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Chen Yan

Publications and source records attributed to Chen Yan.

At least 19 recordsLinked to original sources

GhostTac: Manipulating Tactile Sensors without Physical Contact

Tactile sensors are integral components of modern robotic systems, enabling robots to perceive and interact with the physical environment through tactile feedback. Despite their importance, the physical-layer security of tactile sensors has received little attention in prior work. In this paper, we present GhostTac, to the best of our knowledge, the first contactless attack that manipulates tactile sensing via electromagnetic interference (EMI). We identify that EMI exploits the nonlinear rectification and limited bandwidth amplification effects, allowing carefully crafted EMI signals to be converted into a persistent DC offset that bypasses on-board filtering and induces stable measurement deviations. Building on this mechanism, GhostTac enables fine-grained and controllable manipulation of sensor outputs by reshaping the spatial distribution and manipulating the magnitude at the targeted location. Such interference can induce unintended and harmful robot behaviors, such as causing a domestic robot to exert excessive force, resulting in physical damage or human injury. We evaluate GhostTac on 10 sensor modules and 2 dexterous hands, covering 15 tactile sensors of different types, and demonstrate consistent attack effectiveness across all tested devices. We further present three case studies on tactile grasping, slip detection, and material classification to illustrate practical impacts in real robotic tasks. We envision that our findings shed light on a new physical attack vector against tactile sensing in robotic systems.

cs.CR

DTI: Dynamic Trajectory Initialization for Generative Face Video Super-Resolution

As the most perceptually powerful Face Video Super-Resolution (FVSR) method, existing works in Generative FVSR (GFVSR) mainly exploit the generative prior of pretrained diffusion models. However, viewed as full generation, they suffer from fixed sampling and expensive inference costs if without large-scale auxiliary training. Furthermore, an excessive pursuit of generic perceptual metrics often results in low fidelity. To address these issues, we present Dynamic Trajectory Initialization (DTI) paradigm for GFVSR, which reformulates GFVSR as an input-driven directional restoration. With a novel enhancement-and-injection conditioning mechanism for pretrained DiT backbone, fidelity of our model has been significantly improved without compromising perceptual quality. To dynamically set the starting sampling point, we propose a Discriminative Guide (DG) trained via objective Signal-to-Noise Ratio (SNR) alignment. With only minor model adaptation and fine-tuning, our method achieves a SOTA overall performance across diverse metrics and benchmarks. An analysis of relationship between actual comprehensive quality and common metrics is also conducted, which demonstrates the perception-distortion trade-off and that the LPIPS is the most convincing metric in our case.

cs.CV

Video-based Generalized Category Discovery via Memory-Guided Consistency-Aware Contrastive Learning

Generalized Category Discovery (GCD) is an emerging and challenging open-world problem that has garnered increasing attention in recent years. Most existing GCD methods focus on discovering categories in static images. However, relying solely on static visual content is often insufficient to reliably discover novel categories. To bridge this gap, we extend the GCD problem to the video domain and introduce a new setting, termed Video-GCD. Thus, effectively integrating multi-perspective information across time is crucial for accurate Video-GCD. To tackle this challenge, we propose a novel Memory-guided Consistency-aware Contrastive Learning (MCCL) framework, which explicitly captures temporal-spatial cues and incorporates them into contrastive learning through a consistency-guided voting mechanism. MCCL consists of two core components: Consistency-Aware Contrastive Learning(CACL) and Memory-Guided Representation Enhancement (MGRE). CACL exploits multiperspective temporal features to estimate consistency scores between unlabeled instances, which are then used to weight the contrastive loss accordingly. MGRE introduces a dual-level memory buffer that maintains both feature-level and logit-level representations, providing global context to enhance intra-class compactness and inter-class separability. This in turn refines the consistency estimation in CACL, forming a mutually reinforcing feedback loop between representation learning and consistency modeling. To facilitate a comprehensive evaluation, we construct a new and challenging Video-GCD benchmark, which includes action recognition and bird classification video datasets. Extensive experiments demonstrate that our method significantly outperforms competitive GCD approaches adapted from image-based settings, highlighting the importance of temporal information for discovering novel categories in videos. The code will be publicly available.

cs.CV

SoK: Understanding the Fundamentals and Implications of Sensor Out-of-band Vulnerabilities

