arXiv subjects

Cunhua Pan

Publications and source records attributed to Cunhua Pan.

At least 181 records · Page 10Linked to original sources

arXiv2022

MSE-Based Transceiver Designs for RIS-Aided Communications With Hardware Impairments

It is challenging to precisely configure the phase shifts of the reflecting elements at the reconfigurable intelligent surface (RIS) due to inherent hardware impairments (HIs). In this paper, the mean square error (MSE) performance is investigated in an RIS-aided single-user multiple-input multipleoutput (MIMO) communication system with transceiver HIs and RIS phase noise. We aim to jointly optimize the transmit precoder, linear received equalizer, and RIS reflecting matrices to minimize the MSE. To tackle this problem, an iterative algorithm is proposed, wherein the beamforming matrices are alternately optimized. Specifically, for the beamforming optimization subproblem, we derive the closed-form expression of the optimal precoder and equalizer matrices. Then, for the phase shift optimization subproblem, an efficient algorithm based on the majorization-minimization (MM) method is proposed. Simulation results show that the proposed MSE-based RIS-aided transceiver scheme dramatically outperforms the conventional system algorithms that do not consider HIs at both the transceiver and the RIS.

cs.IT↗

arXiv2022

Multi-Pair D2D Communications Aided by An Active RIS over Spatially Correlated Channels with Phase Noise

This paper investigates a multi-pair device-to-device (D2D) communication system aided by an active reconfigurable intelligent surface (RIS) with phase noise and direct link. The approximate closed-form expression of the ergodic sum rate is derived over spatially correlated Rician fading channels with statistical channel state information (CSI). When the Rician factors go to infinity, the asymptotic expressions of the ergodic sum rates are presented to give insights in poor scattering environment. The power scaling law for the special case of a single D2D pair is presented without phase noise under uncorrelated Rician fading condition. Then, to solve the ergodic sum rate maximization problem, a method based on genetic algorithm (GA) is proposed for joint power control and discrete phase shifts optimization. Simulation results verify the accuracy of our derivations, and also show that the active RIS outperforms the passive RIS.

cs.IT↗

arXiv2022

Deep Reinforcement Learning-Based Long-Range Autonomous Valet Parking for Smart Cities

In this paper, to reduce the congestion rate at the city center and increase the quality of experience (QoE) of each user, the framework of long-range autonomous valet parking (LAVP) is presented, where an Autonomous Vehicle (AV) is deployed in the city, which can pick up, drop off users at their required spots, and then drive to the car park out of city center autonomously. In this framework, we aim to minimize the overall distance of the AV, while guarantee all users are served, i.e., picking up, and dropping off users at their required spots through optimizing the path planning of the AV and number of serving time slots. To this end, we first propose a learning based algorithm, which is named as Double-Layer Ant Colony Optimization (DL-ACO) algorithm to solve the above problem in an iterative way. Then, to make the real-time decision, while consider the dynamic environment (i.e., the AV may pick up and drop off users from different locations), we further present a deep reinforcement learning (DRL) based algorithm, which is known as deep Q network (DQN). The experimental results show that the DL-ACO and DQN-based algorithms both achieve the considerable performance.

cs.LG↗

arXiv2022

Low-Complexity Beamforming Design for IRS-Aided NOMA Communication System with Imperfect CSI

Intelligent reflecting surface (IRS) as a promising technology rendering high throughput in future communication systems is compatible with various communication techniques such as non-orthogonal multiple-access (NOMA). In this paper, the downlink transmission of IRS-assisted NOMA communication is considered while undergoing imperfect channel state information (CSI). Consequently, a robust IRS-aided NOMA design is proposed by solving the sum-rate maximization problem to jointly find the optimal beamforming vectors for the access point and the passive reflection matrix for the IRS, using the penalty dual decomposition (PDD) scheme. This problem can be solved through an iterative algorithm, with closed-form solutions in each step, and it is shown to have very close performance to its upper bound obtained from perfect CSI scenario. We also present a trellis-based method for optimal discrete phase shift selection of IRS which is shown to outperform the conventional quantization method. Our results show that the proposed algorithms, for both continuous and discrete IRS, have very low computational complexity compared to other schemes in the literature. Furthermore, we conduct a performance comparison from achievable sum-rate standpoint between IRS-aided NOMA and IRS-aided orthogonal multiple access (OMA), which demonstrates superiority of NOMA compared to OMA in case of a tolerated channel uncertainty.

cs.IT↗

arXiv2022

Beamforming and Power Allocation for Double-RIS-aided Two-way Directional Modulation Network

