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David Vanderbilt

Publications and source records attributed to David Vanderbilt.

At least 91 records · Page 5Linked to original sources

Temperature effects in the band structure of topological insulators

We study the effects of temperature on the band structure of the Bi$_2$Se$_3$ family of topological insulators using first-principles methods. Increasing temperature drives these materials towards the normal state, with similar contributions from thermal expansion and from electron-phonon coupling. The band gap changes with temperature reach $0.3$ eV at $600$ K, of similar size to the changes caused by electron correlation. Our results suggest that temperature-induced topological phase transitions should be observable near critical points of other external parameters.

cond-mat.mtrl-sci↗

Flux states and topological phases from spontaneous time-reversal symmetry breaking in CrSi(Ge)Te$_3$-based systems

We study adatom-covered single layers of CrSiTe$_3$ and CrGeTe$_3$ using first-principles calculations based on hybrid functionals. We find that the insulating ground state of a monolayer of La (Lu) deposited on single-layer CrSiTe$_3$ (CrGeTe$_3$) carries spontaneously generated current loops around the Cr sites, These "flux states" induce antiferromagnetically ordered orbital moments on the Cr sites and are also associated with nontrivial topological properties. The calculated Chern numbers for these systems are predicted to be $\pm 1$ even in the absence of spin-orbit coupling, with sizable gaps on the order of 100 meV. The flux states and the associated topological phases result from spontaneous time-reversal symmetry breaking due to the presence of nonlocal Coulomb interactions.

cond-mat.mtrl-sci↗

Topological nodal-line semimetals in alkaline-earth stannides, germanides and silicides

Based on first-principles calculations and an effective Hamiltonian analysis, we systematically investigate the electronic and topological properties of alkaline-earth compounds $AX_2$ ($A$=Ca, Sr, Ba; $X$=Si, Ge, Sn). Taking BaSn$_2$ as an example, we find that when spin-orbit coupling is ignored, these materials are three-dimensional topological nodal-line semimetals characterized by a snake-like nodal loop in three-dimensional momentum space. Drumhead-like surface states emerge either inside or outside the loop circle on the (001) surface depending on surface termination, while complicated double-drumhead-like surface states appear on the (010) surface. When spin-orbit coupling is included, the nodal line is gapped and the system becomes a topological insulator with Z$_2$ topological invariants (1;001). Since spin-orbit coupling effects are weak in light elements, the nodal-line semimetal phase is expected to be achievable in some alkaline-earth germanides and silicides.

cond-mat.mtrl-sci↗

Correct implementation of polarization constants in wurtzite materials and impact on III-nitrides

Accurate values for polarization discontinuities between pyroelectric materials are critical for understanding and designing the electronic properties of heterostructures. For wurtzite materials, the zincblende structure has been used in the literature as a reference to determine the effective spontaneous polarization constants. We show that, because the zincblende structure has a nonzero formal polarization, this method results in a spurious contribution to the spontaneous polarization differences between materials. In addition, we address the correct choice of "improper" versus "proper" piezoelectric constants. For the technologically important III-nitride materials GaN, AlN, and InN, we determine polarization discontinuities using a consistent reference based on the layered hexagonal structure and the correct choice of piezoelectric constants, and discuss the results in light of available experimental data.

cond-mat.mtrl-sci↗

Tunable inverse topological heterostructure utilizing $(Bi_{1-x}In_{x})_{2}Se_{3}$

In typical topological insulator (TI) systems the TI is bordered by a non-TI insulator, and the surrounding conventional insulators, including vacuum, are not generally treated as part of the TI system. Here, we implement the first material system where the roles are reversed, and the TSS form around the non-TI (instead of the TI) layers. This is realized by growing a layer of the tunable non-TI $(Bi_{1-x}In_{x})_{2}Se_{3}$ in between two layers of the TI $Bi_2Se_3$ using the atomically-precise molecular beam epitaxy technique. On this tunable inverse topological platform, we systematically vary the thickness and the composition of the $(Bi_{1-x}In_{x})_{2}Se_{3}$ layer and show that this tunes the coupling between the TI layers from strongly-coupled metallic to weakly-coupled, and finally to a fully-decoupled insulating regime. This system can be used to probe the fundamental nature of coupling in TI materials and provides a tunable insulating layer for TI devices.

