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Cunhua Pan

Publications and source records attributed to Cunhua Pan.

At least 199 records · Page 11Linked to original sources

Channel Estimation with Reconfigurable Intelligent Surfaces -- A General Framework

Optimally extracting the advantages available from reconfigurable intelligent surfaces (RISs) in wireless communications systems requires estimation of the channels to and from the RIS. The process of determining these channels is complicated by the fact that the RIS is typically composed of passive elements without any data processing capabilities, and thus the channels must be estimated indirectly by a non-colocated device, typically a controlling base station. In this article, we examine channel estimation for RIS-based systems from a fundamental viewpoint. We study various possible channel models and the identifiability of the models as a function of the available pilot data and behavior of the RIS during training. In particular, we consider situations with and without line-of-sight propagation, single- and multiple-antenna configurations for the users and base station, correlated and sparse channel models, single-carrier and wideband OFDM scenarios, availability of direct links between the users and base station, exploitation of prior information, as well as a number of other special cases. We further conduct numerical comparisons of achievable performance for various channel models using the relevant Cramer-Rao bounds.

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Multiuser Full-Duplex Two-Way Communications via Intelligent Reflecting Surface

Low-cost passive intelligent reflecting surfaces (IRSs) have recently been envisioned as a revolutionary technology capable of reconfiguring the wireless propagation environment through carefully tuning reflection elements. This paper proposes deploying an IRS to cover the dead zone of cellular multiuser full-duplex (FD) two-way communication links while suppressing user-side self-interference (SI) and co-channel interference (CI). Based on information exchanged by the base station (BS) and all users, this approach can potentially double the spectral efficiency. To ensure network fairness, we jointly optimize the precoding matrix of the BS and the reflection coefficients of the IRS to maximize the weighted minimum rate (WMR) of all users, subject to maximum transmit power and unit-modulus constraints. We reformulate this non-convex problem and decouple it into two subproblems. Then the optimization variables in the equivalent problem are alternately optimized by adopting the block coordinate descent (BCD) algorithm. In order to further reduce the computational complexity, we propose the minorization-maximization (MM) algorithm for optimizing the precoding matrix and the reflection coefficient vector by defining minorizing functions in the surrogate problems. Finally, simulation results confirm the convergence and efficiency of our proposed algorithm, and validate the advantages of introducing IRS to improve coverage in blind areas.

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Intelligent Reflecting Surface-assisted MU-MISO Systems with Imperfect Hardware: Channel Estimation, Beamforming Design

Most works in IRS-assisted systems have ignored the impact of the inevitable residual hardware impairments (HWIs) at both the transceiver hardware and the IRS while any relevant works have addressed only simple scenarios, e.g., with single-antenna network nodes and/or without taking the randomness of phase noise at the IRS into account. In this work, we aim at filling up this gap by considering a general IRS-assisted multi-user (MU) multiple-input single-output (MISO) system with imperfect CSI and correlated Rayleigh fading. In parallel, we present a general computationally efficient methodology for IRS reflect beamforming (RB) optimization. Specifically, we introduce an advantageous channel estimation (CE) method for such systems accounting for the HWIs. Moreover, we derive the uplink achievable spectral efficiency (SE) with maximal-ratio combining (MRC) receiver, displaying three significant advantages being: 1) its closed-form expression, 2) its dependence only on large-scale statistics, and 3) its low training overhead. Notably, by exploiting the first two benefits, we achieve to perform optimization with respect to the reflect beamforming matrix (RBM) that can take place only at every several coherence intervals, and thus, reduces significantly the computational cost compared to other methods which require frequent phase optimization. Among the insightful observations, we highlight that uncorrelated Rayleigh fading does not allow optimization of the SE, which makes the application of an IRS ineffective. Also, in the case that the phase drifts, describing the distortion of the phases in the RBM, are uniformly distributed, the presence of an IRS provides no advantage. The analytical results outperform previous works and are verified by Monte-Carlo (MC) simulations.

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Fairness-Oriented Multiple RISs-Aided MmWave Transmission: Stochastic Optimization Methods

In millimeter wave (mmWave) systems, it is challenging to ensure the reliable connectivity of communications due to its sensitivity to the presence of blockages. In order to improve the robustness of the mmWave system under the presence of the random blockages, multiple reconfigurable intelligent surfaces (RISs) are deployed to enhance the spatial diversity gain, and robust beamforming is then designed based on a stochastic optimization for minimizing the maximum outage probability among multiple users to ensure the fairness. Under the stochastic optimization framework, we adopt the stochastic majorization--minimization (SMM) method and the stochastic successive convex approximation (SSCA) method to construct deterministic surrogate problems at each iteration for new channel realizations, and obtain the closed-form solutions of the precoding matrix at the base station (BS) and the passive beamforming vectors at the RISs. Both stochastic optimization methods have been proved to converge to the set of stationary points of the original stochastic problems. Finally, simulation results show that the proposed robust beamforming in the RIS-aided system can effectively compensate for the performance loss caused by the presence of the random blockages, especially at high blockage probability, compared with the benchmark solutions.