Sensors are fundamental to cyber-physical systems (CPS), enabling perception and control by transducing physical stimuli into digital measurements. However, despite growing research on physical attacks on sensors, our understanding of sensor hardware vulnerabilities remains fragmented due to the ad-hoc nature of this field. Moreover, the infinite attack signal space further complicates threat abstraction and defense. To address this gap, we propose a systematization framework, termed sensor out-of-band (OOB) vulnerabilities, that for the first time provides a comprehensive abstraction for sensor attack surfaces based on underlying physical principles. We adopt a bottom-up systematization methodology that analyzes OOB vulnerabilities across three levels. At the component level, we identify the physical principles and limitations that contribute to OOB vulnerabilities. At the sensor level, we categorize known attacks and evaluate their practicality. At the system level, we analyze how CPS features such as sensor fusion, closed-loop control, and intelligent perception impact the exposure and mitigation of OOB threats. Our findings offer a foundational understanding of sensor hardware security and provide guidance and future directions for sensor designers, security researchers, and system developers aiming to build more secure sensors and CPS.

cs.CR

A Nonlinear Hash-based Optimization Method for SpMV on GPUs

Sparse matrix-vector multiplication (SpMV) is a fundamental operation with a wide range of applications in scientific computing and artificial intelligence. However, the large scale and sparsity of sparse matrix often make it a performance bottleneck. In this paper, we highlight the effectiveness of hash-based techniques in optimizing sparse matrix reordering, introducing the Hash-based Partition (HBP) format, a lightweight SpMV approach. HBP retains the performance benefits of the 2D-partitioning method while leveraging the hash transformation's ability to group similar elements, thereby accelerating the pre-processing phase of sparse matrix reordering. Additionally, we achieve parallel load balancing across matrix blocks through a competitive method. Our experiments, conducted on both Nvidia Jetson AGX Orin and Nvidia RTX 4090, show that in the pre-processing step, our method offers an average speedup of 3.53 times compared to the sorting approach and 3.67 times compared to the dynamic programming method employed in Regu2D. Furthermore, in SpMV, our method achieves a maximum speedup of 3.32 times on Orin and 3.01 times on RTX4090 against the CSR format in sparse matrices from the University of Florida Sparse Matrix Collection.

cs.DC

Achieving $\tilde{\mathcal{O}}(1/N)$ Optimality Gap in Restless Bandits through Gaussian Approximation

We study the finite-horizon Restless Multi-Armed Bandit (RMAB) problem with $N$ homogeneous arms. Prior work has shown that when an RMAB satisfies a non-degeneracy condition, Linear-Programming-based (LP-based) policies derived from the fluid approximation, which captures the mean dynamics of the system, achieve an exponentially small optimality gap. However, it is common for RMABs to be degenerate, in which case LP-based policies can result in a $\Theta(1/\sqrt{N})$ optimality gap per arm. In this paper, we propose a novel Stochastic-Programming-based (SP-based) policy that, under a uniqueness assumption, achieves an $\tilde{\mathcal{O}}(1/N)$ optimality gap for degenerate RMABs. Our approach is based on the construction of a Gaussian stochastic system that captures not only the mean but also the variance of the RMAB dynamics, resulting in a more accurate approximation than the fluid approximation. We then solve a stochastic program for this system to obtain our policy. This is the first result to establish an $\tilde{\mathcal{O}}(1/N)$ optimality gap for degenerate RMABs.

math.OC

ReThink: Reveal the Threat of Electromagnetic Interference on Power Inverters

With the boom of renewable energy sources (RES), the number of power inverters proliferates. Power inverters are the key electronic devices that transform the direct current (DC) power from RES to the alternating current (AC) power on the grids, and their security can affect the stable operation of RES and even power grids. This paper analyzes the security of photovoltaic (PV) inverters from the aspects of internal sensors since they serve as the foundation for safe power conversion. We discover that both the embedded current sensors and voltage sensors are vulnerable to electromagnetic interference (EMI) of 1 GHz or higher, despite electromagnetic compatibility (EMC) countermeasures. Such vulnerabilities can lead to incorrect measurements and deceiving the control algorithms, and we design ReThink that could produce three types of consequences on PV inverters by emitting carefully crafted EMI, i.e., Denial of Service (DoS), damaging inverters physically or damping the power output. We successfully validate these consequences on 5 off-the-shelf PV inverters, and even in a real-world microgrid, by transmitting EMI signals at a distance of 100-150cm and a total power within 20W. Our work aims to raise awareness of the security of power electronic devices of RES, as they represent an emerging Cyber-Physical attack surface to the future RES-dominated grid. Finally, to cope with such threats, we provide hardware and software-based countermeasures.

