arXiv subjects

Christopher Potts

Publications and source records attributed to Christopher Potts.

At least 37 records · Page 2Linked to original sources

arXiv2026

Mechanistic evaluation of Transformers and state space models

State space models (SSMs) for language modelling promise an efficient and performant alternative to quadratic-attention Transformers, yet show variable performance on recalling basic information from the context. While performance on synthetic tasks like Associative Recall (AR) can point to this deficiency, behavioural metrics provide little information as to \textit{why} -- on a mechanistic level -- certain architectures fail and others succeed. To address this, we conduct experiments on AR, and find that only Transformers and Based SSM models fully succeed at AR, with Mamba and DeltaNet close behind, while the other SSMs (H3, Hyena) fail. We then use causal interventions to explain why. We find that Transformers and Based learn to store key-value associations in-context using induction. By contrast, the SSMs seem to compute these associations only at the last state using a single layer. We further investigate the mechanism underlying the success of Mamba, and find novel evidence that Mamba \textit{does} implement induction: not via the SSM, but instead via short convolutions. Further experiments on a new hierarchical retrieval task, Associative Treecall (ATR), show that all architectures learn the same mechanism as they did for AR. Furthermore, we show that Mamba can learn Attention-like induction on ATR when short convolutions are removed. These results reveal that architectures with similar accuracy may still have substantive differences, motivating the adoption of mechanistic evaluations.

cs.CL↗

arXiv2025

Language models as tools for investigating the distinction between possible and impossible natural languages

We argue that language models (LMs) have strong potential as investigative tools for probing the distinction between possible and impossible natural languages and thus uncovering the inductive biases that support human language learning. We outline a phased research program in which LM architectures are iteratively refined to better discriminate between possible and impossible languages, supporting linking hypotheses to human cognition.

cs.CL↗

arXiv2025

Internal Causal Mechanisms Robustly Predict Language Model Out-of-Distribution Behaviors

Interpretability research now offers a variety of techniques for identifying abstract internal mechanisms in neural networks. Can such techniques be used to predict how models will behave on out-of-distribution examples? In this work, we provide a positive answer to this question. Through a diverse set of language modeling tasks--including symbol manipulation, knowledge retrieval, and instruction following--we show that the most robust features for correctness prediction are those that play a distinctive causal role in the model's behavior. Specifically, we propose two methods that leverage causal mechanisms to predict the correctness of model outputs: counterfactual simulation (checking whether key causal variables are realized) and value probing (using the values of those variables to make predictions). Both achieve high AUC-ROC in distribution and outperform methods that rely on causal-agnostic features in out-of-distribution settings, where predicting model behaviors is more crucial. Our work thus highlights a novel and significant application for internal causal analysis of language models.

cs.LG↗

arXiv2025

Do Language Models Use Their Depth Efficiently?

Modern LLMs are increasingly deep, and depth correlates with performance, albeit with diminishing returns. However, do these models use their depth efficiently? Do they compose more features to create higher-order computations that are impossible in shallow models, or do they merely spread the same kinds of computation out over more layers? To address these questions, we analyze the residual stream of the Llama 3.1, Qwen 3, and OLMo 2 family of models. We find: First, comparing the output of the sublayers to the residual stream reveals that layers in the second half contribute much less than those in the first half, with a clear phase transition between the two halves. Second, skipping layers in the second half has a much smaller effect on future computations and output predictions. Third, for multihop tasks, we are unable to find evidence that models are using increased depth to compose subresults in examples involving many hops. Fourth, we seek to directly address whether deeper models are using their additional layers to perform new kinds of computation. To do this, we train linear maps from the residual stream of a shallow model to a deeper one. We find that layers with the same relative depth map best to each other, suggesting that the larger model simply spreads the same computations out over its many layers. All this evidence suggests that deeper models are not using their depth to learn new kinds of computation, but only using the greater depth to perform more fine-grained adjustments to the residual. This may help explain why increasing scale leads to diminishing returns for stacked Transformer architectures.

