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François Rottenberg

Publications and source records attributed to François Rottenberg.

At least 19 recordsLinked to original sources

When Distortion Helps: Secure GNN Precoding with Nonlinear Power Amplifiers

Physical layer security (PLS) provides information-theoretic protection against eavesdropping. While existing techniques assume ideal linear transmitters, power amplifiers (PAs) in practice introduce nonlinear distortion, typically considered detrimental to signal quality. This paper demonstrates that such distortion can instead be exploited as a security asset by redirecting it toward eavesdroppers, particularly in the power-efficient PA saturation regime. To this end, we propose a graph neural network (GNN)-based precoding framework for multi-user multiple-input single-output (MISO) wiretap channels that maximizes the sum secrecy rate by exploiting PA nonlinearity. Since the resulting optimization is highly non-convex, classical methods are intractable. The GNN instead learns precoding strategies directly from legitimate users' channel data, requiring neither eavesdropper channel state information (CSI) nor dedicated artificial noise (AN) power allocation. For this, the Bussgang decomposition and a high-order polynomial PA model provide an analytical secrecy rate as the training objective. At 22 dB signal-to-noise ratio (SNR) under severe PA saturation with input back-off (IBO) $= -1$ dB, the proposed GNN achieves 39.89% and 35.26% higher sum secrecy rate over maximum ratio transmission (MRT) and zero-forcing (ZF), respectively, 17.99% over AN-aided MRT and 8.67% over AN-aided ZF, with 58.13-75.31% lower standard deviation across all baselines.

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Testbed Evaluation of AI-based Precoding in Distributed MIMO Systems

Distributed MIMO (D-MIMO) has emerged as a key architecture for future sixth-generation (6G) networks, enabling cooperative transmission across spatially distributed access points (APs). However, most existing studies rely on idealized channel models and lack hardware validation, leaving a gap between algorithmic design and practical deployment. Meanwhile, recent advances in artificial intelligence (AI)-driven precoding have shown strong potential for learning nonlinear channel-to-precoder mappings, but their real-world deployment remains limited due to challenges in data collection and model generalization. This work presents a framework for implementing and validating an AI-based precoder on a D-MIMO testbed with hardware reciprocity calibration. A pre-trained graph neural network (GNN)-based model is fine-tuned using real-world channel state information (CSI) collected from the Techtile platform and evaluated under both interpolation and extrapolation scenarios before end-to-end validation. Experimental results demonstrate a 15.7% performance gain over the pre-trained model in the multi-user case after fine-tuning, while in the single-user scenario the model achieves near-maximum ratio transmission (MRT) performance with less than 0.7 bits/channel use degradation out of a total throughput of 5.19 bits/channel use on unseen positions. Further analysis confirms the data efficiency of real-world measurements, showing consistent gains with increasing training samples, and end-to-end validation verifies coherent power focusing comparable to MRT.

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The environmental impact of ICT in the era of data and artificial intelligence

The technology industry promotes artificial intelligence (AI) as a key enabler to solve a vast number of problems, including the environmental crisis. However, when looking at the emissions of datacenters from worldwide service providers, we observe a rapid increase aligned with the advent of AI. Some actors justify it by claiming that the increase of emissions for digital infrastructures is acceptable as it could help the decarbonization of other sectors, e.g., videoconference tools instead of taking the plane for a meeting abroad, or using AI to optimize and reduce energy consumption. With such conflicting claims and ambitions, it is unclear how the net environmental impact of AI could be quantified. The answer is prone to uncertainty for different reasons, among others: lack of transparency, interference with market expectations, lack of standardized methodology for quantifying direct and indirect impact, and the quick evolutions of models and their requirements. This report provides answers and clarifications to these different elements. Firstly, we consider the direct environmental impact of AI from a top-down approach, starting from general information and communication technologies (ICT) and then zooming in on data centers and the different phases of AI development and deployment. Secondly, a framework is introduced on how to assess both the direct and indirect impact of AI. Finally, we finish with good practices and what we can do to reduce AI impact.

