Searcharxiv⌕ Search

arXiv subjects

Fan Li

Publications and source records attributed to Fan Li.

At least 127 records · Page 7Linked to original sources

Principal stratification with U-statistics under principal ignorability

Principal stratification is a popular framework for causal inference in the presence of an intermediate outcome. While the principal average treatment effects are the standard target of inference, they may be insufficient when interest lies in the relative ordering of potential outcomes within a principal stratum. We introduce the principal generalized causal effect estimands to accommodate nonlinear contrast functions, providing robust, probability-scale summaries suitable for ordinal outcomes and win-loss comparisons with composite endpoints. Under principal ignorability, we expand the theoretical results in Jiang et al. (2022, JRSSB) to a broader class of causal estimands in the presence of a binary intermediate variable. We develop nonparametric identification results and derive efficient influence functions for the generalized causal estimands in principal stratification analyses. These efficient influence functions motivate multiply robust estimators and lay the ground for obtaining efficient debiased machine learning estimators via cross-fitting based on U-statistics. The proposed methods are illustrated through simulations and the analysis of a data example.

stat.ME↗

HeadHunt-VAD: Hunting Robust Anomaly-Sensitive Heads in MLLM for Tuning-Free Video Anomaly Detection

Video Anomaly Detection (VAD) aims to locate events that deviate from normal patterns in videos. Traditional approaches often rely on extensive labeled data and incur high computational costs. Recent tuning-free methods based on Multimodal Large Language Models (MLLMs) offer a promising alternative by leveraging their rich world knowledge. However, these methods typically rely on textual outputs, which introduces information loss, exhibits normalcy bias, and suffers from prompt sensitivity, making them insufficient for capturing subtle anomalous cues. To address these constraints, we propose HeadHunt-VAD, a novel tuning-free VAD paradigm that bypasses textual generation by directly hunting robust anomaly-sensitive internal attention heads within the frozen MLLM. Central to our method is a Robust Head Identification module that systematically evaluates all attention heads using a multi-criteria analysis of saliency and stability, identifying a sparse subset of heads that are consistently discriminative across diverse prompts. Features from these expert heads are then fed into a lightweight anomaly scorer and a temporal locator, enabling efficient and accurate anomaly detection with interpretable outputs. Extensive experiments show that HeadHunt-VAD achieves state-of-the-art performance among tuning-free methods on two major VAD benchmarks while maintaining high efficiency, validating head-level probing in MLLMs as a powerful and practical solution for real-world anomaly detection.

cs.CV↗

Generative Human-Object Interaction Detection via Differentiable Cognitive Steering of Multi-modal LLMs

Human-object interaction (HOI) detection aims to localize human-object pairs and the interactions between them. Existing methods operate under a closed-world assumption, treating the task as a classification problem over a small, predefined verb set, which struggles to generalize to the long-tail of unseen or ambiguous interactions in the wild. While recent multi-modal large language models (MLLMs) possess the rich world knowledge required for open-vocabulary understanding, they remain decoupled from existing HOI detectors since fine-tuning them is computationally prohibitive. To address these constraints, we propose \GRASP-HO}, a novel Generative Reasoning And Steerable Perception framework that reformulates HOI detection from the closed-set classification task to the open-vocabulary generation problem. To bridge the vision and cognitive, we first extract hybrid interaction representations, then design a lightweight learnable cognitive steering conduit (CSC) module to inject the fine-grained visual evidence into a frozen MLLM for effective reasoning. To address the supervision mismatch between classification-based HOI datasets and open-vocabulary generative models, we introduce a hybrid guidance strategy that coupling the language modeling loss and auxiliary classification loss, enabling discriminative grounding without sacrificing generative flexibility. Experiments demonstrate state-of-the-art closed-set performance and strong zero-shot generalization, achieving a unified paradigm that seamlessly bridges discriminative perception and generative reasoning for open-world HOI detection.

cs.CV↗

How Light Shapes Memory: Beta Synchrony in the Temporal-Parietal Cortex Predicts Cognitive Ergonomics for BCI Applications

