arXiv subjects

Chongjun Ouyang

Publications and source records attributed to Chongjun Ouyang.

At least 73 records · Page 4Linked to original sources

arXiv2025

Rate Region of ISAC for Pinching-Antenna Systems

The Pinching-Antenna SyStem (PASS) reconstructs wireless channels through \emph{pinching beamforming}, wherein the activated positions of pinching antennas along dielectric waveguides are optimized to shape the radiation pattern. The aim of this article is to analyze the performance limits of employing PASS in integrated sensing and communications (ISAC). Specifically, a PASS-assisted ISAC system is considered, where a pinched waveguide is utilized to simultaneously communicate with a user and sense a target. Closed-form expressions for the achievable communication rate (CR) and sensing rate (SR) are derived to characterize the information-theoretic limits of this dual-functional operation. \romannumeral1) For the single-pinch case, closed-form solutions for the optimal pinching antenna location are derived under \emph{sensing-centric (S-C)}, \emph{communications-centric (C-C)}, and \emph{Pareto-optimal} designs. On this basis, the CR-SR trade-off is characterized by deriving the full CR-SR rate region, which is shown to encompass that of conventional fixed-antenna systems. \romannumeral2) For the multiple-pinch case, an antenna location refinement method is applied to obtain the optimal C-C and S-C pinching beamformers. As a further advance, inner and outer bounds on the achievable CR-SR region are derived using an element-wise alternating optimization technique and by invoking Cauchy-Schwarz and Karamata's inequalities, respectively. Numerical results demonstrate that: \romannumeral1) the derived bounds closely approximate the true CR-SR region; and \romannumeral2) PASS can achieve a significantly larger rate region than conventional-antenna systems.

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arXiv2025

Linear Receive Beamforming for CAPA Systems

The performance of linear receive beamforming in continuous-aperture array (CAPA)-based uplink communications is analyzed. Three continuous beamforming techniques are proposed under the criteria of maximum-ratio combining (MRC), zero-forcing (ZF), and minimum mean-squared error (MMSE). \romannumeral1) For \emph{MRC beamforming}, a closed-form expression for the beamformer is derived to maximize per-user signal power. The achieved uplink rate and mean-squared error (MSE) in detecting received data symbols are analyzed. \romannumeral2) For \emph{ZF beamforming}, a closed-form beamformer is derived based on channel correlation to eliminate interference. As a further advance, its optimality in maximizing effective channel gain while ensuring zero inter-user interference is proven. \romannumeral3) \emph{MMSE beamforming} is established as the optimal linear receive approach for CAPAs in terms of maximizing per-user rate and minimizing MSE. Closed-form expressions are derived for the MMSE beamformer and the achievable sum-rate and sum-MSE. It is mathematically proven that all proposed beamformers lie within the signal subspace spanned by users' spatial responses. Numerical results demonstrate that CAPAs outperform conventional spatially-discrete arrays (SPDAs) by achieving higher sum-rates and lower sum-MSEs under the proposed linear beamforming techniques.

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arXiv2025

Uplink Sum Rate Maximization for Pinching Antenna-Assisted Multiuser MISO

This article investigates the application of pinching-antenna systems (PASS) in multiuser multiple-input single-output (MISO) communications. Two sum-rate maximization problems are formulated under minimum mean square error (MMSE) decoding, with and without successive interference cancellation (SIC). To address the joint optimization of pinching antenna locations and user transmit powers, a fractional programming-based approach is proposed. Numerical results validate the effectiveness of the proposed method and show that PASS can significantly enhance uplink sum-rate performance compared to conventional fixed-antenna designs.

