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Cong Shen

Publications and source records attributed to Cong Shen.

At least 109 records · Page 6Linked to original sources

Learning for Dose Allocation in Adaptive Clinical Trials with Safety Constraints

Phase I dose-finding trials are increasingly challenging as the relationship between efficacy and toxicity of new compounds (or combination of them) becomes more complex. Despite this, most commonly used methods in practice focus on identifying a Maximum Tolerated Dose (MTD) by learning only from toxicity events. We present a novel adaptive clinical trial methodology, called Safe Efficacy Exploration Dose Allocation (SEEDA), that aims at maximizing the cumulative efficacies while satisfying the toxicity safety constraint with high probability. We evaluate performance objectives that have operational meanings in practical clinical trials, including cumulative efficacy, recommendation/allocation success probabilities, toxicity violation probability, and sample efficiency. An extended SEEDA-Plateau algorithm that is tailored for the increase-then-plateau efficacy behavior of molecularly targeted agents (MTA) is also presented. Through numerical experiments using both synthetic and real-world datasets, we show that SEEDA outperforms state-of-the-art clinical trial designs by finding the optimal dose with higher success rate and fewer patients.

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Stochastic Linear Contextual Bandits with Diverse Contexts

In this paper, we investigate the impact of context diversity on stochastic linear contextual bandits. As opposed to the previous view that contexts lead to more difficult bandit learning, we show that when the contexts are sufficiently diverse, the learner is able to utilize the information obtained during exploitation to shorten the exploration process, thus achieving reduced regret. We design the LinUCB-d algorithm, and propose a novel approach to analyze its regret performance. The main theoretical result is that under the diverse context assumption, the cumulative expected regret of LinUCB-d is bounded by a constant. As a by-product, our results improve the previous understanding of LinUCB and strengthen its performance guarantee.

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Decentralized Multi-player Multi-armed Bandits with No Collision Information

The decentralized stochastic multi-player multi-armed bandit (MP-MAB) problem, where the collision information is not available to the players, is studied in this paper. Building on the seminal work of Boursier and Perchet (2019), we propose error correction synchronization involving communication (EC-SIC), whose regret is shown to approach that of the centralized stochastic MP-MAB with collision information. By recognizing that the communication phase without collision information corresponds to the Z-channel model in information theory, the proposed EC-SIC algorithm applies optimal error correction coding for the communication of reward statistics. A fixed message length, as opposed to the logarithmically growing one in Boursier and Perchet (2019), also plays a crucial role in controlling the communication loss. Experiments with practical Z-channel codes, such as repetition code, flip code and modified Hamming code, demonstrate the superiority of EC-SIC in both synthetic and real-world datasets.

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Contextual Constrained Learning for Dose-Finding Clinical Trials

Clinical trials in the medical domain are constrained by budgets. The number of patients that can be recruited is therefore limited. When a patient population is heterogeneous, this creates difficulties in learning subgroup specific responses to a particular drug and especially for a variety of dosages. In addition, patient recruitment can be difficult by the fact that clinical trials do not aim to provide a benefit to any given patient in the trial. In this paper, we propose C3T-Budget, a contextual constrained clinical trial algorithm for dose-finding under both budget and safety constraints. The algorithm aims to maximize drug efficacy within the clinical trial while also learning about the drug being tested. C3T-Budget recruits patients with consideration of the remaining budget, the remaining time, and the characteristics of each group, such as the population distribution, estimated expected efficacy, and estimation credibility. In addition, the algorithm aims to avoid unsafe dosages. These characteristics are further illustrated in a simulated clinical trial study, which corroborates the theoretical analysis and demonstrates an efficient budget usage as well as a balanced learning-treatment trade-off.

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Collaborative Multi-Agent Multi-Armed Bandit Learning for Small-Cell Caching

This paper investigates learning-based caching in small-cell networks (SCNs) when user preference is unknown. The goal is to optimize the cache placement in each small base station (SBS) for minimizing the system long-term transmission delay. We model this sequential multi-agent decision making problem in a multi-agent multi-armed bandit (MAMAB) perspective. Rather than estimating user preference first and then optimizing the cache strategy, we propose several MAMAB-based algorithms to directly learn the cache strategy online in both stationary and non-stationary environment. In the stationary environment, we first propose two high-complexity agent-based collaborative MAMAB algorithms with performance guarantee. Then we propose a low-complexity distributed MAMAB which ignores the SBS coordination. To achieve a better balance between SBS coordination gain and computational complexity, we develop an edge-based collaborative MAMAB with the coordination graph edge-based reward assignment method. In the non-stationary environment, we modify the MAMAB-based algorithms proposed in the stationary environment by proposing a practical initialization method and designing new perturbed terms to adapt to the dynamic environment. Simulation results are provided to validate the effectiveness of our proposed algorithms. The effects of different parameters on caching performance are also discussed.

