SearcharxivSearch

arXiv subjects

Fengran Mo

Publications and source records attributed to Fengran Mo.

At least 37 records · Page 2Linked to original sources

StaRPO: Stability-Augmented Reinforcement Policy Optimization

Reinforcement learning (RL) is effective in enhancing the accuracy of large language models in complex reasoning tasks. Existing RL policy optimization frameworks rely on final-answer correctness as feedback signals and rarely capture the internal logical structure of the reasoning process. Consequently, the models would generate fluent and semantically relevant responses but logically inconsistent, structurally erratic, or redundant. To this end, we propose StaRPO, a stability-augmented reinforcement learning framework that explicitly incorporates reasoning stability into the optimization objective. Our StaRPO decomposes stability into two computable lightweight metrics: the Autocorrelation Function (ACF) to evaluate local step-to-step coherence, and Path Efficiency (PE) to evaluate global goal-directedness of the reasoning trajectory. These stability rewards are combined with task rewards to provide complementary and process-aware feedback. We validate the effectiveness of using ACF and PE rewards by showing their correlation with logic errors on two backbone models. Experiments on four reasoning benchmarks show that StaRPO consistently outperforms compared baselines and can enhance both final-answer accuracy and logical stability.

cs.AI

A Survey of Model Architectures in Information Retrieval

The period from 2019 to the present marks one of the most significant paradigm shifts in information retrieval (IR) and natural language processing (NLP), culminating in the emergence of powerful large language models (LLMs) from 2022 onward. Methods based on pretrained encoder-only architectures (e.g., BERT) as well as decoder-only generative LLMs have outperformed many earlier approaches, demonstrating particularly strong performance in zero-shot scenarios and complex reasoning tasks. This survey examines the evolution of model architectures in IR, with a focus on two key aspects: backbone models for feature extraction and end-to-end system architectures for relevance estimation. To maintain analytical clarity, we deliberately separate architectural design from training methodologies, enabling a focused examination of structural innovations in IR systems. We trace the progression from traditional term-based retrieval models to modern neural approaches, highlighting the transformative impact of transformer-based architectures and subsequent LLM developments. The survey concludes with a forward-looking discussion of open challenges and emerging research directions, including architectural optimization for efficiency and scalability, robust handling of multimodal and multilingual data, and adaptation to novel application domains such as autonomous search agents, which may represent the next paradigm in IR.

cs.IR

SynPlanResearch-R1: Encouraging Tool Exploration for Deep Research with Synthetic Plans

Research Agents enable models to gather information from the web using tools to answer user queries, requiring them to dynamically interleave internal reasoning with tool use. While such capabilities can in principle be learned via reinforcement learning with verifiable rewards (RLVR), we observe that agents often exhibit poor exploration behaviors, including premature termination and biased tool usage. As a result, RLVR alone yields limited improvements. We propose SynPlanResearch-R1, a framework that synthesizes tool-use trajectories that encourage deeper exploration to shape exploration during cold-start supervised fine-tuning, providing a strong initialization for subsequent RL. Across seven multi-hop and open-web benchmarks, \framework improves performance by up to 6.0% on Qwen3-8B and 5.8% on Qwen3-4B backbones respectively compared to SOTA baselines. Further analyses of tool-use patterns and training dynamics compared to baselines shed light on the factors underlying these gains. Our code is publicly available at https://github.com/HansiZeng/syn-plan-research.

cs.AI

Towards Dynamic Dense Retrieval with Routing Strategy

The \textit{de facto} paradigm for applying dense retrieval (DR) to new tasks involves fine-tuning a pre-trained model for a specific task. However, this paradigm has two significant limitations: (1) It is difficult adapt the DR to a new domain if the training dataset is limited. (2) Old DR models are simply replaced by newer models that are trained from scratch when the former are no longer up to date. Especially for scenarios where the model needs to be updated frequently, this paradigm is prohibitively expensive. To address these challenges, we propose a novel dense retrieval approach, termed \textit{dynamic dense retrieval} (DDR). DDR uses \textit{prefix tuning} as a \textit{module} specialized for a specific domain. These modules can then be compositional combined with a dynamic routing strategy, enabling highly flexible domain adaptation in the retrieval part. Extensive evaluation on six zero-shot downstream tasks demonstrates that this approach can surpass DR while utilizing only 2\% of the training parameters, paving the way to achieve more flexible dense retrieval in IR. We see it as a promising future direction for applying dense retrieval to various tasks.