To improve the information exchange rate between Alice and Bob in traditional two-way directional modulation (TWDM) network, a new double-reconfigurable intelligent surface (RIS)-aided TWDM network is proposed. To achieve the low-complexity transmitter design, two analytical precoders, one closed-form method of adjusting the RIS phase-shifting matrices, and semi-iterative power allocation (PA) strategy of maximizing secrecy sum rate (SSR) are proposed. First, the geometric parallelogram (GPG) criterion is employed to give the phase-shifting matrices of RISs. Then, two precoders, called maximizing singular value (Max-SV) and maximizing signal-to-leakage-noise ratio (Max-SLNR), are proposed to enhance the SSR. Evenly, the maximizing SSR PA with hybrid iterative closed-form (HICF) is further proposed to improve the SSR and derived to be one root of a sixth-order polynomial computed by: (1) the Newton-Raphson algorithm is repeated twice to reduce the order of the polynomial from six to four; (2) the remaining four feasible solutions can be directly obtained by the Ferrari's method. Simulation results show that using the proposed Max-SV and Max-SLNR, the proposed GPG makes a significant SSR improvement over random phase and no RIS. Given GPG, the proposed Max-SV outperforms the proposed leakage for small-scale or medium-scale RIS. Particularly, the proposed HICF PA stragey shows about ten percent performance gain over equal PA.

cs.IT↗

arXiv2021

An Overview of Signal Processing Techniques for RIS/IRS-aided Wireless Systems

In the past as well as present wireless communication systems, the wireless propagation environment is regarded as an uncontrollable black box that impairs the received signal quality, and its negative impacts are compensated for by relying on the design of various sophisticated transmission/reception schemes. However, the improvements through applying such schemes operating at two endpoints (i.e., transmitter and receiver) only are limited even after five generations of wireless systems. Reconfigurable intelligent surface (RIS) or intelligent reflecting surface (IRS) have emerged as a new and revolutionary technology that can configure the wireless environment in a favorable manner by properly tuning the phase shifts of a large number of quasi passive and low-cost reflecting elements, thus standing out as a promising candidate technology for the next-/sixth-generation (6G) wireless system. However, to reap the performance benefits promised by RIS/IRS, efficient signal processing techniques are crucial, for a variety of purposes such as channel estimation, transmission design, radio localization, and so on. In this paper, we provide a comprehensive overview of recent advances on RIS/IRS-aided wireless systems from the signal processing perspective. We also highlight promising research directions that are worthy of investigation in the future.

eess.SP↗

arXiv2021

Active RIS Versus Passive RIS: Which Is Superior with the Same Power Budget?

This letter theoretically compares the active reconfigurable intelligent surface (RIS)-aided system with the passive RIS-aided system. For fair comparison, we consider that these two systems have the same overall power budget that can be used at both the base station (BS) and the RIS. For active RIS, we first derive the optimal power allocation between the BS's transmit signal power and RIS's output signal power. We also analyze the impact of various system parameters on the optimal power allocation ratio. Then, we compare the performance between the active RIS and the passive RIS, which demonstrates that the active RIS would be superior if the power budget is not very small and the number of RIS elements is not very large.

eess.SP↗

arXiv2021

Robust Transmission Design for RIS-Aided Communications with Both Transceiver Hardware Impairments and Imperfect CSI

Reconfigurable intelligent surface (RIS) or intelligent reflecting surface (IRS) has recently been envisioned as one of the most promising technologies in the future sixth-generation (6G) communications. In this paper, we consider the joint optimization of the transmit beamforming at the base station (BS) and the phase shifts at the RIS for an RIS-aided wireless communication system with both hardware impairments and imperfect channel state information (CSI). Specifically, we assume both the BS-user channel and the BS-RIS-user channel are imperfect due to the channel estimation error, and we consider the channel estimation error under the statistical CSI error model. Then, the transmit power of the BS is minimized, subject to the outage probability constraint and the unit-modulus constraints on the reflecting elements. By using Bernstein-type inequality and semidefinite relaxation (SDR) to reformulate the constraints, we transform the optimization problem into a semidefinite programming (SDP) problem. Numerical results show that the proposed robust design algorithm can ensure communication quality of the user in the presence of both hardware impairments and imperfect CSI.

