arXiv subjects

Chongjun Ouyang

Publications and source records attributed to Chongjun Ouyang.

At least 91 records · Page 5Linked to original sources

arXiv2024

Secure Antenna Selection and Beamforming in MIMO Systems

This work proposes a novel joint design for multiuser multiple-input multiple-output wiretap channels. The base station exploits a switching network to connect a subset of its antennas to the available radio frequency chains. The switching network and transmit beamformers are jointly designed to maximize the weighted secrecy sum-rate for this setting. The principal design problem reduces to an NP-hard mixed-integer non-linear programming. We invoke the fractional programming technique and the penalty dual decomposition method to develop a tractable iterative algorithm that effectively approximates the optimal design. Our numerical investigations validate the effectiveness of the proposed algorithm and its superior performance compared with the benchmark.

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arXiv2024

Channel Capacity of Near-Field Line-of-Sight Multiuser Communications

The channel capacity of near-field (NF) communications is characterized by considering three types of line-of-sight multiuser channels: i) multiple access channel (MAC), ii) broadcast channel (BC), and iii) multicast channel (MC). For NF MAC and BC, closed-form expressions are derived for the sum-rate capacity as well as the capacity region under a two-user scenario. These results are further extended to scenarios with an arbitrary number of users. For NF MC, closed-form expressions are derived for the two-user channel capacity and the capacity upper bound with more users. Further insights are gleaned by exploring special cases, including scenarios with infinitely large array apertures, co-directional users, and linear arrays. For comparison, the MAC and BC sum-rates achieved by typical linear combiners and precoders are also analyzed. Theoretical and numerical results are presented and compared with far-field communications to demonstrate that: i) the NF capacity of these three channels converges to finite values rather than growing unboundedly as the number of array elements increases; ii) the capacity of the MAC and BC with co-directional users can be improved by using the additional range dimensions in NF channels to reduce inter-user interference (IUI); and iii) the MC capacity benefits less from the NF effect compared to the MAC and BC, as multicasting is less sensitive to IUI.

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arXiv2024

The Road to Next-Generation Multiple Access: A 50-Year Tutorial Review

The evolution of wireless communications has been significantly influenced by remarkable advancements in multiple access (MA) technologies over the past five decades, shaping the landscape of modern connectivity. Within this context, a comprehensive tutorial review is presented, focusing on representative MA techniques developed over the past 50 years. The following areas are explored: i) The foundational principles and information-theoretic capacity limits of power-domain non-orthogonal multiple access (NOMA) are characterized, along with its extension to multiple-input multiple-output (MIMO)-NOMA. ii) Several MA transmission schemes exploiting the spatial domain are investigated, encompassing both conventional space-division multiple access (SDMA)/MIMO-NOMA systems and near-field MA systems utilizing spherical-wave propagation models. iii) The application of NOMA to integrated sensing and communications (ISAC) systems is studied. This includes an introduction to typical NOMA-based downlink/uplink ISAC frameworks, followed by an evaluation of their performance limits using a mutual information (MI)-based analytical framework. iv) Major issues and research opportunities associated with the integration of MA with other emerging technologies are identified to facilitate MA in next-generation networks, i.e., next-generation multiple access (NGMA). Throughout the paper, promising directions are highlighted to inspire future research endeavors in the realm of MA and NGMA.

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arXiv2024

Near-Field Communications: A Comprehensive Survey

Multiple-antenna technologies are evolving towards larger aperture sizes, extremely high frequencies, and innovative antenna types. This evolution is fostering the emergence of near-field communications (NFC) in future wireless systems. Considerable attention has been directed towards this cutting-edge technology due to its potential to enhance the capacity of wireless networks by introducing increased spatial degrees of freedom (DoFs) in the range domain. Within this context, a comprehensive review of the state of the art on NFC is presented, with a specific focus on its 1) fundamental operating principles, 2) channel modeling, 3) performance analysis, 4) signal processing techniques, and 5) integration with other emerging applications. Specifically, 1) the basic principles of NFC are characterized from both physics and communications perspectives, unveiling its unique properties in contrast to far-field communications. 2) Building on these principles, deterministic and stochastic near-field channel models are explored for spatially-discrete (SPD) and continuous-aperture (CAP) arrays. 3) Based on these models, existing contributions to near-field performance analysis are reviewed in terms of DoFs/effective DoFs (EDoFs), the power scaling law, and transmission rate. 4) Existing signal processing techniques for NFC are systematically surveyed, which include channel estimation, beamforming design, and low-complexity beam training. 5) Major issues and research opportunities in incorporating near-field models into other promising technologies are identified to advance NFC's deployment in next-generation networks. Throughout this paper, promising directions are highlighted to inspire future research endeavors in the realm of NFC, underscoring its significance in the advancement of wireless communication technologies.

