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Chuan Xiao

Publications and source records attributed to Chuan Xiao.

At least 37 records · Page 2Linked to original sources

The Cases LJP Never Sees: Prosecution Decision Prediction for More Complete Criminal Liability Assessment

Legal Judgment Prediction (LJP) has become a core benchmark for evaluating AI in the criminal legal domain, but it only sees criminal cases that have already passed prosecutorial review and been formally indicted. As a result, LJP leaves a substantial blind spot in assessing criminal liability, overlooking cases involving insufficient evidence, no criminal liability, or guilt exempted from punishment. To fill this gap, we propose \textbf{Prosecution Decision Prediction (PDP)}, the first Legal AI task built around prosecutorial review, which classifies each case into prosecution or one of three non-prosecution decisions and reflects legal AI's capabilities in evidence evaluation, legal subsumption, and value-based discretion. We further construct \textbf{PDP-Bench}, a benchmark of 4{,}630 real Chinese prosecutorial decisions spanning 190 charges. Extensive experiments show that state-of-the-art LLMs perform substantially worse on PDP than on LJP and that mainstream enhancement routes fail to close the gap. Moreover, controlled RLVR interventions show that simple outcome rewards fail to produce generalizable PDP discrimination.

cs.CL↗

GRASPrune: Global Gating for Budgeted Structured Pruning of Large Language Models

Large language models (LLMs) are expensive to serve because model parameters, attention computation, and KV caches impose substantial memory and latency costs. We present GRASPrune, a structured pruning framework applied after pretraining that jointly prunes FFN channels and KV head groups under a single global budget. Instead of learning importance scores without constraints and applying the budget only after training, GRASPrune learns lightweight gate scores with a projected straight-through estimator that enforces a hard mask satisfying the budget at every step while keeping the backbone weights frozen. After the mask is fixed, we calibrate scaling factors on the retained units to mitigate scale mismatch caused by pruning, and fold these factors into the pruned weights to obtain a smaller dense checkpoint with no extra parameters at inference. On LLaMA-2-7B, GRASPrune removes 50% of parameters and achieves 12.18 perplexity on WikiText-2 while maintaining competitive average zero-shot accuracy on five benchmarks, using four epochs on 512 unlabeled calibration sequences on a single NVIDIA A100 80GB GPU without any full model fine-tuning.

cs.AI↗

Adaptive Layer Selection for Layer-Wise Token Pruning in LLM Inference

Due to the prevalence of large language models (LLMs), key-value (KV) cache reduction for LLM inference has received remarkable attention. Among numerous works that have been proposed in recent years, layer-wise token pruning approaches, which select a subset of tokens at particular layers to retain in KV cache and prune others, are one of the most popular schemes. They primarily adopt a set of pre-defined layers, at which tokens are selected. Such design is inflexible in the sense that the accuracy significantly varies across tasks and deteriorates in harder tasks such as KV retrieval. In this paper, we propose ASL, a training-free method that adaptively chooses the selection layer for KV cache reduction, exploiting the variance of token ranks ordered by attention score. The proposed method balances the performance across different tasks while meeting the user-specified KV budget requirement. ASL operates during the prefilling stage and can be jointly used with existing KV cache reduction methods such as SnapKV to optimize the decoding stage. By evaluations on the InfiniteBench, RULER, and NIAH benchmarks, we show that ASL, equipped with one-shot token selection, adaptively trades inference speed for accuracy, outperforming state-of-the-art layer-wise token pruning methods in difficult tasks.

