arXiv subjects

Derrick Wing Kwan Ng

Publications and source records attributed to Derrick Wing Kwan Ng.

At least 343 records · Page 19Linked to original sources

arXiv2017

Low-Complexity MIMO Precoding for Finite-Alphabet Signals

This paper investigates the design of precoders for single-user multiple-input multiple-output (MIMO) channels, and in particular for finite-alphabet signals. Based on an asymptotic expression for the mutual information of channels exhibiting line-of-sight components and rather general antenna correlations, precoding structures that decompose the general channel into a set of parallel subchannel pairs are proposed. Then, a low-complexity iterative algorithm is devised to maximize the sum mutual information of all pairs. The proposed algorithm significantly reduces the computational load of existing approaches with only minimal loss in performance. The complexity savings increase with the number of transmit antennas and with the cardinality of the signal alphabet, making it possible to support values thereof that were unmanageable with existing solutions. Most importantly, the proposed solution does not require instantaneous channel state information (CSI) at the transmitter, but only statistical CSI.

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arXiv2017

Fairness Comparison of Uplink NOMA and OMA

In this paper, we compare the resource allocation fairness of uplink communications between non-orthogonal multiple access (NOMA) schemes and orthogonal multiple access (OMA) schemes. Through characterizing the contribution of the individual user data rate to the system sum rate, we analyze the fundamental reasons that NOMA offers a more fair resource allocation than that of OMA in asymmetric channels. Furthermore, a fairness indicator metric based on Jain's index is proposed to measure the asymmetry of multiuser channels. More importantly, the proposed metric provides a selection criterion for choosing between NOMA and OMA for fair resource allocation. Based on this discussion, we propose a hybrid NOMA-OMA scheme to further enhance the users fairness. Simulation results confirm the accuracy of the proposed metric and demonstrate the fairness enhancement of the proposed hybrid NOMA-OMA scheme compared to the conventional OMA and NOMA schemes.

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arXiv2017

Outage Performance for Cooperative NOMA Transmission with an AF Relay

This letter studies the outage performance of cooperative non-orthogonal multiple access (NOMA) network with the help of an amplify-and-forward relay. An accurate closed-form approximation for the exact outage probability is derived. Based on this, the asymptotic outage probability is investigated, which shows that cooperative NOMA achieves the same diversity order and the superior coding gain compared to cooperative orthogonal multiple access. It is also revealed that when the transmit power of relay is smaller than that of the base station, the outage performance improves as the distance between the relay and indirect link user decreases.

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arXiv2017

Multi-user Precoding and Channel Estimation for Hybrid Millimeter Wave Systems

In this paper, we develop a low-complexity channel estimation for hybrid millimeter wave (mmWave) systems, where the number of radio frequency (RF) chains is much less than the number of antennas equipped at each transceiver. The proposed mmWave channel estimation algorithm first exploits multiple frequency tones to estimate the strongest angle-of-arrivals (AoAs) at both base station (BS) and user sides for the design of analog beamforming matrices. Then all the users transmit orthogonal pilot symbols to the BS along the directions of the estimated strongest AoAs in order to estimate the channel. The estimated channel will be adopted to design the digital zero-forcing (ZF) precoder at the BS for the multi-user downlink transmission. The proposed channel estimation algorithm is applicable to both nonsparse and sparse mmWave channel environments. Furthermore, we derive a tight achievable rate upper bound of the digital ZF precoding with the proposed channel estimation algorithm scheme. Our analytical and simulation results show that the proposed scheme obtains a considerable achievable rate of fully digital systems, where the number of RF chains equipped at each transceiver is equal to the number of antennas. Besides, by taking into account the effect of various types of errors, i.e., random phase errors, transceiver analog beamforming errors, and equivalent channel estimation errors, we derive a closed-form approximation for the achievable rate of the considered scheme. We illustrate the robustness of the proposed channel estimation and multi-user downlink precoding scheme against the system imperfection.

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arXiv2017

Performance Analysis of a Hybrid Downlink-Uplink Cooperative NOMA Scheme

This paper proposes a novel hybrid downlinkuplink cooperative NOMA (HDU-CNOMA) scheme to achieve a better tradeoff between spectral efficiency and signal reception reliability than the conventional cooperative NOMA schemes. In particular, the proposed scheme enables the strong user to perform a cooperative transmission and an interference-free uplink transmission simultaneously during the cooperative phase, at the expense of a slightly decrease in signal reception reliability at the weak user. We analyze the outage probability, diversity order, and outage throughput of the proposed scheme. Simulation results not only confirm the accuracy of the developed analytical results, but also unveil the spectral efficiency gains achieved by the proposed scheme over a baseline cooperative NOMA scheme and a non-cooperative NOMA scheme.

