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Fengran Mo

Publications and source records attributed to Fengran Mo.

At least 55 records · Page 3Linked to original sources

Multilingual Collaborative Defense for Large Language Models

The robustness and security of large language models (LLMs) has become a prominent research area. One notable vulnerability is the ability to bypass LLM safeguards by translating harmful queries into rare or underrepresented languages, a simple yet effective method of "jailbreaking" these models. Despite the growing concern, there has been limited research addressing the safeguarding of LLMs in multilingual scenarios, highlighting an urgent need to enhance multilingual safety. In this work, we investigate the correlation between various attack features across different languages and propose Multilingual Collaborative Defense (MCD), a novel learning method that optimizes a continuous, soft safety prompt automatically to facilitate multilingual safeguarding of LLMs. The MCD approach offers three advantages: First, it effectively improves safeguarding performance across multiple languages. Second, MCD maintains strong generalization capabilities while minimizing false refusal rates. Third, MCD mitigates the language safety misalignment caused by imbalances in LLM training corpora. To evaluate the effectiveness of MCD, we manually construct multilingual versions of commonly used jailbreak benchmarks, such as MaliciousInstruct and AdvBench, to assess various safeguarding methods. Additionally, we introduce these datasets in underrepresented (zero-shot) languages to verify the language transferability of MCD. The results demonstrate that MCD outperforms existing approaches in safeguarding against multilingual jailbreak attempts while also exhibiting strong language transfer capabilities. Our code is available at https://github.com/HLiang-Lee/MCD.

cs.CL↗

Boosting Data Utilization for Multilingual Dense Retrieval

Multilingual dense retrieval aims to retrieve relevant documents across different languages based on a unified retriever model. The challenge lies in aligning representations of different languages in a shared vector space. The common practice is to fine-tune the dense retriever via contrastive learning, whose effectiveness highly relies on the quality of the negative sample and the efficacy of mini-batch data. Different from the existing studies that focus on developing sophisticated model architecture, we propose a method to boost data utilization for multilingual dense retrieval by obtaining high-quality hard negative samples and effective mini-batch data. The extensive experimental results on a multilingual retrieval benchmark, MIRACL, with 16 languages demonstrate the effectiveness of our method by outperforming several existing strong baselines.

cs.IR↗

FinSage: A Multi-aspect RAG System for Financial Filings Question Answering

Leveraging large language models in real-world settings often entails a need to utilize domain-specific data and tools in order to follow the complex regulations that need to be followed for acceptable use. Within financial sectors, modern enterprises increasingly rely on Retrieval-Augmented Generation (RAG) systems to address complex compliance requirements in financial document workflows. However, existing solutions struggle to account for the inherent heterogeneity of data (e.g., text, tables, diagrams) and evolving nature of regulatory standards used in financial filings, leading to compromised accuracy in critical information extraction. We propose the FinSage framework as a solution, utilizing a multi-aspect RAG framework tailored for regulatory compliance analysis in multi-modal financial documents. FinSage introduces three innovative components: (1) a multi-modal pre-processing pipeline that unifies diverse data formats and generates chunk-level metadata summaries, (2) a multi-path sparse-dense retrieval system augmented with query expansion (HyDE) and metadata-aware semantic search, and (3) a domain-specialized re-ranking module fine-tuned via Direct Preference Optimization (DPO) to prioritize compliance-critical content. Extensive experiments demonstrate that FinSage achieves an impressive recall of 92.51% on 75 expert-curated questions derived from surpasses the best baseline method on the FinanceBench question answering datasets by 24.06% in accuracy. Moreover, FinSage has been successfully deployed as financial question-answering agent in online meetings, where it has already served more than 1,200 people.

