arXiv subjects

Cong Chen

Publications and source records attributed to Cong Chen.

At least 91 records · Page 5Linked to original sources

arXiv2022

Pricing Real-time Stochastic Storage Operations

Pricing storage operation in the real-time market under demand and generation stochasticities is considered. A scenario-based stochastic rolling-window dispatch model is formulated for the real-time market, consisting of conventional generators, utility-scale storage, and distributed energy resource aggregators. We show that uniform pricing mechanisms require discriminative out-of-the-market uplifts, making settlements under locational marginal pricing (LMP) discriminative. It is shown that the temporal locational marginal pricing (TLMP) that adds nonuniform shadow prices of ramping and state-of-charge to LMP removes the need for out-of-the-market uplifts. Truthful bidding incentives are also established for price-taking participants under TLMP. Revenue adequacy and uplifts are evaluated in numerical simulations.

eess.SY↗

arXiv2022

Wholesale Market Participation of Storage with State-of-Charge Dependent Bids

Wholesale market participation of storage with state-of-charge (SoC) dependent bids results in a non-convex cost in a multi-interval economic dispatch, which requires a mixed-integer linear program in the market clearing. We show that the economic dispatch can be convexified to the standard linear program when the SoC-dependent bid satisfies the equal decremental-cost ratio (EDCR) condition. Such EDCR bids are shown to support individual rationalities of all market participants in both the day-ahead multi-interval economic dispatch under locational marginal pricing and the rolling-window look-ahead dispatch under temporal-locational marginal pricing in the real-time market. A numerical example is presented to demonstrate a higher profit margin with an SoC-dependent bid over that from an SoC-independent bid.

eess.SY↗

arXiv2022

Second-order and real Chern topological insulator in twisted bilayer $α$-graphyne

The study of higher-order and real topological states as well as the material realization have become a research forefront of topological condensed matter physics in recent years. Twisted bilayer graphene (tbG) is proved to have higher-order and real topology. However whether this conclusion can be extended to other two-dimensional twisted bilayer carbon materials and the mechanism behind it lack explorations. In this paper, we identify the twisted bilayer $α$-graphyne (tbGPY) at large twisting angle as a real Chern insulator (also known as Stiefel-Whitney insulator) and a second-order topological insulator. Our first-principles calculations suggest that the tbGPY at 21.78$^\circ$ is stable at 100 K with a larger bulk gap than the tbG. The non-trivial topological indicators, including the real Chern number and a fractional charge, and the localized in-gap corner states are demonstrated from first-principles and tight-binding calculations. Moreover, with $\mathcal C_{6z}$ symmetry, we prove the equivalence between the two indicators, and explain the existence of the corner states. To decipher the real and higher-order topology inherited from the Moiré heterostructure, we construct an effective four band tight-binding model capturing the topology and dispersion of the tbGPY at large twisting angle. A topological phase transition to a trivial insulator is demonstrated by breaking the $\mathcal C_{2y}$ symmetry of the effective model, which gives insights on the trivialization of the tbGPY as reducing the twisting angle to 9.43$^\circ$ suggested by our first-principles calculations.

cond-mat.mtrl-sci↗

arXiv2022

High-Performance Flexible All-Perovskite Tandem Solar Cells with Reduced VOC-Deficit in Wide-Bandgap Subcell

Among various types of perovskite-based tandem solar cells (TSCs), all-perovskite TSCs are of particular attractiveness for building- and vehicle-integrated photovoltaics, or space energy areas as they can be fabricated on flexible and lightweight substrates with a very high power-to-weight ratio. However, the efficiency of flexible all-perovskite tandems is lagging far behind their rigid counterparts primarily due to the challenges in developing efficient wide-bandgap (WBG) perovskite solar cells on the flexible substrates as well as the low open-circuit voltage (VOC) in the WBG perovskite subcell. Here, we report that the use of self-assembled monolayers as hole-selective contact effectively suppresses the interfacial recombination and allows the subsequent uniform growth of a 1.77 eV WBG perovskite with superior optoelectronic quality. In addition, we employ a post-deposition treatment with 2-thiopheneethylammonium chloride to further suppress the bulk and interfacial recombination, boosting the VOC of the WBG top cell to 1.29 V. Based on this, we present the first proof-of-concept four-terminal all-perovskite flexible TSC with a PCE of 22.6%. When integrating into two-terminal flexible tandems, we achieved 23.8% flexible all-perovskite TSCs with a superior VOC of 2.1 V, which is on par with the VOC reported on the 28% all-perovskite tandems grown on the rigid substrate.

