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Di Liang

Publications and source records attributed to Di Liang.

At least 19 recordsLinked to original sources

Single-Mode Control of High-Speed and Low-Threshold III-V/Si Quantum Dot Microring Lasers via Azimuthal Gratings

Hybrid III-V/silicon quantum-dot microring lasers are compact, energy-efficient O-band sources, but their whispering-gallery cavities are inherently multimode and bidirectional, producing unstable mode hopping that is incompatible with dense wavelength-division multiplexing. We show that an azimuthal grating patterned into the silicon ring - a single lithographic degree of freedom - converts this multimode cavity into a wavelength-addressed, single-mode source. A coupled-mode analysis derives the angular-momentum selection rule from first principles and shows that the inner-wall corrugation replaces the degenerate counter-propagating pair with symmetric and anti-symmetric standing-wave supermodes of unequal radiative loss. At the second-order Bragg condition the anti-symmetric mode is symmetry-protected, yielding a high-quality-factor state at exactly one azimuthal order; finite-element simulations confirm this and identify grating depth as the primary loss-engineering handle. Devices fabricated in-house on a 100 mm silicon-on-insulator platform hold a single longitudinal order with a side-mode suppression ratio of 37.9 dB and continuous, hop-free tuning, while the emission wavelength stays fixed across a factor-of-two change in cavity loading, set lithographically rather than by the gain peak. Because the grating decouples the lasing wavelength from the quantum-dot gain, the detuning becomes a mask-level design variable that sets the temperature of minimum threshold current, reaching 1.95 mA near 50 {\deg}C. Combined with side-mode suppression beyond 37 dB and multi-gigahertz direct modulation, these lasers are practical building blocks for cascaded, wavelength-addressed transmitter arrays in data communication and co-packaged optics.

physics.optics

The Laws of Context Allocation: Causal Measurement and Closed-Loop Orchestration in Generative Search

As Retrieval-Augmented Generation (RAG) shifts toward diverse portfolio generation, it is stymied by two critical bottlenecks: flawed measurement of evidence utilization, and suboptimal context budget allocation. We resolve both sequentially. To resolve measurement, we expose a pervasive ``diagnostic illusion'': standard relevance proxies fail catastrophically on hard negatives. We replace them with an efficient causal leave-one-out probe that accurately isolates generative reliance and formally calibrates the structural dilution of LLM attention. To resolve allocation, we deploy this causal probe in a deconfounded factorial grid. We prove that the prevailing strategy of monolithic context widening is an architectural trap penalized by relevance decay. Instead, allocating compute iteratively across multiple sequential generations drives transformative portfolio recall gains of 16.7--20.5 absolute percentage points, scaling robustly up to 32B models. Finally, we unify these solutions into a deployable closed-loop submodular scheduler. Augmented by an attribution-steered contrastive decoder to override LLM attention inertia, our architecture systematically forces fresh evidence integration. By dominating classical open-loop baselines, we establish sequential, feedback-driven orchestration as the definitive paradigm for generative search. Our code, data, and causal measurement instruments are available at https://github.com/PeiYangLiu/ascp.

cs.LG

Harmful Content Is Not Enough: Continuation Framing Moderates In-Context Emergent Misalignment

In-context learning (ICL) can induce emergent misalignment (EM), where narrow misaligned examples alter answers to unrelated questions. Existing prompts, however, conflate harmful-text exposure with an invitation to continue assistant behavior. We hold harmful answers fixed while varying their delivery as demonstrations, evidence, assistant history, or tool output. Across ten independently sampled contexts, demonstration framing raises broad EM by $30$--$32$ percentage points on a susceptible Gemini model; the gap survives domain exclusion, semantic clustering, unseen questions, and four prompt templates. Format and length-matched controls show that harmful content is necessary but insufficient. A role times continuation factorial further reveals model-dependent provenance effects: Gemini follows both assistant and tool histories, whereas Grok largely resists tool-framed continuation. Several other frontier and open-weight models show no gap. Blinded human audits confirm every main contrast and show that the model judge underestimates active-condition failures. Thus continuation framing is a strong, model-dependent moderator of ICL-EM, not a universal consequence of harmful context.

cs.AI

Demonstration and Design of Uni-Directional and Ultra-Low Threshold Hybrid Quantum Dot III-V/Si Micro-Ring Laser

