arXiv subjects

Derrick Wing Kwan Ng

Publications and source records attributed to Derrick Wing Kwan Ng.

At least 361 records · Page 20Linked to original sources

arXiv2016

Secure Massive MIMO Transmission with an Active Eavesdropper

In this paper, we investigate secure and reliable transmission strategies for multi-cell multi-user massive multiple-input multiple-output (MIMO) systems with a multi-antenna active eavesdropper. We consider a time-division duplex system where uplink training is required and an active eavesdropper can attack the training phase to cause pilot contamination at the transmitter. This forces the precoder used in the subsequent downlink transmission phase to implicitly beamform towards the eavesdropper, thus increasing its received signal power. Assuming matched filter precoding and artificial noise (AN) generation at the transmitter, we derive an asymptotic achievable secrecy rate when the number of transmit antennas approaches infinity. For the case of a single-antenna active eavesdropper, we obtain a closed-form expression for the optimal power allocation policy for the transmit signal and the AN, and find the minimum transmit power required to ensure reliable secure communication. Furthermore, we show that the transmit antenna correlation diversity of the intended users and the eavesdropper can be exploited in order to improve the secrecy rate. In fact, under certain orthogonality conditions of the channel covariance matrices, the secrecy rate loss introduced by the eavesdropper can be completely mitigated.

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arXiv2016

Robust Beamforming for SWIPT Systems with Non-linear Energy Harvesting Model

This paper investigates resource allocation for simultaneous wireless information and power transfer (SWIPT) downlink systems based on a non-linear energy harvesting model. The resource allocation algorithm design is formulated as a non-convex optimization problem for the maximization of the total harvested power. The proposed problem formulation not only takes into account imperfect channel state information (CSI) but also guarantees the quality-of-service (QoS) of information transfer. A novel iterative algorithm is proposed to obtain the globally optimal solution of the considered non-convex optimization problem. In each iteration, a rank-constrained semidefinite program (SDP) is solved optimally by SDP relaxation. Simulation results demonstrate the significant gains in harvested power and the robustness against CSI imperfection for the proposed optimal resource allocation, compared to a baseline scheme designed for perfect CSI and the conventional linear energy harvesting model.

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arXiv2016

Optimal Joint Power and Subcarrier Allocation for MC-NOMA Systems

In this paper, we investigate the resource allocation algorithm design for multicarrier non-orthogonal multiple access (MC-NOMA) systems. The proposed algorithm is obtained from the solution of a non-convex optimization problem for the maximization of the weighted system throughput. We employ monotonic optimization to develop the optimal joint power and subcarrier allocation policy. The optimal resource allocation policy serves as a performance benchmark due to its high complexity. Furthermore, to strike a balance between computational complexity and optimality, a suboptimal scheme with low computational complexity is proposed. Our simulation results reveal that the suboptimal algorithm achieves a close-to-optimal performance and MC-NOMA employing the proposed resource allocation algorithm provides a substantial system throughput improvement compared to conventional multicarrier orthogonal multiple access (MC-OMA).

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arXiv2016

Robust Resource Allocation for Full-Duplex Cognitive Radio Systems

In this paper, we investigate resource allocation algorithm design for full-duplex (FD) cognitive radio systems. The secondary network employs a FD base station for serving multiple half-duplex downlink and uplink users simultaneously. We study the resource allocation design for minimizing the maximum interference leakage to primary users while providing quality of service for secondary users. The imperfectness of the channel state information of the primary users is taken into account for robust resource allocation algorithm design. The algorithm design is formulated as a non-convex optimization problem and solved optimally by applying semidefinite programming (SDP) relaxation. Simulation results not only show the significant reduction in interference leakage compared to baseline schemes, but also confirm the robustness of the proposed algorithm.

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arXiv2016

Low-Complexity MIMO Precoding with Discrete Signals and Statistical CSI

In this paper, we investigate the design of multiple-input multiple-output single-user precoders for finite-alphabet signals under the premise of statistical channel-state information at the transmitter. Based on an asymptotic expression for the mutual information of channels exhibiting antenna correlations, we propose a low-complexity iterative algorithm that radically reduces the computational load of existing approaches by orders of magnitude with only minimal losses in performance. The savings increase with the number of transmit antennas and with the cardinality of the signal alphabet, making it possible to supports values thereof that were unwieldy in existing solutions.