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arXiv2024

Near-Field Communications: A Tutorial Review

Extremely large-scale antenna arrays, tremendously high frequencies, and new types of antennas are three clear trends in multi-antenna technology for supporting the sixth-generation (6G) networks. To properly account for the new characteristics introduced by these three trends in communication system design, the near-field spherical-wave propagation model needs to be used, which differs from the classical far-field planar-wave one. As such, near-field communication (NFC) will become essential in 6G networks. In this tutorial, we cover three key aspects of NFC. 1) Channel Modelling: We commence by reviewing near-field spherical-wave-based channel models for spatially-discrete (SPD) antennas. Then, uniform spherical wave (USW) and non-uniform spherical wave (NUSW) models are discussed. Subsequently, we introduce a general near-field channel model for SPD antennas and a Green's function-based channel model for continuous-aperture (CAP) antennas. 2) Beamfocusing and Antenna Architectures: We highlight the properties of near-field beamfocusing and discuss NFC antenna architectures for both SPD and CAP antennas. Moreover, the basic principles of near-field beam training are introduced. 3) Performance Analysis: Finally, we provide a comprehensive performance analysis framework for NFC. For near-field line-of-sight channels, the received signal-to-noise ratio and power-scaling law are derived. For statistical near-field multipath channels, a general analytical framework is proposed, based on which analytical expressions for the outage probability, ergodic channel capacity, and ergodic mutual information are obtained. Finally, for each aspect, topics for future research are discussed.

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arXiv2024

A Primer on Near-Field Communications for Next-Generation Multiple Access

Multiple-antenna technologies are advancing toward the development of extremely large aperture arrays and the utilization of extremely high frequencies, driving the progress of next-generation multiple access (NGMA). This evolution is accompanied by the emergence of near-field communications (NFC), characterized by spherical-wave propagation, which introduces additional range dimensions to the channel and enhances system throughput. In this context, a tutorial-based primer on NFC is presented, emphasizing its applications in multiuser communications and multiple access (MA). The following areas are investigated: \romannumeral1) the commonly used near-field channel models are reviewed along with their simplifications under various near-field conditions. \romannumeral2) Building upon these models, the information-theoretic capacity limits of NFC-MA are analyzed, including the derivation of sum-rate capacity and capacity region, and their upper limits for both downlink and uplink scenarios. \romannumeral3) A detailed investigation of near-field multiuser beamforming design is presented, offering low-complexity and effective NFC-MA design methodologies in both the spatial and wavenumber (angular) domains. Throughout these investigations, near-field MA is compared with its far-field counterpart to highlight its superiority and flexibility in terms of interference management, thereby laying the groundwork for achieving NGMA.

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arXiv2024

Downlink and Uplink NOMA-ISAC with Signal Alignment

Integrated Sensing and Communications (ISAC) surpasses the conventional frequency-division sensing and communications (FDSAC) in terms of spectrum, energy, and hardware efficiency, with potential for greater enhancement through integration of non-orthogonal multiple access (NOMA). Leveraging these advantages, a multiple-input multiple-output NOMA-ISAC framework is proposed in this paper, in which the technique of signal alignment is adopted. The performance of the proposed framework for both downlink and uplink is analyzed. 1) The downlink ISAC is investigated under three different precoding designs: a sensing-centric (S-C) design, a communications-centric (C-C) design, and a Pareto optimal design. 2) For the uplink case, two scenarios are investigated: a S-C design and a C-C design, which vary based on the order of interference cancellation between the communication and sensing signals. In each of these scenarios, key performance metrics including sensing rate (SR), communication rate (CR), and outage probability are investigated. For a deeper understanding, the asymptotic performance of the system in the high signal-to-noise ratio (SNR) region is also explored, with a focus on the high-SNR slope and diversity order. Finally, the SR-CR rate regions achieved by ISAC and FDSAC are studied. Numerical results reveal that in both downlink and uplink cases, ISAC outperforms FDSAC in terms of sensing and communications performance and is capable of achieving a broader rate region, clearly showcasing its superiority.

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arXiv2024

On the Performance of Continuous Aperture Array (CAPA)-Based Wireless Communications

The performance of continuous aperture array (CAPA)-based wireless communications is analyzed in an uplink scenario. An analytical framework is proposed to characterize uplink CAPA-based transmission using electromagnetic field theories. On this basis, new expressions are derived for the channel capacity in a single-user scenario and the sum-rate capacity in a multiuser scenario, along with the capacity-achieving decoding schemes. These findings are proved to differ greatly from those established for conventional spatially discrete (SPD) arrays. Numerical results are provided to demonstrate that CAPA offers significant capacity gains compared to the SPD array.