cs.LG↗

arXiv2025

Blackbox Model Provenance via Palimpsestic Membership Inference

Suppose Alice trains an open-weight language model and Bob uses a blackbox derivative of Alice's model to produce text. Can Alice prove that Bob is using her model, either by querying Bob's derivative model (query setting) or from the text alone (observational setting)? We formulate this question as an independence testing problem--in which the null hypothesis is that Bob's model or text is independent of Alice's randomized training run--and investigate it through the lens of palimpsestic memorization in language models: models are more likely to memorize data seen later in training, so we can test whether Bob is using Alice's model using test statistics that capture correlation between Bob's model or text and the ordering of training examples in Alice's training run. If Alice has randomly shuffled her training data, then any significant correlation amounts to exactly quantifiable statistical evidence against the null hypothesis, regardless of the composition of Alice's training data. In the query setting, we directly estimate (via prompting) the likelihood Bob's model gives to Alice's training examples and order; we correlate the likelihoods of over 40 fine-tunes of various Pythia and OLMo base models ranging from 1B to 12B parameters with the base model's training data order, achieving a p-value on the order of at most 1e-8 in all but six cases. In the observational setting, we try two approaches based on estimating 1) the likelihood of Bob's text overlapping with spans of Alice's training examples and 2) the likelihood of Bob's text with respect to different versions of Alice's model we obtain by repeating the last phase (e.g., 1%) of her training run on reshuffled data. The second approach can reliably distinguish Bob's text from as little as a few hundred tokens; the first does not involve any retraining but requires many more tokens (several hundred thousand) to achieve high power.

cs.LG↗

arXiv2025

Diagnosing Bottlenecks in Data Visualization Understanding by Vision-Language Models

Data visualizations are vital components of many scientific articles and news stories. Current vision-language models (VLMs) still struggle on basic data visualization understanding tasks, but the causes of failure remain unclear. Are VLM failures attributable to limitations in how visual information in the data visualization is encoded, how information is transferred between the vision and language modules, or how information is processed within the language module? We developed FUGU, a suite of data visualization understanding tasks, to precisely characterize potential sources of difficulty (e.g., extracting the position of data points, distances between them, and other summary statistics). We used FUGU to investigate three widely used VLMs. To diagnose the sources of errors produced by these models, we used activation patching and linear probes to trace information flow through models across a variety of prompting strategies. We found that some models fail to generate the coordinates of individual data points correctly, and these initial errors often lead to erroneous final responses. When these models are provided with the correct coordinates, performance improves substantially. Moreover, even when the model generates an incorrect response, the correct coordinates can be successfully read out from the latent representations in the vision encoder, suggesting that the source of these errors lies in the vision-language handoff. We further found that while providing correct coordinates helps with tasks involving one or a small number of data points, it generally worsens performance for tasks that require extracting statistical relationships across many data points. Fine-tuning models on FUGU also fails to yield ceiling performance. These findings point to architectural constraints in current VLMs that might pose significant challenges for reliable data visualization understanding.

cs.CV↗

arXiv2025

Causal Interventions Reveal Shared Structure Across English Filler-Gap Constructions

Language Models (LMs) have emerged as powerful sources of evidence for linguists seeking to develop theories of syntax. In this paper, we argue that causal interpretability methods, applied to LMs, can greatly enhance the value of such evidence by helping us characterize the abstract mechanisms that LMs learn to use. Our empirical focus is a set of English filler-gap dependency constructions (e.g., questions, relative clauses). Linguistic theories largely agree that these constructions share many properties. Using experiments based in Distributed Interchange Interventions, we show that LMs converge on similar abstract analyses of these constructions. These analyses also reveal previously overlooked factors -- relating to frequency, filler type, and surrounding context -- that could motivate changes to standard linguistic theory. Overall, these results suggest that mechanistic, internal analyses of LMs can push linguistic theory forward.

cs.CL↗

arXiv2025

False Friends Are Not Foes: Investigating Vocabulary Overlap in Multilingual Language Models

Subword tokenizers trained on multilingual corpora naturally produce overlapping tokens across languages. Does token overlap facilitate cross-lingual transfer or instead introduce interference between languages? Prior work offers mixed evidence, partly due to varied setups and confounders, such as token frequency or subword segmentation granularity. To address this question, we devise a controlled experiment where we train bilingual autoregressive models on multiple language pairs under systematically varied vocabulary overlap settings. Crucially, we explore a new dimension to understanding how overlap affects transfer: the semantic similarity of tokens shared across languages. We first analyze our models' hidden representations and find that overlap of any kind creates embedding spaces that capture cross-lingual semantic relationships, while this effect is much weaker in models with disjoint vocabularies. On XNLI and XQuAD, we find that models with overlap outperform models with disjoint vocabularies, and that transfer performance generally improves as overlap increases. Overall, our findings highlight the advantages of token overlap in multilingual models and show that substantial shared vocabulary remains a beneficial design choice for multilingual tokenizers.