physics.app-ph↗

arXiv2022

Competitive DER Aggregation for Participation in Wholesale Markets

The problem of the large-scale aggregation of the behind-the-meter demand and generation resources by a distributed-energy-resource aggregator (DERA) is considered. As a profit-seeking wholesale market participant, a DERA maximizes its profit while providing competitive services to its customers with higher consumer/prosumer surpluses than those offered by the distribution utilities or community choice aggregators. A constrained profit maximization program for aggregating behind-the-meter generation and consumption resources is formulated, from which payment functions for the behind-the-meter consumptions and generations are derived. Also obtained are DERA's bid and offer curves for its participation in the wholesale energy market and the optimal schedule of behind-the-meter resources. It is shown that the proposed DERA's aggregation model can achieve market efficiency equivalent to that when its customers participate individually directly in the wholesale market.

eess.SY↗

arXiv2022

High-quality femtosecond laser surface micro/nano-structuring assisted by a thin frost layer

Femtosecond laser ablation has been demonstrated to be a versatile tool to produce micro/nanoscale features with high precision and accuracy. However, the use of high laser fluence to increase the ablation efficiency usually results in unwanted effects, such as redeposition of debris, formation of recast layer and heat-affected zone in or around the ablation craters. Here we circumvent this limitation by exploiting a thin frost layer with a thickness of tens of microns, which can be directly formed by the condensation of water vapor from the air onto the exposed surface whose temperature is below the freezing point. When femtosecond laser beam is focused onto the target surface covered with a thin frost layer, only the local frost layer around the laser-irradiated spot melts into water, helping to boost ablation efficiency, suppress the recast layer and reduce the heat-affect zone, while the remaining frost layer can prevent ablation debris from adhering to the target surface. By this frost-assisted strategy, high-quality surface micro/nano-structures are successfully achieved on both plane and curved surfaces at high laser fluences, and the mechanism behind the formation of high-spatial-frequency (HSF) laser induced periodic surface structures (LIPSSs) on silicon is discussed.

physics.optics↗

arXiv2022

Monolayer and bilayer PtCl$_3$: Energetics, magnetism, and band topology

Two-dimensional (2D) magnetic materials hosting nontrivial topological states are interesting for fundamental research as well as practical applications. Recently, the topological state of 2D Weyl half-semimetal (WHS) was proposed, which hosts fully spin polarized Weyl points robust against spin-orbit coupling in a 2D ferromagnetic system, and single-layer PtCl$_3$ was predicted as a platform for realizing this state. Here, we perform an extensive search of 2D PtCl$_3$ structures, by using the particle swarm optimization technique and density functional theory calculation. We show that the desired PtCl$_3$ phase corresponds to the most stable one at its stoichiometry. The 2D structure also possesses good thermal stability up to 600 K. We suggest SnS$_2$ as a substrate for the growth of 2D PtCl$_3$, which has excellent lattice matching and preserves the WHS state in PtCl$_3$. We find that uniaxial strains along the zigzag direction maintain the WHS state, whereas small strains along the armchair direction drives a topological phase transition from the WHS to a quantum anomalous Hall (QAH) insulator phase. Furthermore, we study bilayer PtCl$_3$ and show that the stacking configuration has strong impact on the magnetism and the electronic band structure. Particularly, the $AA'$ stacked bilayer PtCl$_3$ realizes an interesting topological state -- the 2D antiferromagnetic mirror Chern insulator, which has a pair of topological gapless edge bands. Our work provides guidance for the experimental realization of 2D PtCl$_3$ and will facilitate the study of 2D magnetic topological states, including WHS, QAH insulator, and magnetic mirror Chern insulator states.

cond-mat.mtrl-sci↗

arXiv2022

Coarse to Fine: Image Restoration Boosted by Multi-Scale Low-Rank Tensor Completion

Existing low-rank tensor completion (LRTC) approaches aim at restoring a partially observed tensor by imposing a global low-rank constraint on the underlying completed tensor. However, such a global rank assumption suffers the trade-off between restoring the originally details-lacking parts and neglecting the potentially complex objects, making the completion performance unsatisfactory on both sides. To address this problem, we propose a novel and practical strategy for image restoration that restores the partially observed tensor in a coarse-to-fine (C2F) manner, which gets rid of such trade-off by searching proper local ranks for both low- and high-rank parts. Extensive experiments are conducted to demonstrate the superiority of the proposed C2F scheme. The codes are available at: https://github.com/RuiLin0212/C2FLRTC.

cs.CV↗

arXiv2022

Topological hinge modes in Dirac semimetals

Dirac semimetals (DSMs) are an important class of topological states of matter. Here, focusing on DSMs of band inversion type, we investigate their boundary modes from the effective model perspective. We show that in order to properly capture the boundary modes, $k$-cubic terms must be included in the effective model, which would drive an evolution of surface degeneracy manifold from a nodal line to a nodal point. Using first-principles calculations, we demonstrate that this feature and the topological hinge modes can be clearly exhibited in $β$-CuI. We further extend the discussion to magnetic DSMs and show that the time-reversal symmetry breaking can gap out the surface bands and hence help to expose the hinge modes in the spectrum, which could be beneficial for the experimental detection of hinge modes.