Working memory is a promising paradigm for assessing cognitive ergonomics of brain states in brain-computer interfaces(BCIs). This study decodes these states with a focus on environmental illumination effects via two distinct working memory tasks(Recall and Sequence) for mixed-recognition analysis. Leveraging nonlinear patterns in brain connectivity, we propose an innovative framework: multi-regional dynamic interplay patterns based on beta phase synchrony dynamics, to identify low-dimensional EEG regions (prefrontal, temporal, parietal) for state recognition. Based on nonlinear phase map analysis of the above three brain regions using beta-phase connectivity, we found that: (1)Temporal-parietal phase clustering outperforms other regional combinations in distinguishing memory states; (2)Illumination-enhanced environments optimize temporoparietal balance;(3) Machine learning confirms temporal-parietal synchrony as the dominant cross-task classification feature. These results provide a precise prediction algorithm, facilitating a low-dimensional system using temporal and parietal EEG channels with practical value for real-time cognitive ergonomics assessment in BCIs and optimized human-machine interaction.

q-bio.NC↗

Efficient Model-Agnostic Continual Learning for Next POI Recommendation

Next point-of-interest (POI) recommendation improves personalized location-based services by predicting users' next destinations based on their historical check-ins. However, most existing methods rely on static datasets and fixed models, limiting their ability to adapt to changes in user behavior over time. To address this limitation, we explore a novel task termed continual next POI recommendation, where models dynamically adapt to evolving user interests through continual updates. This task is particularly challenging, as it requires capturing shifting user behaviors while retaining previously learned knowledge. Moreover, it is essential to ensure efficiency in update time and memory usage for real-world deployment. To this end, we propose GIRAM (Generative Key-based Interest Retrieval and Adaptive Modeling), an efficient, model-agnostic framework that integrates context-aware sustained interests with recent interests. GIRAM comprises four components: (1) an interest memory to preserve historical preferences; (2) a context-aware key encoding module for unified interest key representation; (3) a generative key-based retrieval module to identify diverse and relevant sustained interests; and (4) an adaptive interest update and fusion module to update the interest memory and balance sustained and recent interests. In particular, GIRAM can be seamlessly integrated with existing next POI recommendation models. Experiments on three real-world datasets demonstrate that GIRAM consistently outperforms state-of-the-art methods while maintaining high efficiency in both update time and memory consumption.

cs.IR↗

Single Image to High-Quality 3D Object via Latent Features

3D assets are essential in the digital age. While automatic 3D generation, such as image-to-3d, has made significant strides in recent years, it often struggles to achieve fast, detailed, and high-fidelity generation simultaneously. In this work, we introduce LatentDreamer, a novel framework for generating 3D objects from single images. The key to our approach is a pre-trained variational autoencoder that maps 3D geometries to latent features, which greatly reducing the difficulty of 3D generation. Starting from latent features, the pipeline of LatentDreamer generates coarse geometries, refined geometries, and realistic textures sequentially. The 3D objects generated by LatentDreamer exhibit high fidelity to the input images, and the entire generation process can be completed within a short time (typically in 70 seconds). Extensive experiments show that with only a small amount of training, LatentDreamer demonstrates competitive performance compared to contemporary approachs.

cs.CV↗

Correlation Matters! Streamlining the Sample Size Procedure with Composite Time-to-event Endpoints

Composite endpoints are widely used in cardiovascular clinical trials to improve statistical efficiency while preserving clinical relevance. The Win Ratio (WR) measure and more general frameworks of Win Statistics have emerged as increasingly popular alternatives to traditional time-to-first-event analyses. Although analytic sample size formulas for WR have been developed, they rely on design parameters that are often not straightforward to specify. Consequently, sample size determination in clinical trials with WR as the primary analysis is most often based on simulations, which can be computationally intensive. Moreover, these simulations commonly assume independence among component endpoints, an assumption that may not hold in practice and can lead to misleading power estimates. To address this challenge, we derive refined formulas to calculate the proportions of wins, losses, and ties for multiple prioritized time-to-event endpoints. These formulas rely on familiar design inputs and become directly applicable when integrated with existing sample size methods. We conduct a comprehensive assessment of how correlation among endpoints affects sample size requirements across varying design features. We further demonstrate the role of correlations through two case studies based on the landmark SPRINT and STICH clinical trials to generate further insights.

stat.ME↗

What Your Features Reveal: Data-Efficient Black-Box Feature Inversion Attack for Split DNNs