cond-mat.mtrl-sci↗

Ferroelectricity in corundum derivatives

The search for new ferroelectric (FE) materials holds promise for broadening our understanding of FE mechanisms and extending the range of application of FE materials. Here we investigate a class of ABO3 and A2BB'O6 materials that can be derived from the X2O3 corundum structure by mixing two or three ordered cations on the X site. Most such corundum derivatives have a polar structure, but it is unclear whether the polarization is reversible, which is a requirement for a FE material. In this paper, we propose a method to study the FE reversal path of materials in the corundum derivative family. We first categorize the corundum derivatives into four classes and show that only two of these allow for the possibility of FE reversal. We then calculate the energy profile and energy barrier of the FE reversal path using first-principles density functional methods with a structural constraint. Furthermore, we identify several empirical measures that can provide a rule of thumb for estimating the energy barriers. Finally, the conditions under which the magnetic ordering is compatible with ferroelectricity are determined. These results lead us to predict several potentially new FE materials.

cond-mat.mtrl-sci↗

Intertwined Rashba, Dirac and Weyl Fermions in Hexagonal Hyperferroelectrics

By means of density functional theory based calculations, we study the role of spin-orbit coupling in the new family of ABC hyperferroelectrics [Phys. Rev. Lett. 112, 127601 (2014)]. We unveil an extremely rich physics strongly linked to ferroelectric properties, ranging from the electric control of bulk Rashba effect to the existence of a three dimensional topological insulator phase, with concomitant topological surface states even in the ultrathin film limit. Moreover, we predict that the topological transition, as induced by alloying, is followed by a Weyl semi-metal phase of finite concentration extension, which is robust against disorder, putting forward hyperferroelectrics as promising candidates for spin-orbitronic applications.

cond-mat.mtrl-sci↗

Gauge-discontinuity contributions to Chern-Simons orbital magnetoelectric coupling

We propose a new method for calculating the Chern-Simons orbital magnetoelectric coupling, conventionally parametrized in terms of a phase angle $θ$. According to previous theories, $θ$ can be expressed as a 3D Brillouin-zone integral of the Chern-Simons 3-form defined in terms of the occupied Bloch functions. Such an expression is valid only if a smooth and periodic gauge has been chosen in the entire Brillouin zone, and even then, convergence with respect to the $\mathbf{k}$-space mesh density can be difficult to obtain. In order to solve this problem, we propose to relax the periodicity condition in one direction (say, the $k_z$ direction) so that a gauge discontinuity is introduced on a 2D $\mathbf{k}$ plane normal to $k_z$. The total $θ$ response then has contributions from both the integral of the Chern-Simons 3-form over the 3D bulk BZ and the gauge discontinuity expressed as a 2D integral over the $\mathbf{k}$ plane. Sometimes the boundary plane may be further divided into subregions by 1D "vortex loops" which make a third kind of contribution to the total $θ$, expressed as a combination of Berry phases around the vortex loops. The total $θ$ thus consists of three terms which can be expressed as integrals over 3D, 2D and 1D manifolds. When time-reversal symmetry is present and the gauge in the bulk BZ is chosen to respect this symmetry, both the 3D and 2D integrals vanish; the entire contribution then comes from the vortex-loop integral, which is either 0 or $π$ corresponding to the $\mathbb{Z}_2$ classification of 3D time-reversal invariant insulators. We demonstrate our method by applying it to the Fu-Kane-Mele model with an applied staggered Zeeman field.

cond-mat.mes-hall↗

Chiral degeneracies and Fermi-surface Chern numbers in bcc Fe

The degeneracies in the spinor bandstructure of bcc Fe are studied from first principles. We find numerous isolated band touchings carrying chiral charges of magnitude one (Weyl points) or two (double-Weyl nodes), as well as nonchiral degeneracy loops (nodal rings). Some degeneracies are located on symmetry lines or planes in the Brillouin zone and others at generic low-symmetry points, realizing all possible scenarios consistent with the magnetic point group. We clarify the general theory relating the chiral band touchings to the Chern numbers of the Fermi sheets enclosing them, and use this approach to determine the Chern numbers on the Fermi surface of bcc Fe. Although most Fermi sheets enclose Weyl nodes, in almost all cases the net enclosed charge vanishes for symmetry reasons, resulting in a vanishing Chern number. The exceptions are two inversion-symmetric electron pockets along the symmetry line $Δ$ parallel to the magnetization. Each of them surrounds a single Weyl point, leading to Chern numbers of $\pm 1$. These small topological pockets contribute a sizable amount to the nonquantized part of the intrinsic anomalous Hall conductivity, proportional to their reciprocal-space separation. Variation of the Fermi level (or other system parameters) may lead to a touching event between Fermi sheets, accompanied by a transfer of Chern number between them.

