arXiv subjects

Denis Ullmo

Publications and source records attributed to Denis Ullmo.

54 records · Page 3Linked to original sources

arXiv2005

Resonance- and Chaos-Assisted Tunneling

We consider dynamical tunneling between two symmetry-related regular islands that are separated in phase space by a chaotic sea. Such tunneling processes are dominantly governed by nonlinear resonances, which induce a coupling mechanism between ``regular'' quantum states within and ``chaotic'' states outside the islands. By means of a random matrix ansatz for the chaotic part of the Hamiltonian, one can show that the corresponding coupling matrix element directly determines the level splitting between the symmetric and the antisymmetric eigenstates of the pair of islands. We show in detail how this matrix element can be expressed in terms of elementary classical quantities that are associated with the resonance. The validity of this theory is demonstrated with the kicked Harper model.

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arXiv2005

Mesoscopic Kondo Problem

We study the effect of mesoscopic fluctuations on a magnetic impurity coupled to a spatially confined electron gas with a temperature in the mesoscopic range (i.e. between the mean level spacing $Δ$ and the Thouless energy $E_{\rm Th}$). Comparing ``poor-man's scaling'' with exact Quantum Monte Carlo, we find that for temperatures larger than the Kondo temperature, many aspects of the fluctuations can be captured by the perturbative technique. Using this technique in conjunction with semi-classical approximations, we are able to calculate the mesoscopic fluctuations for a wide variety of systems. For temperatures smaller than the Kondo temperature, we find large fluctuations and deviations from the universal behavior.

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arXiv2005

Interaction Effects in the Mesoscopic Regime: A Quantum Monte Carlo Study of Irregular Quantum Dots

We address the issue of accurately treating interaction effects in the mesoscopic regime by investigating the ground state properties of isolated irregular quantum dots. Quantum Monte Carlo techniques are used to calculate the distributions of ground state spin and addition energy. We find a reduced probability of high spin and a somewhat larger even/odd alternation in the addition energy from quantum Monte Carlo than in local spin density functional theory. In both approaches, the even/odd effect gets smaller with increasing number of electrons, contrary to the theoretical understanding of large dots. We argue that the local spin density approximation over predicts the effects of interactions in quantum dots.

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arXiv2005

Interactions and Broken Time-Reversal Symmetry in Chaotic Quantum Dots

When treating interactions in quantum dots within a RPA-like approach, time-reversal symmetry plays an important role as higher-order terms -- the Cooper series -- need to be included when this symmetry is present. Here we consider model quantum dots in a magnetic field weak enough to leave the dynamics of the dot chaotic, but strong enough to break time-reversal symmetry. The ground state spin and addition energy for dots containing 120 to 200 electrons are found using local spin density functional theory, and we compare the corresponding distributions with those derived from an RPA-like treatment of the interactions. The agreement between the two approaches is very good, significantly better than for analogous calculations in the presence of time-reversal symmetry. This demonstrates that the discrepancies between the two approaches in the time-reversal symmetric case indeed originate from the Cooper channel, indicating that these higher-order terms might not be properly taken into account in the spin density functional calculations.

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arXiv2005

Statistics of Wave Functions in Disordered Systems with Applications to Coulomb Blockade Peak Spacing

Despite considerable work on the energy-level and wavefunction statistics of disordered quantum systems, numerical studies of those statistics relevant for electron-electron interactions in mesoscopic systems have been lacking. We plug this gap by using a tight-binding model to study a wide variety of statistics for the two-dimensional, disordered quantum system in the diffusive regime. Our results are in good agreement with random matrix theory (or its extensions) for simple statistics such as the probability distribution of energy levels or spatial correlation of a wavefunction. However, we see substantial disagreement in several statistics which involve both integrating over space and different energy levels, indicating that disordered systems are more complex than previously thought. These are exactly the quantities relevant to electron-electron interaction effects in quantum dots; in fact, we apply these results to the Coulomb blockade, where we find altered spacings between conductance peaks and wider spin distributions than traditionally expected.

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arXiv2005

Cluster Algorithms for Quantum Impurity Models and Mesoscopic Kondo Physics

Nanoscale physics and dynamical mean field theory have both generated increased interest in complex quantum impurity problems and so have focused attention on the need for flexible quantum impurity solvers. Here we demonstrate that the mapping of single quantum impurity problems onto spin-chains can be exploited to yield a powerful and extremely flexible impurity solver. We implement this cluster algorithm explicitly for the Anderson and Kondo Hamiltonians, and illustrate its use in the ``mesoscopic Kondo problem''. To study universal Kondo physics, a large ratio between the effective bandwidth $D_\mathrm{eff}$ and the temperature $T$ is required; our cluster algorithm treats the mesoscopic fluctuations exactly while being able to approach the large $D_\mathrm{eff}/T$ limit with ease. We emphasize that the flexibility of our method allows it to tackle a wide variety of quantum impurity problems; thus, it may also be relevant to the dynamical mean field theory of lattice problems.