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arXiv2016

Power Allocation and Scheduling for SWIPT Systems with Non-linear Energy Harvesting Model

In this paper, we design a resource allocation algorithm for multiuser simultaneous wireless information and power transfer systems for a realistic non-linear energy harvesting (EH) model. In particular, the algorithm design is formulated as a non-convex optimization problem for the maximization of the long-term average total harvested power at EH receivers subject to quality of service requirements for information decoding receivers. To obtain a tractable solution, we transform the corresponding non-convex sum-of-ratios objective function into an equivalent objective function in parametric subtractive form. This leads to a computationally efficient iterative resource allocation algorithm. Numerical results reveal a significant performance gain that can be achieved if the resource allocation algorithm design is based on the non-linear EH model instead of the traditional linear model.

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arXiv2016

Multi-Objective Resource Allocation in Full-Duplex SWIPT Systems

In this paper, we investigate the resource allocation algorithm design for full-duplex simultaneous wireless information and power transfer (FD-SWIPT) systems. The considered system comprises a FD radio base station, multiple single-antenna half-duplex (HD) users, and multiple energy harvesters equipped with multiple antennas. We propose a multi-objective optimization framework to study the trade-off between uplink transmit power minimization, downlink transmit power minimization, and total harvested energy maximization. The considered optimization framework takes into account heterogeneous quality of service requirements for uplink and downlink communication and wireless power transfer. The non-convex multi-objective optimization problem is transformed into an equivalent rank-constrained semidefinite program (SDP) and solved optimally by SDP relaxation. The solution of the proposed framework results in a set of Pareto optimal resource allocation policies. Numerical results unveil an interesting trade-off between the considered conflicting system design objectives and reveal the improved power efficiency facilitated by FD in SWIPT systems compared to traditional HD systems.

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arXiv2015

Secrecy Wireless Information and Power Transfer: Challenges and Opportunities

Wireless information and power transfer (WIPT) enables more sustainable and resilient communications owing to the fact that it avoids frequent battery charging and replacement. However, it also suffers from possible information interception due to the open nature of wireless channels. Compared to traditional secure communications, secrecy wireless information and power transfer (SWIPT) carries several distinct characteristics. On one hand, wireless power transfer may increase the vulnerability of eavesdropping, since a power receiver, as a potential eavesdropper, usually has a shorter access distance than an information receiver. On the other hand, wireless power transfer can be exploited to enhance wireless security. This article reviews the security issues in various SWIPT scenarios, with an emphasis on revealing the corresponding challenges and opportunities for implementing SWIPT. Furthermore, we provide a survey on a variety of physical layer security techniques to improve secrecy performance. In particular, we propose to use massive multiple-input multiple-output (MIMO) techniques to enhance power transfer efficiency and secure information transmission simultaneously. Finally, we discuss several potential research directions to further enhance the security in SWIPT systems.

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arXiv2015

Robust Layered Transmission in Secure MISO Multiuser Unicast Cognitive Radio Systems

This paper studies robust resource allocation algorithm design for a multiuser multiple-input single-output (MISO) cognitive radio (CR) downlink communication network. We focus on a secondary system which provides unicast secure wireless layered video information to multiple single-antenna secondary receivers. The resource allocation algorithm design is formulated as a non-convex optimization problem for minimization of the total transmit power at the secondary transmitter. The proposed framework takes into account a quality of service (QoS) requirement regarding video communication secrecy in the secondary system, the imperfection of the channel state information (CSI) of potential eavesdroppers (primary receivers) at the secondary transmitter, and a limit for the maximum tolerable received interference power at the primary receivers. Thereby, the proposed problem formulation exploits the self-protecting architecture of layered transmission and artificial noise generation to ensure communication secrecy. Semidefinite programming (SDP) relaxation is employed to derive a resource allocation algorithm which finds the global optimal solution to the formulated problem. Simulation results demonstrate significant transmit power savings and robustness against CSI imperfection for the proposed resource allocation algorithm for layered transmission compared to baseline schemes with traditional single-layer transmission.

