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Christopher Potts

Publications and source records attributed to Christopher Potts.

At least 19 recordsLinked to original sources
arXiv2026

Sycophantic Agreement Transfers with Neutral Data via Contrastive Preference Optimization

Sycophantic agreement refers to a behavior in which language models excessively affirm the user, often at the cost of factual accuracy. Although sycophantic agreement is a well-known failure of model alignment, there is limited understanding of how it emerges from model training. In this work, we demonstrate that sycophantic agreement can emerge as an unintended consequence of widely used contrastive preference optimization objectives. Using the OLMo 3 post-training pipeline, we show that, for various pairs of teacher models across three families, there is a strong correlation between the log-ratio of the teacher model sycophantic agreement rates and the resulting student model sycophantic agreement rate. We further demonstrate that this unintended transfer is not limited to DPO but also occurs across 6 other preference optimization objectives. To understand whether this effect can be attributed to particular training examples, we analyze the preference data and find that the sycophancy signal is diffused across the entire dataset rather than concentrated in a sparse set of examples: each example appears neutral, i.e., there are no explicit instances of sycophantic agreement, and filtering based on probe-based data attribution or logit-linear selection fails to mitigate sycophancy without removing a large portion of the dataset. Overall, our findings suggest that the teacher models used to generate preference data can interact with alignment training objectives in unexpected ways, generalizing to undesirable and potentially harmful behaviors like sycophantic agreement.

cs.LG↗
arXiv2026

Do Language Models Consistently Encode the Current Year?

A consistent concept of the current time is important for temporal reasoning, yet how language models represent the current time is not well understood. We contribute two tasks that probe the current year in conceptually distinct ways: an associative task, which infers the current year from verb tense, and a declarative task, which directly queries for the current year. Both tasks estimate current years within one year of the post-training data cutoff of instruction-tuned language models. For base models, predictions on the associative task serve as a strong proxy for the pre-training data cutoff, with an average error of only 10 months across 13 models. However, their internal mechanisms diverge: the associative task uses mechanisms similar to factual recall, while the declarative task lacks consistent causal pathways. This divergence poses a challenge for updating the current year in language models. None of prompting, SFT, or weight editing succeed in shifting the associative and declarative years simultaneously. Prompting updates the declarative year (94.6% success across 351 target years) but leaves the associative year nearly unchanged (1.7% success). Year-shifted SFT also fails to shift the associative year, matching the target year in only one of eight models. Weight editing, while effective for both tasks individually, does not generalize across both. Overall, our results show that the current year is not consistently encoded in language models: The associative notion, deeply ingrained in linguistic structures learned in pre-training, uses different causal mechanisms and resists the same modifications that easily shift the declarative notion learned in post-training.

cs.CL↗
arXiv2026

Why Larger Models Learn More: Effects of Capacity, Interference, and Rare-Task Retention

Larger models learn tasks smaller models do not. What drives this phenomenon? We develop a simple phenomenological argument that power-law scaling already suggests that a larger model will be able to learn a part of the data distribution that a smaller model fails to learn, even with infinite training data. To validate this claim and identify its causes, we study the effects of model scaling on a synthetic setup consisting of a mixture of tasks that show monotonic scaling curves. The results point to a data-induced competition over resources (neurons). Specifically, smaller models allocate their neurons to high frequency or low complexity tasks, and so they learn solutions that perform poorly on rare and complex tasks. Moreover, this happens even when solutions capable of expressing the desired task exist. We then assess how a larger model circumvents this data-centric bottleneck, finding that it traces to a reduced interference mechanism: larger models can allocate enough resources to common tasks that the gradient updates for those tasks become weak, which means that they do not overwrite rare-task features as they slowly accumulate. Finally, to further validate these claims, we pretrain OLMo models (4M to 4B parameters) on novel tasks of varying frequency and complexity. The results mirror those from our synthetic data experiments: only the larger OLMo models learn the infrequent and complex tasks, and these larger models embed more task features in their representations and show less gradient interference between tasks. Overall, we offer a data-centric account of why larger models learn tasks that smaller models fail to. This helps explain why larger models are better in practice, and it can inform practical questions concerning model sizing and training data mixtures.