Micro-ring lasers (MRLs) are attractive light sources for energy-efficient optical interconnects, but their intrinsic directional bistability leads to unpredictable clockwise/counter-clockwise emission. We demonstrate stable unidirectional emission in hybrid quantum-dot (QD) III-V/Si MRLs using passive reflective feedback integrated on the bus waveguide, leaving the ring cavity unperturbed. Three reflector architectures - Y-splitter loop mirrors, adiabatic Y-splitter loop mirrors, and distributed Bragg reflectors (DBRs) - are benchmarked against a reflector-free bidirectional baseline through combined experiment and coupled-mode-theory rate-equation modeling. All designs preserve ultra-low thresholds of 0.79-1.12 mA (112-158 A/cm^2, roughly an order of magnitude below prior quantum-well unidirectional ring lasers) while enhancing single-facet output power and wall-plug efficiency, with directional isolation up to 27.65 dB for the DBR. The reflectors impose no penalty on the 4-5 GHz modulation bandwidth or its thermal robustness, establishing passive external feedback as a practical route to unidirectional QD MRLs for DWDM-scale optical interconnects.

physics.optics

Experimental Design Space Exploration of Ultra-Low Threshold Hybrid III-V/Si Quantum Dot Microring Lasers

In this work, we report on the design strategies and experimental validation of ultra-low threshold ($< 0.8\,\mathrm{mA}$) hybrid III--V/Si quantum dot (InAs/GaAs) micro-ring lasers with optical output powers $> 2\,\mathrm{mW}$ for $1.3\,\mu\mathrm{m}$ emission. The multi-dimensional design exploration allows for the demonstration of record wall-plug efficiencies ($\sim 10\%$) and threshold current densities ($109\,\mathrm{A/cm^2}$) for these compact sources on silicon. We also demonstrate the thermal performance of several designs with record characteristic temperature values of $T_0 = 212\,\mathrm{K}$, indicating minimal temperature dependence of the threshold current. In addition, the high differential gain allows for the demonstration of 3-dB bandwidths up to $5\,\mathrm{GHz}$.

physics.optics

UXBench: Benchmarking User Experience in AI Assistants

As AI assistants serve millions of users daily, evaluating user experience (UX) beyond general model capability has become increasingly important. We present UXBench, the first user-centric benchmark grounded in real user feedback signals for evaluating preference alignment and dialogue generation. The benchmark consists of three interconnected tasks, UX Judge, UX Eval, and UX Recovery, with 7,400 test instances extracted from over 70K interaction logs of a mainstream Chinese AI assistant. The dataset closely reflects real user distributions, covering 8 scenarios, 83 domains, and diverse failure patterns that pose severe challenges. Extensive experiments on 26 frontier language models provide novel insights into how well models perceive user experience and how improvements in model capability contribute to better dialogue engagement. Through comprehensive analysis of model behavior and performance gaps, we show that user feedback prediction is a learnable capability, where a reward model trained from in-the-wild feedback signals can achieve well-calibrated accuracy. We further document the systematic biases of LLM-as-a-judge evaluation protocols and compare typical response strategies that directly affect user experience. UXBench establishes a new evaluation landscape and calls for greater attention to tailored UX optimization, contributing to a user-centric scaling law that shapes the success of AI assistants.

cs.CL

TRACE: Discovering Task-Specific Parameter via Adaptation-Aware Probing for Continual Fine-Tuning

In real-world deployment, LLMs are often adapted continually across tasks to keep LLMs up-to-date in production, where new fine-tuning should preserve previously learned skills. However, indiscriminately mixing tasks can dilute task specialization, while sequential fine-tuning (full-parameter or low rank adaptation) often causes catastrophic forgetting due to destructive overwriting. Replay-based continual tuning and maintaining separate task-specific adapters can mitigate forgetting, but introduce additional compute, storage, and management overhead. Recognizing the redundancy of LLM parameters for any single task, we reframe continual task adaptation as task-specific parameter discovery via adaptation-aware probing: a short warm-start probe exposes a task's adaptation trace, enabling us to identify and isolate the small subset of parameters essential for each task to mitigate catastrophic forgetting. Building on this view, we introduce TRACE, a novel approach for discovering Task-specific paRameters via Adaptation-aware probing for Continual finE-tuning. We perform a short warm-start fine-tune to derive task-specific core parameters by comparing the warm-started and pre-trained models. Core parameters are identified via two strategies: importance scoring (L$_2$ norm and Fisher Information) and specificity analysis (cosine similarity of parameter updates). In continual fine-tuning settings, only the active task's core parameters are updated while others remain frozen, preserving prior knowledge. We conduct extensive experiments across multiple standard benchmarks to demonstrate the superior performance of our proposed method. Additionally, we validate the generalization of our method through a cross-model and scale transferability study, demonstrating a "small-to-large" paradigm that guides the fine-tuning of large-scale models under resource constraints.