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arXiv2005

Fermi Edge Singularities in the Mesoscopic Regime: I. Anderson Orthogonality Catastrophe

For generic mesoscopic systems like quantum dots or nanoparticles, we study the Anderson orthogonality catastrophe (AOC) and Fermi edge singularities in photoabsorption spectra in a series of two papers. In the present paper we focus on AOC for a finite number of particles in discrete energy levels where, in contrast to the bulk situation, AOC is not complete. Moreover, fluctuations characteristic for mesoscopic systems lead to a broad distribution of AOC ground state overlaps. The fluctuations originate dominantly in the levels around the Fermi energy, and we derive an analytic expression for the probability distribution of AOC overlaps in the limit of strong perturbations. We address the formation of a bound state and its importance for symmetries between the overlap distributions for attractive and repulsive potentials. Our results are based on a random matrix model for the chaotic conduction electrons that are subject to a rank one perturbation corresponding, e.g., to the localized core hole generated in the photoabsorption process.

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arXiv2004

Scrambling and Gate Effects in Realistic Quantum Dots

We evaluate the magnitude of two important mesoscopic effects using a realistic model of typical quantum dots. ``Scrambling'' and ``gate effect'' are defined as the change in the single-particle spectrum due to added electrons or gate-induced shape deformation, respectively. These two effects are investigated systematically in both the self-consistent Kohn-Sham (KS) theory and a Fermi liquid-like Strutinsky approach. We find that the genuine scrambling effect is small because the potential here is smooth. In the KS theory, a key point is the implicit inclusion of residual interactions in the spectrum; these dominate and make scrambling appear larger. Finally, the gate effect is comparable in the two cases and, while small, is able to cause gate-induced spin transitions.

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arXiv2004

Fermi-Edge Singularities in the Mesoscopic X-Ray Edge Problem

We study the x-ray edge problem for a chaotic quantum dot or nanoparticle displaying mesoscopic fluctuations. In the bulk, x-ray physics is known to produce deviations from the naively expected photoabsorption cross section in the form of a peaked or rounded edge. For a coherent system with chaotic dynamics, we find substantial changes and in particular that a photoabsorption cross section showing a rounded edge in the bulk will change to a slightly peaked edge on average as the system size is reduced to a mesoscopic (coherent) scale.

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arXiv2004

Landau Fermi Liquid Picture of Spin Density Functional Theory: Strutinsky Approach to Quantum Dots

We analyze the ground state energy and spin of quantum dots obtained from spin density functional theory (SDFT) calculations. First, we introduce a Strutinsky-type approximation, in which quantum interference is treated as a correction to a smooth Thomas-Fermi description. For large irregular dots, we find that the second-order Strutinsky expressions have an accuracy of about 5 percent compared to the full SDFT and capture all the qualitative features. Second, we perform a random matrix theory/random plane wave analysis of the Strutinsky SDFT expressions. The results are statistically similar to the SDFT quantum dot statistics. Finally, we note that the second-order Strutinsky approximation provides, in essence, a Landau Fermi liquid picture of spin density functional theory. For instance, the leading term in the spin channel is simply the familiar exchange constant. A direct comparison between SDFT and the perturbation theory derived ``universal Hamiltonian'' is thus made possible.

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arXiv2004

Electron-Electron Interactions in Isolated and Realistic Quantum Dots: A Density Functional Theory Study

We use Kohn-Sham spin-density-functional theory to study the statistics of ground-state spin and the spacing between conductance peaks in the Coulomb blockade regime for both 2D isolated and realistic quantum dots. We make a systematic investigation of the effects of electron-electron interaction strength and electron number on both the peak spacing and spin distributions. A direct comparison between the distributions from isolated and realistic dots shows that, despite the difference in the boundary conditions and confining potential, the statistical properties are qualitatively the same. Strong even/odd pairing in the peak spacing distribution is observed only in the weak e-e interaction regime and vanishes for moderate interactions. The probability of high spin ground states increases for stronger e-e interaction and seems to saturate around $r_s \sim 4$. The saturated value is larger than previous theoretical predictions. Both spin and conductance peak spacing distributions show substantial variation as the electron number increases, not saturating until $N \sim 150$. To interpret our numerical results, we analyze the spin distribution in the even $N$ case using a simple two-level model.