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arXiv2024

Aperture Selection for CAP Arrays (CAPAs)

The concept of aperture selection is proposed for continuous aperture array (CAPA)-based communications. The achieved performance is analyzed in an uplink scenario by considering both line-of-sight (LoS) and non-line-of-sight (NLoS) scenarios. In the LoS scenario, the optimal selection strategy is demonstrated to follow the nearest neighbor criterion, and the resulting signal-to-noise ratio (SNR) is analyzed. In the NLoS scenario, the achieved outage probability along with the diversity order is revealed. Numerical results are provided to demonstrate that aperture selection effectively maintains satisfactory performance by leveraging selection diversity while simultaneously reducing the implementation complexity of CAPAs.

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arXiv2024

Analog Beamforming Enabled Multicasting: Finite-Alphabet Inputs and Statistical CSI

The average multicast rate (AMR) is analyzed in a multicast channel utilizing analog beamforming with finite-alphabet inputs, considering statistical channel state information (CSI). New expressions for the AMR are derived for non-cooperative and cooperative multicasting scenarios. Asymptotic analyses are conducted in the high signal-to-noise ratio regime to derive the array gain and diversity order. It is proved that the analog beamformer influences the AMR through its array gain, leading to the proposal of efficient beamforming algorithms aimed at maximizing the array gain to enhance the AMR.

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arXiv2024

On the Impact of Reactive Region on the Near-Field Channel Gain

The near-field channel gain is analyzed by considering both radiating and reactive components of the electromagnetic field. Novel expressions are derived for the channel gains of spatially-discrete (SPD) and continuous-aperture (CAP) arrays, which are more accurate than conventional results that neglect the reactive region. To gain further insights, asymptotic analyses are carried out in the large aperture size, based on which the impact of the reactive region is discussed. It is proved that for both SPD and CAP arrays, the impact of the reactive region on near-field channel gain is negligible, even as the array aperture size approaches infinity.

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arXiv2024

Modeling and Analysis of Near-Field ISAC

As the technical trends for the next-generation wireless network significantly extend the near-field region, a performance reevaluation of integrated sensing and communications (ISAC) with an appropriate channel model to account for the effects introduced by the near field becomes essential. In this paper, a near-field ISAC framework is proposed for both downlink and uplink scenarios based on an accurate channel model. A uniform planar array is equipped at a base station, where the impacts of the effective aperture and polarization of antennas are considered. For the downlink case, three distinct designs are studied: a communications-centric (C-C) design, a sensing-centric (S-C) design, and a Pareto optimal design. Regarding the uplink case, the C-C design, the S-C design and a time-sharing strategy are considered. Within each design, sensing rates (SRs) and communication rates (CRs) are derived. To gain further insights, high signal-to-noise ratio slopes and rate scaling laws concerning the number of antennas are examined. The attainable near-field SR-CR regions of ISAC and the baseline frequency-division S&C are also characterized. Numerical results reveal that, as the number of antennas in the array grows, the SRs and CRs under our accurate model converge to finite values, while those under conventional far- and near-field models exhibit unbounded growth, highlighting the importance of precisely modeling the channels for near-field ISAC.

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arXiv2024

Active Simultaneously Transmitting and Reflecting Surface Assisted NOMA Networks

The novel active simultaneously transmitting and reflecting surface (ASTARS) has recently received a lot of attention due to its capability to conquer the multiplicative fading loss and achieve full-space smart radio environments. This paper introduces the ASTARS to assist non-orthogonal multiple access (NOMA) communications, where the stochastic geometry theory is used to model the spatial positions of pairing users. We design the independent reflection/transmission phase-shift controllers of ASTARS to align the phases of cascaded channels at pairing users. We derive new closed-form and asymptotic expressions of the outage probability and ergodic data rate for ASTARS-NOMA networks in the presence of perfect/imperfect successive interference cancellation (pSIC). The diversity orders and multiplexing gains for ASTARS-NOMA are derived to provide more insights. Furthermore, the system throughputs of ASTARS-NOMA are investigated in both delay-tolerant and delay-limited transmission modes. The numerical results are presented and show that: 1) ASTARS-NOMA with pSIC outperforms ASTARS assisted-orthogonal multiple access (ASTARS-OMA) in terms of outage probability and ergodic data rate; 2) The outage probability of ASTARS-NOMA can be further reduced within a certain range by increasing the power amplification factors; 3) The system throughputs of ASTARS-NOMA are superior to that of ASTARS-OMA in both delay-limited and delay-tolerant transmission modes.

