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Dan Jurafsky

Publications and source records attributed to Dan Jurafsky.

At least 91 records · Page 5Linked to original sources

string2string: A Modern Python Library for String-to-String Algorithms

We introduce string2string, an open-source library that offers a comprehensive suite of efficient algorithms for a broad range of string-to-string problems. It includes traditional algorithmic solutions as well as recent advanced neural approaches to tackle various problems in string alignment, distance measurement, lexical and semantic search, and similarity analysis -- along with several helpful visualization tools and metrics to facilitate the interpretation and analysis of these methods. Notable algorithms featured in the library include the Smith-Waterman algorithm for pairwise local alignment, the Hirschberg algorithm for global alignment, the Wagner-Fisher algorithm for edit distance, BARTScore and BERTScore for similarity analysis, the Knuth-Morris-Pratt algorithm for lexical search, and Faiss for semantic search. Besides, it wraps existing efficient and widely-used implementations of certain frameworks and metrics, such as sacreBLEU and ROUGE, whenever it is appropriate and suitable. Overall, the library aims to provide extensive coverage and increased flexibility in comparison to existing libraries for strings. It can be used for many downstream applications, tasks, and problems in natural-language processing, bioinformatics, and computational social sciences. It is implemented in Python, easily installable via pip, and accessible through a simple API. Source code, documentation, and tutorials are all available on our GitHub page: https://github.com/stanfordnlp/string2string.

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Multilingual BERT has an accent: Evaluating English influences on fluency in multilingual models

While multilingual language models can improve NLP performance on low-resource languages by leveraging higher-resource languages, they also reduce average performance on all languages (the 'curse of multilinguality'). Here we show another problem with multilingual models: grammatical structures in higher-resource languages bleed into lower-resource languages, a phenomenon we call grammatical structure bias. We show this bias via a novel method for comparing the fluency of multilingual models to the fluency of monolingual Spanish and Greek models: testing their preference for two carefully-chosen variable grammatical structures (optional pronoun-drop in Spanish and optional Subject-Verb ordering in Greek). We find that multilingual BERT is biased toward the English-like setting (explicit pronouns and Subject-Verb-Object ordering) as compared to our monolingual control language model. With our case studies, we hope to bring to light the fine-grained ways in which multilingual models can be biased,and encourage more linguistically-aware fluency evaluation.

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Foundation Models and Fair Use

Existing foundation models are trained on copyrighted material. Deploying these models can pose both legal and ethical risks when data creators fail to receive appropriate attribution or compensation. In the United States and several other countries, copyrighted content may be used to build foundation models without incurring liability due to the fair use doctrine. However, there is a caveat: If the model produces output that is similar to copyrighted data, particularly in scenarios that affect the market of that data, fair use may no longer apply to the output of the model. In this work, we emphasize that fair use is not guaranteed, and additional work may be necessary to keep model development and deployment squarely in the realm of fair use. First, we survey the potential risks of developing and deploying foundation models based on copyrighted content. We review relevant U.S. case law, drawing parallels to existing and potential applications for generating text, source code, and visual art. Experiments confirm that popular foundation models can generate content considerably similar to copyrighted material. Second, we discuss technical mitigations that can help foundation models stay in line with fair use. We argue that more research is needed to align mitigation strategies with the current state of the law. Lastly, we suggest that the law and technical mitigations should co-evolve. For example, coupled with other policy mechanisms, the law could more explicitly consider safe harbors when strong technical tools are used to mitigate infringement harms. This co-evolution may help strike a balance between intellectual property and innovation, which speaks to the original goal of fair use. But we emphasize that the strategies we describe here are not a panacea and more work is needed to develop policies that address the potential harms of foundation models.

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When and why vision-language models behave like bags-of-words, and what to do about it?

Despite the success of large vision and language models (VLMs) in many downstream applications, it is unclear how well they encode compositional information. Here, we create the Attribution, Relation, and Order (ARO) benchmark to systematically evaluate the ability of VLMs to understand different types of relationships, attributes, and order. ARO consists of Visual Genome Attribution, to test the understanding of objects' properties; Visual Genome Relation, to test for relational understanding; and COCO & Flickr30k-Order, to test for order sensitivity. ARO is orders of magnitude larger than previous benchmarks of compositionality, with more than 50,000 test cases. We show where state-of-the-art VLMs have poor relational understanding, can blunder when linking objects to their attributes, and demonstrate a severe lack of order sensitivity. VLMs are predominantly trained and evaluated on large datasets with rich compositional structure in the images and captions. Yet, training on these datasets has not been enough to address the lack of compositional understanding, and evaluating on these datasets has failed to surface this deficiency. To understand why these limitations emerge and are not represented in the standard tests, we zoom into the evaluation and training procedures. We demonstrate that it is possible to perform well on retrieval over existing datasets without using the composition and order information. Given that contrastive pretraining optimizes for retrieval on datasets with similar shortcuts, we hypothesize that this can explain why the models do not need to learn to represent compositional information. This finding suggests a natural solution: composition-aware hard negative mining. We show that a simple-to-implement modification of contrastive learning significantly improves the performance on tasks requiring understanding of order and compositionality.