cs.CL

A Non-Volatile Heterogeneous Quantum Dot III-V/Si DFB Laser with Optical Memristive Behavior

In this work, we introduce a non-volatile heterogeneous quantum dot (QD) III-V/Al2O3/Si distributed feedback (DFB) laser exhibiting optical memristive behavior. The device operates in the O-band (~1300 nm) with a threshold current density of 234 A/cm2 and a side-mode suppression ratio exceeding 48 dB. Co-integrated Al2O3-based memristors produce bipolar resistive switching, yielding non-volatile wavelength shifts of ~ 46 pm and ~ 17 dB peak power contrast with zero static holding power. The III-V/Al2O3/Si heterojunction memristor I-V hysteresis is also modeled. This new device enables simultaneous coherent light generation and persistent optical state storage, establishing a new class of active photonic memory for neuromorphic and reconfigurable WDM applications.

physics.optics

Chain of Evidence: Pixel-Level Visual Attribution for Iterative Retrieval-Augmented Generation

Iterative Retrieval-Augmented Generation (iRAG) has emerged as a powerful paradigm for answering complex multi-hop questions by progressively retrieving and reasoning over external documents. However, current systems predominantly operate on parsed text, which creates two critical bottlenecks: (1) \textit{Coarse-grained attribution}, where users are burdened with manually locating evidence within lengthy documents based on vague text-level citations; and (2) \textit{Visual semantic loss}, where the conversion of visually rich documents (e.g., slides, PDFs with charts) into text discards spatial logic and layout cues essential for reasoning. To bridge this gap, we present \textbf{Chain of Evidence (CoE)}, a retriever-agnostic visual attribution framework that leverages Vision-Language Models to reason directly over screenshots of retrieved document candidates. CoE eliminates format-specific parsing and outputs precise bounding boxes, visualizing the complete reasoning chain within the retrieved candidate set. We evaluate CoE on two distinct benchmarks: \textbf{Wiki-CoE}, a large-scale dataset of structured web pages derived from 2WikiMultiHopQA, and \textbf{SlideVQA}, a challenging dataset of presentation slides featuring complex diagrams and free-form layouts. Experiments demonstrate that fine-tuned Qwen3-VL-8B-Instruct achieves robust performance, significantly outperforming text-based baselines in scenarios requiring visual layout understanding, while establishing a retriever-agnostic solution for pixel-level interpretable iRAG. Our code is available at https://github.com/PeiYangLiu/CoE.git.

cs.CV

Beyond Semantic Relevance: Counterfactual Risk Minimization for Robust Retrieval-Augmented Generation

Standard Retrieval-Augmented Generation (RAG) systems predominantly rely on semantic relevance as a proxy for utility. However, this assumption collapses in realistic decision-making scenarios where user queries are laden with cognitive biases, such as false premises or confirmation bias. In such cases, maximizing relevance paradoxically promotes the retrieval of sycophantic evidence that reinforces hallucinations, a critical failure we term the ``Relevance-Robustness Gap''. To bridge this gap, we propose CoRM-RAG (Counterfactual Risk Minimization for RAG), a framework that aligns retrieval with decision safety rather than mere similarity. Grounded in causal intervention, we introduce a Cognitive Perturbation Protocol to simulate user biases during training, which is then distilled into a lightweight Evidence Critic. This scoring module learns to identify documents that possess sufficient evidential strength to steer the model toward correctness despite adversarial query perturbations. Extensive experiments on decision-making benchmarks demonstrate that CoRM-RAG significantly outperforms strong dense retrievers and LLM-based rerankers in adversarial settings, while enabling effective risk-aware abstention through reliable robustness scoring. Our code is available at https://github.com/PeiYangLiu/CoRM-RAG.git.