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arXiv2024

Exploiting Active RIS in NOMA Networks with Hardware Impairments

Active reconfigurable intelligent surface (ARIS) is a promising way to compensate for multiplicative fading attenuation by amplifying and reflecting event signals to selected users. This paper investigates the performance of ARIS assisted non-orthogonal multiple access (NOMA) networks over cascaded Nakagami-m fading channels. The effects of hardware impairments (HIS) and reflection coefficients on ARIS-NOMA networks with imperfect successive interference cancellation (ipSIC) and perfect successive interference cancellation (pSIC) are considered. More specifically, we develop new precise and asymptotic expressions of outage probability and ergodic data rate with ipSIC/pSIC for ARIS-NOMA-HIS networks. According to the approximated analyses, the diversity orders and multiplexing gains for couple of non-orthogonal users are attained in detail. Additionally, the energy efficiency of ARIS-NOMA-HIS networks is surveyed in delay-limited and delay-tolerant transmission schemes. The simulation findings are presented to demonstrate that: i) The outage behaviors and ergodic data rates of ARIS-NOMA-HIS networks precede that of ARIS aided orthogonal multiple access (OMA) and passive reconfigurable intelligent surface (PRIS) aided OMA; ii) As the reflection coefficient of ARIS increases, ARIS-NOMA-HIS networks have the ability to provide the strengthened outage performance; and iii) ARIS-NOMA-HIS networks are more energy efficient than ARIS/PRIS-OMA networks and conventional cooperative schemes.

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arXiv2023

Enabling Secure Wireless Communications via Movable Antennas

A pioneering secure transmission scheme is proposed, which harnesses movable antennas (MAs) to optimize antenna positions for augmenting the physical layer security. Particularly, an MA-enabled secure wireless system is considered, where a multi-antenna transmitter communicates with a single-antenna receiver in the presence of an eavesdropper. The beamformer and antenna positions at the transmitter are jointly optimized under two criteria: power consumption minimization and secrecy rate maximization. For each scenario, a novel suboptimal algorithm was proposed to tackle the resulting nonconvex optimization problem, capitalizing on the approaches of alternating optimization and gradient descent. Numerical results demonstrate that the proposed MA systems significantly improve physical layer security compared to various benchmark schemes relying on conventional fixed-position antennas (FPAs).

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arXiv2023

Sum-Rate Optimization for RIS-Aided Multiuser Communications with Movable Antenna

Reconfigurable intelligent surface (RIS) is known as a promising technology to improve the performance of wireless communication networks, which has been extensively studied. Movable antenna (MA) is a novel technology that fully exploits the antenna position for enhancing the channel capacity. In this paper, we propose a new RIS-aided multiuser communication system with MAs. The sum-rate is maximized by jointly optimizing the beamforming, the reflection coefficient (RC) values of RIS and the positions of MAs. A fractional programming-based iterative algorithm is proposed to solve the formulated non-convex problem, considering three assumptions for the RIS. Numerical results are presented to verify the effectiveness of the proposed algorithm and the superiority of the proposed MA-based system in terms of sum-rate.

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arXiv2023

Sum-Rate Maximization for Movable Antenna Enabled Multiuser Communications

A novel multiuser communication system with movable antennas (MAs) is proposed, where the antenna position optimization is exploited to enhance the downlink sum-rate. The joint optimization of the transmit beamforming vector and transmit MA positions is studied for a multiuser multiple-input single-input system. An efficient algorithm is proposed to tackle the formulated non-convex problem via capitalizing on fractional programming, alternating optimization, and gradient descent methods. To strike a better performance-complexity trade-off, a zero-forcing beamforming-based design is also proposed as an alternative. Numerical investigations are presented to verify the efficiency of the proposed algorithms and their superior performance compared with the benchmark relying on conventional fixed-position antennas (FPAs).

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arXiv2023

Near-Field Communications: A Degree-of-Freedom Perspective

Multiple-antenna technologies are advancing towards large-scale aperture sizes and extremely high frequencies, leading to the emergence of near-field communications (NFC) in future wireless systems. To this context, we investigate the degree of freedom (DoF) in near-field multiple-input multiple-output (MIMO) systems. We consider both spatially discrete (SPD) antennas and continuous aperture (CAP) antennas. Additionally, we explore three important DoF-related performance metrics and examine their relationships with the classic DoF. Numerical results demonstrate the benefits of NFC over far-field communications (FFC) in terms of providing increased spatial DoFs. We also identify promising research directions for NFC from a DoF perspective.

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