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Leveraging supplementary text data to kick-start automatic speech recognition system development with limited transcriptions

Recent research using pre-trained transformer models suggests that just 10 minutes of transcribed speech may be enough to fine-tune such a model for automatic speech recognition (ASR) -- at least if we can also leverage vast amounts of text data (803 million tokens). But is that much text data necessary? We study the use of different amounts of text data, both for creating a lexicon that constrains ASR decoding to possible words (e.g. *dogz vs. dogs), and for training larger language models that bias the system toward probable word sequences (e.g. too dogs vs. two dogs). We perform experiments using 10 minutes of transcribed speech from English (for replicating prior work) and two additional pairs of languages differing in the availability of supplemental text data: Gronings and Frisian (~7.5M token corpora available), and Besemah and Nasal (only small lexica available). For all languages, we found that using only a lexicon did not appreciably improve ASR performance. For Gronings and Frisian, we found that lexica and language models derived from 'novel-length' 80k token subcorpora reduced the word error rate (WER) to 39% on average. Our findings suggest that where a text corpus in the upper tens of thousands of tokens or more is available, fine-tuning a transformer model with just tens of minutes of transcribed speech holds some promise towards obtaining human-correctable transcriptions near the 30% WER rule-of-thumb.

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Towards the Systematic Reporting of the Energy and Carbon Footprints of Machine Learning

Accurate reporting of energy and carbon usage is essential for understanding the potential climate impacts of machine learning research. We introduce a framework that makes this easier by providing a simple interface for tracking realtime energy consumption and carbon emissions, as well as generating standardized online appendices. Utilizing this framework, we create a leaderboard for energy efficient reinforcement learning algorithms to incentivize responsible research in this area as an example for other areas of machine learning. Finally, based on case studies using our framework, we propose strategies for mitigation of carbon emissions and reduction of energy consumption. By making accounting easier, we hope to further the sustainable development of machine learning experiments and spur more research into energy efficient algorithms.

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Pile of Law: Learning Responsible Data Filtering from the Law and a 256GB Open-Source Legal Dataset

One concern with the rise of large language models lies with their potential for significant harm, particularly from pretraining on biased, obscene, copyrighted, and private information. Emerging ethical approaches have attempted to filter pretraining material, but such approaches have been ad hoc and failed to take context into account. We offer an approach to filtering grounded in law, which has directly addressed the tradeoffs in filtering material. First, we gather and make available the Pile of Law, a 256GB (and growing) dataset of open-source English-language legal and administrative data, covering court opinions, contracts, administrative rules, and legislative records. Pretraining on the Pile of Law may help with legal tasks that have the promise to improve access to justice. Second, we distill the legal norms that governments have developed to constrain the inclusion of toxic or private content into actionable lessons for researchers and discuss how our dataset reflects these norms. Third, we show how the Pile of Law offers researchers the opportunity to learn such filtering rules directly from the data, providing an exciting new research direction in model-based processing.

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Picking on the Same Person: Does Algorithmic Monoculture lead to Outcome Homogenization?

As the scope of machine learning broadens, we observe a recurring theme of algorithmic monoculture: the same systems, or systems that share components (e.g. training data), are deployed by multiple decision-makers. While sharing offers clear advantages (e.g. amortizing costs), does it bear risks? We introduce and formalize one such risk, outcome homogenization: the extent to which particular individuals or groups experience negative outcomes from all decision-makers. If the same individuals or groups exclusively experience undesirable outcomes, this may institutionalize systemic exclusion and reinscribe social hierarchy. To relate algorithmic monoculture and outcome homogenization, we propose the component-sharing hypothesis: if decision-makers share components like training data or specific models, then they will produce more homogeneous outcomes. We test this hypothesis on algorithmic fairness benchmarks, demonstrating that sharing training data reliably exacerbates homogenization, with individual-level effects generally exceeding group-level effects. Further, given the dominant paradigm in AI of foundation models, i.e. models that can be adapted for myriad downstream tasks, we test whether model sharing homogenizes outcomes across tasks. We observe mixed results: we find that for both vision and language settings, the specific methods for adapting a foundation model significantly influence the degree of outcome homogenization. We conclude with philosophical analyses of and societal challenges for outcome homogenization, with an eye towards implications for deployed machine learning systems.