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Adaptive Personalized Conversational Information Retrieval

Personalized conversational information retrieval (CIR) systems aim to satisfy users' complex information needs through multi-turn interactions by considering user profiles. However, not all search queries require personalization. The challenge lies in appropriately incorporating personalization elements into search when needed. Most existing studies implicitly incorporate users' personal information and conversational context using large language models without distinguishing the specific requirements for each query turn. Such a ``one-size-fits-all'' personalization strategy might lead to sub-optimal results. In this paper, we propose an adaptive personalization method, in which we first identify the required personalization level for a query and integrate personalized queries with other query reformulations to produce various enhanced queries. Then, we design a personalization-aware ranking fusion approach to assign fusion weights dynamically to different reformulated queries, depending on the required personalization level. The proposed adaptive personalized conversational information retrieval framework APCIR is evaluated on two TREC iKAT datasets. The results confirm the effectiveness of adaptive personalization of APCIR by outperforming state-of-the-art methods.

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FedCoT: Communication-Efficient Federated Reasoning Enhancement for Large Language Models

Efficiently enhancing the reasoning capabilities of large language models (LLMs) in federated learning environments remains challenging, particularly when balancing performance gains with strict computational, communication, and privacy constraints. This challenge is especially acute in healthcare, where decisions-spanning clinical, operational, and patient-facing contexts-demand not only accurate outputs but also interpretable, traceable rationales to ensure safety, accountability, and regulatory compliance. Conventional federated tuning approaches on LLM fail to address this need: they optimize primarily for answer correctness while neglecting rationale quality, leaving CoT capabilities dependent on models' innate pre-training abilities. Moreover, existing methods for improving rationales typically rely on privacy-violating knowledge distillation from centralized models. Additionally, the communication overhead in traditional federated fine-tuning on LLMs remains substantial. We addresses this gap by proposing FedCoT, a novel framework specifically designed to enhance reasoning in federated settings. FedCoT leverages a lightweight chain-of-thought enhancement mechanism: local models generate multiple reasoning paths, and a compact discriminator dynamically selects the most promising one. This approach improves reasoning accuracy and robustness while providing valuable interpretability, which is particularly critical for medical applications. To manage client heterogeneity efficiently, we adopt an improved aggregation approach building upon advanced LoRA module stacking, incorporating client classifier-awareness to achieve noise-free aggregation across diverse clients. Comprehensive experiments on medical reasoning tasks demonstrate that FedCoT significantly boosts client-side reasoning performance under stringent resource budgets while fully preserving data privacy.

cs.CL↗

Tensorized Clustered LoRA Merging for Multi-Task Interference

Despite the success of the monolithic dense paradigm of large language models (LLMs), the LoRA adapters offer an efficient solution by fine-tuning small task-specific modules and merging them with the base model. However, in multi-task settings, merging LoRA adapters trained on heterogeneous sources frequently causes \textit{task interference}, degrading downstream performance. To address this, we propose a tensorized clustered LoRA (TC-LoRA) library targeting to address the task interference at the \textit{text-level} and \textit{parameter-level}. At the \textit{text-level}, we cluster the training samples in the embedding space to capture input-format similarities, then train a specialized LoRA adapter for each cluster. At the \textit{parameter-level}, we introduce a joint Canonical Polyadic (CP) decomposition that disentangles task-specific and shared factors across LoRA adapters. This joint factorization preserves essential knowledge while reducing cross-task interference. Extensive experiments on out-of-domain zero-shot and skill-composition tasks-including reasoning, question answering, and coding. Compared to strong SVD-based baselines, TC-LoRA achieves +1.4\% accuracy on Phi-3 and +2.3\% on Mistral-7B (+2.3\%), demonstrating the effectiveness of TC-LoRA in LLM adaptation.

cs.LG↗

A Survey of Conversational Search

As a cornerstone of modern information access, search engines have become indispensable in everyday life. With the rapid advancements in AI and natural language processing (NLP) technologies, particularly large language models (LLMs), search engines have evolved to support more intuitive and intelligent interactions between users and systems. Conversational search, an emerging paradigm for next-generation search engines, leverages natural language dialogue to facilitate complex and precise information retrieval, thus attracting significant attention. Unlike traditional keyword-based search engines, conversational search systems enhance user experience by supporting intricate queries, maintaining context over multi-turn interactions, and providing robust information integration and processing capabilities. Key components such as query reformulation, search clarification, conversational retrieval, and response generation work in unison to enable these sophisticated interactions. In this survey, we explore the recent advancements and potential future directions in conversational search, examining the critical modules that constitute a conversational search system. We highlight the integration of LLMs in enhancing these systems and discuss the challenges and opportunities that lie ahead in this dynamic field. Additionally, we provide insights into real-world applications and robust evaluations of current conversational search systems, aiming to guide future research and development in conversational search.