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arXiv2025

CAPA: Continuous-Aperture Arrays for Revolutionizing 6G Wireless Communications

In this paper, a novel continuous-aperture array (CAPA)-based wireless communication architecture is proposed, which relies on an electrically large aperture with a continuous current distribution. First, an existing prototype of CAPA is reviewed, followed by the potential benefits and key motivations for employing CAPAs in wireless communications. Then, three practical hardware implementation approaches for CAPAs are introduced based on electronic, optical, and acoustic materials. Furthermore, several beamforming approaches are proposed to optimize the continuous current distributions of CAPAs, which are fundamentally different from those used for conventional spatially discrete arrays (SPDAs). Numerical results are provided to demonstrate their key features in low complexity and near-optimality. Based on these proposed approaches, the performance gains of CAPAs over SPDAs are revealed in terms of channel capacity as well as diversity-multiplexing gains. Finally, several open research problems in CAPA are highlighted.

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arXiv2025

Secure Wireless Communications via Frequency Diverse Arrays

A novel frequency diverse array (FDA)-assisted secure transmission framework is proposed, which leverages additional frequency offsets to enhance physical layer security. Specifically, an FDA-assisted wiretap channel is considered, where the transmit beamforming and frequency offsets at each antenna are jointly optimized. A novel alternating optimization-based method is introduced to address the non-convex problem of secure transmission, focusing on minimizing transmit power and maximizing the secrecy rate. Numerical results are provided to demonstrate the superiority of the FDA-based framework compared to systems employing traditional phased array antennas in secure transmission.

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arXiv2025

Array Gain for Pinching-Antenna Systems (PASS)

Pinching antennas is a novel flexible-antenna technology, which can be realized by employing small dielectric particles on a waveguide. The aim of this letter is to characterize the array gain achieved by pinching-antenna systems (PASS). A closed-form upper bound on the array gain is derived by fixing the inter-antenna spacing. Asymptotic analyses of this bound are conducted by considering an infinitely large number of antennas, demonstrating the existence of an optimal number of antennas that maximizes the array gain. To approach this bound, an antenna position refinement method is introduced. The relationship between the array gain and inter-antenna spacing is further explored by incorporating the effect of mutual coupling. It is proven that there also exists an optimal inter-antenna spacing that maximizes the array gain. Numerical results demonstrate that by optimizing the number of antennas and inter-antenna spacing, PASS can achieve a significantly larger array gain than conventional-antenna systems.

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arXiv2025

Performance Analysis of Physical Layer Security: From Far-Field to Near-Field

The secrecy performance in both near-field and far-field communications is analyzed using two fundamental metrics: the secrecy capacity under a power constraint and the minimum power requirement to achieve a specified secrecy rate target. 1) For the secrecy capacity, a closed-form expression is derived under a discrete-time memoryless setup. This expression is further analyzed under several far-field and near-field channel models, and the capacity scaling law is revealed by assuming an infinitely large transmit array and an infinitely high power. A novel concept of "depth of insecurity" is proposed to evaluate the secrecy performance achieved by near-field beamfocusing. It is demonstrated that increasing the number of transmit antennas reduces this depth and thus improves the secrecy performance. 2) Regarding the minimum required power, a closed-form expression is derived and analyzed within far-field and near-field scenarios. Asymptotic analyses are performed by setting the number of transmit antennas to infinity to unveil the power scaling law. Numerical results are provided to demonstrate that: i) compared to far-field communications, near-field communications expand the areas where secure transmission is feasible, specifically when the eavesdropper is located in the same direction as the intended receiver; ii) as the number of transmit antennas increases, neither the secrecy capacity nor the minimum required power scales or vanishes unboundedly, adhering to the principle of energy conservation.

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arXiv2025

Diversity and Multiplexing for Continuous Aperture Array (CAPA)-Based Communications