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Follow the Wisdom of the Crowd: Effective Text Generation via Minimum Bayes Risk Decoding

In open-ended natural-language generation, existing text decoding methods typically struggle to produce text which is both diverse and high-quality. Greedy and beam search are known to suffer from text degeneration and linguistic diversity issues, while temperature, top-k, and nucleus sampling often yield diverse but low-quality outputs. In this work, we present crowd sampling, a family of decoding methods based on Bayesian risk minimization, to address this diversity-quality trade-off. Inspired by the principle of "the wisdom of the crowd," crowd sampling seeks to select a candidate from a pool of candidates that has the least expected risk (i.e., highest expected reward) under a generative model according to a given utility function. Crowd sampling can be seen as a generalization of numerous existing methods, including majority voting, and in practice, it can be used as a drop-in replacement for existing sampling methods. Extensive experiments show that crowd sampling delivers improvements of 3-7 ROUGE and BLEU points across a wide range of tasks, including summarization, data-to-text, translation, and textual style transfer, while achieving new state-of-the-art results on WebNLG and WMT'16.

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On the Opportunities and Risks of Foundation Models

AI is undergoing a paradigm shift with the rise of models (e.g., BERT, DALL-E, GPT-3) that are trained on broad data at scale and are adaptable to a wide range of downstream tasks. We call these models foundation models to underscore their critically central yet incomplete character. This report provides a thorough account of the opportunities and risks of foundation models, ranging from their capabilities (e.g., language, vision, robotics, reasoning, human interaction) and technical principles(e.g., model architectures, training procedures, data, systems, security, evaluation, theory) to their applications (e.g., law, healthcare, education) and societal impact (e.g., inequity, misuse, economic and environmental impact, legal and ethical considerations). Though foundation models are based on standard deep learning and transfer learning, their scale results in new emergent capabilities,and their effectiveness across so many tasks incentivizes homogenization. Homogenization provides powerful leverage but demands caution, as the defects of the foundation model are inherited by all the adapted models downstream. Despite the impending widespread deployment of foundation models, we currently lack a clear understanding of how they work, when they fail, and what they are even capable of due to their emergent properties. To tackle these questions, we believe much of the critical research on foundation models will require deep interdisciplinary collaboration commensurate with their fundamentally sociotechnical nature.

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Computationally Identifying Funneling and Focusing Questions in Classroom Discourse

Responsive teaching is a highly effective strategy that promotes student learning. In math classrooms, teachers might "funnel" students towards a normative answer or "focus" students to reflect on their own thinking, deepening their understanding of math concepts. When teachers focus, they treat students' contributions as resources for collective sensemaking, and thereby significantly improve students' achievement and confidence in mathematics. We propose the task of computationally detecting funneling and focusing questions in classroom discourse. We do so by creating and releasing an annotated dataset of 2,348 teacher utterances labeled for funneling and focusing questions, or neither. We introduce supervised and unsupervised approaches to differentiating these questions. Our best model, a supervised RoBERTa model fine-tuned on our dataset, has a strong linear correlation of .76 with human expert labels and with positive educational outcomes, including math instruction quality and student achievement, showing the model's potential for use in automated teacher feedback tools. Our unsupervised measures show significant but weaker correlations with human labels and outcomes, and they highlight interesting linguistic patterns of funneling and focusing questions. The high performance of the supervised measure indicates its promise for supporting teachers in their instruction.

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Prompt-and-Rerank: A Method for Zero-Shot and Few-Shot Arbitrary Textual Style Transfer with Small Language Models

We propose a method for arbitrary textual style transfer (TST)--the task of transforming a text into any given style--utilizing general-purpose pre-trained language models. Our method, Prompt-and-Rerank, is based on a mathematical formulation of the TST task, decomposing it into three constituent components: textual similarity, target style strength, and fluency. Specifically, our method first uses zero-shot or few-shot prompting to obtain a set of candidate generations in the target style, and then re-ranks these candidates according to a combination of the three components above. Empirically, our method enables small pre-trained language models to perform on par with state-of-the-art large-scale models while consuming two orders of magnitude less compute and memory. Finally, we conduct a systematic investigation of the effect of model size and prompt design (e.g., prompt paraphrasing and delimiter-pair choice) on style transfer quality across seven diverse textual style transfer datasets.