cs.IR

ReAttn: Improving Attention-based Re-ranking via Attention Re-weighting

The strong capabilities of recent Large Language Models (LLMs) have made them highly effective for zero-shot re-ranking task. Attention-based re-ranking methods, which derive relevance scores directly from attention weights, offer an efficient and interpretable alternative to generation-based re-ranking methods. However, they still face two major limitations. First, attention signals are highly concentrated a small subset of tokens within a few documents, making others indistinguishable. Second, attention often overemphasizes phrases lexically similar to the query, yielding biased rankings that irrelevant documents with mere lexical resemblance are regarded as relevant. In this paper, we propose \textbf{ReAttn}, a post-hoc re-weighting strategy for attention-based re-ranking methods. It first compute the cross-document IDF weighting to down-weight attention on query-overlapping tokens that frequently appear across the candidate documents, reducing lexical bias and emphasizing distinctive terms. It then employs entropy-based regularization to mitigate over-concentrated attention, encouraging a more balanced distribution across informative tokens. Both adjustments operate directly on existing attention weights without additional training or supervision. Extensive experiments demonstrate the effectiveness of our method.

cs.CL

Parametric Retrieval-Augmented Generation using Latent Routing of LoRA Adapters

Parametric Retrieval-Augmented Generation (PRAG) is a RAG approach that integrates external knowledge directly into model parameters using a LoRA adapter, aiming at reducing the inference cost compared to traditional RAG. However, current PRAG approaches adopt a \textit{one-to-one} document encoding scheme, using a dedicated LoRA adapter for each individual document. This scheme introduces two major limitations: 1) As the number of documents increases, there will be a prohibitive cost for training and storage. 2) The LoRA adapters may largely overlap due to the shared knowledge across documents, making the approach highly inefficient. To overcome these challenges, we propose the Poly-PRAG approach, which uses a small set of LoRA adapters that are able to encode more general knowledge. Each document can be encoded using a combination of them through a latent routing function. By jointly training the LoRA adapters and the latent routing function, each LoRA adapter is able to encode a shared part of the knowledge across documents, and the routing function can select the best combination of adapters for a document. Experimental results on four benchmarks demonstrate the effectiveness of the Poly-PRAG compared to other strong PRAG baselines. In addition, this approach reduces the storage requirement by avoiding the need to store a large number of LoRA adapters and offers a more efficient way to encode external knowledge into LLMs.

cs.IR

OpenDecoder: Open Large Language Model Decoding to Incorporate Document Quality in RAG

The development of large language models (LLMs) has achieved superior performance in a range of downstream tasks, including LLM-based retrieval-augmented generation (RAG). The quality of generated content heavily relies on the usefulness of the retrieved information and the capacity of LLMs' internal information processing mechanism to incorporate it in answer generation. It is generally assumed that the retrieved information is relevant to the question. However, the retrieved information may have a variable degree of relevance and usefulness, depending on the question and the document collection. It is important to take into account the relevance of the retrieved information in answer generation. In this paper, we propose OpenDecoder, a new approach that leverages explicit evaluation of the retrieved information as quality indicator features for generation. We aim to build a RAG model that is more robust to varying levels of noisy context. Three types of explicit evaluation information are considered: relevance score, ranking score, and QPP (query performance prediction) score. The experimental results on five benchmark datasets demonstrate the effectiveness and better robustness of OpenDecoder by outperforming various baseline methods. Importantly, this paradigm is flexible to be integrated with the post-training of LLMs for any purposes and incorporated with any type of external indicators.

cs.CL

MTMCS-Bench: Evaluating Contextual Safety of Multimodal Large Language Models in Multi-Turn Dialogues