cs.CL↗

arXiv2025

Bayesian scaling laws for in-context learning

In-context learning (ICL) is a powerful technique for getting language models to perform complex tasks with no training updates. Prior work has established strong correlations between the number of in-context examples provided and the accuracy of the model's predictions. In this paper, we seek to explain this correlation by showing that ICL approximates a Bayesian learner. This perspective gives rise to a novel Bayesian scaling law for ICL. In experiments with \mbox{GPT-2} models of different sizes, our scaling law matches existing scaling laws in accuracy while also offering interpretable terms for task priors, learning efficiency, and per-example probabilities. To illustrate the analytic power that such interpretable scaling laws provide, we report on controlled synthetic dataset experiments designed to inform real-world studies of safety alignment. In our experimental protocol, we use SFT or DPO to suppress an unwanted existing model capability and then use ICL to try to bring that capability back (many-shot jailbreaking). We then study ICL on real-world instruction-tuned LLMs using capabilities benchmarks as well as a new many-shot jailbreaking dataset. In all cases, Bayesian scaling laws accurately predict the conditions under which ICL will cause suppressed behaviors to reemerge, which sheds light on the ineffectiveness of post-training at increasing LLM safety.

cs.CL↗

arXiv2025

Base Models Beat Aligned Models at Randomness and Creativity

Alignment has quickly become a default ingredient in LLM development, with techniques such as reinforcement learning from human feedback making models act safely, follow instructions, and perform ever-better on complex tasks. While these techniques are certainly useful, we propose that they should not be universally applied and demonstrate a range of tasks on which base language models consistently outperform their popular aligned forms. Particularly, we study tasks that require unpredictable outputs, such as random number generation, mixed strategy games (rock-paper-scissors and hide-and-seek), and creative writing. In each case, aligned models tend towards narrow behaviors that result in distinct disadvantages, for instance, preferring to generate "7" over other uniformly random numbers, becoming almost fully predictable in some game states, or prioritizing pleasant writing over creative originality. Across models tested, better performance on common benchmarks tends to correlate with worse performance on our tasks, suggesting an effective trade-off in the required capabilities.

cs.CL↗

arXiv2025

WARP: An Efficient Engine for Multi-Vector Retrieval

Multi-vector retrieval methods such as ColBERT and its recent variant, the ConteXtualized Token Retriever (XTR), offer high accuracy but face efficiency challenges at scale. To address this, we present WARP, a retrieval engine that substantially improves the efficiency of retrievers trained with the XTR objective through three key innovations: (1) WARP$_\text{SELECT}$ for dynamic similarity imputation; (2) implicit decompression, avoiding costly vector reconstruction during retrieval; and (3) a two-stage reduction process for efficient score aggregation. Combined with highly-optimized C++ kernels, our system reduces end-to-end latency compared to XTR's reference implementation by 41x, and achieves a 3x speedup over the ColBERTv2/PLAID engine, while preserving retrieval quality.

cs.IR↗

arXiv2025

HyperSteer: Activation Steering at Scale with Hypernetworks

Steering language models (LMs) by modifying internal activations is a popular approach for controlling text generation. Unsupervised dictionary learning methods, e.g., sparse autoencoders, can be scaled to produce many steering vectors, but lack guarantees on the individual efficacy of each vector and control over the coverage of relevant steering tasks. In contrast, supervised methods for constructing steering vectors are targeted and effective, but require more data collection and training for each additional steering vector produced. In this work, we introduce HyperSteer, a family of hypernetwork-based architectures which are trained end-to-end to generate steering vectors conditioned on the natural language steering prompts and the internals of the steered LM. In our evaluations, we show that scaling HyperSteer with thousands of steering prompts exceeds the performance of state-of-the-art activation steering methods, even on steering prompts never seen during training. Moreover, HyperSteer performs on par with steering-via-prompting.

cs.CL↗

arXiv2025

Improved Representation Steering for Language Models

Steering methods for language models (LMs) seek to provide fine-grained and interpretable control over model generations by variously changing model inputs, weights, or representations to adjust behavior. Recent work has shown that adjusting weights or representations is often less effective than steering by prompting, for instance when wanting to introduce or suppress a particular concept. We demonstrate how to improve representation steering via our new Reference-free Preference Steering (RePS), a bidirectional preference-optimization objective that jointly does concept steering and suppression. We train three parameterizations of RePS and evaluate them on AxBench, a large-scale model steering benchmark. On Gemma models with sizes ranging from 2B to 27B, RePS outperforms all existing steering methods trained with a language modeling objective and substantially narrows the gap with prompting -- while promoting interpretability and minimizing parameter count. In suppression, RePS matches the language-modeling objective on Gemma-2 and outperforms it on the larger Gemma-3 variants while remaining resilient to prompt-based jailbreaking attacks that defeat prompting. Overall, our results suggest that RePS provides an interpretable and robust alternative to prompting for both steering and suppression.

cs.CL↗

arXiv2025

CHART-6: Human-Centered Evaluation of Data Visualization Understanding in Vision-Language Models