cond-mat.mtrl-sci↗

First-principles theory of flexoelectricity

In this Chapter we provide an overview of the current first-principles perspective on flexoelectric effects in crystalline solids. We base our theoretical formalism on the long-wave expansion of the electrical response of a crystal to an acoustic phonon perturbation. In particular, we recover the known expression for the piezoelectric tensor from the response at first order in wavevector ${\bf q}$, and then obtain the flexoelectric tensor by extending the formalism to second order in $\bf q$. We put special emphasis on the issue of surface effects, which we first analyze heuristically, and then treat more carefully by presenting a general theory of the microscopic response to an arbitrary inhomogeneous strain. We demonstrate our approach by presenting a full calculation of the flexoelectric response of a SrTiO$_3$ film, where we point out an unusually strong dependence of the bending-induced open-circuit voltage on the choice of surface termination. Finally, we briefly discuss some remaining open issues concerning the methodology and some promising areas for future research.

cond-mat.mtrl-sci↗

Emergence of a Chern-insulating state from a semi-Dirac dispersion

A Chern insulator (quantum anomalous Hall insulator) phase is demonstrated to exist in a typical semi-Dirac system, the TiO2/VO2 heterostructure. By combining first-principles calculations with Wannier-based tight-binding model, we calculate the Berry curvature distribution, finding a Chern number of -2 for the valence bands, and demonstrate the existence of gapless chiral edge states, ensuring quantization of the Hall conductivity to 2e^2/h. A new semi-Dirac model, where each semi-Dirac cone is formed by merging three conventional Dirac points, is proposed to reveal how the nontrivial topology with finite Chern number is compatible with a semi-Dirac electronic spectrum.

cond-mat.mtrl-sci↗

Metal-insulator transition and topological properties of pyrochlore iridates

Combining density functional theory (DFT) and embedded dynamical mean-field theory (DMFT) methods, we study the metal-insulator transition in $R_2$Ir$_2$O$_7$ ($R$=Y, Eu, Sm, Nd, Pr, and Bi) and the topological nature of the insulating compounds. Accurate free energies evaluated using the charge self-consistent DFT+DMFT method reveal that the metal-insulator transition occurs for an A-cation radius between that of Nd and Pr, in agreement with experiments. The all-in-all-out magnetic phase, which is stable in the Nd compound but not the Pr one, gives rise to a small Ir$^{4+}$ magnetic moment of $\approx 0.5μ_B$ and opens a sizable correlated gap. We demonstrate that within this state-of-the-art theoretical method, the insulating bulk pyrochlore iridates are topologically trivial.

cond-mat.str-el↗

Surface polarization and edge charges

The term "surface polarization" is introduced to describe the in-plane polarization existing at the surface of an insulating crystal when the in-plane surface inversion symmetry is broken. Here, the surface polarization is formulated in terms of a Berry phase, with the hybrid Wannier representation providing a natural basis for study of this effect. Tight binding models are used to demonstrate how the surface polarization reveals itself via the accumulation of charges at the corners/edges for a two dimensional rectangular lattice and for GaAs.

cond-mat.mtrl-sci↗

Magnetic charges and magnetoelectricity in hexagonal rare-earth manganites and ferrites