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Smooth Reading: Bridging the Gap of Recurrent LLM to Self-Attention LLM on Long-Context Tasks

Recently, recurrent large language models (Recurrent LLMs) with linear computational complexity have re-emerged as efficient alternatives to self-attention-based LLMs (Self-Attention LLMs), which have quadratic complexity. However, Recurrent LLMs often underperform on long-context tasks due to their limited fixed-size memory. Previous research has primarily focused on enhancing the memory capacity of Recurrent LLMs through architectural innovations, but these approaches have not yet enabled Recurrent LLMs to match the performance of Self-Attention LLMs on long-context tasks. We argue that this limitation arises because processing the entire context at once is not well-suited for Recurrent LLMs. In this paper, we propose Smooth Reading, a chunk-wise inference method inspired by human reading strategies. Smooth Reading processes context in chunks and iteratively summarizes the contextual information, thereby reducing memory demands and making the approach more compatible with Recurrent LLMs. Our experimental results show that this method substantially narrows the performance gap between Recurrent and Self-Attention LLMs on long-context tasks, while preserving the efficiency advantages of Recurrent LLMs. Our Smooth Reading boosts SWA-3B-4k (a Recurrent LLM) from 5.68% lower to 3.61% higher performance than Self-Attention LLMs on LongBench. Besides, our method maintains the high efficiency, training 3x faster and inferring 2x faster at 64k context compared to Self-Attention LLMs. To our knowledge, this is the first work to achieve comparable performance using Recurrent LLMs compared with Self-Attention LLMs on long-context tasks. We hope our method will inspire future research in this area. To facilitate further progress, we will release code and dataset.

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UniConv: Unifying Retrieval and Response Generation for Large Language Models in Conversations

The rapid advancement of conversational search systems revolutionizes how information is accessed by enabling the multi-turn interaction between the user and the system. Existing conversational search systems are usually built with two different models. This separation restricts the system from leveraging the intrinsic knowledge of the models simultaneously, which cannot ensure the effectiveness of retrieval benefiting the generation. The existing studies for developing unified models cannot fully address the aspects of understanding conversational context, managing retrieval independently, and generating responses. In this paper, we explore how to unify dense retrieval and response generation for large language models in conversation. We conduct joint fine-tuning with different objectives and design two mechanisms to reduce the inconsistency risks while mitigating data discrepancy. The evaluations on five conversational search datasets demonstrate that our unified model can mutually improve both tasks and outperform the existing baselines.

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Entropy-based Exploration Conduction for Multi-step Reasoning

Multi-step processes via large language models (LLMs) have proven effective for solving complex reasoning tasks. However, the depth of exploration of the reasoning procedure can significantly affect the task performance. Existing methods to automatically decide the depth often lead to high cost and a lack of flexibility. To address these issues, we propose Entropy-based Exploration Depth Conduction (Entro-duction), a novel method that dynamically adjusts the exploration depth during multi-step reasoning by monitoring LLM's output entropy and variance entropy. We employ these two features to capture the model's uncertainty of the current step and the fluctuation of uncertainty across consecutive reasoning steps. Based on the observed entropy changes, the LLM selects whether to deepen, expand, or stop exploration according to the probability, which facilitates the trade-off between the reasoning accuracy and exploration effectiveness. Experimental results across four benchmark datasets demonstrate the efficacy of Entro-duction.

cs.AI↗

Conversational Search: From Fundamentals to Frontiers in the LLM Era

Conversational search enables multi-turn interactions between users and systems to fulfill users' complex information needs. During this interaction, the system should understand the users' search intent within the conversational context and then return the relevant information through a flexible, dialogue-based interface. The recent powerful large language models (LLMs) with capacities of instruction following, content generation, and reasoning, attract significant attention and advancements, providing new opportunities and challenges for building up intelligent conversational search systems. This tutorial aims to introduce the connection between fundamentals and the emerging topics revolutionized by LLMs in the context of conversational search. It is designed for students, researchers, and practitioners from both academia and industry. Participants will gain a comprehensive understanding of both the core principles and cutting-edge developments driven by LLMs in conversational search, equipping them with the knowledge needed to contribute to the development of next-generation conversational search systems.