cs.LG↗
arXiv2026

PreFT: Prefill-only finetuning for efficient inference

Large language models can now be personalised efficiently at scale using parameter efficient finetuning methods (PEFTs), but serving user-specific PEFTs harms throughput, even with specialised kernels and memory management techniques. This is because, theoretically and empirically, a mismatch exists between prefill (processing a large number of tokens at once) and decode (generating a single token autoregressively): the latter has far lower throughput when serving multiple adapters. Rather than optimising performance relative to parameter count, for efficient multi-adapter serving, we instead ought to optimise performance relative to serving throughput. We therefore propose PreFT (Prefill-only Finetuning), wherein we only apply the adapter to prefill tokens and discard it afterwards. PreFT significantly increases throughput with minimal effect on performance. We develop and release an efficient implementation of two prefill-only PEFTs, LoRA and ReFT, on the vLLM inference engine. We first show that serving multi-user PreFTs is more efficient than traditional PEFTs ($1.9\times$ the throughput when serving $512$ adapters on Llama 3.1 70B). Then, we compare the performance of prefill-only vs. all-token adapters on a variety of supervised finetuning and reinforcement learning tasks with LMs at varying scales. On SFT, we observe that the evaluation loss of PreFTs is higher than PEFTs, but can be compensated by increasing rank with nearly no reduction in throughput. On RL, we consistently find that PreFTs approach parity with standard PEFTs. Together, this work validates prefill-only adaptation of LLMs as a more favourable accuracy-throughput tradeoff than existing PEFTs for personalised serving.

cs.LG↗
arXiv2026

Fast Byte Latent Transformer

Recent byte-level language models (LMs) match the performance of token-level models without relying on subword vocabularies, yet their utility is limited by slow, byte-by-byte autoregressive generation. We address this bottleneck in the Byte Latent Transformer (BLT) through new training and generation techniques. First, we introduce BLT Diffusion (BLT-D), a new model and our fastest BLT variant, trained with an auxiliary block-wise diffusion objective alongside the standard next-byte prediction loss. This enables an inference procedure that generates multiple bytes in parallel per decoding step, substantially reducing the number of forward passes required to generate a sequence. Second, we propose two extensions inspired by speculative decoding that trade some of this speed for higher generation quality: BLT Self-speculation (BLT-S), in which BLT's local decoder continues generating past its normal patch boundaries to draft bytes, which are then verified with a single full-model forward pass; and BLT Diffusion+Verification (BLT-DV), which augments BLT-D with an autoregressive verification step after diffusion-based generation. All methods may achieve an estimated memory-bandwidth cost over 50% lower than BLT on generation tasks. Each approach offers its own unique advantages, together removing key barriers to the practical use of byte-level LMs.

cs.CL↗
arXiv2026

A paradox of AI fluency

How much does a user's skill with AI shape what AI actually delivers for them? This question is critical for users, AI product builders, and society at large, but it remains underexplored. Using a richly annotated sample of 27K transcripts from WildChat-4.8M, we show that fluent users take on more complex tasks than novices and adopt a fundamentally different interactional mode: they iterate collaboratively with the AI, refining goals and critically assessing outputs, whereas novices take a passive stance. These differences lead to a paradox of AI fluency: fluent users experience more failures than novices -- but their failures tend to be visible (a direct consequence of their engagement), they are more likely to lead to partial recovery, and they occur alongside greater success on complex tasks. Novices, by contrast, more often experience invisible failures: conversations that appear to end successfully but in fact miss the mark. Taken together, these results reframe what success with AI depends on. Individuals should adopt a stance of active engagement rather than passive acceptance. AI product builders should recognize that they are designing not just model behavior but user behavior; encouraging deep engagement, rather than friction-free experiences, will lead to more success overall. Our code and data are available at https://github.com/bigspinai/bigspin-fluency-outcomes

cs.CL↗
arXiv2026

Outcome Rewards Do Not Guarantee Verifiable or Causally Important Reasoning

Reinforcement Learning from Verifiable Rewards (RLVR) on chain-of-thought reasoning has become a standard part of language model post-training recipes. A common assumption is that the reasoning chains trained through RLVR reliably represent how a model gets to its answer. In this paper, we develop two metrics for critically examining this assumption: Causal Importance of Reasoning (CIR), which measures the cumulative effect of reasoning tokens on the final answer, and Sufficiency of Reasoning (SR), which measures whether a verifier can arrive at an unambiguous answer based on the reasoning alone. Through experiments with the Qwen2.5 model series and ReasoningGym tasks, we find that: (1) while RLVR does improve task accuracy, it does not reliably improve CIR or SR, calling the role of reasoning in model performance into question; (2) a small amount of SFT before RLVR can be a remedy for low CIR and SR; and (3) CIR and SR can be improved even without SFT by applying auxiliary CIR/SR rewards on top of the outcome-based reward. This joint reward matches the accuracy of RLVR while also leading to causally important and sufficient reasoning. These results show that RLVR does not always lead models to rely on reasoning in the way that is commonly thought, but this issue can be remedied with simple modifications to the post-training procedure.