Split DNNs enable edge devices by offloading intensive computation to a cloud server, but this paradigm exposes privacy vulnerabilities, as the intermediate features can be exploited to reconstruct the private inputs via Feature Inversion Attack (FIA). Existing FIA methods often produce limited reconstruction quality, making it difficult to assess the true extent of privacy leakage. To reveal the privacy risk of the leaked features, we introduce FIA-Flow, a black-box FIA framework that achieves high-fidelity image reconstruction from intermediate features. To exploit the semantic information within intermediate features, we design a Latent Feature Space Alignment Module (LFSAM) to bridge the semantic gap between the intermediate feature space and the latent space. Furthermore, to rectify distributional mismatch, we develop Deterministic Inversion Flow Matching (DIFM), which projects off-manifold features onto the target manifold with one-step inference. This decoupled design simplifies learning and enables effective training with few image-feature pairs. To quantify privacy leakage from a human perspective, we also propose two metrics based on a large vision-language model. Experiments show that FIA-Flow achieves more faithful and semantically aligned feature inversion across various models (AlexNet, ResNet, Swin Transformer, DINO, and YOLO11) and layers, revealing a more severe privacy threat in Split DNNs than previously recognized.

cs.CV↗

On Anticipation Effect in Stepped Wedge Cluster Randomized Trials

In stepped wedge cluster randomized trials (SW-CRTs), the intervention is rolled out to clusters over multiple periods. A standard approach for analyzing SW-CRTs utilizes the linear mixed model, where the treatment effect is only present after the treatment adoption, under the assumption of no anticipation. This assumption, however, may not always hold in practice because stakeholders, providers, or individuals who are aware of the treatment adoption timing (especially when blinding is challenging or infeasible) can inadvertently change their behaviors in anticipation of the forthcoming intervention. We provide an analytical framework to address the anticipation effect in SW-CRTs and study its impact. We derive expectations of the estimators based on a collection of linear mixed models and demonstrate that when the anticipation effect is ignored, these estimators give biased estimates of the treatment effect. We also provide updated sample size formulas that explicitly account for anticipation effects, exposure-time heterogeneity, or both in SW-CRTs and illustrate their impact on study power. Through simulation studies and empirical analyses, we compare the treatment effect estimators with and without adjusting for anticipation, and provide some practical considerations.

stat.ME↗

Invisible Triggers, Visible Threats! Road-Style Adversarial Creation Attack for Visual 3D Detection in Autonomous Driving

Modern autonomous driving (AD) systems leverage 3D object detection to perceive foreground objects in 3D environments for subsequent prediction and planning. Visual 3D detection based on RGB cameras provides a cost-effective solution compared to the LiDAR paradigm. While achieving promising detection accuracy, current deep neural network-based models remain highly susceptible to adversarial examples. The underlying safety concerns motivate us to investigate realistic adversarial attacks in AD scenarios. Previous work has demonstrated the feasibility of placing adversarial posters on the road surface to induce hallucinations in the detector. However, the unnatural appearance of the posters makes them easily noticeable by humans, and their fixed content can be readily targeted and defended. To address these limitations, we propose the AdvRoad to generate diverse road-style adversarial posters. The adversaries have naturalistic appearances resembling the road surface while compromising the detector to perceive non-existent objects at the attack locations. We employ a two-stage approach, termed Road-Style Adversary Generation and Scenario-Associated Adaptation, to maximize the attack effectiveness on the input scene while ensuring the natural appearance of the poster, allowing the attack to be carried out stealthily without drawing human attention. Extensive experiments show that AdvRoad generalizes well to different detectors, scenes, and spoofing locations. Moreover, physical attacks further demonstrate the practical threats in real-world environments.

cs.CV↗

While-alive regression analysis of composite survival endpoints

Composite endpoints, which combine two or more distinct outcomes, are frequently used in clinical trials to enhance the event rate and improve the statistical power. In the recent literature, the while-alive cumulative frequency measure offers a strong alternative to define composite survival outcomes, by relating the average event rate to the survival time. Although non-parametric methods have been proposed for two-sample comparisons between cumulative frequency measures in clinical trials, limited attention has been given to regression methods that directly address time-varying effects in while-alive measures for composite survival outcomes. Motivated by an individually randomized trial (HF-ACTION) and a cluster randomized trial (STRIDE), we address this gap by developing a regression framework for while-alive measures for composite survival outcomes that include a terminal component event. Our regression approach uses splines to model time-varying association between covariates and a while-alive loss rate of all component events, and can be applied to both independent and clustered data. We derive the asymptotic properties of the regression estimator in each setting and evaluate its performance through simulations. Finally, we apply our regression method to analyze data from the HF-ACTION individually randomized trial and the STRIDE cluster randomized trial. The proposed methods are implemented in the WAreg R package.