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A Regression Approach to Certain Information Transmission Problems

A general information transmission model, under independent and identically distributed Gaussian codebook and nearest neighbor decoding rule with processed channel output, is investigated using the performance metric of generalized mutual information. When the encoder and the decoder know the statistical channel model, it is found that the optimal channel output processing function is the conditional expectation operator, thus hinting a potential role of regression, a classical topic in machine learning, for this model. Without utilizing the statistical channel model, a problem formulation inspired by machine learning principles is established, with suitable performance metrics introduced. A data-driven inference algorithm is proposed to solve the problem, and the effectiveness of the algorithm is validated via numerical experiments. Extensions to more general information transmission models are also discussed.

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Towards Optimal Power Control via Ensembling Deep Neural Networks

A deep neural network (DNN) based power control method is proposed, which aims at solving the non-convex optimization problem of maximizing the sum rate of a multi-user interference channel. Towards this end, we first present PCNet, which is a multi-layer fully connected neural network that is specifically designed for the power control problem. PCNet takes the channel coefficients as input and outputs the transmit power of all users. A key challenge in training a DNN for the power control problem is the lack of ground truth, i.e., the optimal power allocation is unknown. To address this issue, PCNet leverages the unsupervised learning strategy and directly maximizes the sum rate in the training phase. Observing that a single PCNet does not globally outperform the existing solutions, we further propose ePCNet, a network ensemble with multiple PCNets trained independently. Simulation results show that for the standard symmetric multi-user Gaussian interference channel, ePCNet can outperform all state-of-the-art power control methods by 1.2%-4.6% under a variety of system configurations. Furthermore, the performance improvement of ePCNet comes with a reduced computational complexity.

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Cost-aware Cascading Bandits

In this paper, we propose a cost-aware cascading bandits model, a new variant of multi-armed ban- dits with cascading feedback, by considering the random cost of pulling arms. In each step, the learning agent chooses an ordered list of items and examines them sequentially, until certain stopping condition is satisfied. Our objective is then to max- imize the expected net reward in each step, i.e., the reward obtained in each step minus the total cost in- curred in examining the items, by deciding the or- dered list of items, as well as when to stop examina- tion. We study both the offline and online settings, depending on whether the state and cost statistics of the items are known beforehand. For the of- fline setting, we show that the Unit Cost Ranking with Threshold 1 (UCR-T1) policy is optimal. For the online setting, we propose a Cost-aware Cas- cading Upper Confidence Bound (CC-UCB) algo- rithm, and show that the cumulative regret scales in O(log T ). We also provide a lower bound for all α-consistent policies, which scales in Ω(log T ) and matches our upper bound. The performance of the CC-UCB algorithm is evaluated with both synthetic and real-world data.

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Cost-Aware Learning and Optimization for Opportunistic Spectrum Access

In this paper, we investigate cost-aware joint learning and optimization for multi-channel opportunistic spectrum access in a cognitive radio system. We investigate a discrete time model where the time axis is partitioned into frames. Each frame consists of a sensing phase, followed by a transmission phase. During the sensing phase, the user is able to sense a subset of channels sequentially before it decides to use one of them in the following transmission phase. We assume the channel states alternate between busy and idle according to independent Bernoulli random processes from frame to frame. To capture the inherent uncertainty in channel sensing, we assume the reward of each transmission when the channel is idle is a random variable. We also associate random costs with sensing and transmission actions. Our objective is to understand how the costs and reward of the actions would affect the optimal behavior of the user in both offline and online settings, and design the corresponding opportunistic spectrum access strategies to maximize the expected cumulative net reward (i.e., reward-minus-cost). We start with an offline setting where the statistics of the channel status, costs and reward are known beforehand. We show that the the optimal policy exhibits a recursive double threshold structure, and the user needs to compare the channel statistics with those thresholds sequentially in order to decide its actions. With such insights, we then study the online setting, where the statistical information of the channels, costs and reward are unknown a priori. We judiciously balance exploration and exploitation, and show that the cumulative regret scales in O(log T). We also establish a matched lower bound, which implies that our online algorithm is order-optimal. Simulation results corroborate our theoretical analysis.

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How to interconnect for Massive MIMO Self-Calibration?