Magnetoelectric (ME) materials are of fundamental interest and show broad potential for technological applications. Commonly the dominant contribution to the ME response is the lattice-mediated one, which is proportional to both the Born electric charge $Z^{\rm e}$ and its analogue, the dynamical magnetic charge $Z^{\rm m}$. Our previous study has shown that exchange striction acting on noncollinear spins induces much larger magnetic charges than those that depend on spin-orbit coupling. The hexagonal manganites $R$MnO$_3$ and ferrites $R$FeO$_3$ ($R$ = Sc, Y, In, Ho-Lu) exhibit strong couplings between electric, magnetic and structural degrees of freedom, with the transition-metal ions in the basal plane antiferromagnetically coupled through super-exchange so as to form a 120$^\circ$ noncollinear spin arrangement. Here we present a theoretical study of the magnetic charges, and of the spin-lattice and spin-electronic ME constants, in these hexagonal manganites and ferrites, clarifying the conditions under which exchange striction leads to an enhanced $Z^{\rm m}$ values and anomalously large in-plane spin-lattice ME effects.

cond-mat.mtrl-sci↗

Adiabatic Pumping of Chern-Simons Axion Coupling

We study the adiabatic pumping of the Chern-Simons axion (CSA) coupling along a parametric loop characterized by a non-zero second Chern number $C^{(2)}$ from the viewpoint of the hybrid Wannier representation, in which the Wannier charge centers (WCCs) are visualized as sheets defined over a projected 2D Brillouin zone. We derive a new formula for the CSA coupling, expressing it as an integral involving Berry curvatures and potentials defined on the WCC sheets. We show that a loop characterized by a non-zero $C^{(2)}$ requires a series of sheet-touching events at which $2π$ quanta of Berry curvature are passed from sheet to sheet, in such a way that $e^2/h$ units of CSA coupling are pumped by a lattice vector by the end of the cycle. We illustrate these behaviors via explicit calculations on a model tight-binding Hamiltonian and discuss their implications.

cond-mat.mes-hall↗

Weyl semimetals from noncentrosymmetric topological insulators

We study the problem of phase transitions from 3D topological to normal insulators without inversion symmetry. In contrast with the conclusions of some previous work, we show that a Weyl semimetal always exists as an intermediate phase regardless of any constriant from lattice symmetries, although the interval of the critical region is sensitive to the choice of path in the parameter space and can be very narrow. We demonstrate this behavior by carrying out first-principles calculations on the noncentrosymmetric topological insulators LaBiTe$_3$ and LuBiTe$_3$ and the trivial insulator BiTeI. We find that a robust Weyl-semimetal phase exists in the solid solutions LaBi$_{1-x}$Sb$_x$Te$_3$ and LuBi$_{1-x}$Sb$_x$Te$_3$ for $x\!\approx\!38.5-41.9$\% and $x\!\approx\!40.5-45.1$\% respectively. A low-energy effective model is also constructed to describe the critical behavior in these two materials. In BiTeI, a Weyl semimetal also appears with applied pressure, but only within a very small pressure range, which may explain why it has not been experimentally observed.

cond-mat.mes-hall↗

Spin-orbit spillage as a measure of band inversion in insulators

We propose a straightforward and effective approach for quantifying the band inversion induced by spin-orbit coupling in band insulators. In this approach we define a quantity as a function of wavevector in the Brillouin zone measuring the spillage between the occupied states of a system with and without SOC. Plots of the spillage throughout the BZ provide a ready indication of the number and location of band inversions driven by SOC. To illustrate the method, we apply this approach to the 2D Kane-Mele model, a 2D Bi bilayer with applied Zeeman field, and to first-principles calculations of some 3D materials including both trivial and \Z2\ topological insulators. We argue that the distribution of spillage in the BZ is closely related to the topological indices in these systems. Our approach provides a fresh perspective for understanding topological character in band theory, and should be helpful in searching for new materials with non-trivial band topology.

cond-mat.mes-hall↗

Quantum anomalous Hall phase in (001) double-perovskite monolayers via intersite spin-orbit coupling

Using tight-binding models and first-principles calculations, we demonstrate the possibility to achieve a quantum anomalous Hall (QAH) phase on a two-dimensional square lattice, which can be realized in monolayers of double perovskites. We show that effective intersite spin-orbit coupling between eg orbitals can be induced perturbatively, giving rise to a QAH state. Moreover, the effective spin-orbit coupling can be enhanced by octahedral rotations. Based on first-principles calculations, we propose that this type of QAH state could be realized in La2MnIrO6 monolayers, with the size of the gap as large as 26 meV in the ideal case. We observe that the electronic structure is sensitive to structural distortions, and that an enhanced Hubbard U tends to stabilize the nontrivial gap.

cond-mat.mtrl-sci↗