A general fading model for multipath channels between two non-parallel continuous-aperture arrays (CAPAs) is proposed. Building on this model, the performance of diversity and multiplexing achieved by CAPAs over fading channels is analyzed. i) For multiple-input single-output (MISO) and single-input multiple-output (SIMO) channels, Landau's eigenvalue theorem is applied to analyze the autocorrelation of the spatial response. Closed-form expressions are derived for the outage probability (OP) and ergodic channel capacity (ECC). Asymptotic analyses in the high signal-to-noise ratio (SNR) regime are conducted to reveal the maximal achievable diversity and multiplexing gains. The diversity-multiplexing trade-off (DMT) is characterized, along with the array gain within the DMT framework. ii) For multiple-input multiple-output (MIMO) channels, a wavenumber-domain-based transmission framework is proposed to leverage the spatial degrees of freedom offered by CAPAs. Asymptotic approximations for the OP and ECC are derived, and the DMT is explored. The performance of CAPAs is further compared with that of conventional spatially-discrete arrays (SPDAs). Analytical and numerical results demonstrate that: i) CAPAs achieve a lower OP and higher ECC than SPDAs; ii) CAPAs achieve the same DMT as SPDAs with antenna spacing no larger than half a wavelength while attaining a higher array gain; and iii) CAPAs outperform SPDAs with antenna spacing greater than half a wavelength in terms of DMT.

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arXiv2025

A Concise Tutorial for Analyzing Electromagnetic Degrees of Freedom for Continuous-Aperture Array (CAPA) Systems

A concise tutorial is provided for analysis of the spatial degrees of freedom (DoFs) in continuous-aperture array (CAPA)-based continuous electromagnetic (EM) channels. First, a simplified spatial model is introduced using the Fresnel approximation. By leveraging this model and Landau's theorem, a closed-form expression for the spatial DoFs is derived. The results show that the number of DoFs is proportional to the transmit and receive aperture sizes and inversely proportional to the propagation distance. Numerical results are presented to illustrate the properties of EM DoFs in CAPA-based channels.

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arXiv2025

MIMO-PASS: Uplink and Downlink Transmission via MIMO Pinching-Antenna Systems

Pinching-antenna systems (PASSs) are a recent flexible-antenna technology that is realized by attaching simple components, referred to as pinching elements, to dielectric waveguides. This work explores the potential of deploying PASS for uplink and downlink transmission in multiuser MIMO settings. For downlink PASS-aided communication, we formulate the optimal hybrid beamforming, in which the digital precoding matrix at the access point and the location of pinching elements on the waveguides are jointly optimized to maximize the achievable weighted sum-rate. Invoking fractional programming and Gauss-Seidel approach, we propose two low-complexity algorithms to iteratively update the precoding matrix and activated locations of the pinching elements. We further study uplink transmission aided by a PASS, where an iterative scheme is designed to address the underlying hybrid multiuser detection problem. We validate the proposed schemes through extensive numerical experiments. The results demonstrate that using a PASS, the throughput in both uplink and downlink is boosted significantly as compared with baseline MIMO architectures, such as massive MIMO~and classical hybrid analog-digital designs. This highlights the great potential of PASSs, making it a promising reconfigurable antenna technology for next-generation wireless systems.

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arXiv2025

Beamforming Optimization for Continuous Aperture Array (CAPA)-based Communications

The beamforming optimization in continuous aperture array (CAPA)-based multi-user communications is studied. In contrast to conventional spatially discrete antenna arrays, CAPAs can exploit the full spatial degrees of freedom (DoFs) by emitting information-bearing electromagnetic (EM) waves through continuous source current distributed across the aperture. Nevertheless, such an operation renders the beamforming optimization problem as a non-convex integral-based functional programming problem, which is challenging for conventional discrete optimization methods. A couple of low-complexity approaches are proposed to solve the functional programming problem. 1) Calculus of variations (CoV)-based approach: Closed-form structure of the optimal continuous source patterns are derived based on CoV, inspiring a low-complexity integral-free iterative algorithm for solving the functional programming problem. 2) Correlation-based zero-forcing (Corr-ZF) approach: Closed-form ZF source current patterns that completely eliminate the inter-user interference are derived based on the channel correlations. By using these patterns, the original functional programming problem is transformed to a simple power allocation problem, which can be solved using the classical water-filling approach with reduced complexity. Our numerical results validate the effectiveness of the proposed designs and reveal that: i) compared to the state-of-the-art Fourier-based discretization approach, the proposed CoV-based approach not only improves communication performance but also reduces computational complexity by up to hundreds of times for large CAPA apertures and high frequencies, and ii) the proposed Corr-ZF approach achieves asymptotically optimal performance compared to the CoV-based approach.