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arXiv2017

Multiuser Precoding and Channel Estimation for Hybrid Millimeter Wave MIMO Systems

In this paper, we develop a low-complexity channel estimation for hybrid millimeter wave (mmWave) systems, where the number of radio frequency (RF) chains is much less than the number of antennas equipped at each transceiver. The proposed channel estimation algorithm aims to estimate the strongest angle-of-arrivals (AoAs) at both the base station (BS) and the users. Then all the users transmit orthogonal pilot symbols to the BS via these estimated strongest AoAs to facilitate the channel estimation. The algorithm does not require any explicit channel state information (CSI) feedback from the users and the associated signalling overhead of the algorithm is only proportional to the number of users, which is significantly less compared to various existing schemes. Besides, the proposed algorithm is applicable to both non-sparse and sparse mmWave channel environments. Based on the estimated CSI, zero-forcing (ZF) precoding is adopted for multiuser downlink transmission. In addition, we derive a tight achievable rate upper bound of the system. Our analytical and simulation results show that the proposed scheme offer a considerable achievable rate gain compared to fully digital systems, where the number of RF chains equipped at each transceiver is equal to the number of antennas. Furthermore, the achievable rate performance gap between the considered hybrid mmWave systems and the fully digital system is characterized, which provides useful system design insights.

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arXiv2017

Robust Resource Allocation for MIMO Wireless Powered Communication Networks Based on a Non-linear EH Model

In this paper, we consider a multiple-input multiple-output wireless powered communication network (MIMO-WPCN), where multiple users harvest energy from a dedicated power station in order to be able to transmit their information signals to an information receiving station. Employing a practical non-linear energy harvesting (EH) model, we propose a joint time allocation and power control scheme, which takes into account the uncertainty regarding the channel state information (CSI) and provides robustness against imperfect CSI knowledge. In particular, we formulate two non-convex optimization problems for different objectives, namely system sum throughput maximization and maximization of the minimum individual throughput across all wireless powered users. To overcome the non-convexity, we apply several transformations along with a one-dimensional search to obtain an efficient resource allocation algorithm. Numerical results reveal that a significant performance gain can be achieved when the resource allocation is designed based on the adopted non-linear EH model instead of the conventional linear EH model. Besides, unlike a non-robust baseline scheme designed for perfect CSI, the proposed resource allocation schemes are shown to be robust against imperfect CSI knowledge.

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arXiv2017

Secure SWIPT Networks Based on a Non-linear Energy Harvesting Model

We optimize resource allocation to enable communication security in simultaneous wireless information and power transfer (SWIPT) for internet-of-things (IoT) networks. The resource allocation algorithm design is formulated as a non-convex optimization problem. We aim at maximizing the total harvested power at energy harvesting (EH) receivers via the joint optimization of transmit beamforming vectors and the covariance matrix of the artificial noise injected to facilitate secrecy provisioning. The proposed problem formulation takes into account the non-linearity of energy harvesting circuits and the quality of service requirements for secure communication. To obtain a globally optimal solution of the resource allocation problem, we first transform the resulting non-convex sum-of-ratios objective function into an equivalent objective function in parametric subtractive form, which facilitates the design of a novel iterative resource allocation algorithm. In each iteration, the semidefinite programming (SDP) relaxation approach is adopted to solve a rank-constrained optimization problem optimally. Numerical results reveal that the proposed algorithm can guarantee communication security and provide a significant performance gain in terms of the harvested energy compared to existing designs which are based on the traditional linear EH model.

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arXiv2016

Cache-Enabled Physical-Layer Security for Video Streaming in Wireless Networks with Limited Backhaul

In this paper, we investigate for the first time the benefits of wireless caching for the physical layer security (PLS) of wireless networks. In particular, a caching scheme enabling power-efficient PLS is proposed for cellular video streaming with constrained backhaul capacity. By sharing video data across a subset of base stations (BSs) through both caching and backhaul loading, secure cooperative transmission of several BSs is dynamically enabled in accordance with the cache status, the channel conditions, and the backhaul capacity. Thereby, caching reduces the data sharing overhead over the capacity-constrained backhaul links. More importantly, caching introduces additional secure degrees of freedom and enables a power-efficient design. We investigate the optimal caching and transmission policies for minimizing the total transmit power while providing quality of service (QoS) and guaranteeing secrecy during video delivery. A two-stage non-convex mixed-integer optimization problem is formulated, which optimizes the caching policy in an offline video caching stage and the cooperative transmission policy in an online video delivery stage. As the problem is NP-hard, suboptimal polynomial-time algorithms are proposed for low-complexity cache training and delivery control, respectively. Sufficient optimality conditions, under which the proposed schemes attain global optimal solutions, are also provided. Simulation results show that the proposed schemes achieve low secrecy outage probability and high power efficiency simultaneously.