cs.CL↗

ELLMob: Event-Driven Human Mobility Generation with Self-Aligned LLM Framework

Human mobility generation aims to synthesize plausible trajectory data, which is widely used in urban system research. While Large Language Model-based methods excel at generating routine trajectories, they struggle to capture deviated mobility during large-scale societal events. This limitation stems from two critical gaps: (1) the absence of event-annotated mobility datasets for design and evaluation, and (2) the inability of current frameworks to reconcile competitions between users' habitual patterns and event-imposed constraints when making trajectory decisions. This work addresses these gaps with a twofold contribution. First, we construct the first event-annotated mobility dataset covering three major events: Typhoon Hagibis, COVID-19, and the Tokyo 2021 Olympics. Second, we propose ELLMob, a self-aligned LLM framework that first extracts competing rationales between habitual patterns and event constraints, based on Fuzzy-Trace Theory, and then iteratively aligns them to generate trajectories that are both habitually grounded and event-responsive. Extensive experiments show that ELLMob wins state-of-the-art baselines across all events, demonstrating its effectiveness. Our codes and datasets are available at https://github.com/deepkashiwa20/ELLMob.

cs.LG↗

Probabilistic Kernel Function for Fast Angle Testing

In this paper, we study the angle testing problem in the context of similarity search in high-dimensional Euclidean spaces and propose two projection-based probabilistic kernel functions, one designed for angle comparison and the other for angle thresholding. Unlike existing approaches that rely on random projection vectors drawn from Gaussian distributions, our approach leverages reference angles and adopts a deterministic structure for the projection vectors. Notably, our kernel functions do not require asymptotic assumptions, such as the number of projection vectors tending to infinity, and can be theoretically and experimentally shown to outperform Gaussian-distribution-based kernel functions. We apply the proposed kernel function to Approximate Nearest Neighbor Search (ANNS) and demonstrate that our approach achieves a 2.5x--3x higher query-per-second (QPS) throughput compared to the widely-used graph-based search algorithm HNSW.

cs.LG↗

Legal Fact Prediction: The Missing Piece in Legal Judgment Prediction

Legal judgment prediction (LJP), which enables litigants and their lawyers to forecast judgment outcomes and refine litigation strategies, has emerged as a crucial legal NLP task. Existing studies typically utilize legal facts, i.e., facts that have been established by evidence and determined by the judge, to predict the judgment. However, legal facts are often difficult to obtain in the early stages of litigation, significantly limiting the practical applicability of fact-based LJP. To address this limitation, we propose a novel legal NLP task: legal fact prediction (LFP), which takes the evidence submitted by litigants for trial as input to predict legal facts, thereby empowering fact-based LJP technologies to make predictions in the absence of ground-truth legal facts. We also propose the first benchmark dataset, LFPBench, for evaluating the LFP task. Our extensive experiments on LFPBench demonstrate the effectiveness of LFP-empowered LJP and highlight promising research directions for LFP.

cs.CL↗

Data Overvaluation Attack and Truthful Data Valuation in Federated Learning

In collaborative machine learning (CML), data valuation, i.e., evaluating the contribution of each client's data to the machine learning model, has become a critical task for incentivizing and selecting positive data contributions. However, existing studies often assume that clients engage in data valuation truthfully, overlooking the practical motivation for clients to exaggerate their contributions. To unlock this threat, this paper introduces the data overvaluation attack, enabling strategic clients to have their data significantly overvalued in federated learning, a widely adopted paradigm for decentralized CML. Furthermore, we propose a Bayesian truthful data valuation metric, named Truth-Shapley. Truth-Shapley is the unique metric that guarantees some promising axioms for data valuation while ensuring that clients' optimal strategy is to perform truthful data valuation under certain conditions. Our experiments demonstrate the vulnerability of existing data valuation metrics to the proposed attack and validate the robustness and effectiveness of Truth-Shapley.

cs.CR↗

Privacy-Enhanced Database Synthesis for Benchmark Publishing (Technical Report)