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Reconfigurable Intelligent Surface aided Massive MIMO Systems with Low-Resolution DACs

We investigate a reconfigurable intelligent surface (RIS)-aided multi-user massive multiple-input multi-output (MIMO) system where low-resolution digital-analog converters (DACs) are configured at the base station (BS) in order to reduce the cost and power consumption. An approximate analytical expression for the downlink achievable rate is derived based on maximum ratio transmission (MRT) and additive quantization noise model (AQNM), and the rate maximization problem is solved by particle swarm optimization (PSO) method under both continuous phase shifts (CPSs) and discrete phase shifts (DPSs) at the RIS. Simulation results show that the downlink sum achievable rate tends to a constant with the increase of the number of quantization bits of DACs, and four quantization bits are enough to capture a large portion of the performance of the ideal perfect DACs case.

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Reconfigurable Intelligent Surface Aided Mobile Edge Computing

Given the proliferation of wireless sensors and smart mobile devices, an explosive escalation of the volume of data is anticipated. However, restricted by their limited physical sizes and low manufacturing costs, these wireless devices tend to have limited computational capabilities and battery lives. To overcome this limitation, wireless devices may offload their computational tasks to the nearby computing nodes at the network edge in mobile edge computing (MEC). At the time of writing, the benefits of MEC systems have not been fully exploited, predominately because the computation offloading link is still far from perfect. In this article, we propose to enhance MEC systems by exploiting the emerging technique of reconfigurable intelligent surfaces (RIS), which are capable of `reconfiguring' the wireless propagation environments, hence enhancing the offloading links. The benefits of RISs can be maximized by jointly optimizing both the RISs as well as the communications and computing resource allocations of MEC systems. Unfortunately, this joint optimization imposes new research challenges on the system design. Against this background, this article provides an overview of RIS-assisted MEC systems and highlights their four use cases as well as their design challenges and solutions. Finally, their performance is characterized with the aid of a specific case study, followed by a range of future research ideas.

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A Framework of Robust Transmission Design for IRS-aided MISO Communications with Imperfect Cascaded Channels

Intelligent reflection surface (IRS) has recently been recognized as a promising technique to enhance the performance of wireless systems due to its ability of reconfiguring the signal propagation environment. However, the perfect channel state information (CSI) is challenging to obtain at the base station (BS) due to the lack of radio frequency (RF) chains at the IRS. Since most of the existing channel estimation methods were developed to acquire the cascaded BS-IRS-user channels, this paper is the first work to study the robust beamforming based on the imperfect cascaded BS-IRS-user channels at the transmitter (CBIUT). Specifically, the transmit power minimization problems are formulated subject to the worst-case rate constraints under the bounded CSI error model and the rate outage probability constraints under the statistical CSI error model, respectively. After approximating the worst-case rate constraints by using the S-procedure and the rate outage probability constraints by using the Bernstein-type inequality, the reformulated problems can be efficiently solved. Numerical results show that the negative impact of the CBIUT error on the system performance is greater than that of the direct CSI error.

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Reconfigurable Intelligent Surface-Aided MISO Systems with Statistical CSI: Channel Estimation, Analysis and Optimization

This paper investigates the reconfigurable reflecting surface (RIS)-aided multiple-input-single-output (MISO) systems with imperfect channel state information (CSI), where RIS-related channels are modeled by Rician fading. Considering the overhead and complexity in practical systems, we employ the low-complexity maximum ratio combining (MRC) beamforming at the base station (BS), and configure the phase shifts of the RIS based on long-term statistical CSI. Specifically, we first estimate the overall channel matrix based on the linear minimum mean square error (LMMSE) estimator, and evaluate the performance of MSE and normalized MSE (NMSE). Then, with the estimated channel, we derive the closed-form expressions of the ergodic rate. The derived expressions show that with Rician RIS-related channels, the rate can maintain at a non-zero value when the transmit power is scaled down proportionally to $1/M$ or $1/N^2$, where $M$ and $N$ are the number of antennas and reflecting elements, respectively. However, if all the RIS-related channels are fully Rayleigh, the transmit power of each user can only be scaled down proportionally to $1/\sqrt{M}$ or $1/N$. Finally, numerical results verify the promising benefits from the RIS to traditional MISO systems.

