arXiv subjects

Florian Kirchbuchner

Publications and source records attributed to Florian Kirchbuchner.

31 records · Page 2Linked to original sources

arXiv2021

Iris Presentation Attack Detection by Attention-based and Deep Pixel-wise Binary Supervision Network

Iris presentation attack detection (PAD) plays a vital role in iris recognition systems. Most existing CNN-based iris PAD solutions 1) perform only binary label supervision during the training of CNNs, serving global information learning but weakening the capture of local discriminative features, 2) prefer the stacked deeper convolutions or expert-designed networks, raising the risk of overfitting, 3) fuse multiple PAD systems or various types of features, increasing difficulty for deployment on mobile devices. Hence, we propose a novel attention-based deep pixel-wise binary supervision (A-PBS) method. Pixel-wise supervision is first able to capture the fine-grained pixel/patch-level cues. Then, the attention mechanism guides the network to automatically find regions that most contribute to an accurate PAD decision. Extensive experiments are performed on LivDet-Iris 2017 and three other publicly available databases to show the effectiveness and robustness of proposed A-PBS methods. For instance, the A-PBS model achieves an HTER of 6.50% on the IIITD-WVU database outperforming state-of-the-art methods.

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arXiv2021

MiDeCon: Unsupervised and Accurate Fingerprint and Minutia Quality Assessment based on Minutia Detection Confidence

An essential factor to achieve high accuracies in fingerprint recognition systems is the quality of its samples. Previous works mainly proposed supervised solutions based on image properties that neglects the minutiae extraction process, despite that most fingerprint recognition techniques are based on detected minutiae. Consequently, a fingerprint image might be assigned a high quality even if the utilized minutia extractor produces unreliable information. In this work, we propose a novel concept of assessing minutia and fingerprint quality based on minutia detection confidence (MiDeCon). MiDeCon can be applied to an arbitrary deep learning based minutia extractor and does not require quality labels for learning. We propose using the detection reliability of the extracted minutia as its quality indicator. By combining the highest minutia qualities, MiDeCon also accurately determines the quality of a full fingerprint. Experiments are conducted on the publicly available databases of the FVC 2006 and compared against several baselines, such as NIST's widely-used fingerprint image quality software NFIQ1 and NFIQ2. The results demonstrate a significantly stronger quality assessment performance of the proposed MiDeCon-qualities as related works on both, minutia- and fingerprint-level. The implementation is publicly available.

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arXiv2021

A Comprehensive Study on Face Recognition Biases Beyond Demographics

Face recognition (FR) systems have a growing effect on critical decision-making processes. Recent works have shown that FR solutions show strong performance differences based on the user's demographics. However, to enable a trustworthy FR technology, it is essential to know the influence of an extended range of facial attributes on FR beyond demographics. Therefore, in this work, we analyse FR bias over a wide range of attributes. We investigate the influence of 47 attributes on the verification performance of two popular FR models. The experiments were performed on the publicly available MAADFace attribute database with over 120M high-quality attribute annotations. To prevent misleading statements about biased performances, we introduced control group based validity values to decide if unbalanced test data causes the performance differences. The results demonstrate that also many non-demographic attributes strongly affect the recognition performance, such as accessories, hair-styles and colors, face shapes, or facial anomalies. The observations of this work show the strong need for further advances in making FR system more robust, explainable, and fair. Moreover, our findings might help to a better understanding of how FR networks work, to enhance the robustness of these networks, and to develop more generalized bias-mitigating face recognition solutions.

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arXiv2020

Post-Comparison Mitigation of Demographic Bias in Face Recognition Using Fair Score Normalization

Current face recognition systems achieve high progress on several benchmark tests. Despite this progress, recent works showed that these systems are strongly biased against demographic sub-groups. Consequently, an easily integrable solution is needed to reduce the discriminatory effect of these biased systems. Previous work mainly focused on learning less biased face representations, which comes at the cost of a strongly degraded overall recognition performance. In this work, we propose a novel unsupervised fair score normalization approach that is specifically designed to reduce the effect of bias in face recognition and subsequently lead to a significant overall performance boost. Our hypothesis is built on the notation of individual fairness by designing a normalization approach that leads to treating similar individuals similarly. Experiments were conducted on three publicly available datasets captured under controlled and in-the-wild circumstances. Results demonstrate that our solution reduces demographic biases, e.g. by up to 82.7% in the case when gender is considered. Moreover, it mitigates the bias more consistently than existing works. In contrast to previous works, our fair normalization approach enhances the overall performance by up to 53.2% at false match rate of 0.001 and up to 82.9% at a false match rate of 0.00001. Additionally, it is easily integrable into existing recognition systems and not limited to face biometrics.