cs.CL↗
arXiv2026

Synthetic Data for any Differentiable Target

What are the limits of controlling language models via synthetic training data? We develop a reinforcement learning (RL) primitive, the Dataset Policy Gradient (DPG), which can precisely optimize synthetic data generators to produce a dataset of targeted examples. When used for supervised fine-tuning (SFT) of a target model, these examples cause the target model to do well on a differentiable metric of our choice. Our approach achieves this by taking exact data attribution via higher-order gradients and using those scores as policy gradient rewards. We prove that this procedure closely approximates the true, intractable gradient for the synthetic data generator. To illustrate the potential of DPG, we show that, using only SFT on generated examples, we can cause the target model's LM head weights to (1) embed a QR code, (2) embed the pattern $\texttt{67}$, and (3) have lower $\ell^2$ norm. We additionally show that we can cause the generator to (4) rephrase inputs in a new language and (5) produce a specific UUID, even though neither of these objectives is conveyed in the generator's input prompts. These findings suggest that DPG is a powerful and flexible technique for shaping model properties using only synthetic training examples.

cs.CL↗
arXiv2026

Document Optimization for Black-Box Retrieval via Reinforcement Learning

Document expansion is a classical technique for improving retrieval quality, and is attractive since it shifts computation offline, avoiding additional query-time processing. However, when applied to modern retrievers, it has been shown to degrade performance, often introducing noise that obfuscates the discriminative signal. We recast document expansion as a document optimization problem: a language model or a vision language model is fine-tuned to transform documents into representations that better align with the expected query distribution under a target retriever, using GRPO with the retriever's ranking improvements as rewards. This approach requires only black-box access to retrieval ranks, and is applicable across single-vector, multi-vector and lexical retrievers. We evaluate our approach on code retrieval and visual document retrieval (VDR) tasks. We find that learned document transformations yield retrieval gains and in many settings enable smaller, more efficient retrievers to outperform larger ones. For example, applying document optimization to OpenAI text-embedding-3-small model improves nDCG5 on code (58.7 to 66.8) and VDR (53.3 to 57.6), even slightly surpassing the 6.5X more expensive OpenAI text-embedding-3-large model (66.3 on code; 57.0 on VDR). When retriever weights are accessible, document optimization is often competitive with fine-tuning, and in some settings their combination performs best, improving Jina-ColBERT-V2 from 55.8 to 63.3 on VDR and from 48.6 to 61.8 on code retrieval.

cs.CL↗
arXiv2026

Invisible failures in human-AI interactions

AI systems fail silently far more often than they fail visibly. In an analysis of 100K human-AI interactions from the WildChat dataset, we find that 79% of AI failures are invisible: something went wrong but the user gave no overt indication that there was a problem. These invisible failures cluster into eight archetypes that help us characterize where and how AI systems are failing to meet users' needs. In addition, the archetypes show systematic co-occurrence patterns indicating higher-level failure types. To address the question of whether these archetypes will remain relevant as AI systems become more capable, we also created and annotated a counterfactual dataset in which WildChat's 2024-era responses are replaced by those from three present-day frontier LMs. This analysis indicates that failure rates have dropped substantially, but that the vast majority of failures remain invisible in our sense, and the distribution of failure archetypes seems stable. Finally, we illustrate how the archetypes help us to identify systematic and variable AI limitations across different usage domains. Overall, we argue that our invisible failure taxonomy can be a key component in reliable failure monitoring for product developers, scientists, and policy makers. Our code and data are available at https://github.com/bigspinai/bigspin-invisible-failure-archetypes