cs.CR

PhantomLiDAR: Cross-modality Signal Injection Attacks against LiDAR

LiDAR (Light Detection and Ranging) is a pivotal sensor for autonomous driving, offering precise 3D spatial information. Previous signal attacks against LiDAR systems mainly exploit laser signals. In this paper, we investigate the possibility of cross-modality signal injection attacks, i.e., injecting intentional electromagnetic interference (IEMI) to manipulate LiDAR output. Our insight is that the internal modules of a LiDAR, i.e., the laser receiving circuit, the monitoring sensors, and the beam-steering modules, even with strict electromagnetic compatibility (EMC) testing, can still couple with the IEMI attack signals and result in the malfunction of LiDAR systems. Based on the above attack surfaces, we propose the PhantomLiDAR attack, which manipulates LiDAR output in terms of Points Interference, Points Injection, Points Removal, and even LiDAR Power-Off. We evaluate and demonstrate the effectiveness of PhantomLiDAR with both simulated and real-world experiments on five COTS LiDAR systems. We also conduct feasibility experiments in real-world moving scenarios. We provide potential defense measures that can be implemented at both the sensor level and the vehicle system level to mitigate the risks associated with IEMI attacks. Video demonstrations can be viewed at https://sites.google.com/view/phantomlidar.

eess.SP

SafeEar: Content Privacy-Preserving Audio Deepfake Detection

Text-to-Speech (TTS) and Voice Conversion (VC) models have exhibited remarkable performance in generating realistic and natural audio. However, their dark side, audio deepfake poses a significant threat to both society and individuals. Existing countermeasures largely focus on determining the genuineness of speech based on complete original audio recordings, which however often contain private content. This oversight may refrain deepfake detection from many applications, particularly in scenarios involving sensitive information like business secrets. In this paper, we propose SafeEar, a novel framework that aims to detect deepfake audios without relying on accessing the speech content within. Our key idea is to devise a neural audio codec into a novel decoupling model that well separates the semantic and acoustic information from audio samples, and only use the acoustic information (e.g., prosody and timbre) for deepfake detection. In this way, no semantic content will be exposed to the detector. To overcome the challenge of identifying diverse deepfake audio without semantic clues, we enhance our deepfake detector with real-world codec augmentation. Extensive experiments conducted on four benchmark datasets demonstrate SafeEar's effectiveness in detecting various deepfake techniques with an equal error rate (EER) down to 2.02%. Simultaneously, it shields five-language speech content from being deciphered by both machine and human auditory analysis, demonstrated by word error rates (WERs) all above 93.93% and our user study. Furthermore, our benchmark constructed for anti-deepfake and anti-content recovery evaluation helps provide a basis for future research in the realms of audio privacy preservation and deepfake detection.

cs.CR

Understanding Impacts of Electromagnetic Signal Injection Attacks on Object Detection

Object detection can localize and identify objects in images, and it is extensively employed in critical multimedia applications such as security surveillance and autonomous driving. Despite the success of existing object detection models, they are often evaluated in ideal scenarios where captured images guarantee the accurate and complete representation of the detecting scenes. However, images captured by image sensors may be affected by different factors in real applications, including cyber-physical attacks. In particular, attackers can exploit hardware properties within the systems to inject electromagnetic interference so as to manipulate the images. Such attacks can cause noisy or incomplete information about the captured scene, leading to incorrect detection results, potentially granting attackers malicious control over critical functions of the systems. This paper presents a research work that comprehensively quantifies and analyzes the impacts of such attacks on state-of-the-art object detection models in practice. It also sheds light on the underlying reasons for the incorrect detection outcomes.

cs.CR

SafeGen: Mitigating Sexually Explicit Content Generation in Text-to-Image Models

Text-to-image (T2I) models, such as Stable Diffusion, have exhibited remarkable performance in generating high-quality images from text descriptions in recent years. However, text-to-image models may be tricked into generating not-safe-for-work (NSFW) content, particularly in sexually explicit scenarios. Existing countermeasures mostly focus on filtering inappropriate inputs and outputs, or suppressing improper text embeddings, which can block sexually explicit content (e.g., naked) but may still be vulnerable to adversarial prompts -- inputs that appear innocent but are ill-intended. In this paper, we present SafeGen, a framework to mitigate sexual content generation by text-to-image models in a text-agnostic manner. The key idea is to eliminate explicit visual representations from the model regardless of the text input. In this way, the text-to-image model is resistant to adversarial prompts since such unsafe visual representations are obstructed from within. Extensive experiments conducted on four datasets and large-scale user studies demonstrate SafeGen's effectiveness in mitigating sexually explicit content generation while preserving the high-fidelity of benign images. SafeGen outperforms eight state-of-the-art baseline methods and achieves 99.4% sexual content removal performance. Furthermore, our constructed benchmark of adversarial prompts provides a basis for future development and evaluation of anti-NSFW-generation methods.