In time-division duplexing (TDD) systems, massive multiple-input multiple-output (MIMO) relies on the channel reciprocity to obtain the downlink (DL) channel state information (CSI) with the acquired uplink (UL) CSI at the base station (BS). However, the mismatches in the radio frequency (RF) analog circuits at different antennas at the BS break the end-to-end UL and DL channel reciprocity. To restore the channel reciprocity, it is necessary to calibrate all the antennas at the BS. This paper addresses the interconnection strategy for the internal self-calibration at the BS where different antennas are interconnected via hardware transmission lines. Specifically, the paper reveals the optimality of the star interconnection and the daisy chain interconnection respectively. From the results, we see the star interconnection is the optimal interconnection strategy when the BS are given the same number of measurements. On the other hand, the daisy chain interconnection outperforms the star interconnection when the same amount of time resources are consumed. Numerical results corroborate our theoretical analyses.

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Regional Multi-Armed Bandits

We consider a variant of the classic multi-armed bandit problem where the expected reward of each arm is a function of an unknown parameter. The arms are divided into different groups, each of which has a common parameter. Therefore, when the player selects an arm at each time slot, information of other arms in the same group is also revealed. This regional bandit model naturally bridges the non-informative bandit setting where the player can only learn the chosen arm, and the global bandit model where sampling one arms reveals information of all arms. We propose an efficient algorithm, UCB-g, that solves the regional bandit problem by combining the Upper Confidence Bound (UCB) and greedy principles. Both parameter-dependent and parameter-free regret upper bounds are derived. We also establish a matching lower bound, which proves the order-optimality of UCB-g. Moreover, we propose SW-UCB-g, which is an extension of UCB-g for a non-stationary environment where the parameters slowly vary over time.

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New Results on Multilevel Diversity Coding with Secure Regeneration

The problem of multilevel diversity coding with secure regeneration is revisited. Under the assumption that the eavesdropper can access the repair data for all compromised storage nodes, Shao el al. provided a precise characterization of the minimum-bandwidth-regeneration (MBR) point of the achievable normalized storage-capacity repair-bandwidth tradeoff region. In this paper, it is shown that the MBR point of the achievable normalized storage-capacity repair-bandwidth tradeoff region remains the same even if we assume that the eavesdropper can access the repair data for some compromised storage nodes (type 2 compromised nodes) but only the data contents of the remaining compromised nodes (type 1 compromised nodes), as long as the number of type 1 compromised nodes is no greater than that of type 2 compromised nodes.

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Online Geographical Load Balancing for Mobile Edge Computing with Energy Harvesting

Mobile Edge Computing (MEC) (a.k.a. fog computing) has recently emerged to enable low-latency and location-aware data processing at the edge of mobile networks. Since providing grid power supply in support of MEC can be costly and even infeasible in some scenarios, on-site renewable energy is mandated as a major or even sole power supply. Nonetheless, the high intermittency and unpredictability of energy harvesting creates many new challenges of performing effective MEC. In this paper, we develop an algorithm called GLOBE that performs joint geographical load balancing (GLB) and admission control for optimizing the system performance of a network of MEC-enabled and energy harvesting-powered base stations. By leveraging and extending the Lyapunov optimization with perturbation technique, GLOBE operates online without requiring future system information and addresses significant challenges caused by battery state dynamics and energy causality constraints. Moreover, GLOBE works in a distributed manner, which makes our algorithm scalable to large networks. We prove that GLOBE achieves a close-to-optimal system performance compared to the offline algorithm that knows full future information, and present a critical tradeoff between battery capacity and system performance. Simulation results validate our analysis and demonstrate the superior performance of GLOBE compared to benchmark algorithms.

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Multilevel Diversity Coding with Secure Regeneration: Separate Coding Achieves the MBR Point

The problem of multilevel diversity coding with secure regeneration (MDC-SR) is considered, which includes the problems of multilevel diversity coding with regeneration (MDC-R) and secure regenerating code (SRC) as special cases. Two outer bounds are established, showing that separate coding of different messages using the respective SRCs can achieve the minimum-bandwidth-regeneration (MBR) point of the achievable normalized storage-capacity repair-bandwidth tradeoff regions for the general MDC-SR problem. The core of the new converse results is an exchange lemma, which can be established using Han's subset inequality.