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arXiv2015

On the Capacity of the Two-Hop Half-Duplex Relay Channel

Although extensively investigated, the capacity of the two-hop half-duplex (HD) relay channel is not fully understood. In particular, a capacity expression which can be easily evaluated is not available and an explicit coding scheme which achieves the capacity is not known either. In this paper, we derive a new expression for the capacity of the two-hop HD relay channel by simplifying previously derived converse expressions. Compared to previous results, the new capacity expression can be easily evaluated. Moreover, we propose an explicit coding scheme which achieves the capacity. To achieve the capacity, the relay does not only send information to the destination by transmitting information-carrying symbols but also with the zero symbols resulting from the relay's silence during reception. As examples, we compute the capacities of the two-hop HD relay channel for the cases when the source-relay and relay-destination links are both binary-symmetric channels (BSCs) and additive white Gaussian noise (AWGN) channels, respectively, and numerically compare the capacities with the rates achieved by conventional relaying where the relay receives and transmits in a codeword-by-codeword fashion and switches between reception and transmission in a strictly alternating manner. Our numerical results show that the capacities of the two-hop HD relay channel for BSC and AWGN links are significantly larger than the rates achieved with conventional relaying.

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arXiv2015

Cross-Layer Optimization of Fast Video Delivery in Cache-Enabled Relaying Networks

This paper investigates the cross-layer optimization of fast video delivery and caching for minimization of the overall video delivery time in a two-hop relaying network. The half-duplex relay nodes are equipped with both a cache and a buffer which facilitate joint scheduling of fetching and delivery to exploit the channel diversity for improving the overall delivery performance. The fast delivery control is formulated as a two-stage functional non-convex optimization problem. By exploiting the underlying convex and quasi-convex structures, the problem can be solved exactly and efficiently by the developed algorithm. Simulation results show that significant caching and buffering gains can be achieved with the proposed framework, which translates into a reduction of the overall video delivery time. Besides, a trade-off between caching and buffering gains is unveiled.

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arXiv2015

Energy-Efficient Resource Allocation for Wireless Powered Communication Networks

This paper considers a wireless powered communication network (WPCN), where multiple users harvest energy from a dedicated power station and then communicate with an information receiving station. Our goal is to investigate the maximum achievable energy efficiency (EE) of the network via joint time allocation and power control while taking into account the initial battery energy of each user. We first study the EE maximization problem in the WPCN without any system throughput requirement. We show that the EE maximization problem for the WPCN can be cast into EE maximization problems for two simplified networks via exploiting its special structure. For each problem, we derive the optimal solution and provide the corresponding physical interpretation, despite the non-convexity of the problems. Subsequently, we study the EE maximization problem under a minimum system throughput constraint. Exploiting fractional programming theory, we transform the resulting non-convex problem into a standard convex optimization problem. This allows us to characterize the optimal solution structure of joint time allocation and power control and to derive an efficient iterative algorithm for obtaining the optimal solution. Simulation results verify our theoretical findings and demonstrate the effectiveness of the proposed joint time and power optimization.

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arXiv2015

Multi-Objective Beamforming for Energy-Efficient SWIPT Systems

In this paper, we study the resource allocation algorithm design for energy-efficient simultaneous wireless information and power transfer (SWIPT) systems. The considered system comprises a transmitter, an information receiver, and multiple energy harvesting receivers equipped with multiple antennas. We propose a multi-objective optimization framework to study the trade-off between the maximization of the energy efficiency of information transmission and the maximization of wireless power transfer efficiency. The proposed problem formulation takes into account the per antenna circuit power consumption of the transmitter and the imperfect channel state information of the energy harvesting receivers. The adopted non-convex multi-objective optimization problem is transformed into an equivalent rank-constrained semidefinite program (SDP) and optimally solved by SDP relaxation. Numerical results unveil an interesting trade-off between the considered conflicting system design objectives and reveal the benefits of multiple transmit antennas for improving system energy efficiency.

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arXiv2015

Practical Non-linear Energy Harvesting Model and Resource Allocation for SWIPT Systems

In this letter, we propose a practical non-linear energy harvesting model and design a resource allocation algorithm for simultaneous wireless information and power transfer (SWIPT) systems. The algorithm design is formulated as a non-convex optimization problem for the maximization of the total harvested power at energy harvesting receivers subject to minimum required signal-to-interference-plus-noise ratios (SINRs) at multiple information receivers. We transform the considered non-convex objective function from sum-of-ratios form into an equivalent objective function in subtractive form, which enables the derivation of an efficient iterative resource allocation algorithm. In each iteration, a rank-constrained semidefinite program (SDP) is solved optimally by SDP relaxation. Numerical results unveil a substantial performance gain that can be achieved if the resource allocation design is based on the proposed non-linear energy harvesting model instead of the traditional linear model.