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Problems with Cosine as a Measure of Embedding Similarity for High Frequency Words

Cosine similarity of contextual embeddings is used in many NLP tasks (e.g., QA, IR, MT) and metrics (e.g., BERTScore). Here, we uncover systematic ways in which word similarities estimated by cosine over BERT embeddings are understated and trace this effect to training data frequency. We find that relative to human judgements, cosine similarity underestimates the similarity of frequent words with other instances of the same word or other words across contexts, even after controlling for polysemy and other factors. We conjecture that this underestimation of similarity for high frequency words is due to differences in the representational geometry of high and low frequency words and provide a formal argument for the two-dimensional case.

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Richer Countries and Richer Representations

We examine whether some countries are more richly represented in embedding space than others. We find that countries whose names occur with low frequency in training corpora are more likely to be tokenized into subwords, are less semantically distinct in embedding space, and are less likely to be correctly predicted: e.g., Ghana (the correct answer and in-vocabulary) is not predicted for, "The country producing the most cocoa is [MASK].". Although these performance discrepancies and representational harms are due to frequency, we find that frequency is highly correlated with a country's GDP; thus perpetuating historic power and wealth inequalities. We analyze the effectiveness of mitigation strategies; recommend that researchers report training word frequencies; and recommend future work for the community to define and design representational guarantees.

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Modular Domain Adaptation

Off-the-shelf models are widely used by computational social science researchers to measure properties of text, such as sentiment. However, without access to source data it is difficult to account for domain shift, which represents a threat to validity. Here, we treat domain adaptation as a modular process that involves separate model producers and model consumers, and show how they can independently cooperate to facilitate more accurate measurements of text. We introduce two lightweight techniques for this scenario, and demonstrate that they reliably increase out-of-domain accuracy on four multi-domain text classification datasets when used with linear and contextual embedding models. We conclude with recommendations for model producers and consumers, and release models and replication code to accompany this paper.

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Automated speech tools for helping communities process restricted-access corpora for language revival efforts

Many archival recordings of speech from endangered languages remain unannotated and inaccessible to community members and language learning programs. One bottleneck is the time-intensive nature of annotation. An even narrower bottleneck occurs for recordings with access constraints, such as language that must be vetted or filtered by authorised community members before annotation can begin. We propose a privacy-preserving workflow to widen both bottlenecks for recordings where speech in the endangered language is intermixed with a more widely-used language such as English for meta-linguistic commentary and questions (e.g. What is the word for 'tree'?). We integrate voice activity detection (VAD), spoken language identification (SLI), and automatic speech recognition (ASR) to transcribe the metalinguistic content, which an authorised person can quickly scan to triage recordings that can be annotated by people with lower levels of access. We report work-in-progress processing 136 hours archival audio containing a mix of English and Muruwari. Our collaborative work with the Muruwari custodian of the archival materials show that this workflow reduces metalanguage transcription time by 20% even given only minimal amounts of annotated training data: 10 utterances per language for SLI and for ASR at most 39 minutes, and possibly as little as 39 seconds.

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Focus on what matters: Applying Discourse Coherence Theory to Cross Document Coreference

Performing event and entity coreference resolution across documents vastly increases the number of candidate mentions, making it intractable to do the full $n^2$ pairwise comparisons. Existing approaches simplify by considering coreference only within document clusters, but this fails to handle inter-cluster coreference, common in many applications. As a result cross-document coreference algorithms are rarely applied to downstream tasks. We draw on an insight from discourse coherence theory: potential coreferences are constrained by the reader's discourse focus. We model the entities/events in a reader's focus as a neighborhood within a learned latent embedding space which minimizes the distance between mentions and the centroids of their gold coreference clusters. We then use these neighborhoods to sample only hard negatives to train a fine-grained classifier on mention pairs and their local discourse features. Our approach achieves state-of-the-art results for both events and entities on the ECB+, Gun Violence, Football Coreference, and Cross-Domain Cross-Document Coreference corpora. Furthermore, training on multiple corpora improves average performance across all datasets by 17.2 F1 points, leading to a robust coreference resolution model for use in downstream tasks where link distribution is unknown.

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The Emergence of the Shape Bias Results from Communicative Efficiency

By the age of two, children tend to assume that new word categories are based on objects' shape, rather than their color or texture; this assumption is called the shape bias. They are thought to learn this bias by observing that their caregiver's language is biased towards shape based categories. This presents a chicken and egg problem: if the shape bias must be present in the language in order for children to learn it, how did it arise in language in the first place? In this paper, we propose that communicative efficiency explains both how the shape bias emerged and why it persists across generations. We model this process with neural emergent language agents that learn to communicate about raw pixelated images. First, we show that the shape bias emerges as a result of efficient communication strategies employed by agents. Second, we show that pressure brought on by communicative need is also necessary for it to persist across generations; simply having a shape bias in an agent's input language is insufficient. These results suggest that, over and above the operation of other learning strategies, the shape bias in human learners may emerge and be sustained by communicative pressures.

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