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arXiv2020

Micro Stripes Analyses for Iris Presentation Attack Detection

Iris recognition systems are vulnerable to the presentation attacks, such as textured contact lenses or printed images. In this paper, we propose a lightweight framework to detect iris presentation attacks by extracting multiple micro-stripes of expanded normalized iris textures. In this procedure, a standard iris segmentation is modified. For our presentation attack detection network to better model the classification problem, the segmented area is processed to provide lower dimensional input segments and a higher number of learning samples. Our proposed Micro Stripes Analyses (MSA) solution samples the segmented areas as individual stripes. Then, the majority vote makes the final classification decision of those micro-stripes. Experiments are demonstrated on five databases, where two databases (IIITD-WVU and Notre Dame) are from the LivDet-2017 Iris competition. An in-depth experimental evaluation of this framework reveals a superior performance compared with state-of-the-art algorithms. Moreover, our solution minimizes the confusion between textured (attack) and soft (bona fide) contact lens presentations.

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arXiv2020

On Benchmarking Iris Recognition within a Head-mounted Display for AR/VR Application

Augmented and virtual reality is being deployed in different fields of applications. Such applications might involve accessing or processing critical and sensitive information, which requires strict and continuous access control. Given that Head-Mounted Displays (HMD) developed for such applications commonly contains internal cameras for gaze tracking purposes, we evaluate the suitability of such setup for verifying the users through iris recognition. In this work, we first evaluate a set of iris recognition algorithms suitable for HMD devices by investigating three well-established handcrafted feature extraction approaches, and to complement it, we also present the analysis using four deep learning models. While taking into consideration the minimalistic hardware requirements of stand-alone HMD, we employ and adapt a recently developed miniature segmentation model (EyeMMS) for segmenting the iris. Further, to account for non-ideal and non-collaborative capture of iris, we define a new iris quality metric that we termed as Iris Mask Ratio (IMR) to quantify the iris recognition performance. Motivated by the performance of iris recognition, we also propose the continuous authentication of users in a non-collaborative capture setting in HMD. Through the experiments on a publicly available OpenEDS dataset, we show that performance with EER = 5% can be achieved using deep learning methods in a general setting, along with high accuracy for continuous user authentication.

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arXiv2020

Beyond Identity: What Information Is Stored in Biometric Face Templates?

Deeply-learned face representations enable the success of current face recognition systems. Despite the ability of these representations to encode the identity of an individual, recent works have shown that more information is stored within, such as demographics, image characteristics, and social traits. This threatens the user's privacy, since for many applications these templates are expected to be solely used for recognition purposes. Knowing the encoded information in face templates helps to develop bias-mitigating and privacy-preserving face recognition technologies. This work aims to support the development of these two branches by analysing face templates regarding 113 attributes. Experiments were conducted on two publicly available face embeddings. For evaluating the predictability of the attributes, we trained a massive attribute classifier that is additionally able to accurately state its prediction confidence. This allows us to make more sophisticated statements about the attribute predictability. The results demonstrate that up to 74 attributes can be accurately predicted from face templates. Especially non-permanent attributes, such as age, hairstyles, haircolors, beards, and various accessories, found to be easily-predictable. Since face recognition systems aim to be robust against these variations, future research might build on this work to develop more understandable privacy preserving solutions and build robust and fair face templates.

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arXiv2020

The Effect of Wearing a Mask on Face Recognition Performance: an Exploratory Study

Face recognition has become essential in our daily lives as a convenient and contactless method of accurate identity verification. Process such as identity verification at automatic border control gates or the secure login to electronic devices are increasingly dependant on such technologies. The recent COVID-19 pandemic have increased the value of hygienic and contactless identity verification. However, the pandemic led to the wide use of face masks, essential to keep the pandemic under control. The effect of wearing a mask on face recognition in a collaborative environment is currently sensitive yet understudied issue. We address that by presenting a specifically collected database containing three session, each with three different capture instructions, to simulate realistic use cases. We further study the effect of masked face probes on the behaviour of three top-performing face recognition systems, two academic solutions and one commercial off-the-shelf (COTS) system.