cs.CL

Multi-Granularity Reasoning for Natural Language Inference

Natural Language Inference (NLI) is a fundamental task in natural language understanding that requires determining the logical relationship between a premise and a hypothesis. Despite the remarkable success of transformer-based pre-trained models, most existing approaches primarily rely on the final-layer token representations, which are often insufficient for capturing the complex and hierarchical semantic interactions required for effective reasoning. In particular, fine-grained lexical cues, phrasal compositions, and higher-level contextual semantics are typically entangled or diluted in a single representation space. To address these limitations, we propose a novel \emph{Multi-Granularity Reasoning Network} (MGRN) that explicitly leverages hierarchical semantic features within an interactive reasoning space. The proposed framework mimics the human cognitive process of language understanding, which naturally progresses from shallow lexical matching to deeper semantic abstraction and logical reasoning. By integrating semantic information across multiple granularities in a progressive and structured manner, MGRN is able to uncover intricate semantic relationships underlying natural language expressions. Extensive experiments on multiple public benchmarks demonstrate that MGRN consistently outperforms strong baseline models, validating the effectiveness and robustness of the proposed approach.

cs.CL

Parameter Importance is Not Static: Evolving Parameter Isolation for Supervised Fine-Tuning

Supervised Fine-Tuning (SFT) of large language models often suffers from task interference and catastrophic forgetting. Recent approaches alleviate this issue by isolating task-critical parameters during training. However, these methods represent a static solution to a dynamic problem, assuming that parameter importance remains fixed once identified. In this work, we empirically demonstrate that parameter importance exhibits temporal drift over the course of training. To address this, we propose Evolving Parameter Isolation (EPI), a fine-tuning framework that adapts isolation decisions based on online estimates of parameter importance. Instead of freezing a fixed subset of parameters, EPI periodically updates isolation masks using gradient-based signals, enabling the model to protect emerging task-critical parameters while releasing outdated ones to recover plasticity. Experiments on diverse multi-task benchmarks demonstrate that EPI consistently reduces interference and forgetting compared to static isolation and standard fine-tuning, while improving overall generalization. Our analysis highlights the necessity of synchronizing isolation mechanisms with the evolving dynamics of learning diverse abilities.

cs.LG

Learning from Contrasts: Synthesizing Reasoning Paths from Diverse Search Trajectories

Monte Carlo Tree Search (MCTS) has been widely used for automated reasoning data exploration, but current supervision extraction methods remain inefficient. Standard approaches retain only the single highest-reward trajectory, discarding the comparative signals present in the many explored paths. Here we introduce \textbf{Contrastive Reasoning Path Synthesis (CRPS)}, a framework that transforms supervision extraction from a filtering process into a synthesis procedure. CRPS uses a structured reflective process to analyze the differences between high- and low-quality search trajectories, extracting explicit information about strategic pivots and local failure modes. These insights guide the synthesis of reasoning chains that incorporate success patterns while avoiding identified pitfalls. We show empirically that models fine-tuned on just 60K CRPS-synthesized examples match or exceed the performance of baselines trained on 590K examples derived from standard rejection sampling, a 20$\times$ reduction in dataset size. Furthermore, CRPS improves generalization on out-of-domain benchmarks, demonstrating that learning from the contrast between success and failure produces more transferable reasoning capabilities than learning from success alone.

cs.AI

Reason Only When Needed: Efficient Generative Reward Modeling via Model-Internal Uncertainty

Recent advancements in the Generative Reward Model (GRM) have demonstrated its potential to enhance the reasoning abilities of LLMs through Chain-of-Thought (CoT) prompting. Despite these gains, existing implementations of GRM suffer from two critical limitations. First, CoT prompting is applied indiscriminately to all inputs regardless of their inherent complexity. This introduces unnecessary computational costs for tasks amenable to fast, direct inference. Second, existing approaches primarily rely on voting-based mechanisms to evaluate CoT outputs, which often lack granularity and precision in assessing reasoning quality. In this paper, we propose E-GRM, an efficient generative reward modeling framework grounded in model-internal uncertainty. E-GRM leverages the convergence behavior of parallel model generations to estimate uncertainty and selectively trigger CoT reasoning only when needed, without relying on handcrafted features or task-dependent signals. To improve reward fidelity, we introduce a lightweight discriminative scorer trained with a hybrid regression--ranking objective to provide fine-grained evaluation of reasoning paths. Experiments on multiple reasoning benchmarks show that E-GRM substantially reduces inference cost while consistently improving answer accuracy, demonstrating that model-internal uncertainty is an effective and general signal for efficient reasoning-aware reward modeling.

cs.CL

Why Supervised Fine-Tuning Fails to Learn: A Systematic Study of Incomplete Learning in Large Language Models