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arXiv2025

Secure Beamforming for Continuous Aperture Array (CAPA) Systems

Continuous aperture array (CAPA) is considered a promising technology for 6G networks, offering the potential to fully exploit spatial DoFs and achieve the theoretical limits of channel capacity. This paper investigates the performance gain of a CAPA-based downlink secure transmission system, where multiple legitimate user terminals (LUTs) coexist with multiple eavesdroppers (Eves). The system's secrecy performance is evaluated using a weighted secrecy sum-rate (WSSR) under a power constraint. We then propose two solutions for the secure current pattern design. The first solution is a block coordinate descent (BCD) optimization method based on fractional programming, which introduces a continuous-function inversion theory corresponding to matrix inversion in the discrete domain. This approach derives a closed-form expression for the optimal source current pattern. Based on this, it can be found that the optimal current pattern is essentially a linear combination of the channel spatial responses, thus eliminating the need for complex integration operations during the algorithm's optimization process. The second solution is a heuristic algorithm based on Zero-Forcing (ZF), which constructs a zero-leakage current pattern using the channel correlation matrix. It further employs a water-filling approach to design an optimal power allocation scheme that maximizes the WSSR. In high SNR regions, this solution gradually approaches the first solution, ensuring zero leakage while offering lower computational complexity. Simulation results demonstrate that: 1) CAPA-based systems achieve better WSSR compared to discrete multiple-input multiple-output systems. 2) The proposed methods, whether optimization-based or heuristic, provide significant performance improvements over existing state-of-the-art Fourier-based discretization methods, while considerably reducing computational complexity.

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arXiv2025

Electromagnetic Channel Statistics for Continuous-Aperture Array (CAPA) Systems

The channel statistics of a continuous-aperture array (CAPA)-based channel are analyzed using its continuous electromagnetic (EM) properties. The received signal-to-noise ratio (SNR) is discussed under isotropic scattering conditions. Using Landau's theorem, the eigenvalues of the autocorrelation of the EM fading channel are shown to exhibit a step-like behavior. Building on this, closed-form expressions for the probability distribution of the SNR and the average channel capacity are derived. Numerical results are provided to validate the accuracy of the derivations.

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arXiv2025

Optimal Beamforming for Multi-User Continuous Aperture Array (CAPA) Systems

The optimal beamforming design for multi-user continuous aperture array (CAPA) systems is proposed. In contrast to conventional spatially discrete array (SPDA), the beamformer for CAPA is a continuous function rather than a discrete vector or matrix, rendering beamforming optimization a non-convex integral-based functional programming. To address this challenging issue, the closed-form optimal structure of the CAPA beamformer is first derived for maximizing generic system utility functions, by addressing the inversion of continuous functions and using the Lagrangian duality and the calculus of variations. The derived optimal structure is a linear combination of the continuous channel responses for CAPA, with the linear weights determined by the channel correlations. As a further advance, a monotonic optimization method is proposed for obtaining globally optimal CAPA beamforming based on the derived optimal structure. More particularly, a closed-form fixed-point iteration is proposed to obtain the globally optimal solution to the power minimization problem for CAPA beamforming. Furthermore, based on the optimal structure, the low-complexity maximum ratio transmission (MRT), zero-forcing (ZF), and minimum mean-squared error (MMSE) designs for CAPA beamforming are derived. It is theoretically proved that: 1) the MRT and ZF designs are asymptotically optimal in low and high signal-to-noise ratio (SNR) regimes, respectively, and 2) the MMSE design is optimal for signal-to-leakage-plus-noise ratio (SLNR) maximization. Our numerical results validate the effectiveness of the proposed designs and reveal that: i) CAPA achieves significant communication performance gain over SPDA, and ii) the MMSE design achieves nearly optimal performance in most cases, while the MRT and ZF designs achieve nearly optimal performance in specific cases