Multimodal large language models (MLLMs) are increasingly deployed as assistants that interact through text and images, making it crucial to evaluate contextual safety when risk depends on both the visual scene and the evolving dialogue. Existing contextual safety benchmarks are mostly single-turn and often miss how malicious intent can emerge gradually or how the same scene can support both benign and exploitative goals. We introduce the Multi-Turn Multimodal Contextual Safety Benchmark (MTMCS-Bench), a benchmark of realistic images and multi-turn conversations that evaluates contextual safety in MLLMs under two complementary settings, escalation-based risk and context-switch risk. MTMCS-Bench offers paired safe and unsafe dialogues with structured evaluation. It contains over 30 thousand multimodal (image+text) and unimodal (text-only) samples, with metrics that separately measure contextual intent recognition, safety-awareness on unsafe cases, and helpfulness on benign ones. Across eight open-source and seven proprietary MLLMs, we observe persistent trade-offs between contextual safety and utility, with models tending to either miss gradual risks or over-refuse benign dialogues. Finally, we evaluate five current guardrails and find that they mitigate some failures but do not fully resolve multi-turn contextual risks.

cs.CL

LEKA:LLM-Enhanced Knowledge Augmentation

Humans excel in analogical learning and knowledge transfer and, more importantly, possess a unique understanding of identifying appropriate sources of knowledge. From a model's perspective, this presents an interesting challenge. If models could autonomously retrieve knowledge useful for transfer or decision-making to solve problems, they would transition from passively acquiring to actively accessing and learning from knowledge. However, filling models with knowledge is relatively straightforward -- it simply requires more training and accessible knowledge bases. The more complex task is teaching models about which knowledge can be analogized and transferred. Therefore, we design a knowledge augmentation method, LEKA, for knowledge transfer that actively searches for suitable knowledge sources that can enrich the target domain's knowledge. This LEKA method extracts key information from the target domain's textual information, retrieves pertinent data from external data libraries, and harmonizes retrieved data with the target domain data in feature space and marginal probability measures. We validate the effectiveness of our approach through extensive experiments across various domains and demonstrate significant improvements over traditional methods in reducing computational costs, automating data alignment, and optimizing transfer learning outcomes.

cs.LG

Re-Rankers as Relevance Judges

Using large language models (LLMs) to predict relevance judgments has shown promising results. Most studies treat this task as a distinct research line, e.g., focusing on prompt design for predicting relevance labels given a query and passage. However, predicting relevance judgments is essentially a form of relevance prediction, a problem extensively studied in tasks such as re-ranking. Despite this potential overlap, little research has explored reusing or adapting established re-ranking methods to predict relevance judgments, leading to potential resource waste and redundant development. To bridge this gap, we reproduce re-rankers in a re-ranker-as-relevance-judge setup. We design two adaptation strategies: (i) using binary tokens (e.g., "true" and "false") generated by a re-ranker as direct judgments, and (ii) converting continuous re-ranking scores into binary labels via thresholding. We perform extensive experiments on TREC-DL 2019 to 2023 with 8 re-rankers from 3 families, ranging from 220M to 32B, and analyse the evaluation bias exhibited by re-ranker-based judges. Results show that re-ranker-based relevance judges, under both strategies, can outperform UMBRELA, a state-of-the-art LLM-based relevance judge, in around 40% to 50% of the cases; they also exhibit strong self-preference towards their own and same-family re-rankers, as well as cross-family bias.

cs.IR

Measuring the Impact of Lexical Training Data Coverage on Hallucination Detection in Large Language Models