Benchmarking is crucial for evaluating a DBMS, yet existing benchmarks often fail to reflect the varied nature of user workloads. As a result, there is increasing momentum toward creating databases that incorporate real-world user data to more accurately mirror business environments. However, privacy concerns deter users from directly sharing their data, underscoring the importance of creating synthesized databases for benchmarking that also prioritize privacy protection. Differential privacy (DP)-based data synthesis has become a key method for safeguarding privacy when sharing data, but the focus has largely been on minimizing errors in aggregate queries or downstream ML tasks, with less attention given to benchmarking factors like query runtime performance. This paper delves into differentially private database synthesis specifically for benchmark publishing scenarios, aiming to produce a synthetic database whose benchmarking factors closely resemble those of the original data. Introducing \textit{PrivBench}, an innovative synthesis framework based on sum-product networks (SPNs), we support the synthesis of high-quality benchmark databases that maintain fidelity in both data distribution and query runtime performance while preserving privacy. We validate that PrivBench can ensure database-level DP even when generating multi-relation databases with complex reference relationships. Our extensive experiments show that PrivBench efficiently synthesizes data that maintains privacy and excels in both data distribution similarity and query runtime similarity.

cs.DB↗

CKGAN: Training Generative Adversarial Networks Using Characteristic Kernel Integral Probability Metrics

In this paper, we propose CKGAN, a novel generative adversarial network (GAN) variant based on an integral probability metrics framework with characteristic kernel (CKIPM). CKIPM, as a distance between two probability distributions, is designed to optimize the lowerbound of the maximum mean discrepancy (MMD) in a reproducing kernel Hilbert space, and thus can be used to train GANs. CKGAN mitigates the notorious problem of mode collapse by mapping the generated images back to random noise. To save the effort of selecting the kernel function manually, we propose a soft selection method to automatically learn a characteristic kernel function. The experimental evaluation conducted on a set of synthetic and real image benchmarks (MNIST, CelebA, etc.) demonstrates that CKGAN generally outperforms other MMD-based GANs. The results also show that at the cost of moderately more training time, the automatically selected kernel function delivers very close performance to the best of manually fine-tuned one on real image benchmarks and is able to improve the performances of other MMD-based GANs.

cs.LG↗

ESG: Elastic Graphs for Range-Filtering Approximate k-Nearest Neighbor Search

Range-filtering approximate $k$-nearest neighbor (RFAKNN) search takes as input a vector and a numeric value, returning $k$ points from a database of $N$ high-dimensional points. The returned points must satisfy two criteria: their numeric values must lie within the specified query range, and they must be approximately the $k$ nearest points to the query vector. To strike a better balance between query accuracy and efficiency, we propose novel methods that relax the strict requirement for subranges to \textit{exactly} match the query range. This elastic relaxation is based on a theoretical insight: allowing the controlled inclusion of out-of-range points during the search does not compromise the bounded complexity of the search process. Building on this insight, we prove that our methods reduce the number of required subranges to at most \textit{two}, eliminating the $O(\log N)$ query overhead inherent in existing methods. Extensive experiments on real-world datasets demonstrate that our proposed methods outperform state-of-the-art approaches, achieving performance improvements of 1.5x to 6x while maintaining high accuracy.

cs.DB↗

Ultraverse: A System-Centric Framework for Efficient What-If Analysis for Database-Intensive Web Applications

Existing what-if analysis systems are predominantly tailored to operate on either only the application layer or only the database layer of software. This isolated approach limits their effectiveness in scenarios where intensive interaction between applications and database systems occurs. To address this gap, we introduce Ultraverse, a what-if analysis framework that seamlessly integrates both application and database layers. Ultraverse employs dynamic symbolic execution to effectively translate application code into compact SQL procedure representations, thereby synchronizing application semantics at both SQL and application levels during what-if replays. A novel aspect of Ultraverse is its use of advanced query dependency analysis, which serves two key purposes: (1) it eliminates the need to replay irrelevant transactions that do not influence the outcome, and (2) it facilitates parallel replay of mutually independent transactions, significantly enhancing the analysis efficiency. Ultraverse is applicable to existing unmodified database systems and legacy application codes. Our extensive evaluations of the framework have demonstrated remarkable improvements in what-if analysis speed, achieving performance gains ranging from 7.7x to 291x across diverse benchmarks.