stat.ME↗

Generalizing the Finkelstein-Schoenfeld Test to Incorporate Multiple Alternating Thresholds

Composite endpoints consisting of both terminal and non-terminal events, such as death and hospitalization, are frequently used in cardiovascular clinical trials. The Finkelstein-Schoenfeld (FS) test provides a way to employ a hierarchical structure to combine fatal and non-fatal events by giving death information an absolute priority, which may limit the contribution of clinically meaningful non-fatal events. To provide a more flexible alternative, we propose the Finkelstein-Schoenfeld with Multiple Thresholds (FS-MT) test, which extends the standard FS test by incorporating multiple thresholds applied sequentially and alternating across endpoints. A weighted adaptive approach is also developed to help determine the thresholds in FS-MT. The proposed approach retains the statistical properties of the FS test while allowing more flexible use of information from lower-priority events. We evaluate the operating characteristics of the proposed test through simulations that vary the follow-up time, the correlation between events, and the treatment effect sizes. A case study based on the Digitalis Investigation Group clinical trial data is presented to further illustrate our proposed method. An R package ``FSMT'' that implements the proposed methodology has been developed.

stat.ME↗

Learning Fourier shapes to probe the geometric world of deep neural networks

While both shape and texture are fundamental to visual recognition, research on deep neural networks (DNNs) has predominantly focused on the latter, leaving their geometric understanding poorly probed. Here, we show: first, that optimized shapes can act as potent semantic carriers, generating high-confidence classifications from inputs defined purely by their geometry; second, that they are high-fidelity interpretability tools that precisely isolate a model's salient regions; and third, that they constitute a new, generalizable adversarial paradigm capable of deceiving downstream visual tasks. This is achieved through an end-to-end differentiable framework that unifies a powerful Fourier series to parameterize arbitrary shapes, a winding number-based mapping to translate them into the pixel grid required by DNNs, and signal energy constraints that enhance optimization efficiency while ensuring physically plausible shapes. Our work provides a versatile framework for probing the geometric world of DNNs and opens new frontiers for challenging and understanding machine perception.

cs.CV↗

DINOv2 Driven Gait Representation Learning for Video-Based Visible-Infrared Person Re-identification

Video-based Visible-Infrared person re-identification (VVI-ReID) aims to retrieve the same pedestrian across visible and infrared modalities from video sequences. Existing methods tend to exploit modality-invariant visual features but largely overlook gait features, which are not only modality-invariant but also rich in temporal dynamics, thus limiting their ability to model the spatiotemporal consistency essential for cross-modal video matching. To address these challenges, we propose a DINOv2-Driven Gait Representation Learning (DinoGRL) framework that leverages the rich visual priors of DINOv2 to learn gait features complementary to appearance cues, facilitating robust sequence-level representations for cross-modal retrieval. Specifically, we introduce a Semantic-Aware Silhouette and Gait Learning (SASGL) model, which generates and enhances silhouette representations with general-purpose semantic priors from DINOv2 and jointly optimizes them with the ReID objective to achieve semantically enriched and task-adaptive gait feature learning. Furthermore, we develop a Progressive Bidirectional Multi-Granularity Enhancement (PBMGE) module, which progressively refines feature representations by enabling bidirectional interactions between gait and appearance streams across multiple spatial granularities, fully leveraging their complementarity to enhance global representations with rich local details and produce highly discriminative features. Extensive experiments on HITSZ-VCM and BUPT datasets demonstrate the superiority of our approach, significantly outperforming existing state-of-the-art methods.

cs.CV↗

Handling incomplete outcomes and covariates in cluster-randomized trials: doubly-robust estimation, efficiency considerations, and sensitivity analysis