cond-mat.mtrl-sci↗

arXiv2021

Second-Order Real Nodal-Line Semimetal in Three-Dimensional Graphdiyne

Real topological phases featuring real Chern numbers and second-order boundary modes have been a focus of current research, but finding their material realization remains a challenge. Here, based on first-principles calculations and theoretical analysis, we reveal the already experimentally synthesized three-dimensional (3D) graphdiyne as the first realistic example of the recently proposed second-order real nodal-line semimetal. We show that the material hosts a pair of real nodal rings, each protected by two topological charges: a real Chern number and a 1D winding number. The two charges generate distinct topological boundary modes at distinct boundaries. The real Chern number leads to a pair of hinge Fermi arcs, whereas the winding number protects a double drumhead surface bands. We develop a low-energy model for 3D graphdiyne which captures the essential topological physics. Experimental aspects and possible topological transition to a 3D real Chern insulator phase are discussed.

cond-mat.mtrl-sci↗

arXiv2021

V2X Misbehavior and Collective Perception Service: Considerations for Standardization

Connected and Automated Vehicles use sensors and wireless communication to improve road safety and efficiency. However, attackers may target Vehicle-to-Everything communication. Indeed, an attacker may send authenticated but wrong data to send false location information, alert incorrect events or report a bogus object endangering the safety of other CAVs. Currently, Standardization Development Organizations are working on developing security standards against such attacks. Unfortunately, current standardization efforts do not include misbehavior specifications for advanced V2X services such as Collective Perception yet. This work assesses the security of Collective Perception Messages and proposes inputs for consideration in existing standards.

cs.CR↗

arXiv2021

A Deep Insight into Measuring Face Image Utility with General and Face-specific Image Quality Metrics

Quality scores provide a measure to evaluate the utility of biometric samples for biometric recognition. Biometric recognition systems require high-quality samples to achieve optimal performance. This paper focuses on face images and the measurement of face image utility with general and face-specific image quality metrics. While face-specific metrics rely on features of aligned face images, general image quality metrics can be used on the global image and relate to human perceptions. In this paper, we analyze the gap between the general image quality metrics and the face image quality metrics. Our contribution lies in a thorough examination of how different the image quality assessment algorithms relate to the utility for the face recognition task. The results of image quality assessment algorithms are further compared with those of dedicated face image quality assessment algorithms. In total, 25 different quality metrics are evaluated on three face image databases, BioSecure, LFW, and VGGFace2 using three open-source face recognition solutions, SphereFace, ArcFace, and FaceNet. Our results reveal a clear correlation between learned image metrics to face image utility even without being specifically trained as a face utility measure. Individual handcrafted features lack general stability and perform significantly worse than general face-specific quality metrics. We additionally provide a visual insight into the image areas contributing to the quality score of a selected set of quality assessment methods.

cs.CV↗

arXiv2021

Phononic real Chern insulator with protected corner modes in graphynes

Higher-order topological insulators have attracted great research interest recently. Different from conventional topological insulators, higher-order topological insulators do not necessarily require spin-orbit coupling, which makes it possible to realize them in spinless systems. Here, we study phonons in 2D graphyne family materials. By using first-principle calculations and topology/symmetry analysis, we find that phonons in both graphdiyne and $γ$-graphyne exhibit a second-order topology, which belongs to the specific case known as real Chern insulator. We identify the nontrivial phononic band gaps, which are characterized by nontrivial real Chern numbers enabled by the spacetime inversion symmetry. The protected phonon corner modes are verified by the calculation on a finite-size nanodisk. Our study extends the scope of higher-order topology to phonons in real materials. The spatially localized phonon modes could be useful for novel phononic applications.

cond-mat.mtrl-sci↗

arXiv2021

Two Eyes Are Better Than One: Exploiting Binocular Correlation for Diabetic Retinopathy Severity Grading

Diabetic retinopathy (DR) is one of the most common eye conditions among diabetic patients. However, vision loss occurs primarily in the late stages of DR, and the symptoms of visual impairment, ranging from mild to severe, can vary greatly, adding to the burden of diagnosis and treatment in clinical practice. Deep learning methods based on retinal images have achieved remarkable success in automatic DR grading, but most of them neglect that the presence of diabetes usually affects both eyes, and ophthalmologists usually compare both eyes concurrently for DR diagnosis, leaving correlations between left and right eyes unexploited. In this study, simulating the diagnostic process, we propose a two-stream binocular network to capture the subtle correlations between left and right eyes, in which, paired images of eyes are fed into two identical subnetworks separately during training. We design a contrastive grading loss to learn binocular correlation for five-class DR detection, which maximizes inter-class dissimilarity while minimizing the intra-class difference. Experimental results on the EyePACS dataset show the superiority of the proposed binocular model, outperforming monocular methods by a large margin.