cs.CV

Certainty Equivalence Control-Based Heuristics in Multi-Stage Convex Stochastic Optimization Problems

We examine a multi-stage stochastic optimization problem characterized by stagewise-independent, decision-dependent noises with strict constraints. The problem assumes convexity in that, following a specific relaxation, it transforms into a deterministic convex program. The relaxation process is inspired by the principle of Certainty Equivalence Control, which substitutes uncertainties with their nominal values and requires the hard constraints to be satisfied only in an expected sense. Utilizing the solutions obtained from these convex programs, we propose two universal methodologies -- re-solving-based and projection-based -- to formulate feasible policies relevant to the original problem. These methodologies are subsequently amalgamated to develop a hybrid policy, equipped with a tuning parameter that manages the frequency of re-solving. We derive upper bounds on the gap between the performance of these heuristic policies and the optimal one. Under the Lipschitz-type regularity of the model, these bounds are proportional to the square root of the stochastic noise variance. Assuming additional $C^2$-smoothness regularity, an alternative bound, proportional to the variance of the stochastic noise, can be established -- providing a refinement when variances are small. We also delve into the issues concerning the exponential growth of a multiplicative constant in these bounds with respect to the stage number. Our model strives to lay a comprehensive framework for dynamic sequential decision-making in the presence of uncertainties, incorporating classic problems from inventory management and Markovian bandits, while also accommodating a wider spectrum of stochastic optimization challenges. Specifically, we illustrate our methods on a network utility maximization problem through numerical experiments.

math.OC

Inaudible Adversarial Perturbation: Manipulating the Recognition of User Speech in Real Time

Automatic speech recognition (ASR) systems have been shown to be vulnerable to adversarial examples (AEs). Recent success all assumes that users will not notice or disrupt the attack process despite the existence of music/noise-like sounds and spontaneous responses from voice assistants. Nonetheless, in practical user-present scenarios, user awareness may nullify existing attack attempts that launch unexpected sounds or ASR usage. In this paper, we seek to bridge the gap in existing research and extend the attack to user-present scenarios. We propose VRIFLE, an inaudible adversarial perturbation (IAP) attack via ultrasound delivery that can manipulate ASRs as a user speaks. The inherent differences between audible sounds and ultrasounds make IAP delivery face unprecedented challenges such as distortion, noise, and instability. In this regard, we design a novel ultrasonic transformation model to enhance the crafted perturbation to be physically effective and even survive long-distance delivery. We further enable VRIFLE's robustness by adopting a series of augmentation on user and real-world variations during the generation process. In this way, VRIFLE features an effective real-time manipulation of the ASR output from different distances and under any speech of users, with an alter-and-mute strategy that suppresses the impact of user disruption. Our extensive experiments in both digital and physical worlds verify VRIFLE's effectiveness under various configurations, robustness against six kinds of defenses, and universality in a targeted manner. We also show that VRIFLE can be delivered with a portable attack device and even everyday-life loudspeakers.

cs.CR

Enrollment-stage Backdoor Attacks on Speaker Recognition Systems via Adversarial Ultrasound

Automatic Speaker Recognition Systems (SRSs) have been widely used in voice applications for personal identification and access control. A typical SRS consists of three stages, i.e., training, enrollment, and recognition. Previous work has revealed that SRSs can be bypassed by backdoor attacks at the training stage or by adversarial example attacks at the recognition stage. In this paper, we propose Tuner, a new type of backdoor attack against the enrollment stage of SRS via adversarial ultrasound modulation, which is inaudible, synchronization-free, content-independent, and black-box. Our key idea is to first inject the backdoor into the SRS with modulated ultrasound when a legitimate user initiates the enrollment, and afterward, the polluted SRS will grant access to both the legitimate user and the adversary with high confidence. Our attack faces a major challenge of unpredictable user articulation at the enrollment stage. To overcome this challenge, we generate the ultrasonic backdoor by augmenting the optimization process with random speech content, vocalizing time, and volume of the user. Furthermore, to achieve real-world robustness, we improve the ultrasonic signal over traditional methods using sparse frequency points, pre-compensation, and single-sideband (SSB) modulation. We extensively evaluate Tuner on two common datasets and seven representative SRS models, as well as its robustness against seven kinds of defenses. Results show that our attack can successfully bypass speaker recognition systems while remaining effective to various speakers, speech content, etc. To mitigate this newly discovered threat, we also provide discussions on potential countermeasures, limitations, and future works of this new threat.