Data visualizations are powerful tools for communicating patterns in quantitative data. Yet understanding any data visualization is no small feat -- succeeding requires jointly making sense of visual, numerical, and linguistic inputs arranged in a conventionalized format one has previously learned to parse. Recently developed vision-language models are, in principle, promising candidates for developing computational models of these cognitive operations. However, it is currently unclear to what degree these models emulate human behavior on tasks that involve reasoning about data visualizations. This gap reflects limitations in prior work that has evaluated data visualization understanding in artificial systems using measures that differ from those typically used to assess these abilities in humans. Here we evaluated eight vision-language models on six data visualization literacy assessments designed for humans and compared model responses to those of human participants. We found that these models performed worse than human participants on average, and this performance gap persisted even when using relatively lenient criteria to assess model performance. Moreover, while relative performance across items was somewhat correlated between models and humans, all models produced patterns of errors that were reliably distinct from those produced by human participants. Taken together, these findings suggest significant opportunities for further development of artificial systems that might serve as useful models of how humans reason about data visualizations. All code and data needed to reproduce these results are available at: https://osf.io/e25mu/?view_only=399daff5a14d4b16b09473cf19043f18.

cs.HC↗

arXiv2025

Causal Abstraction: A Theoretical Foundation for Mechanistic Interpretability

Causal abstraction provides a theoretical foundation for mechanistic interpretability, the field concerned with providing intelligible algorithms that are faithful simplifications of the known, but opaque low-level details of black box AI models. Our contributions are (1) generalizing the theory of causal abstraction from mechanism replacement (i.e., hard and soft interventions) to arbitrary mechanism transformation (i.e., functionals from old mechanisms to new mechanisms), (2) providing a flexible, yet precise formalization for the core concepts of polysemantic neurons, the linear representation hypothesis, modular features, and graded faithfulness, and (3) unifying a variety of mechanistic interpretability methods in the common language of causal abstraction, namely, activation and path patching, causal mediation analysis, causal scrubbing, causal tracing, circuit analysis, concept erasure, sparse autoencoders, differential binary masking, distributed alignment search, and steering.

cs.AI↗

arXiv2025

HyperDAS: Towards Automating Mechanistic Interpretability with Hypernetworks

Mechanistic interpretability has made great strides in identifying neural network features (e.g., directions in hidden activation space) that mediate concepts(e.g., the birth year of a person) and enable predictable manipulation. Distributed alignment search (DAS) leverages supervision from counterfactual data to learn concept features within hidden states, but DAS assumes we can afford to conduct a brute force search over potential feature locations. To address this, we present HyperDAS, a transformer-based hypernetwork architecture that (1) automatically locates the token-positions of the residual stream that a concept is realized in and (2) constructs features of those residual stream vectors for the concept. In experiments with Llama3-8B, HyperDAS achieves state-of-the-art performance on the RAVEL benchmark for disentangling concepts in hidden states. In addition, we review the design decisions we made to mitigate the concern that HyperDAS (like all powerful interpretabilty methods) might inject new information into the target model rather than faithfully interpreting it.

cs.CL↗

arXiv2025

ColBERT-serve: Efficient Multi-Stage Memory-Mapped Scoring

We study serving retrieval models, specifically late interaction models like ColBERT, to many concurrent users at once and under a small budget, in which the index may not fit in memory. We present ColBERT-serve, a novel serving system that applies a memory-mapping strategy to the ColBERT index, reducing RAM usage by 90% and permitting its deployment on cheap servers, and incorporates a multi-stage architecture with hybrid scoring, reducing ColBERT's query latency and supporting many concurrent queries in parallel.

cs.IR↗

arXiv2025

MrT5: Dynamic Token Merging for Efficient Byte-level Language Models

Models that rely on subword tokenization have significant drawbacks, such as sensitivity to character-level noise like spelling errors and inconsistent compression rates across different languages and scripts. While character- or byte-level models like ByT5 attempt to address these concerns, they have not gained widespread adoption -- processing raw byte streams without tokenization results in significantly longer sequence lengths, making training and inference inefficient. This work introduces MrT5 (MergeT5), a more efficient variant of ByT5 that integrates a token deletion mechanism in its encoder to dynamically shorten the input sequence length. After processing through a fixed number of encoder layers, a learned delete gate determines which tokens are to be removed and which are to be retained for subsequent layers. MrT5 effectively "merges" critical information from deleted tokens into a more compact sequence, leveraging contextual information from the remaining tokens. In continued pre-training experiments, we find that MrT5 can achieve significant gains in inference runtime with minimal effect on performance, as measured by bits-per-byte. Additionally, with multilingual training, MrT5 adapts to the orthographic characteristics of each language, learning language-specific compression rates. Furthermore, MrT5 shows comparable accuracy to ByT5 on downstream evaluations such as XNLI, TyDi QA, and character-level tasks while reducing sequence lengths by up to 75%. Our approach presents a solution to the practical limitations of existing byte-level models.

cs.CL↗