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arXiv2016

An Overview of Sustainable Green 5G Networks

The stringent requirements of a 1,000 times increase in data traffic and one millisecond round trip latency have made limiting the potentially tremendous ensuing energy consumption one of the most challenging problems for the design of the upcoming fifth-generation (5G) networks. To enable sustainable 5G networks, new technologies have been proposed to improve the system energy efficiency and alternative energy sources are introduced to reduce our dependence on traditional fossil fuels. In particular, various 5G techniques target the reduction of the energy consumption without sacrificing the quality-of-service. Meanwhile, energy harvesting technologies, which enable communication transceivers to harvest energy from various renewable resources and ambient radio frequency signals for communi- cation, have drawn significant interest from both academia and industry. In this article, we provide an overview of the latest research on both green 5G techniques and energy harvesting for communication. In addition, some technical challenges and potential research topics for realizing sustainable green 5G networks are also identified.

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arXiv2016

Capacity of the Two-Hop Relay Channel with Wireless Energy Transfer from Relay to Source and Energy Transmission Cost

In this paper, we investigate a communication system comprised of an energy harvesting (EH) source which harvests radio frequency (RF) energy from an out-of-band full-duplex relay node and exploits this energy to transmit data to a destination node via the relay node. We assume two scenarios for the battery of the EH source. In the first scenario, we assume that the EH source is not equipped with a battery and thereby cannot store energy. As a result, the RF energy harvested during one symbol interval can only be used in the following symbol interval. In the second scenario, we assume that the EH source is equipped with a battery having unlimited storage capacity in which it can store the harvested RF energy. As a result, the RF energy harvested during one symbol interval can be used in any of the following symbol intervals. For both system models, we derive the channel capacity subject to an average power constraint at the relay and an additional energy transmission cost at the EH source. We compare the derived capacities to the achievable rates of several benchmark schemes. Our results show that using the optimal input distributions at both the EH source and the relay is essential for high performance. Moreover, we demonstrate that neglecting the energy transmission cost at the source can result in a severe overestimation of the achievable performance.

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arXiv2016

Joint Power and Subcarrier Allocation for Multicarrier Full-Duplex Systems

In this paper, we investigate resource allocation for multicarrier communication systems employing a full-duplex base station for serving multiple half-duplex downlink and uplink users simultaneously. We study the joint power and subcarrier allocation design for the maximization of the weighted sum throughput of the system. The algorithm design is formulated as a mixed combinatorial non-convex optimization problem and obtaining the globally optimal solution may require prohibitively high computational complexity. Therefore, a low computational complexity suboptimal iterative algorithm exploiting successive convex approximation is proposed to obtain a locally optimal solution. Simulation results confirm that the proposed suboptimal algorithm obtains a substantial improvement in system throughput compared to various existing baseline schemes.

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arXiv2016

A Survey of Downlink Non-orthogonal Multiple Access for 5G Wireless Communication Networks

Non-orthogonal multiple access (NOMA) has been recognized as a promising multiple access technique for the next generation cellular communication networks. In this paper, we first discuss a simple NOMA model with two users served by a single-carrier simultaneously to illustrate its basic principles. Then, a more general model with multicarrier serving an arbitrary number of users on each subcarrier is also discussed. An overview of existing works on performance analysis, resource allocation, and multiple-input multiple-output NOMA are summarized and discussed. Furthermore, we discuss the key features of NOMA and its potential research challenges.

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arXiv2016

Analysis and Design of Secure Massive MIMO Systems in the Presence of Hardware Impairments

To keep the hardware costs of future communications systems manageable, the use of low-cost hardware components is desirable. This is particularly true for the emerging massive multiple-input multiple-output (MIMO) systems which equip base stations (BSs) with a large number of antenna elements. However, low-cost transceiver designs will further accentuate the hardware impairments which are present in any practical communication system. In this paper, we investigate the impact of hardware impairments on the secrecy performance of downlink massive MIMO systems in the presence of a passive multiple-antenna eavesdropper. Thereby, for the BS and the legitimate users, the joint effects of multiplicative phase noise, additive distortion noise, and amplified receiver noise are taken into account, whereas the eavesdropper is assumed to employ ideal hardware. We derive a lower bound for the ergodic secrecy rate of a given user when matched filter (MF) data precoding and artificial noise (AN) transmission are employed at the BS. Based on the derived analytical expression, we investigate the impact of the various system parameters on the secrecy rate and optimize both the pilot sets used for uplink training and the AN precoding. Our analytical and simulation results reveal that 1) the additive distortion noise at the BS may be beneficial for the secrecy performance, especially if the power assigned for AN emission is not sufficient; 2) all other hardware impairments have a negative impact on the secrecy performance; 3) {\textcolor{blue}{despite their susceptibility to pilot interference in the presence of phase noise}}, so-called spatially orthogonal pilot sequences are preferable unless the phase noise is very strong; 4) the proposed generalized null-space (NS) AN precoding method can efficiently mitigate the negative effects of phase noise.