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Bridging the Gap: From Ad-hoc to Proactive Search in Conversations

Proactive search in conversations (PSC) aims to reduce user effort in formulating explicit queries by proactively retrieving useful relevant information given conversational context. Previous work in PSC either directly uses this context as input to off-the-shelf ad-hoc retrievers or further fine-tunes them on PSC data. However, ad-hoc retrievers are pre-trained on short and concise queries, while the PSC input is longer and noisier. This input mismatch between ad-hoc search and PSC limits retrieval quality. While fine-tuning on PSC data helps, its benefits remain constrained by this input gap. In this work, we propose Conv2Query, a novel conversation-to-query framework that adapts ad-hoc retrievers to PSC by bridging the input gap between ad-hoc search and PSC. Conv2Query maps conversational context into ad-hoc queries, which can either be used as input for off-the-shelf ad-hoc retrievers or for further fine-tuning on PSC data. Extensive experiments on two PSC datasets show that Conv2Query significantly improves ad-hoc retrievers' performance, both when used directly and after fine-tuning on PSC.

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Future Link Prediction Without Memory or Aggregation

Future link prediction on temporal graphs is a fundamental task with wide applicability in real-world dynamic systems. These scenarios often involve both recurring (seen) and novel (unseen) interactions, requiring models to generalize effectively across both types of edges. However, existing methods typically rely on complex memory and aggregation modules, yet struggle to handle unseen edges. In this paper, we revisit the architecture of existing temporal graph models and identify two essential but overlooked modeling requirements for future link prediction: representing nodes with unique identifiers and performing target-aware matching between source and destination nodes. To this end, we propose Cross-Attention based Future Link Predictor on Temporal Graphs (CRAFT), a simple yet effective architecture that discards memory and aggregation modules and instead builds on two components: learnable node embeddings and cross-attention between the destination and the source's recent interactions. This design provides strong expressive power and enables target-aware modeling of the compatibility between candidate destinations and the source's interaction patterns. Extensive experiments on diverse datasets demonstrate that CRAFT consistently achieves superior performance with high efficiency, making it well-suited for large-scale real-world applications.

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OmniGeo: Towards a Multimodal Large Language Models for Geospatial Artificial Intelligence

The rapid advancement of multimodal large language models (LLMs) has opened new frontiers in artificial intelligence, enabling the integration of diverse large-scale data types such as text, images, and spatial information. In this paper, we explore the potential of multimodal LLMs (MLLM) for geospatial artificial intelligence (GeoAI), a field that leverages spatial data to address challenges in domains including Geospatial Semantics, Health Geography, Urban Geography, Urban Perception, and Remote Sensing. We propose a MLLM (OmniGeo) tailored to geospatial applications, capable of processing and analyzing heterogeneous data sources, including satellite imagery, geospatial metadata, and textual descriptions. By combining the strengths of natural language understanding and spatial reasoning, our model enhances the ability of instruction following and the accuracy of GeoAI systems. Results demonstrate that our model outperforms task-specific models and existing LLMs on diverse geospatial tasks, effectively addressing the multimodality nature while achieving competitive results on the zero-shot geospatial tasks. Our code will be released after publication.