cs.CL↗
arXiv2026

Counterfactual Simulation Training for Chain-of-Thought Faithfulness

Inspecting Chain-of-Thought reasoning is among the most common means of understanding why an LLM produced its output. But well-known problems with CoT faithfulness severely limit what insights can be gained from this practice. In this paper, we introduce a training method called Counterfactual Simulation Training (CST), which aims to improve CoT faithfulness by rewarding CoTs that enable a simulator to accurately predict a model's outputs over counterfactual inputs. We apply CST in two settings: (1) CoT monitoring with cue-based counterfactuals, to detect when models rely on spurious features, reward hack, or are sycophantic, and (2) counterfactual simulation over generic model-based counterfactuals, to encourage models to produce more faithful, generalizable reasoning in the CoT. Experiments with models up to 235B parameters show that CST can substantially improve monitor accuracy on cue-based counterfactuals (by 35 accuracy points) as well as simulatability over generic counterfactuals (by 2 points). We further show that: (1) CST outperforms prompting baselines, (2) rewriting unfaithful CoTs with an LLM is 5x more efficient than RL alone, (3) faithfulness improvements do not generalize to dissuading cues (as opposed to persuading cues), and (4) larger models do not show more faithful CoT out of the box, but they do benefit more from CST. These results suggest that CST can improve CoT faithfulness in general, with promising applications for CoT monitoring. Code for experiments in this paper is available at https://github.com/peterbhase/counterfactual-simulation-training

cs.AI↗
arXiv2026

Transcoder Adapters for Reasoning-Model Diffing

While reasoning models are increasingly ubiquitous, the effects of reasoning training on a model's internal mechanisms remain poorly understood. In this work, we introduce transcoder adapters, a technique for learning an interpretable approximation of the difference in MLP computation before and after fine-tuning. We apply transcoder adapters to characterize the differences between Qwen2.5-Math-7B and its reasoning-distilled variant, DeepSeek-R1-Distill-Qwen-7B. Learned adapters are faithful to the target model's internal computation and next-token predictions. When evaluated on reasoning benchmarks, adapters match the reasoning model's response lengths and typically recover 50-90% of the accuracy gains from reasoning fine-tuning. Adapter features are sparsely activating and interpretable. When examining adapter features, we find that only ~8% have activating examples directly related to reasoning behaviors. We deeply study one such behavior -- the production of hesitation tokens (e.g., "wait"). Using attribution graphs, we trace hesitation to only ~2.4% of adapter features (5.6k total) performing one of two functions. These features are necessary and sufficient for producing hesitation tokens; removing them reduces response length, often without affecting accuracy. Overall, our results provide insight into reasoning training and suggest transcoder adapters may be useful for studying fine-tuning more broadly.

cs.LG↗
arXiv2025

Language models as tools for investigating the distinction between possible and impossible natural languages

We argue that language models (LMs) have strong potential as investigative tools for probing the distinction between possible and impossible natural languages and thus uncovering the inductive biases that support human language learning. We outline a phased research program in which LM architectures are iteratively refined to better discriminate between possible and impossible languages, supporting linking hypotheses to human cognition.

cs.CL↗
arXiv2025

Structured Prompts Improve Evaluation of Language Models

As language models (LMs) are increasingly adopted across domains, high-quality benchmarking frameworks are essential for guiding deployment decisions. In practice, however, frameworks such as Holistic Evaluation of Language Models (HELM) typically evaluate models under a single static prompt configuration, even though model behavior depends strongly on prompt choice. As a result, reported scores can reflect prompt choice as much as model capability. Declarative prompting frameworks such as DSPy offer a scalable way to evaluate models under a set of structured prompting strategies rather than a static prompt configuration. We present a reproducible DSPy+HELM framework for studying how prompt choice impacts reported benchmark outcomes. Using five prompting methods, we evaluate four frontier and two open-source LMs across seven benchmarks against existing HELM baseline scores. By evaluating LMs across a family of prompt configurations, we find that prompt choice can materially impact leaderboard outcomes. In particular, structured prompting improves performance (by 6% on average), alters comparisons (leaderboard rankings shift on 5/7 benchmarks), with most gains coming from introducing chain-of-thought, and little additional benefit from more advanced optimizers. To our knowledge, this is the first study to systematically integrate structured prompting into an established evaluation framework and quantify how prompt choice alone can impact benchmark conclusions. We open-source (i) DSPy+HELM Evaluation (https://github.com/stanford-crfm/helm/pull/3893) and (ii) Prompt Optimization Pipeline (https://github.com/StanfordMIMI/dspy-helm).

cs.CL↗
arXiv2025

Addressing divergent representations from causal interventions on neural networks

A common approach to mechanistic interpretability is to causally manipulate model representations via targeted interventions in order to understand what those representations encode. Here we ask whether such interventions create out-of-distribution (divergent) representations, and whether this raises concerns about how faithful their resulting explanations are to the target model in its natural state. First, we demonstrate theoretically and empirically that common causal intervention techniques often do shift internal representations away from the natural distribution of the target model. Then, we provide a theoretical analysis of two cases of such divergences: "harmless" divergences that occur in the behavioral null-space of the layer(s) of interest, and "pernicious" divergences that activate hidden network pathways and cause dormant behavioral changes. Finally, in an effort to mitigate the pernicious cases, we apply and modify the Counterfactual Latent (CL) loss from Grant (2025) allowing representations from causal interventions to remain closer to the natural distribution, reducing the likelihood of harmful divergences while preserving the interpretive power of the interventions. Together, these results highlight a path towards more reliable interpretability methods.