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arXiv2025

Continuous-Aperture Array (CAPA)-Based Wireless Communications: Capacity Characterization

The capacity limits of continuous-aperture array (CAPA)-based wireless communications are characterized. To this end, an analytically tractable transmission framework is established for both uplink and downlink CAPA systems. Based on this framework, closed-form expressions for the single-user channel capacity are derived. The results are further extended to a multiuser case by characterizing the capacity limits of a two-user channel and proposing the associated capacity-achieving decoding and encoding schemes. In the uplink case, the capacity-achieving detectors and sum-rate capacity are derived, and the capacity region is characterized. In the downlink case, the uplink-downlink duality is established by deriving the uplink-to-downlink and downlink-to-uplink transformations under the same power constraint, based on which the optimal source current distributions and the achieved sum-rate capacity and capacity region are characterized. For comparison, the uplink and downlink sum-rates achieved by the linear zero-forcing scheme are also analyzed. To gain further insights, several case studies are presented by specializing the derived results into various array structures, including the planar CAPA, linear CAPA, and planar spatially discrete array (SPDA). Numerical results are provided to reveal that the channel capacity achieved by CAPAs converges towards a finite upper bound as the aperture size increases; and CAPAs offer superior capacity over the conventional SPDAs.

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arXiv2025

Downlink Beamforming with Pinching-Antenna Assisted MIMO Systems

Pinching antennas have been recently proposed as a promising flexible-antenna technology, which can be implemented by attaching low-cost pinching elements to dielectric waveguides. This work explores the potential of employing pinching antenna systems (PASs) for downlink transmission in a multiuser MIMO setting. We consider the problem of hybrid beamforming, where the digital precoder at the access point and the activated locations of the pinching elements are jointly optimized to maximize the achievable weighted sum-rate. Invoking fractional programming, a novel low-complexity algorithm is developed to iteratively update the precoding matrix and the locations of the pinching antennas. We validate the proposed scheme through extensive numerical experiments. Our investigations demonstrate that using PAS the system throughput can be significantly boosted as compared with the conventional fixed-location antenna systems, enlightening the potential of PAS as an enabling candidate for next-generation wireless networks.

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arXiv2025

Performance Analysis of Holographic MIMO Based Integrated Sensing and Communications

A holographic multiple-input multiple-output (MIMO)-based integrated sensing and communications (ISAC) framework is proposed for both downlink and uplink scenarios. The spatial correlation is incorporated into the communication channel modeling, while a spherical wave-based model is used to characterize the sensing link. By considering both instantaneous and statistical channel state information, closed-form expressions are derived for sensing rates (SRs), communication rates (CRs), and outage probabilities under various ISAC designs. This enables an investigation into the theoretical performance limits of the proposed holographic MIMO-based ISAC (HISAC) framework. Further insights are gained by examining the high signal-to-noise ratio (SNR) slopes and diversity orders. Specifically: i) for the downlink case, a sensing-centric (S-C) design and a communications-centric (C-C) design are investigated using different beamforming strategies, and a Pareto optimal design is proposed to characterize the attainable SR-CR region; ii) for the uplink case, the S-C design and the C-C design differ in the interference cancellation order between the communication and sensing signals, with the rate region obtained through a time-sharing strategy. Numerical results are provided to demonstrate that HISAC systems outperform both conventional MIMO-based ISAC systems and holographic MIMO-based frequency-division sensing and communications systems, underscoring the superior performance of the HISAC framework.

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arXiv2024

Movable Antenna Aided Physical Layer Security with No Eavesdropper CSI

A novel movable antenna (MA)-aided secure transmission framework is proposed to enhance the secrecy transmission rate without relying on the eavesdropper's channel state information. Within this framework, a joint beamforming and jamming scheme is proposed, where the power of the confidential signal is minimized by optimizing the positions of the MAs, and the residual power is used to jam the eavesdropper. An efficient gradient-based method is employed to solve this non-convex problem. Numerical results are provided to demonstrate the superiority of the MA-based framework over systems using traditional fixed-position antennas in secure transmission.

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