a prospective candidate for integrated sensing and communication (ISAC) due to its robust performance in high-mobility scenarios and full diversity achievement in doubly dispersive channels. However, the insufficient Doppler resolution caused by limited transmission duration can reduce the accuracy of parameter estimation. In this paper, we propose a new off-grid target parameter estimation scheme to jointly estimate the range and velocity of the targets for AFDM-ISAC system, where the off-grid Doppler components are incorporated to enhance estimation accuracy. Specifically, we form the sensing model as an off-grid sparse signal recovery problem relying on the virtual delay and Doppler grids defined in the discrete affine Fourier (DAF) domain, where the off-grid components are regarded as hyper-parameters for estimation. We also employ the expectation-maximization (EM) technique via a sparse Bayesian learning (SBL) framework to update hyper-parameters iteratively. Simulation results indicate that our proposed off-grid algorithm outperforms existing algorithms in sensing performance and is highly robust to the AFDM-ISAC high-mobility scenario.

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Flexible Intelligent Metasurfaces for Enhancing MIMO Communications

Flexible intelligent metasurfaces (FIMs) show great potential for improving the wireless network capacity in an energy-efficient manner. An FIM is a soft array consisting of several low-cost radiating elements. Each element can independently emit electromagnetic signals, while flexibly adjusting its position even perpendicularly to the overall surface to `morph' its 3D shape. More explicitly, compared to a conventional rigid antenna array, an FIM is capable of finding an optimal 3D surface shape that provides improved signal quality. In this paper, we study point-to-point multiple-input multiple-output (MIMO) communications between a pair of FIMs. In order to characterize the capacity limits of FIM-aided MIMO transmissions over frequency-flat fading channels, we formulate a transmit optimization problem for maximizing the MIMO channel capacity by jointly optimizing the 3D surface shapes of the transmitting and receiving FIMs as well as the MIMO transmit covariance matrix, subject to the total transmit power constraint and to the maximum perpendicular morphing range of the FIM. To solve this problem, we develop an efficient block coordinate descent (BCD) algorithm. The BCD algorithm iteratively updates the 3D surface shapes of the FIMs and the transmit covariance matrix, while keeping the other fixed, to find a locally optimal solution. Numerical results verify that FIMs can achieve higher MIMO capacity than that of the conventional rigid arrays. In particular, the MIMO channel capacity can be doubled by the proposed BCD algorithm under some setups.

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Revolution of Wireless Signal Recognition for 6G: Recent Advances, Challenges and Future Directions

Wireless signal recognition (WSR) is a crucial technique for intelligent communications and spectrum sharing in the next six-generation (6G) wireless communication networks. It can be utilized to enhance network performance and efficiency, improve quality of service (QoS), and improve network security and reliability. Additionally, WSR can be applied for military applications such as signal interception, signal race, and signal abduction. In the past decades, great efforts have been made for the research of WSR. Earlier works mainly focus on model-based methods, including likelihood-based (LB) and feature-based (FB) methods, which have taken the leading position for many years. With the emergence of artificial intelligence (AI), intelligent methods including machine learning-based (ML-based) and deep learning-based (DL-based) methods have been developed to extract the features of the received signals and perform the classification. In this work, we provide a comprehensive review of WSR from the view of applications, main tasks, recent advances, datasets and evaluation metrics, challenges, and future directions. Specifically, intelligent WSR methods are introduced from the perspective of model, data, learning and implementation. Moreover, we analyze the challenges for WSR from the view of complex, dynamic, and open 6G wireless environments and discuss the future directions for WSR. This survey is expected to provide a comprehensive overview of the state-of-the-art WSR techniques and inspire new research directions for WSR in 6G networks.

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DiffSG: A Generative Solver for Network Optimization with Diffusion Model

Generative diffusion models, famous for their performance in image generation, are popular in various cross-domain applications. However, their use in the communication community has been mostly limited to auxiliary tasks like data modeling and feature extraction. These models hold greater promise for fundamental problems in network optimization compared to traditional machine learning methods. Discriminative deep learning often falls short due to its single-step input-output mapping and lack of global awareness of the solution space, especially given the complexity of network optimization's objective functions. In contrast, generative diffusion models can consider a broader range of solutions and exhibit stronger generalization by learning parameters that describe the distribution of the underlying solution space, with higher probabilities assigned to better solutions. We propose a new framework Diffusion Model-based Solution Generation (DiffSG), which leverages the intrinsic distribution learning capabilities of generative diffusion models to learn high-quality solution distributions based on given inputs. The optimal solution within this distribution is highly probable, allowing it to be effectively reached through repeated sampling. We validate the performance of DiffSG on several typical network optimization problems, including mixed-integer non-linear programming, convex optimization, and hierarchical non-convex optimization. Our results demonstrate that DiffSG outperforms existing baseline methods not only on in-domain inputs but also on out-of-domain inputs. In summary, we demonstrate the potential of generative diffusion models in tackling complex network optimization problems and outline a promising path for their broader application in the communication community. Our code is available at https://github.com/qiyu3816/DiffSG.