Supervised Fine-Tuning (SFT) is the standard approach for adapting large language models (LLMs) to downstream tasks. However, we observe a persistent failure mode: even after convergence, models often fail to correctly reproduce a subset of their own supervised training data. We refer to this behavior as the Incomplete Learning Phenomenon(ILP). This paper presents the first systematic study of ILP in LLM fine-tuning. We formalize ILP as post-training failure to internalize supervised instances and demonstrate its prevalence across multiple model families, domains, and datasets. Through controlled analyses, we identify five recurrent sources of incomplete learning: (1) missing prerequisite knowledge in the pre-trained model, (2) conflicts between SFT supervision and pre-training knowledge, (3) internal inconsistencies within SFT data, (4) left-side forgetting during sequential fine-tuning, and (5) insufficient optimization for rare or complex patterns. We introduce a diagnostic-first framework that maps unlearned samples to these causes using observable training and inference signals, and study several targeted mitigation strategies as causal interventions. Experiments on Qwen, LLaMA, and OLMo2 show that incomplete learning is widespread and heterogeneous, and that improvements in aggregate metrics can mask persistent unlearned subsets. The findings highlight the need for fine-grained diagnosis of what supervised fine-tuning fails to learn, and why.

cs.CL

When Safety Becomes a Vulnerability: Exploiting LLM Alignment Homogeneity for Transferable Blocking in RAG

Retrieval-Augmented Generation (RAG) systems are vulnerable to blocking attacks, in which poisoned documents cause large language models (LLMs) to refuse benign queries. Existing attacks rely on adversarial suffixes or explicit instructions, which are increasingly ineffective against modern LLMs, susceptible to prompt injection filtering, or require feedback from the target system. We observe overlapping risk categories and refusal criteria across safety-aligned LLMs, a phenomenon we term alignment homogeneity. This shared attack surface makes refusal-inducing context transferable across models. Accordingly, we propose TabooRAG, which optimizes one document per query for retrieval and refusal induction in a surrogate RAG environment, then transfers it to an unknown target system. Rather than injecting instructions, TabooRAG constructs query-relevant risk context to trigger alignment-driven refusal. To reduce optimization cost, it reuses validated strategies through a query-aware strategy library. Across nine LLMs and three datasets, TabooRAG achieves state-of-the-art ASR after filtering, with a 67.3% relative gain over the average per-setting best baseline. Further experiments show that TabooRAG remains effective with diverse surrogate models, against unseen target models, and under stronger RAG pipelines and existing defenses.

cs.CR

Beyond RAG for Agent Memory: Retrieval by Decoupling and Aggregation

Standard Retrieval Augmented Generation (RAG) is poorly matched to agent memory. Unlike large heterogeneous corpora, agent memory forms a bounded and coherent interaction stream in which many spans are highly correlated or near duplicates. As a result, flat top-$k$ similarity retrieval often returns redundant context, while summary-centric hierarchies can blur the subtle details that distinguish one candidate from another. We argue that agent memory should follow the principle of decoupling before aggregation: the system should first isolate reusable facts, updates, and distinguishing details from similar histories, and only then organise them for efficient retrieval. Based on this principle, we propose xMemory, which constructs a revisable hierarchical memory structure from original messages to segments, memory components, and groups. xMemory segments interaction history into local events, decouples each segment into memory components, aggregates related components into high-level groups using a sparsity--semantic faithfulness objective, and maintains this structure incrementally as memory evolves. At inference time, xMemory retrieves top-down, first selecting a compact backbone of complementary groups and components, and then expanding to segments and raw messages only when additional evidence reduces the reader's uncertainty. Experiments on LoCoMo and PerLTQA across diverse open source and closed source LLMs show consistent gains in answer quality and inference token efficiency, supported by analyses of redundancy, evidence density, and coverage.

cs.CL

Electrically pumped AlGaN edge-emitting UV-B laser diodes grown by molecular beam epitaxy

Mid and deep ultraviolet (UV) laser diodes remain among the least explored devices in semiconductor optoelectronics, despite their importance for spectroscopy, biochemical sensing, disinfection, and emerging quantum photonics. Here, we demonstrate an electrically pumped AlGaN-based laser diode operating in the UV-B band (280-315 nm). The device is grown by molecular beam epitaxy (MBE) on single-crystal AlN substrate and fabricated in a ridge-waveguide geometry. The laser diode operates at 298.5 nm and exhibits a relatively low threshold current density of 3.4 kA/cm$^2$. Clear nonlinear light-current characteristics and pronounced spectral narrowing with a full-width-at-half-maximum (FWHM) of 0.2 nm are measured above threshold.

physics.optics