cs.IT↗

arXiv2021

RIS-Aided D2D Communications Relying on Statistical CSI with Imperfect Hardware

In this letter, we investigate a reconfigurable intelligent surfaces (RIS)-aided device to device (D2D) communication system over Rician fading channels with imperfect hardware including both hardware impairment at the transceivers and phase noise at the RISs. This paper has optimized the phase shift by a genetic algorithm (GA) method to maximize the achievable rate for the continuous phase shifts (CPSs) and discrete phase shifts (DPSs). We also consider the two special cases of no RIS hardware impairments (N-RIS-HWIs) and no transceiver hardware impairments (N-T-HWIs). We present closed-form expressions for the achievable rate of different cases and study the impact of hardware impairments on the communication quality. Finally, simulation results validate the analytic work.

eess.SP↗

arXiv2021

Optimization of RIS Configurations for Multiple-RIS-Aided mmWave Positioning Systems based on CRLB Analysis

Reconfigurable intelligent surface (RIS) is a promising technology for future millimeter-wave (mmWave) communication systems. However, its potential benefits of adopting RIS for high-precision positioning in mmWave systems are still less understood. In this paper, we study a multiple-RIS-aided mmWave positioning system and derive the Cram$\rm{\acute{e}}$r-Rao error bound. Based on the derived bound, we optimize the phase shift of the RISs by the particle swarm optimization (PSO) algorithm. Numerical results have demonstrated the advantages of using multiple RISs in enhancing the positioning accuracy in mmWave systems.

eess.SP↗

arXiv2021

Double Intelligent Reflecting Surface-assisted Multi-User MIMO mmWave Systems with Hybrid Precoding

This work investigates the effect of double intelligent reflecting surface (IRS) in improving the spectrum efficient of multi-user multiple-input multiple-output (MIMO) network operating in the millimeter wave (mmWave) band. Specifically, we aim to solve a weighted sum rate maximization problem by jointly optimizing the digital precoding at the transmitter and the analog phase shifters at the IRS, subject to the minimum achievable rate constraint. To facilitate the design of an efficient solution, we first reformulate the original problem into a tractable one by exploiting the majorization-minimization (MM) method. Then, a block coordinate descent (BCD) method is proposed to obtain a suboptimal solution, where the precoding matrices and the phase shifters are alternately optimized. Specifically, the digital precoding matrix design problem is solved by the quadratically constrained quadratic programming (QCQP), while the analog phase shift optimization is solved by the Riemannian manifold optimization (RMO). The convergence and computational complexity are analyzed. Finally, simulation results are provided to verify the performance of the proposed design, as well as the effectiveness of double-IRS in improving the spectral efficiency.

cs.IT↗

arXiv2021

Long-Term CSI-based Design for RIS-Aided Multiuser MISO Systems Exploiting Deep Reinforcement Learning

In this paper, we study the transmission design for reconfigurable intelligent surface (RIS)-aided multiuser communication networks. Different from most of the existing contributions, we consider long-term CSI-based transmission design, where both the beamforming vectors at the base station (BS) and the phase shifts at the RIS are designed based on long-term CSI, which can significantly reduce the channel estimation overhead. Due to the lack of explicit ergodic data rate expression, we propose a novel deep deterministic policy gradient (DDPG) based algorithm to solve the optimization problem, which was trained by using the channel vectors generated in an offline manner. Simulation results demonstrate that the achievable net throughput is higher than that achieved by the conventional instantaneous-CSI based scheme when taking the channel estimation overhead into account.

cs.IT↗

arXiv2021

Ergodic Rate Analysis of Reconfigurable Intelligent Surface-Aided Massive MIMO Systems with ZF Detectors

This letter investigates the reconfigurable intelligent surface (RIS)-aided massive multiple-input multiple-output (MIMO) systems with a two-timescale design. First, the zero-forcing (ZF) detector is applied at the base station (BS) based on instantaneous aggregated CSI, which is the superposition of the direct channel and the cascaded user-RIS-BS channel. Then, by leveraging the channel statistical property, we derive the closed-form ergodic achievable rate expression. Using a gradient ascent method, we design the RIS passive beamforming only relying on the long-term statistical CSI. We prove that the ergodic rate can reap the gains on the order of $\mathcal{O}\left(\log_{2}\left(MN\right)\right)$, where $M$ and $N$ denote the number of BS antennas and RIS elements, respectively. We also prove the striking superiority of the considered RIS-aided system with ZF detectors over the RIS-free systems and RIS-aided systems with maximum-ratio combining (MRC).

cs.IT↗

arXiv2021

Blocking Probability in Obstructed Tunnels with Reconfigurable Intelligent Surface

In the obstructed tunnels, the signal transmission will suffer the risk of ray-path blocking caused by the obstacles owing to the Snell's law. In this letter, the reconfigurable intelligent surface (RIS) that can reflect the electromagnetic waves to any specific directions is introduced to mitigate the signal blocking. The closed-form expressions for blocking probability (BP) for one reflection with single RIS and multiple RISs under various scenarios are derived. Compared with the case without RIS, significant reduction of BP can be found with proper configuration of the RIS. Moreover, the impact of the location of RIS, the height of the transmitter, and the location of the receiver, on the BP is investigated. Finally, the case of multiple obstacles with different distributions is discussed to further verify the effectiveness of RIS on reduction of BP.

eess.SP↗

arXiv2021

Is RIS-Aided Massive MIMO Promising with ZF Detectors and Imperfect CSI?