cs.DB↗

A facile route to synthesize cubic gauche polymeric nitrogen

In this work, the long-sought cg-N with N-N single bond has been synthesized for the first time by a thermal-driven-only chemical route at ambient conditions. The successful synthesis of cg-N was achieved by first creating a solution of azides, which was then pretreated under vacuum conditions. Following the pretreatment, the resultant concentrated azide was heated at temperatures ranging from 260°C to 330°C for a reaction time of 3 hours, ultimately leading to the formation of cg-N. The emergent intense Raman peak characterized of cg-N provides solid evidence that the double bonded nitrogen-nitrogen transforms into a single bond form, which agrees well with cg-N structure. To date, this is the only work achieving the quantity of cg-N synthesized at ambient conditions by a facile route that can be further developed for the scalable synthesis and applications of polymerized nitrogen-based materials as high energy density materials.

cond-mat.mtrl-sci↗

Jellyfish: A Large Language Model for Data Preprocessing

This paper explores the utilization of LLMs for data preprocessing (DP), a crucial step in the data mining pipeline that transforms raw data into a clean format conducive to easy processing. Whereas the use of LLMs has sparked interest in devising universal solutions to DP, recent initiatives in this domain typically rely on GPT APIs, raising inevitable data breach concerns. Unlike these approaches, we consider instruction-tuning local LLMs (7 -- 13B models) as universal DP task solvers that operate on a local, single, and low-priced GPU, ensuring data security and enabling further customization. We select a collection of datasets across four representative DP tasks and construct instruction tuning data using data configuration, knowledge injection, and reasoning data distillation techniques tailored to DP. By tuning Mistral-7B, Llama 3-8B, and OpenOrca-Platypus2-13B, our models, namely, Jellyfish-7B/8B/13B, deliver competitiveness compared to GPT-3.5/4 models and strong generalizability to unseen tasks while barely compromising the base models' abilities in NLP tasks. Meanwhile, Jellyfish offers enhanced reasoning capabilities compared to GPT-3.5. Our models are available at: https://huggingface.co/NECOUDBFM/Jellyfish . Our instruction dataset is available at: https://huggingface.co/datasets/NECOUDBFM/Jellyfish-Instruct .

cs.AI↗

Large Language Models as Data Preprocessors

Large Language Models (LLMs), typified by OpenAI's GPT, have marked a significant advancement in artificial intelligence. Trained on vast amounts of text data, LLMs are capable of understanding and generating human-like text across a diverse range of topics. This study expands on the applications of LLMs, exploring their potential in data preprocessing, a critical stage in data mining and analytics applications. Aiming at tabular data, we delve into the applicability of state-of-the-art LLMs such as GPT-4 and GPT-4o for a series of preprocessing tasks, including error detection, data imputation, schema matching, and entity matching. Alongside showcasing the inherent capabilities of LLMs, we highlight their limitations, particularly in terms of computational expense and inefficiency. We propose an LLM-based framework for data preprocessing, which integrates cutting-edge prompt engineering techniques, coupled with traditional methods like contextualization and feature selection, to improve the performance and efficiency of these models. The effectiveness of LLMs in data preprocessing is evaluated through an experimental study spanning a variety of public datasets. GPT-4 emerged as a standout, achieving 100\% accuracy or F1 score on 4 of these datasets, suggesting LLMs' immense potential in these tasks. Despite certain limitations, our study underscores the promise of LLMs in this domain and anticipates future developments to overcome current hurdles.