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Channel Estimation for RIS-Aided Multiuser Millimeter-Wave Systems

Channel estimation in the RIS-aided massive multiuser multiple-input single-output (MU-MISO) wireless communication systems is challenging due to the passive feature of RIS and the large number of reflecting elements that incur high channel estimation overhead. To address this issue, we propose a novel cascaded channel estimation strategy with low pilot overhead by exploiting the sparsity and the correlation of multiuser cascaded channels in millimeter-wave massive MISO systems. Based on the fact that the phsical positions of the BS, the RIS and users may not change in several or even tens of consecutive channel coherence blocks, we first estimate the full channel state information (CSI) including all the angle and gain information in the first coherence block, and then only re-estimate the channel gains in the remaining coherence blocks with much less pilot overhead. In the first coherence block, we propose a two-phase channel estimation method, in which the cascaded channel of one typical user is estimated in Phase I based on the linear correlation among cascaded paths, while the cascaded channels of other users are estimated in Phase II by utilizing the partial CSI of the common base station (BS)-RIS channel obtained in Phase I. The total theoretical minimum pilot overhead in the first coherence block is $8J-2+(K-1)\left\lceil (8J-2)/L\right\rceil $, where $K$, $L$ and $J$ denote the numbers of users, paths in the BS-RIS channel and paths in the RIS-user channel, respectively. In each of the remaining coherence blocks, the minimum pilot overhead is $JK$. Moreover, the training phase shift matrices at the RIS are optimized to improve the estimation performance.

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Asymptotic Analysis of Max-Min Weighted SINR for IRS-Assisted MISO Systems with Hardware Impairments

We focus on the realistic maximization of the uplink minimum signal-to-interference-plus-noise ratio (SINR) of a general multiple-input single-output (MISO) system assisted by an intelligent reflecting surface (IRS) in the large system limit accounting for HIs. In particular, we introduce the HIs at both the IRS (IRS-HIs) and the transceiver HIs (AT-HIs), usually neglected despite their inevitable impact. Specifically, the deterministic equivalent analysis enables the derivation of the asymptotic weighted maximum-minimum SINR with HIs by jointly optimizing the HIs-aware receiver, the transmit power, and the reflect beamforming matrix (RBM). Notably, we obtain the optimal power allocation and reflect beamforming matrix with low overhead instead of their frequent necessary computation in conventional MIMO systems based on the instantaneous channel information. Monte Carlo simulations verify the analytical results which show the insightful interplay among the key parameters and the degradation of the performance due to HIs.

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User Cooperation for IRS-aided Secure SWIPT MIMO Systems

In this paper, intelligent reflecting surface (IRS) is proposed to enhance the physical layer security in the Rician fading channel where the angular direction of the eavesdropper is aligned with a legitimate user. In this scenario, we consider a two-phase communication system under the active attacks and passive eavesdropping. Particularly, in the first phase, the base station avoids direct transmission to the attacked user. While, in the second phase, other users cooperate to forward signals to the attacked user with the help of IRS and energy harvesting technology. Under the active attacks, we investigate an outage constrained beamforming design problem under the statistical cascaded channel error model, which is solved by using the Bernstein-type inequality. As for the passive eavesdropping, an average secrecy rate maximization problem is formulated, which is addressed by a low complexity algorithm. Numerical results show that the negative effect of the eavesdropper's channel error is greater than that of the legitimate user.

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Power Scaling Law Analysis and Phase Shift Optimization of RIS-aided Massive MIMO Systems with Statistical CSI

This paper considers an uplink reconfigurable intelligent surface (RIS)-aided massive multiple-input multiple-output (MIMO) system with statistical channel state information (CSI). The RIS is deployed to help conventional massive MIMO networks serve the users in the dead zone. We consider the Rician channel model and exploit the long-time statistical CSI to design the phase shifts of the RIS, while the maximum ratio combination (MRC) technique is applied for the active beamforming at the base station (BS) relying on the instantaneous CSI. Firstly, we reveal the power scaling laws and derive the closed-form expressions for the uplink achievable rate which holds for arbitrary numbers of base station (BS) antennas. Based on the theoretical expressions, we discuss the rate performance under some special cases and provide the average asymptotic rate when using random phase shifts. Then, we consider the sum-rate maximization and the minimum user rate maximization problems by optimizing the phase shifts at the RIS. However, these two optimization problems are challenging to solve due to the complicated data rate expression. To solve these problems, we propose a novel genetic algorithm (GA) with low complexity but can achieve considerable performance. Finally, extensive simulations are provided to validate the benefits by integrating RIS into conventional massive MIMO systems. Besides, our simulations demonstrate the feasibility of deploying large-size but low-resolution RIS in massive MIMO systems.