Hallucination in large language models (LLMs) is a fundamental challenge, particularly in open-domain question answering. Prior work attempts to detect hallucination with model-internal signals such as token-level entropy or generation consistency, while the connection between pretraining data exposure and hallucination is underexplored. Existing studies show that LLMs underperform on long-tail knowledge, i.e., the accuracy of the generated answer drops for the ground-truth entities that are rare in pretraining. However, examining whether data coverage itself can serve as a detection signal is overlooked. We propose a complementary question: Does lexical training-data coverage of the question and/or generated answer provide additional signal for hallucination detection? To investigate this, we construct scalable suffix arrays over RedPajama's 1.3-trillion-token pretraining corpus to retrieve $n$-gram statistics for both prompts and model generations. We evaluate their effectiveness for hallucination detection across three QA benchmarks. Our observations show that while occurrence-based features are weak predictors when used alone, they yield modest gains when combined with log-probabilities, particularly on datasets with higher intrinsic model uncertainty. These findings suggest that lexical coverage features provide a complementary signal for hallucination detection. All code and suffix-array infrastructure are provided at https://github.com/WWWonderer/ostd.

cs.CL

ConvMix: A Mixed-Criteria Data Augmentation Framework for Conversational Dense Retrieval

Conversational search aims to satisfy users' complex information needs via multiple-turn interactions. The key challenge lies in revealing real users' search intent from the context-dependent queries. Previous studies achieve conversational search by fine-tuning a conversational dense retriever with relevance judgments between pairs of context-dependent queries and documents. However, this training paradigm encounters data scarcity issues. To this end, we propose ConvMix, a mixed-criteria framework to augment conversational dense retrieval, which covers more aspects than existing data augmentation frameworks. We design a two-sided relevance judgment augmentation schema in a scalable manner via the aid of large language models. Besides, we integrate the framework with quality control mechanisms to obtain semantically diverse samples and near-distribution supervisions to combine various annotated data. Experimental results on five widely used benchmarks show that the conversational dense retriever trained by our ConvMix framework outperforms previous baseline methods, which demonstrates our superior effectiveness.

cs.IR

Retrieval-Augmented Feature Generation for Domain-Specific Classification

Feature generation can significantly enhance learning outcomes, particularly for tasks with limited data. An effective way to improve feature generation is to expand the current feature space using existing features and enriching the informational content. However, generating new, interpretable features usually requires domain-specific knowledge on top of the existing features. In this paper, we introduce a Retrieval-Augmented Feature Generation method, RAFG, to generate useful and explainable features specific to domain classification tasks. To increase the interpretability of the generated features, we conduct knowledge retrieval among the existing features in the domain to identify potential feature associations. These associations are expected to help generate useful features. Moreover, we develop a framework based on large language models (LLMs) for feature generation with reasoning to verify the quality of the features during their generation process. Experiments across several datasets in medical, economic, and geographic domains show that our RAFG method can produce high-quality, meaningful features and significantly improve classification performance compared with baseline methods.

cs.CL

CSMD: Curated Multimodal Dataset for Chinese Stock Analysis

The stock market is a complex and dynamic system, where it is non-trivial for researchers and practitioners to uncover underlying patterns and forecast stock movements. The existing studies for stock market analysis rely on leveraging various types of information to extract useful factors, which are highly conditional on the quality of the data used. However, the currently available resources are mainly based on the U.S. stock market in English, which is inapplicable to adapt to other countries. To address these issues, we propose CSMD, a multimodal dataset curated specifically for analyzing the Chinese stock market with meticulous processing for validated quality. In addition, we develop a lightweight and user-friendly framework LightQuant for researchers and practitioners with expertise in financial domains. Experimental results on top of our datasets and framework with various backbone models demonstrate their effectiveness compared with using existing datasets. The datasets and code are publicly available at the link: https://github.com/ECNU-CILAB/LightQuant.

cs.CE

Blind Spot Navigation in Large Language Model Reasoning with Thought Space Explorer

Large language models have shown strong reasoning capabilities through chain-structured methods such as Chain-of-Thought. Recent studies optimize thought structures by generating parallel or tree-like structures, switching between long and short reasoning modes, or aligning reasoning steps with task performance. However, these approaches mainly rely on previously generated logical directions of the chains, which ignore the unexplored regions of the solution space. Such a phenomenon is defined as blind spots, which limit the diversity and effectiveness of the reasoning process. To this end, we propose the ``Thought Space Explorer'' (TSE), a framework for navigating and expanding thought structures to overcome blind spots in LLM reasoning. Our TSE first identifies key nodes with high impact, then generates new nodes by integrating information from multiple chains. Finally, it extends new branches through connection strategies. We conduct a series of experiments on math and QA benchmarks. Compared with existing baseline methods, TSE improves the accuracy of both the final answer and intermediate reasoning steps, while maintaining a better effectiveness-efficiency trade-off for practical deployment.