cs.AI↗

Shall We Team Up: Exploring Spontaneous Cooperation of Competing LLM Agents

Large Language Models (LLMs) have increasingly been utilized in social simulations, where they are often guided by carefully crafted instructions to stably exhibit human-like behaviors during simulations. Nevertheless, we doubt the necessity of shaping agents' behaviors for accurate social simulations. Instead, this paper emphasizes the importance of spontaneous phenomena, wherein agents deeply engage in contexts and make adaptive decisions without explicit directions. We explored spontaneous cooperation across three competitive scenarios and successfully simulated the gradual emergence of cooperation, findings that align closely with human behavioral data. This approach not only aids the computational social science community in bridging the gap between simulations and real-world dynamics but also offers the AI community a novel method to assess LLMs' capability of deliberate reasoning.

cs.AI↗

Large Language Models as Urban Residents: An LLM Agent Framework for Personal Mobility Generation

This paper introduces a novel approach using Large Language Models (LLMs) integrated into an agent framework for flexible and effective personal mobility generation. LLMs overcome the limitations of previous models by effectively processing semantic data and offering versatility in modeling various tasks. Our approach addresses three research questions: aligning LLMs with real-world urban mobility data, developing reliable activity generation strategies, and exploring LLM applications in urban mobility. The key technical contribution is a novel LLM agent framework that accounts for individual activity patterns and motivations, including a self-consistency approach to align LLMs with real-world activity data and a retrieval-augmented strategy for interpretable activity generation. We evaluate our LLM agent framework and compare it with state-of-the-art personal mobility generation approaches, demonstrating the effectiveness of our approach and its potential applications in urban mobility. Overall, this study marks the pioneering work of designing an LLM agent framework for activity generation based on real-world human activity data, offering a promising tool for urban mobility analysis.

cs.AI↗

SIMformer: Single-Layer Vanilla Transformer Can Learn Free-Space Trajectory Similarity

Free-space trajectory similarity calculation, e.g., DTW, Hausdorff, and Frechet, often incur quadratic time complexity, thus learning-based methods have been proposed to accelerate the computation. The core idea is to train an encoder to transform trajectories into representation vectors and then compute vector similarity to approximate the ground truth. However, existing methods face dual challenges of effectiveness and efficiency: 1) they all utilize Euclidean distance to compute representation similarity, which leads to the severe curse of dimensionality issue -- reducing the distinguishability among representations and significantly affecting the accuracy of subsequent similarity search tasks; 2) most of them are trained in triplets manner and often necessitate additional information which downgrades the efficiency; 3) previous studies, while emphasizing the scalability in terms of efficiency, overlooked the deterioration of effectiveness when the dataset size grows. To cope with these issues, we propose a simple, yet accurate, fast, scalable model that only uses a single-layer vanilla transformer encoder as the feature extractor and employs tailored representation similarity functions to approximate various ground truth similarity measures. Extensive experiments demonstrate our model significantly mitigates the curse of dimensionality issue and outperforms the state-of-the-arts in effectiveness, efficiency, and scalability.

cs.LG↗

Automatic String Data Validation with Pattern Discovery

In enterprise data pipelines, data insertions occur periodically and may impact downstream services if data quality issues are not addressed. Typically, such problems can be investigated and fixed by on-call engineers, but locating the cause of such problems and fixing errors are often time-consuming. Therefore, automatic data validation is a better solution to defend the system and downstream services by enabling early detection of errors and providing detailed error messages for quick resolution. This paper proposes a self-validate data management system with automatic pattern discovery techniques to verify the correctness of semi-structural string data in enterprise data pipelines. Our solution extracts patterns from historical data and detects erroneous incoming data in a top-down fashion. High-level information of historical data is analyzed to discover the format skeleton of correct values. Fine-grained semantic patterns are then extracted to strike a balance between generalization and specification of the discovered pattern, thus covering as many correct values as possible while avoiding over-fitting. To tackle cold start and rapid data growth, we propose an incremental update strategy and example generalization strategy. Experiments on large-scale industrial and public datasets demonstrate the effectiveness and efficiency of our method compared to alternative solutions. Furthermore, a case study on an industrial platform (Ant Group Inc.) with thousands of applications shows that our system captures meaningful data patterns in daily operations and helps engineers quickly identify errors.

cs.DB↗