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arXiv2020

Face Quality Estimation and Its Correlation to Demographic and Non-Demographic Bias in Face Recognition

Face quality assessment aims at estimating the utility of a face image for the purpose of recognition. It is a key factor to achieve high face recognition performances. Currently, the high performance of these face recognition systems come with the cost of a strong bias against demographic and non-demographic sub-groups. Recent work has shown that face quality assessment algorithms should adapt to the deployed face recognition system, in order to achieve highly accurate and robust quality estimations. However, this could lead to a bias transfer towards the face quality assessment leading to discriminatory effects e.g. during enrolment. In this work, we present an in-depth analysis of the correlation between bias in face recognition and face quality assessment. Experiments were conducted on two publicly available datasets captured under controlled and uncontrolled circumstances with two popular face embeddings. We evaluated four state-of-the-art solutions for face quality assessment towards biases to pose, ethnicity, and age. The experiments showed that the face quality assessment solutions assign significantly lower quality values towards subgroups affected by the recognition bias demonstrating that these approaches are biased as well. This raises ethical questions towards fairness and discrimination which future works have to address.

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arXiv2020

Demographic Bias in Presentation Attack Detection of Iris Recognition Systems

With the widespread use of biometric systems, the demographic bias problem raises more attention. Although many studies addressed bias issues in biometric verification, there are no works that analyze the bias in presentation attack detection (PAD) decisions. Hence, we investigate and analyze the demographic bias in iris PAD algorithms in this paper. To enable a clear discussion, we adapt the notions of differential performance and differential outcome to the PAD problem. We study the bias in iris PAD using three baselines (hand-crafted, transfer-learning, and training from scratch) using the NDCLD-2013 database. The experimental results point out that female users will be significantly less protected by the PAD, in comparison to males.

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arXiv2020

SER-FIQ: Unsupervised Estimation of Face Image Quality Based on Stochastic Embedding Robustness

Face image quality is an important factor to enable high performance face recognition systems. Face quality assessment aims at estimating the suitability of a face image for recognition. Previous work proposed supervised solutions that require artificially or human labelled quality values. However, both labelling mechanisms are error-prone as they do not rely on a clear definition of quality and may not know the best characteristics for the utilized face recognition system. Avoiding the use of inaccurate quality labels, we proposed a novel concept to measure face quality based on an arbitrary face recognition model. By determining the embedding variations generated from random subnetworks of a face model, the robustness of a sample representation and thus, its quality is estimated. The experiments are conducted in a cross-database evaluation setting on three publicly available databases. We compare our proposed solution on two face embeddings against six state-of-the-art approaches from academia and industry. The results show that our unsupervised solution outperforms all other approaches in the majority of the investigated scenarios. In contrast to previous works, the proposed solution shows a stable performance over all scenarios. Utilizing the deployed face recognition model for our face quality assessment methodology avoids the training phase completely and further outperforms all baseline approaches by a large margin. Our solution can be easily integrated into current face recognition systems and can be modified to other tasks beyond face recognition.

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arXiv2020

Unsupervised Enhancement of Soft-biometric Privacy with Negative Face Recognition

Current research on soft-biometrics showed that privacy-sensitive information can be deduced from biometric templates of an individual. Since for many applications, these templates are expected to be used for recognition purposes only, this raises major privacy issues. Previous works focused on supervised privacy-enhancing solutions that require privacy-sensitive information about individuals and limit their application to the suppression of single and pre-defined attributes. Consequently, they do not take into account attributes that are not considered in the training. In this work, we present Negative Face Recognition (NFR), a novel face recognition approach that enhances the soft-biometric privacy on the template-level by representing face templates in a complementary (negative) domain. While ordinary templates characterize facial properties of an individual, negative templates describe facial properties that does not exist for this individual. This suppresses privacy-sensitive information from stored templates. Experiments are conducted on two publicly available datasets captured under controlled and uncontrolled scenarios on three privacy-sensitive attributes. The experiments demonstrate that our proposed approach reaches higher suppression rates than previous work, while maintaining higher recognition performances as well. Unlike previous works, our approach does not require privacy-sensitive labels and offers a more comprehensive privacy-protection not limited to pre-defined attributes.

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arXiv2019

Cascaded Generation of High-quality Color Visible Face Images from Thermal Captures

Generating visible-like face images from thermal images is essential to perform manual and automatic cross-spectrum face recognition. We successfully propose a solution based on cascaded refinement network that, unlike previous works, produces high quality generated color images without the need for face alignment, large databases, data augmentation, polarimetric sensors, computationally-intense training, or unrealistic restriction on the generated resolution. The training of our solution is based on the contextual loss, making it inherently scale (face area) and rotation invariant. We present generated image samples of unknown individuals under different poses and occlusion conditions.We also prove the high similarity in image quality between ground-truth images and generated ones by comparing seven quality metrics. We compare our results with two state-of-the-art approaches proving the superiority of our proposed approach.

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