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TGB-Seq Benchmark: Challenging Temporal GNNs with Complex Sequential Dynamics

Future link prediction is a fundamental challenge in various real-world dynamic systems. To address this, numerous temporal graph neural networks (temporal GNNs) and benchmark datasets have been developed. However, these datasets often feature excessive repeated edges and lack complex sequential dynamics, a key characteristic inherent in many real-world applications such as recommender systems and ``Who-To-Follow'' on social networks. This oversight has led existing methods to inadvertently downplay the importance of learning sequential dynamics, focusing primarily on predicting repeated edges. In this study, we demonstrate that existing methods, such as GraphMixer and DyGFormer, are inherently incapable of learning simple sequential dynamics, such as ``a user who has followed OpenAI and Anthropic is more likely to follow AI at Meta next.'' Motivated by this issue, we introduce the Temporal Graph Benchmark with Sequential Dynamics (TGB-Seq), a new benchmark carefully curated to minimize repeated edges, challenging models to learn sequential dynamics and generalize to unseen edges. TGB-Seq comprises large real-world datasets spanning diverse domains, including e-commerce interactions, movie ratings, business reviews, social networks, citation networks and web link networks. Benchmarking experiments reveal that current methods usually suffer significant performance degradation and incur substantial training costs on TGB-Seq, posing new challenges and opportunities for future research. TGB-Seq datasets, leaderboards, and example codes are available at https://tgb-seq.github.io/.

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Can Large Language Models Understand Preferences in Personalized Recommendation?

Large Language Models (LLMs) excel in various tasks, including personalized recommendations. Existing evaluation methods often focus on rating prediction, relying on regression errors between actual and predicted ratings. However, user rating bias and item quality, two influential factors behind rating scores, can obscure personal preferences in user-item pair data. To address this, we introduce PerRecBench, disassociating the evaluation from these two factors and assessing recommendation techniques on capturing the personal preferences in a grouped ranking manner. We find that the LLM-based recommendation techniques that are generally good at rating prediction fail to identify users' favored and disfavored items when the user rating bias and item quality are eliminated by grouping users. With PerRecBench and 19 LLMs, we find that while larger models generally outperform smaller ones, they still struggle with personalized recommendation. Our findings reveal the superiority of pairwise and listwise ranking approaches over pointwise ranking, PerRecBench's low correlation with traditional regression metrics, the importance of user profiles, and the role of pretraining data distributions. We further explore three supervised fine-tuning strategies, finding that merging weights from single-format training is promising but improving LLMs' understanding of user preferences remains an open research problem. Code and data are available at https://github.com/TamSiuhin/PerRecBench

cs.CL↗

A Survey on Large Language Models with Multilingualism: Recent Advances and New Frontiers

The rapid development of Large Language Models (LLMs) demonstrates remarkable multilingual capabilities in natural language processing, attracting global attention in both academia and industry. To mitigate potential discrimination and enhance the overall usability and accessibility for diverse language user groups, it is important for the development of language-fair technology. Despite the breakthroughs of LLMs, the investigation into the multilingual scenario remains insufficient, where a comprehensive survey to summarize recent approaches, developments, limitations, and potential solutions is desirable. To this end, we provide a survey with multiple perspectives on the utilization of LLMs in the multilingual scenario. We first rethink the transitions between previous and current research on pre-trained language models. Then we introduce several perspectives on the multilingualism of LLMs, including training and inference methods, information retrieval, model security, multi-domain with language culture, and usage of datasets. We also discuss the major challenges that arise in these aspects, along with possible solutions. Besides, we highlight future research directions that aim at further enhancing LLMs with multilingualism. The survey aims to help the research community address multilingual problems and provide a comprehensive understanding of the core concepts, key techniques, and latest developments in multilingual natural language processing based on LLMs.

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RALI@TREC iKAT 2024: Achieving Personalization via Retrieval Fusion in Conversational Search

The Recherche Appliquee en Linguistique Informatique (RALI) team participated in the 2024 TREC Interactive Knowledge Assistance (iKAT) Track. In personalized conversational search, effectively capturing a user's complex search intent requires incorporating both contextual information and key elements from the user profile into query reformulation. The user profile often contains many relevant pieces, and each could potentially complement the user's information needs. It is difficult to disregard any of them, whereas introducing an excessive number of these pieces risks drifting from the original query and hinders search performance. This is a challenge we denote as over-personalization. To address this, we propose different strategies by fusing ranking lists generated from the queries with different levels of personalization.

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