cs.CL

WXImpactBench: A Disruptive Weather Impact Understanding Benchmark for Evaluating Large Language Models

Climate change adaptation requires the understanding of disruptive weather impacts on society, where large language models (LLMs) might be applicable. However, their effectiveness is under-explored due to the difficulty of high-quality corpus collection and the lack of available benchmarks. The climate-related events stored in regional newspapers record how communities adapted and recovered from disasters. However, the processing of the original corpus is non-trivial. In this study, we first develop a disruptive weather impact dataset with a four-stage well-crafted construction pipeline. Then, we propose WXImpactBench, the first benchmark for evaluating the capacity of LLMs on disruptive weather impacts. The benchmark involves two evaluation tasks, multi-label classification and ranking-based question answering. Extensive experiments on evaluating a set of LLMs provide first-hand analysis of the challenges in developing disruptive weather impact understanding and climate change adaptation systems. The constructed dataset and the code for the evaluation framework are available to help society protect against vulnerabilities from disasters.

cs.CL

VeritasFi: An Adaptable, Multi-tiered RAG Framework for Multi-modal Financial Question Answering

Retrieval-Augmented Generation (RAG) is becoming increasingly essential for Question Answering (QA) in the financial sector, where accurate and contextually grounded insights from complex public disclosures are crucial. However, existing financial RAG systems face two significant challenges: (1) they struggle to process heterogeneous data formats, such as text, tables, and figures; and (2) they encounter difficulties in balancing general-domain applicability with company-specific adaptation. To overcome these challenges, we present VeritasFi, an innovative hybrid RAG framework that incorporates a multi-modal preprocessing pipeline alongside a cutting-edge two-stage training strategy for its re-ranking component. VeritasFi enhances financial QA through three key innovations: (1) A multi-modal preprocessing pipeline that seamlessly transforms heterogeneous data into a coherent, machine-readable format. (2) A tripartite hybrid retrieval engine that operates in parallel, combining deep multi-path retrieval over a semantically indexed document corpus, real-time data acquisition through tool utilization, and an expert-curated memory bank for high-frequency questions, ensuring comprehensive scope, accuracy, and efficiency. (3) A two-stage training strategy for the document re-ranker, which initially constructs a general, domain-specific model using anonymized data, followed by rapid fine-tuning on company-specific data for targeted applications. By integrating our proposed designs, VeritasFi presents a groundbreaking framework that greatly enhances the adaptability and robustness of financial RAG systems, providing a scalable solution for both general-domain and company-specific QA tasks. Code accompanying this work is available at https://github.com/simplew4y/VeritasFi.git.

cs.IR

SoT: Structured-of-Thought Prompting Guides Multilingual Reasoning in Large Language Models

Recent developments have enabled Large Language Models (LLMs) to engage in complex reasoning tasks through deep thinking. However, the capacity of reasoning has not been successfully transferred to non-high-resource languages due to resource constraints, which struggles with multilingual reasoning tasks. To this end, we propose Structured-of-Thought (SoT), a training-free method that improves the performance on multilingual reasoning through a multi-step transformation: Language Thinking Transformation and Structured Knowledge Transformation. The SoT method converts language-specific semantic information into language-agnostic structured representations, enabling the models to understand the query in different languages more sophisticated. Besides, SoT effectively guides LLMs toward more concentrated reasoning to maintain consistent underlying reasoning pathways when handling cross-lingual variations in expression. Experimental results demonstrate that SoT outperforms several strong baselines on multiple multilingual reasoning benchmarks when adapting to various backbones of LLMs. It can also be integrated with other training-free strategies for further improvements. Our code is available at https://github.com/Cherry-qwq/SoT.

cs.CL