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arXiv2003

Mesoscopic Fluctuations in Quantum Dots in the Kondo Regime

Properties of the Kondo effect in quantum dots depend sensitively on the coupling parameters and so on the realization of the quantum dot -- the Kondo temperature itself becomes a mesoscopic quantity. Assuming chaotic dynamics in the dot, we use random matrix theory to calculate the distribution of both the Kondo temperature and the conductance in the Coulomb blockade regime. We study two experimentally relevant cases: leads with single channels and leads with many channels. In the single-channel case, the distribution of the conductance is very wide as $T_K$ fluctuates on a logarithmic scale. As the number of channels increases, there is a slow crossover to a self-averaging regime.

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arXiv2002

Quantum dot ground state energies and spin polarizations: soft versus hard chaos

We consider how the nature of the dynamics affects ground state properties of ballistic quantum dots. We find that ``mesoscopic Stoner fluctuations'', that arise from the residual screened Coulomb interaction, are very sensitive to the degree of chaos. It leads to ground state energies and spin-polarizations whose fluctuations strongly increase as a system becomes less chaotic. The crucial features are illustrated with a model that depends on a parameter that tunes the dynamics from nearly integrable to mostly chaotic.

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arXiv2002

Resonance-Assisted Tunneling

We present evidence that tunneling processes in near-integrable systems are enhanced due to the manifestation of nonlinear resonances and their respective island chains in phase space. A semiclassical description of this "resonance-assisted" mechanism is given, which is based on a local perturbative description of the dynamics in the vicinity of the resonances. As underlying picture, we obtain that the quantum state is coupled, via a succession of classically forbidden transitions across nonlinear resonances, to high excitations within the well, from where tunneling occurs with a rather large rate. The connection between this description and the complex classical structure of the underlying integrable dynamics is furthermore studied, giving ground to the general coherence of the description as well as guidelines for the identification of the dominant tunneling paths. The validity of this mechanism is demonstrated within the kicked Harper model, where good agreement between quantum and semiclassical (resonance-assisted) tunneling rates is found.

nlin.CD↗

arXiv2001

Resonance-assisted tunneling in near-integrable systems

Dynamical tunneling between symmetry related invariant tori is studied in the near-integrable regime. Using the kicked Harper model as an illustration, we show that the exponential decay of the wave functions in the classically forbidden region is modified due to coupling processes that are mediated by classical resonances. This mechanism leads to a substantial deviation of the splitting between quasi-degenerate eigenvalues from the purely exponential decrease with 1 / hbar obtained for the integrable system. A simple semiclassical framework, which takes into account the effect of the resonance substructure on the KAM tori, allows to quantitatively reproduce the behavior of the eigenvalue splittings.

nlin.CD↗

arXiv2001

Interactions in Chaotic Nanoparticles: Fluctuations in Coulomb Blockade Peak Spacings

We use random matrix models to investigate the ground state energy of electrons confined to a nanoparticle. Our expression for the energy includes the charging effect, the single-particle energies, and the residual screened interactions treated in Hartree-Fock. This model is applicable to chaotic quantum dots or nanoparticles--in these systems the single-particle statistics follows random matrix theory at energy scales less than the Thouless energy. We find the distribution of Coulomb blockade peak spacings first for a large dot in which the residual interactions can be taken constant: the spacing fluctuations are of order the mean level separation Delta. Corrections to this limit are studied using the small parameter 1/(kf L): both the residual interactions and the effect of the changing confinement on the single-particle levels produce fluctuations of order Delta/sqrt(kf L). The distributions we find are significantly more like the experimental results than the simple constant interaction model.

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arXiv2000

Semiclassical Density Functional Theory: Strutinsky Energy Corrections in Quantum Dots

We develop a semiclassical density functional theory in the context of quantum dots. Coulomb blockade conductance oscillations have been measured in several experiments using nanostructured quantum dots. The statistical properties of these oscillations remain puzzling, however, particularly the statistics of spacings between conductance peaks. To explore the role that residual interactions may play in the spacing statistics, we consider many-body systems which include electron-electron interactions through an explicit density functional. First, we develop an approximate series expansion for obtaining the ground state using the idea of the Strutinsky shell correction method. Next, we relate the second-order semiclassical corrections to the screened Coulomb potential. Finally, we investigate the validity of the approximation method by numerical calculation of a one-dimensional model system, and show the relative magnitudes of the successive terms as a function of particle number.

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arXiv1993

Orbital Magnetism in Ensembles of Ballistic Billiards

We calculate the magnetic response of ensembles of small two-dimensional structures at finite temperatures. Using semiclassical methods and numerical calculation we demonstrate that only short classical trajectories are relevant. The magnetic susceptibility is enhanced in regular systems, where these trajectories appear in families. For ensembles of squares we obtain a large paramagnetic susceptibility, in good agreement with recent measurements in the ballistic regime.

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