cs.SD

Improving Multimodal Interactive Agents with Reinforcement Learning from Human Feedback

An important goal in artificial intelligence is to create agents that can both interact naturally with humans and learn from their feedback. Here we demonstrate how to use reinforcement learning from human feedback (RLHF) to improve upon simulated, embodied agents trained to a base level of competency with imitation learning. First, we collected data of humans interacting with agents in a simulated 3D world. We then asked annotators to record moments where they believed that agents either progressed toward or regressed from their human-instructed goal. Using this annotation data we leveraged a novel method - which we call "Inter-temporal Bradley-Terry" (IBT) modelling - to build a reward model that captures human judgments. Agents trained to optimise rewards delivered from IBT reward models improved with respect to all of our metrics, including subsequent human judgment during live interactions with agents. Altogether our results demonstrate how one can successfully leverage human judgments to improve agent behaviour, allowing us to use reinforcement learning in complex, embodied domains without programmatic reward functions. Videos of agent behaviour may be found at https://youtu.be/v_Z9F2_eKk4.

cs.LG

Reoptimization Nearly Solves Weakly Coupled Markov Decision Processes

We propose a new policy, called the LP-update policy, to solve finite horizon weakly-coupled Markov decision processes. The latter can be seen as multi-constraint multi-action bandits, and generalize the classical restless bandit problems. Our solution is based on re-solving periodically a relaxed version of the original problem, that can be cast as a linear program (LP). When the problem is made of $N$ statistically identical sub-components, we show that the LP-update policy becomes asymptotically optimal at rate $O(T^2/\sqrt{N})$. This rate can be improved to $O(T/\sqrt{N})$ if the problem satisfies some ergodicity property and to $O(1/N)$ if the problem is non-degenerate. The definition of non-degeneracy extends the same notion for restless bandits. By using this property, we also improve the computational efficiency of the LP-update policy. We illustrate the performance of our policy on randomly generated examples, as well as a generalized applicant screening problem, and show that it outperforms existing heuristics.

math.OC

Intra-agent speech permits zero-shot task acquisition

Human language learners are exposed to a trickle of informative, context-sensitive language, but a flood of raw sensory data. Through both social language use and internal processes of rehearsal and practice, language learners are able to build high-level, semantic representations that explain their perceptions. Here, we take inspiration from such processes of "inner speech" in humans (Vygotsky, 1934) to better understand the role of intra-agent speech in embodied behavior. First, we formally pose intra-agent speech as a semi-supervised problem and develop two algorithms that enable visually grounded captioning with little labeled language data. We then experimentally compute scaling curves over different amounts of labeled data and compare the data efficiency against a supervised learning baseline. Finally, we incorporate intra-agent speech into an embodied, mobile manipulator agent operating in a 3D virtual world, and show that with as few as 150 additional image captions, intra-agent speech endows the agent with the ability to manipulate and answer questions about a new object without any related task-directed experience (zero-shot). Taken together, our experiments suggest that modelling intra-agent speech is effective in enabling embodied agents to learn new tasks efficiently and without direct interaction experience.

cs.LG

Evaluating Multimodal Interactive Agents

Creating agents that can interact naturally with humans is a common goal in artificial intelligence (AI) research. However, evaluating these interactions is challenging: collecting online human-agent interactions is slow and expensive, yet faster proxy metrics often do not correlate well with interactive evaluation. In this paper, we assess the merits of these existing evaluation metrics and present a novel approach to evaluation called the Standardised Test Suite (STS). The STS uses behavioural scenarios mined from real human interaction data. Agents see replayed scenario context, receive an instruction, and are then given control to complete the interaction offline. These agent continuations are recorded and sent to human annotators to mark as success or failure, and agents are ranked according to the proportion of continuations in which they succeed. The resulting STS is fast, controlled, interpretable, and representative of naturalistic interactions. Altogether, the STS consolidates much of what is desirable across many of our standard evaluation metrics, allowing us to accelerate research progress towards producing agents that can interact naturally with humans. A video may be found at https://youtu.be/YR1TngGORGQ.

cs.LG