cs.CV↗

arXiv2021

Pricing Multi-Interval Dispatch under Uncertainty Part I: Dispatch-Following Incentives

Pricing multi-interval economic dispatch of electric power under operational uncertainty is considered in this two-part paper. Part I investigates dispatch-following incentives of profit-maximizing generators and shows that, under mild conditions, no uniform-pricing scheme for the rolling-window economic dispatch provides dispatch-following incentives that avoid discriminative out-of-the-market uplifts. A nonuniform pricing mechanism, referred to as the temporal locational marginal pricing (TLMP), is proposed. As an extension of the standard locational marginal pricing (LMP), TLMP takes into account both generation and ramping-induced opportunity costs. It eliminates the need for the out-of-the-market uplifts and guarantees full dispatch-following incentives regardless of the accuracy of the demand forecasts used in the dispatch. It is also shown that, under TLMP, a price-taking market participant has incentives to bid truthfully with its marginal cost of generation. Part II of the paper extends the theoretical results developed in Part I to more general network settings. It investigates a broader set of performance measures, including the incentives of the truthful revelation of ramping limits, revenue adequacy of the operator, consumer payments, generator profits, and price volatility under the rolling-window dispatch model with demand forecast errors.

eess.SY↗

arXiv2021

Switching spinless and spinful topological phases with projective $PT$ symmetry

A fundamental dichotomous classification for all physical systems is according to whether they are spinless or spinful. This is especially crucial for the study of symmetry-protected topological phases, as the two classes have distinct symmetry algebra. As a prominent example, the spacetime inversion symmetry $PT$ satisfies $(PT)^2=\pm 1$ for spinless/spinful systems, and each class features unique topological phases. Here, we reveal a possibility to switch the two fundamental classes via $\mathbb{Z}_2$ projective representations. For $PT$ symmetry, this occurs when $P$ inverses the gauge transformation needed to recover the original $\mathbb{Z}_2$ gauge connections under $P$. As a result, we can achieve topological phases originally unique for spinful systems in a spinless system, and vice versa. We explicitly demonstrate the claimed mechanism with several concrete models, such as Kramers degenerate bands and Kramers Majorana boundary modes in spinless systems, and real topological phases in spinful systems. Possible experimental realization of these models is discussed. Our work breaks a fundamental limitation on topological phases and opens an unprecedented possibility to realize intriguing topological phases in previously impossible systems.

cond-mat.mes-hall↗

arXiv2021

Pricing Energy Storage in Real-time Market

The problem of pricing utility-scale energy storage resources (ESRs) in the real-time electricity market is considered. Under a rolling-window dispatch model where the operator centrally dispatches generation and consumption under forecasting uncertainty, it is shown that almost all uniform pricing schemes, including the standard locational marginal pricing (LMP), result in lost opportunity costs that require out-of-the-market settlements. It is also shown that such settlements give rise to disincentives for generating firms and storage participants to bid truthfully, even when these market participants are rational price-takers in a competitive market. Temporal locational marginal pricing (TLMP) is proposed for ESRs as a generalization of LMP to an in-market discriminative form. TLMP is a sum of the system-wide energy price, LMP, and the individual state-of-charge price. It is shown that, under arbitrary forecasting errors, the rolling-window implementation of TLMP eliminates the lost opportunity costs and provides incentives to price-taking firms to bid truthfully with their marginal costs. Numerical examples show insights into the effects of uniform and non-uniform pricing mechanisms on dispatch following and truthful bidding incentives.

eess.SY↗

arXiv2021

Independent Action Models and Prediction of Combination Treatment Effects for Response Rate, Duration of Response and Tumor Size Change in Oncology Drug Development

An unprecedented number of new cancer targets are in development, and most are being developed in combination therapies. Early oncology development is strategically challenged in choosing the best combinations to move forward to late stage development. The most common early endpoints to be assessed in such decision-making include objective response rate, duration of response and tumor size change. In this paper, using independent-drug-action and Bliss-drug-independence concepts as a foundation, we introduce simple models to predict combination therapy efficacy for duration of response and tumor size change. These models complement previous publications using the independent action models (Palmer 2017, Schmidt 2020) to predict progression-free survival and objective response rate and serve as new predictive models to understand drug combinations for early endpoints. The models can be applied to predict the combination treatment effect for early endpoints given monotherapy data, or to estimate the possible effect of one monotherapy in the combination if data are available from the combination therapy and the other monotherapy. Such quantitative work facilitates efficient oncology drug development.

stat.AP↗