In cluster-randomized trials (CRTs), missing data can occur in various ways, including missing values in outcomes and baseline covariates at the individual or cluster level, or completely missing information for non-participants. Among the various types of missing data in CRTs, missing outcomes have attracted the most attention. However, no existing methods simultaneously address all aforementioned types of missing data in CRTs. To fill in this gap, we propose a doubly-robust estimator for the average treatment effect on a variety of effect measure scales. The proposed estimator simultaneously handles missing outcomes under missingness at random, missing covariates without constraining the missingness mechanism, and missing cluster-population sizes via a uniform sampling mechanism. Furthermore, we detail key considerations to improve precision by specifying the optimal weights, leveraging machine learning, and modeling the treatment assignment mechanism. Finally, to evaluate the impact of violating missing data assumptions, we contribute a new sensitivity analysis framework tailored to CRTs. We assess the performance of the proposed methods through simulations and illustrate their use in a real data application.

stat.ME↗

Dependency Structure Augmented Contextual Scoping Framework for Multimodal Aspect-Based Sentiment Analysis

Multimodal Aspect-Based Sentiment Analysis (MABSA) seeks to extract fine-grained information from image-text pairs to identify aspect terms and determine their sentiment polarity. However, existing approaches often fall short in simultaneously addressing three core challenges: Sentiment Cue Perception (SCP), Multimodal Information Misalignment (MIM), and Semantic Noise Elimination (SNE). To overcome these limitations, we propose DASCO (\textbf{D}ependency Structure \textbf{A}ugmented \textbf{Sco}ping Framework), a fine-grained scope-oriented framework that enhances aspect-level sentiment reasoning by leveraging dependency parsing trees. First, we designed a multi-task pretraining strategy for MABSA on our base model, combining aspect-oriented enhancement, image-text matching, and aspect-level sentiment-sensitive cognition. This improved the model's perception of aspect terms and sentiment cues while achieving effective image-text alignment, addressing key challenges like SCP and MIM. Furthermore, we incorporate dependency trees as syntactic branch combining with semantic branch, guiding the model to selectively attend to critical contextual elements within a target-specific scope while effectively filtering out irrelevant noise for addressing SNE problem. Extensive experiments on two benchmark datasets across three subtasks demonstrate that DASCO achieves state-of-the-art performance in MABSA, with notable gains in JMASA (+2.3\% F1 and +3.5\% precision on Twitter2015). The source code is available at https://github.com/LHaoooo/DASCO .

cs.CL↗

Estimands and doubly robust estimation for cluster-randomized trials with survival outcomes

Cluster-randomized trials (CRTs) are experimental designs where groups or clusters of participants, rather than the individual participants themselves, are randomized to intervention groups. Analyzing CRT requires distinguishing between treatment effects at the cluster level and the individual level, which requires a clear definition of the estimands under the potential outcomes framework. For analyzing survival outcomes, it is common to assess the treatment effect by comparing survival functions or restricted mean survival times between treatment groups. In this article, we formally characterize cluster-level and individual-level treatment effect estimands with right-censored survival outcomes in CRTs and propose doubly robust estimators for targeting such estimands. Under covariate-dependent censoring, our estimators ensure consistency when either the censoring model or the outcome model is correctly specified, but not necessarily both. We explore different modeling options for the censoring and outcome models to estimate the censoring and survival distributions, and investigate a deletion-based jackknife method for variance and interval estimation. Extensive simulations demonstrate that the proposed methods perform adequately in finite samples. Finally, we illustrate our method by analyzing a completed CRT with survival endpoints.

stat.ME↗

Generating Surface for Text-to-3D using 2D Gaussian Splatting

Recent advancements in Text-to-3D modeling have shown significant potential for the creation of 3D content. However, due to the complex geometric shapes of objects in the natural world, generating 3D content remains a challenging task. Current methods either leverage 2D diffusion priors to recover 3D geometry, or train the model directly based on specific 3D representations. In this paper, we propose a novel method named DirectGaussian, which focuses on generating the surfaces of 3D objects represented by surfels. In DirectGaussian, we utilize conditional text generation models and the surface of a 3D object is rendered by 2D Gaussian splatting with multi-view normal and texture priors. For multi-view geometric consistency problems, DirectGaussian incorporates curvature constraints on the generated surface during optimization process. Through extensive experiments, we demonstrate that our framework is capable of achieving diverse and high-fidelity 3D content creation.

cs.CV↗