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Designing Security-Aware Incentives for Computation Offloading via Device-to-Device Communication

Computation offloading via device-to-device (D2D) communication, or D2D offloading, has recently been proposed to enhance mobile computing performance by exploiting spare computing resources of nearby user devices. The success of D2D offloading relies on user participation in collaborative service provisioning, which incurs extra costs to users providing the service, thus mandating an incentive mechanism that can compensate for these costs. Although incentive mechanism design has been intensively studied in the literature, this paper considers a much more challenging yet less investigated problem in which selfish users are also facing interdependent security risks, such as infectious proximity-based attacks. Security cost is significantly different in nature from conventional service provisioning costs such as energy consumption, since security risks often depend on the collective behavior of all users. To this end, we build a novel mathematical framework by leveraging the combined power of game theory and epidemic theory to investigate the interplay between user incentives and interdependent security risks in D2D offloading, thereby enabling the design of security-aware incentive mechanisms. Our analysis discovers an interesting "less is more" phenomenon: although giving users more incentives promotes more participation, it may harm the network operator's utility. This is because too much participation may foster persistent security risks and as a result, the effective participation level does not improve. Our model and analysis shed new insights on the optimization of D2D offloading networks in the presence of interdependent security risks. Extensive simulations are carried out to verify our analytical conclusions.

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On Energy Efficient Uplink Multi-User MIMO with Shared LNA Control

Implementation cost and power consumption are two important considerations in modern wireless communications, particularly in large-scale multi-antenna systems where the number of individual radio-frequency (RF) chains may be significantly larger than before. In this work, we propose to deploy a single low-noise amplifier (LNA) on the uplink multiple-input-multiple-output (MIMO) receiver to cover all antennas. This architecture, although favorable from the perspective of cost and power consumption, introduces challenges in the LNA gain control and user transmit power control. We formulate an energy efficiency maximization problem under practical system constraints, and prove that it is a constrained quasi-concave optimization problem. We then propose an efficient algorithm, Bisection -- Gradient Assisted Interior Point (B-GAIP), that solves this optimization problem. The optimality, convergence and complexity of B-GAIP are analyzed, and further corroborated via numerical simulations. In particular, the performance loss due to using a shared LNA as opposed to separate LNAs in each RF chain, when using B-GAIP to determine the LNA gain and user transmit power, is very small in both centralized and distributed MIMO systems.

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An Iterative BP-CNN Architecture for Channel Decoding

Inspired by recent advances in deep learning, we propose a novel iterative BP-CNN architecture for channel decoding under correlated noise. This architecture concatenates a trained convolutional neural network (CNN) with a standard belief-propagation (BP) decoder. The standard BP decoder is used to estimate the coded bits, followed by a CNN to remove the estimation errors of the BP decoder and obtain a more accurate estimation of the channel noise. Iterating between BP and CNN will gradually improve the decoding SNR and hence result in better decoding performance. To train a well-behaved CNN model, we define a new loss function which involves not only the accuracy of the noise estimation but also the normality test for the estimation errors, i.e., to measure how likely the estimation errors follow a Gaussian distribution. The introduction of the normality test to the CNN training shapes the residual noise distribution and further reduces the BER of the iterative decoding, compared to using the standard quadratic loss function. We carry out extensive experiments to analyze and verify the proposed framework. The iterative BP-CNN decoder has better BER performance with lower complexity, is suitable for parallel implementation, does not rely on any specific channel model or encoding method, and is robust against training mismatches. All of these features make it a good candidate for decoding modern channel codes.

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Small Cell Transmit Power Assignment Based on Correlated Bandit Learning

Judiciously setting the base station transmit power that matches its deployment environment is a key problem in ultra dense networks and heterogeneous in-building cellular deployments. A unique characteristic of this problem is the tradeoff between sufficient indoor coverage and limited outdoor leakage, which has to be met without explicit knowledge of the environment. In this paper, we address the small base station (SBS) transmit power assignment problem based on stochastic bandit theory. Unlike existing solutions that rely on heavy involvement of RF engineers surveying the target area, we take advantage of the human user behavior with simple coverage feedback in the network, and thus significantly reduce the planned human measurement. In addition, the proposed power assignment algorithms follow the Bayesian principle to utilize the available prior knowledge from system self configuration. To guarantee good performance when the prior knowledge is insufficient, we incorporate the performance correlation among similar power values, and establish an algorithm that exploits the correlation structure to recover majority of the degraded performance. Furthermore, we explicitly consider power switching penalties in order to discourage frequent changes of the transmit power, which cause varying coverage and uneven user experience. Comprehensive system-level simulations are performed for both single and multiple SBS deployment scenarios, and the resulting power settings are compared to the state-of-the-art solutions. Significant performance gains of the proposed algorithms are observed. Particularly, the correlation structure enables the algorithm to converge much faster to the optimal long-term power than other methods.

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