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Coverage Probability of Distributed IRS Systems Under Spatially Correlated Channels

This paper suggests the use of multiple distributed intelligent reflecting surfaces (IRSs) towards a smarter control of the propagation environment. Notably, we also take into account the inevitable correlated Rayleigh fading in IRS-assisted systems. In particular, in a single-input and single-output (SISO) system, we consider and compare two insightful scenarios, namely, a finite number of large IRSs and a large number of finite size IRSs to show which implementation method is more advantageous. In this direction, we derive the coverage probability in closed-form for both cases contingent on statistical channel state information (CSI) by using the deterministic equivalent (DE) analysis. Next, we obtain the optimal coverage probability. Among others, numerical results reveal that the addition of more surfaces outperforms the design scheme of adding more elements per surface. Moreover, in the case of uncorrelated Rayleigh fading, statistical CSI-based IRS systems do not allow the optimization of the coverage probability.

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Reconfigurable Intelligent Surfaces for 6G Systems: Principles, Applications, and Research Directions

Reconfigurable intelligent surfaces (RISs) or intelligent reflecting surfaces (IRSs), are regarded as one of the most promising and revolutionizing techniques for enhancing the spectrum and/or energy efficiency of wireless systems. These devices are capable of reconfiguring the wireless propagation environment by carefully tuning the phase shifts of a large number of low-cost passive reflecting elements. In this article, we aim for answering four fundmental questions: 1) Why do we need RISs? 2) What is an RIS? 3) What are RIS's applications? 4) What are the relevant challenges and future research directions? In response, eight promising research directions are pointed out.

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Intelligent Reflecting Surface-Assisted Secret Key Generation In Multi-antenna Network

Physical-layer key generation (PKG) can generate symmetric keys between two communication ends based on the reciprocal uplink and downlink channels. By smartly reconfiguring the radio signal propagation, intelligent reflecting surface (IRS) is able to improve the secret key rate of PKG. However, existing works involving IRS-assisted PKG are concentrated in single-antenna wireless networks. So this paper investigates the problem of PKG in the IRS-assisted multiple-input single-output (MISO) system, which aims to maximize the secret key rate by optimally designing the IRS passive beamforming. First, we analyze the correlation between channel state information (CSI) of eavesdropper and legitimate ends and derive the expression of the upper bound of secret key rate under passive eavesdropping attack. Then, an optimal algorithm for designing IRS reflecting coefficients based on Semi-Definite Relaxation (SDR) and Taylor expansion is proposed to maximize the secret key rate. Numerical results show that our optimal IRS-assisted PKG scheme can achieve much higher secret key rate when compared with two benchmark schemes.

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Low-Complexity Robust Beamforming Design for IRS-Aided MISO Systems with Imperfect Channels

In this paper, large-scale intelligent reflecting sur-face (IRS)-assisted multiple-input single-output (MISO) system is considered in the presence of channel uncertainty. To maximize the average sum rate of the system by jointly optimizing the active beamforming at the BS and the passive phase shifts at the IRS, while satisfying the power constraints, a novel robust beamforming design is proposed by using the penalty dual decomposition (PDD) algorithm. By applying the upper bound maximization/minimization (BSUM) method, in each iteration of the algorithm, the optimal solution for each variable can be obtained with closed-form expression. Simulation results show that the proposed scheme achieves high performance with very low computational complexity.

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Random Shifting Intelligent Reflecting Surface for OTP Encrypted Data Transmission

In this paper, we propose a novel encrypted data transmission scheme using an intelligent reflecting surface (IRS) to generate secret keys in wireless communication networks. We show that perfectly secure one-time pad (OTP) communications can be established by using a simple random phase shifting of the IRS elements. To maximize the secure transmission rate, we design an optimal time slot allocation algorithm for the IRS secret key generation and the encrypted data transmission phases. Moreover, a theoretical expression of the key generation rate is derived based on Poisson point process (PPP) for the practical scenario when eavesdroppers' channel state information (CSI) is unavailable. Simulation results show that employing our IRS-based scheme can significantly improve the encrypted data transmission performance for a wide-range of wireless channel gains and system parameters.

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Secure Wireless Communication in RIS-Aided MISO Systems with Hardware Impairments

In practice, residual transceiver hardware impairments inevitably lead to distortion noise which causes the performance loss. In this paper, we study the robust transmission design for a reconfigurable intelligent surface (RIS)-aided secure communication system in the presence of transceiver hardware impairments. We aim for maximizing the secrecy rate while ensuring the transmit power constraint on the active beamforming at the base station and the unit-modulus constraint on the passive beamforming at the RIS. To address this problem, we adopt the alternate optimization method to iteratively optimize one set of variables while keeping the other set fixed. Specifically, the successive convex approximation (SCA) method is used to solve the active beamforming optimization subproblem, while the passive beamforming is obtained by using the semidefinite program (SDP) method. Numerical results illustrate that the proposed transmission design scheme is more robust to the hardware impairments than the conventional non-robust scheme that ignores the impact of the hardware impairments.

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