This paper provides a theoretical framework for understanding the performance of reconfigurable intelligent surface (RIS)-aided massive multiple-input multiple-output (MIMO) with zero-forcing (ZF) detectors under imperfect channel state information (CSI). We first propose a low-overhead minimum mean square error (MMSE) channel estimator, and then derive and analyze closed-form expressions for the uplink achievable rate. Our analytical results demonstrate that: $1)$ regardless of the RIS phase shift design, the rate of all users scales at least on the order of $\mathcal{O}\left(\log_2\left(MN\right)\right)$, where $M$ and $N$ are the numbers of antennas and reflecting elements, respectively; $2)$ by aligning the RIS phase shifts to one user, the rate of this user can at most scale on the order of $\mathcal{O}\left(\log_2\left(MN^2\right)\right)$; $3)$ either $M$ or the transmit power can be reduced inversely proportional to $N$, while maintaining a given rate. Furthermore, we propose two low-complexity majorization-minimization (MM)-based algorithms to optimize the sum user rate and the minimum user rate, respectively, where closed-form solutions are obtained in each iteration. Finally, simulation results validate all derived analytical results. Our simulation results also show that the maximum sum rate can be closely approached by simply aligning the RIS phase shifts to an arbitrary user.

cs.IT↗

arXiv2021

Intelligent Reflecting Surface-aided URLLC in a Factory Automation Scenario

Different from conventional wired line connections, industrial control through wireless transmission is widely regarded as a promising solution due to its reduced cost, increased long-term reliability, and enhanced reliability. However, mission-critical applications impose stringent quality of service (QoS) requirements that entail ultra-reliability low-latency communications (URLLC). The primary feature of URLLC is that the blocklength of channel codes is short, and the conventional Shannon's Capacity is not applicable. In this paper, we consider the URLLC in a factory automation (FA) scenario. Due to densely deployed equipment in FA, wireless signal are easily blocked by the obstacles. To address this issue, we propose to deploy intelligent reflecting surface (IRS) to create an alternative transmission link, which can enhance the transmission reliability. In this paper, we focus on the performance analysis for IRS-aided URLLC-enabled communications in a FA scenario. Both the average data rate (ADR) and the average decoding error probability (ADEP) are derived under finite channel blocklength for seven cases: 1) Rayleigh fading channel; 2) With direct channel link; 3) Nakagami-m fading channel; 4) Imperfect phase alignment; 5) Multiple-IRS case; 6) Rician fading channel; 7) Correlated channels. Extensive numerical results are provided to verify the accuracy of our derived results.

cs.NI↗

arXiv2021

Multi-Pair Two-Way Massive MIMO DF Relaying Over Rician Fading Channels Under Imperfect CSI

We investigate a multi-pair two-way decode-andforward relaying aided massive multiple-input multiple-output antenna system under Rician fading channels, in which multiple pairs of users exchange information through a relay station having multiple antennas. Imperfect channel state information is considered in the context of maximum-ratio processing. Closedform expressions are derived for approximating the sum spectral efficiency (SE) of the system. Moreover, we obtain the powerscaling laws at the users and the relay station to satisfy a certain SE requirement in three typical scenarios. Finally, simulations validate the accuracy of the derived results.

cs.IT↗

arXiv2021

Statistical CSI-Based Transmission Design for Reconfigurable Intelligent Surface-aided Massive MIMO Systems with Hardware Impairments

We consider a reconfigurable intelligent surface (RIS)-aided massive multi-user multiple-input multiple-output (MIMO) communication system with transceiver hardware impairments (HWIs) and RIS phase noise. Different from the existing contributions, the phase shifts of the RIS are designed based on the long-term angle informations. Firstly, an approximate analytical expression of the uplink achievable rate is derived. Then, we use genetic algorithm (GA) to maximize the sum rate and the minimum date rate. Finally, we show that it is crucial to take HWIs into account when designing the phase shift of RIS.

cs.IT↗