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arXiv2015

Multi-Objective Optimization for Robust Power Efficient and Secure Full-Duplex Wireless Communication Systems

In this paper, we investigate the power efficient resource allocation algorithm design for secure multiuser wireless communication systems employing a full-duplex (FD) base station (BS) for serving multiple half-duplex (HD) downlink (DL) and uplink (UL) users simultaneously. We propose a multi-objective optimization framework to study two conflicting yet desirable design objectives, i.e., total DL transmit power minimization and total UL transmit power minimization. To this end, the weighed Tchebycheff method is adopted to formulate the resource allocation algorithm design as a multi-objective optimization problem (MOOP). The considered MOOP takes into account the quality-of-service (QoS) requirements of all legitimate users for guaranteeing secure DL and UL transmission in the presence of potential eavesdroppers. Thereby, secure UL transmission is enabled by the FD BS and would not be possible with an HD BS. The imperfectness of the channel state information of the eavesdropping channels and the inter-user interference channels is incorporated for robust resource allocation algorithm design. Although the considered MOOP is non-convex, we solve it optimally by semidefinite programming (SDP) relaxation. Simulation results not only unveil the trade-off between the total DL transmit power and the total UL transmit power, but also confirm the robustness of the proposed algorithm against potential eavesdroppers.

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arXiv2015

Multi-Objective Optimization for Power Efficient Full-Duplex Wireless Communication Systems

In this paper, we investigate power efficient resource allocation algorithm design for multiuser wireless communication systems employing a full-duplex (FD) radio base station for serving multiple half-duplex (HD) downlink and uplink users simultaneously. We propose a multi-objective optimization framework for achieving two conflicting yet desirable system design objectives, i.e., total downlink transmit power minimization and total uplink transmit power minimization, while guaranteeing the quality-of-service of all users. To this end, the weighted Tchebycheff method is adopted to formulate a multi-objective optimization problem (MOOP). Although the considered MOOP is non-convex, we solve it optimally by semidefinite programming relaxation. Simulation results not only unveil the trade-off between the total downlink and the total uplink transmit power, but also confirm that the proposed FD system provides substantial power savings over traditional HD systems.

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arXiv2015

Effective Rate Analysis of MISO Systems over $α$-$μ$ Fading Channels

The effective rate is an important performance metric of real-time applications in next generation wireless networks. In this paper, we present an analysis of the effective rate of multiple-input single-output (MISO) systems over $α$-$μ$ fading channels under a maximum delay constraint. More specifically, novel and highly accurate closed-form approximate expressions of the effective rate are derived for such systems assuming the generalized $α$-$μ$ channel model. In order to examine the impact of system and channel parameters on the effective rate, we also derive closed-form expressions of the effective rate in asymptotically high and low signal-to-noise ratio (SNR) regimes. Furthermore, connections between our derived results and existing results from the literature are revealed for the sake of completeness. Our results demonstrate that the effective rate is a monotonically increasing function of channel fading parameters $α$ and $μ$, as well as the number of transmit antennas, while it decreases to zero when the delay constraint becomes stringent.

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arXiv2015

Energy-Efficient 5G Outdoor-to-Indoor Communication: SUDAS Over Licensed and Unlicensed Spectrum

In this paper, we study the joint resource allocation algorithm design for downlink and uplink multicarrier transmission assisted by a shared user equipment (UE)-side distributed antenna system (SUDAS). The proposed SUDAS simultaneously utilizes licensed frequency bands and unlicensed frequency bands, (e.g. millimeter wave bands), to enable a spatial multiplexing gain for single-antenna UEs to improve energy efficiency and system throughput of $5$-th generation (5G) outdoor-to-indoor communication. The design of the UE selection, the time allocation to uplink and downlink, and the transceiver processing matrix is formulated as a non-convex optimization problem for the maximization of the end-to-end system energy efficiency (bits/Joule). The proposed problem formulation takes into account minimum data rate requirements for delay sensitive UEs and the circuit power consumption of all transceivers. In order to design a tractable resource allocation algorithm, we first show that the optimal transmitter precoding and receiver post-processing matrices jointly diagonalize the end-to-end communication channel for both downlink and uplink communication via SUDAS. Subsequently, the matrix optimization problem is converted to an equivalent scalar optimization problem for multiple parallel channels, which is solved by an asymptotically globally optimal iterative algorithm. Besides, we propose a suboptimal algorithm which finds a locally optimal solution of the non-convex optimization problem. Simulation results illustrate that the proposed resource allocation algorithms for SUDAS achieve a significant performance gain in terms of system energy efficiency and spectral efficiency compared to conventional baseline systems by offering multiple parallel data streams for single-antenna UEs.

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