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Onboard Terrain Classification via Stacked Intelligent Metasurface-Diffractive Deep Neural Networks from SAR Level-0 Raw Data

This paper introduces a novel approach for real-time onboard terrain classification from Sentinel-1 (S1) level-0 raw In-phase/Quadrature (IQ) data, leveraging a Stacked Intelligent Metasurface (SIM) to perform inference directly in the analog wave domain. Unlike conventional digital deep neural networks, the proposed multi-layer Diffractive Deep Neural Network (D$^2$NN) setup implements automatic feature extraction as electromagnetic waves propagate through stacked metasurface layers. This design not only reduces reliance on expensive downlink bandwidth and high-power computing at terrestrial stations but also achieves performance levels around 90\% directly from the real raw IQ data, in terms of accuracy, precision, recall, and F1 Score. Our method therefore helps bridge the gap between next-generation remote sensing tasks and in-orbit processing needs, paving the way for computationally efficient remote sensing applications.

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Large-Scale AI in Telecom: Charting the Roadmap for Innovation, Scalability, and Enhanced Digital Experiences

This white paper discusses the role of large-scale AI in the telecommunications industry, with a specific focus on the potential of generative AI to revolutionize network functions and user experiences, especially in the context of 6G systems. It highlights the development and deployment of Large Telecom Models (LTMs), which are tailored AI models designed to address the complex challenges faced by modern telecom networks. The paper covers a wide range of topics, from the architecture and deployment strategies of LTMs to their applications in network management, resource allocation, and optimization. It also explores the regulatory, ethical, and standardization considerations for LTMs, offering insights into their future integration into telecom infrastructure. The goal is to provide a comprehensive roadmap for the adoption of LTMs to enhance scalability, performance, and user-centric innovation in telecom networks.

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Rydberg Atomic Quantum Receivers for the Multi-User MIMO Uplink

Rydberg atomic quantum receivers exhibit great potential in assisting classical wireless communications due to their outstanding advantages in detecting radio frequency signals. To realize this potential, we integrate a Rydberg atomic quantum receiver into a classical multi-user multiple-input multiple-output (MIMO) scheme to form a multi-user Rydberg atomic quantum MIMO (RAQ-MIMO) system for the uplink. To study this system, we first construct an equivalent baseband signal model, which facilitates convenient system design, signal processing and optimizations. We then study the ergodic achievable rates under both the maximum ratio combining (MRC) and zero-forcing (ZF) schemes by deriving their tight lower bounds. We next compare the ergodic achievable rates of the RAQ-MIMO and the conventional massive MIMO schemes by offering a closed-form expression for the difference of their ergodic achievable rates, which allows us to directly compare the two systems. Our results show that RAQ-MIMO allows the average transmit power of users to be $> 25$ dBm lower than that of the conventional massive MIMO. Viewed from a different perspective, an extra $\sim 8.8$ bits/s/Hz/user rate becomes achievable by ZF RAQ-MIMO.

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Joint Power Allocation and Phase Shift Design for Stacked Intelligent Metasurfaces-aided Cell-Free Massive MIMO Systems with MARL

Cell-free (CF) massive multiple-input multiple-output (mMIMO) systems offer high spectral efficiency (SE) through multiple distributed access points (APs). However, the large number of antennas increases power consumption. We propose incorporating stacked intelligent metasurfaces (SIM) into CF mMIMO systems as a cost-effective, energy-efficient solution. This paper focuses on optimizing the joint power allocation of APs and the phase shift of SIMs to maximize the sum SE. To address this complex problem, we introduce a fully distributed multi-agent reinforcement learning (MARL) algorithm. Our novel algorithm, the noisy value method with a recurrent policy in multi-agent policy optimization (NVR-MAPPO), enhances performance by encouraging diverse exploration under centralized training and decentralized execution. Simulations demonstrate that NVR-MAPPO significantly improves sum SE and robustness across various scenarios.

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Downlink Multiuser Communications Relying on Flexible Intelligent Metasurfaces

A flexible intelligent metasurface (FIM) is composed of an array of low-cost radiating elements, each of which can independently radiate electromagnetic signals and flexibly adjust its position through a 3D surface-morphing process. In our system, an FIM is deployed at a base station (BS) that transmits to multiple single-antenna users. We formulate an optimization problem for minimizing the total downlink transmit power at the BS by jointly optimizing the transmit beamforming and the FIM's surface shape, subject to an individual signal-to-interference-plus-noise ratio (SINR) constraint for each user as well as to a constraint on the maximum morphing range of the FIM. To address this problem, an efficient alternating optimization method is proposed to iteratively update the FIM's surface shape and the transmit beamformer to gradually reduce the transmit power. Finally, our simulation results show that at a given data rate the FIM reduces the transmit power by about $3$ dB compared to conventional rigid 2D arrays.

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