cs.LG↗
arXiv2025

Blackbox Model Provenance via Palimpsestic Membership Inference

Suppose Alice trains an open-weight language model and Bob uses a blackbox derivative of Alice's model to produce text. Can Alice prove that Bob is using her model, either by querying Bob's derivative model (query setting) or from the text alone (observational setting)? We formulate this question as an independence testing problem--in which the null hypothesis is that Bob's model or text is independent of Alice's randomized training run--and investigate it through the lens of palimpsestic memorization in language models: models are more likely to memorize data seen later in training, so we can test whether Bob is using Alice's model using test statistics that capture correlation between Bob's model or text and the ordering of training examples in Alice's training run. If Alice has randomly shuffled her training data, then any significant correlation amounts to exactly quantifiable statistical evidence against the null hypothesis, regardless of the composition of Alice's training data. In the query setting, we directly estimate (via prompting) the likelihood Bob's model gives to Alice's training examples and order; we correlate the likelihoods of over 40 fine-tunes of various Pythia and OLMo base models ranging from 1B to 12B parameters with the base model's training data order, achieving a p-value on the order of at most 1e-8 in all but six cases. In the observational setting, we try two approaches based on estimating 1) the likelihood of Bob's text overlapping with spans of Alice's training examples and 2) the likelihood of Bob's text with respect to different versions of Alice's model we obtain by repeating the last phase (e.g., 1%) of her training run on reshuffled data. The second approach can reliably distinguish Bob's text from as little as a few hundred tokens; the first does not involve any retraining but requires many more tokens (several hundred thousand) to achieve high power.

cs.LG↗
arXiv2025

Diagnosing Bottlenecks in Data Visualization Understanding by Vision-Language Models

Data visualizations are vital components of many scientific articles and news stories. Current vision-language models (VLMs) still struggle on basic data visualization understanding tasks, but the causes of failure remain unclear. Are VLM failures attributable to limitations in how visual information in the data visualization is encoded, how information is transferred between the vision and language modules, or how information is processed within the language module? We developed FUGU, a suite of data visualization understanding tasks, to precisely characterize potential sources of difficulty (e.g., extracting the position of data points, distances between them, and other summary statistics). We used FUGU to investigate three widely used VLMs. To diagnose the sources of errors produced by these models, we used activation patching and linear probes to trace information flow through models across a variety of prompting strategies. We found that some models fail to generate the coordinates of individual data points correctly, and these initial errors often lead to erroneous final responses. When these models are provided with the correct coordinates, performance improves substantially. Moreover, even when the model generates an incorrect response, the correct coordinates can be successfully read out from the latent representations in the vision encoder, suggesting that the source of these errors lies in the vision-language handoff. We further found that while providing correct coordinates helps with tasks involving one or a small number of data points, it generally worsens performance for tasks that require extracting statistical relationships across many data points. Fine-tuning models on FUGU also fails to yield ceiling performance. These findings point to architectural constraints in current VLMs that might pose significant challenges for reliable data visualization understanding.

cs.CV↗
arXiv2025

False Friends Are Not Foes: Investigating Vocabulary Overlap in Multilingual Language Models

Subword tokenizers trained on multilingual corpora naturally produce overlapping tokens across languages. Does token overlap facilitate cross-lingual transfer or instead introduce interference between languages? Prior work offers mixed evidence, partly due to varied setups and confounders, such as token frequency or subword segmentation granularity. To address this question, we devise a controlled experiment where we train bilingual autoregressive models on multiple language pairs under systematically varied vocabulary overlap settings. Crucially, we explore a new dimension to understanding how overlap affects transfer: the semantic similarity of tokens shared across languages. We first analyze our models' hidden representations and find that overlap of any kind creates embedding spaces that capture cross-lingual semantic relationships, while this effect is much weaker in models with disjoint vocabularies. On XNLI and XQuAD, we find that models with overlap outperform models with disjoint vocabularies, and that transfer performance generally improves as overlap increases. Overall, our findings highlight the advantages of token overlap in multilingual models and show that substantial shared vocabulary remains a beneficial design choice for multilingual tokenizers.

cs.CL↗