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arXiv2016

Energy-Efficient Small Cell with Spectrum-Power Trading

In this paper, we investigate spectrum-power trading between a small cell (SC) and a macro cell (MC), where the SC consumes power to serve the macro cell users (MUs) in exchange for some bandwidth from the MC. Our goal is to maximize the system energy efficiency (EE) of the SC while guaranteeing the quality of service of each MU as well as small cell users (SUs). Specifically, given the minimum data rate requirement and the bandwidth provided by the MC, the SC jointly optimizes MU selection, bandwidth allocation, and power allocation while guaranteeing its own minimum required system data rate. The problem is challenging due to the binary MU selection variables and the fractional- form objective function. We first show that the bandwidth of an MU is shared with at most one SU in the SC. Then, for a given MU selection, the optimal bandwidth and power allocation is obtained by exploiting the fractional programming. To perform MU selection, we first introduce the concept of the trading EE to characterize the data rate obtained as well as the power consumed for serving an MU. We then reveal a sufficient and necessary condition for serving an MU without considering the total power constraint and the minimum data rate constraint: the trading EE of the MU should be higher than the system EE of the SC. Based on this insight, we propose a low complexity MU selection method and also investigate the optimality condition. Simulation results verify our theoretical findings and demonstrate that the proposed resource allocation achieves near-optimal performance.

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arXiv2016

Spectrum-Power Trading for Energy-Efficient Small Cell

This paper investigates spectrum-power trading be- tween a small cell (SC) and a macro-cell (MC), where the SC consumes power to serve the macro-cell users (MUs) in exchange for some bandwidth from the MC. Our goal is to maximize the system energy efficiency (EE) of the SC while guaranteeing the quality of service (QoS) of each MU as well as small cell users (SUs). Specifically, given the minimum data rate requirement and the bandwidth provided by the MC, the SC jointly optimizes MU selection, bandwidth allocation, and power allocation while guaranteeing its own minimum required system data rate. The problem is challenging due to the binary MU selection variables and the fractional form objective function. We first show that in order to achieve the maximum system EE, the bandwidth of an MU is shared with at most one SU in the SC. Then, for a given MU selection, the optimal bandwidth and power allocations are obtained by exploiting the fractional programming. To perform MU selection, we first introduce the concept of trading EE. Then, we reveal a sufficient and necessary condition for serving an MU without considering the total power constraint and the minimum data rate constraint. Based on this insight, we propose a low computational complexity MU selection algorithm. Simulation results demonstrate the effectiveness of the proposed algorithms.

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arXiv2016

Optimal Joint Power and Subcarrier Allocation for Full-Duplex Multicarrier Non-Orthogonal Multiple Access Systems

In this paper, we investigate resource allocation algorithm design for multicarrier non-orthogonal multiple access (MC-NOMA) systems employing a full-duplex (FD) base station (BS) for serving multiple half-duplex (HD) downlink (DL) and uplink (UL) users simultaneously. The proposed algorithm is obtained from the solution of a non-convex optimization problem for the maximization of the weighted sum system throughput. We apply monotonic optimization to develop an optimal joint power and subcarrier allocation policy. The optimal resource allocation policy serves as a system performance benchmark due to its high computational complexity. Furthermore, a suboptimal iterative scheme based on successive convex approximation is proposed to strike a balance between computational complexity and optimality. Our simulation results reveal that the proposed suboptimal algorithm achieves a close-to-optimal performance. Besides, FD MC-NOMA systems employing the proposed resource allocation algorithms provide a substantial system throughput improvement compared to conventional HD multicarrier orthogonal multiple access (MC-OMA) systems and other baseline schemes. Also, our results unveil that the proposed FD MC-NOMA systems achieve a fairer resource allocation compared to traditional HD MC-OMA systems.

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arXiv2016

Power-Efficient Resource Allocation for MC-NOMA with Statistical Channel State Information

In this paper, we study the power-efficient resource allocation for multicarrier non-orthogonal multiple access (MC-NOMA) systems. The resource allocation algorithm design is formulated as a non-convex optimization problem which takes into account the statistical channel state information at transmitter and quality of service (QoS) constraints. To strike a balance between system performance and computational complexity, we propose a suboptimal power allocation and user scheduling with low computational complexity to minimize the total power consumption. The proposed design exploits the heterogeneity of QoS requirement to determine the successive interference cancellation decoding order. Simulation results demonstrate that the proposed scheme achieves a close-to-optimal performance and significantly outperforms a conventional orthogonal multiple access (OMA) scheme.

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