cs.CY↗

A Parametric Power Model of Upper Mid-Band (FR3) Base Stations for 6G

Increasing attention is given to the upper mid-band or Frequency Range 3 (FR3), from 7 to 24 GHz, in the research towards sixth-generation (6G) networks. Promises of offering large data rates at favorable propagation conditions are leading to novel FR3 base station (BS) architectures, with up to thousands of antenna elements and radio-frequency (RF) chains. This work investigates the power consumption of prospective FR3 BSs and its relation to the delivered data rates. We model the power consumed by digital and analog signal processing, power amplifiers (PAs), and supply and cooling during four phases (data, signaling, micro-sleep, and idle) in downlink and uplink. Hybrid partially-connected beamforming is compared to fully-digital one. Results show that, for BS arrays with $1024$ antennas at $30\%$ of load, the PA consumes most of the power when $64$ or less RF chains are utilized, while the digital and analog processing consumption takes over when the number of RF chains is $512$ or more. The digital plus analog processing consumes $2\times$ to $4\times$ more than the PA for fully-digital beamforming. Hybrid beamforming achieves $1.3$ Gbit/s/user in downlink while improving the energy efficiency by $1.4\times$ compared to fully-digital beamforming.

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Learning to Quantize and Precode in Massive MIMO Systems for Energy Reduction: a Graph Neural Network Approach

Massive MIMO systems are moving toward increased numbers of radio frequency chains, higher carrier frequencies and larger bandwidths. As such, digital-to-analog converters (DACs) are becoming a bottleneck in terms of hardware complexity and power consumption. In this work, non-linear precoding for coarsely quantized downlink massive MIMO is studied. Given the NP-hard nature of this problem, a graph neural network (GNN) is proposed that directly outputs the precoded quantized vector based on the channel matrix and the intended transmit symbols. The model is trained in a self-supervised manner, by directly maximizing the achievable rate. To overcome the non-differentiability of the objective function, introduced due to the non-differentiable DAC functions, a straight-through Gumbel-softmax estimation of the gradient is proposed. The proposed method achieves a significant increase in achievable sum rate under coarse quantization. For instance, in the single-user case, the proposed method can achieve the same sum rate as maximum ratio transmission (MRT) by using one-bit DAC's as compared to 3 bits for MRT. This reduces the DAC's power consumption by a factor 4-7 and 3 for baseband and RF DACs respectively. This, however, comes at the cost of increased digital signal processing power consumption. When accounting for this, the reduction in overall power consumption holds for a system bandwidth up to 3.5 MHz for baseband DACs, while the RF DACs can maintain a power reduction of 2.9 for higher bandwidths. Notably, indirect effects, which further reduce the power consumption, such as a reduced fronthaul consumption and reduction in other components, are not considered in this analysis.

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Leveraging Power Amplifier Distortion for Physical Layer Security

This paper introduces a new approach to physical layer security (PLS) by leveraging power amplifier (PA) nonlinear distortion through distortion-aware precoding. While some conventional PLS techniques inject artificial noise orthogonal to legitimate channels, we demonstrate that inherent PA nonlinearities typically considered undesirable can be exploited to enhance security. The zero 3rd order (Z3RO) precoder applies a negative polarity to several antennas to cancel the PA distortion at the user location, resulting in distortion being transmitted in non-user locations. Redirecting the distortion to non-user locations creates interference for potential eavesdroppers, lowering their signal-to-noise-and-distortion ratio (SNDR). Numerical simulations reveal that the Z3RO precoder achieves up to a $2.5\times$ improvement in secrecy rate compared to conventional maximum ratio transmission (MRT) precoding under a $10\%$ outage probability, SNR of $32$ dB and $-5$ dB input back-off (IBO) where the PAs enter the saturation regime.

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On Optimizing Time-, Space- and Power-Domain Energy-Saving Techniques for Sub-6 GHz Base Stations

What is the optimal base station (BS) resource allocation strategy given a measurement-based power consumption model and a fixed target user rate? Rush-to-sleep in time, rush-to-mute in space, awake-but-whisper in power, or a combination of them? We propose in this paper an efficient solution to the problem of finding the optimal number of active time slots, active antennas, and transmit power at active antennas in a multiple-input multiple-output (MIMO) orthogonal frequency-division multiplexing (OFDM) system under per-user rate and per-antenna transmit power constraints. The use of a parametric power consumption model validated on operator measurements of 4G and 5G BSs enhances the interpretation of the results. We discuss the optimal energy-saving strategy at different network loads for three BS configurations. Using as few BS antennas as possible is close to optimal in BSs not implementing time-domain power savings such as micro-discontinuous transmission (μDTX). Energy-saving schemes that jointly operate in the three domains are instead optimal when the BS hardware can enter time-domain power-saving modes, with a tendency for rush-to-mute in massive MIMO and for rush-to-sleep in BS with fewer antennas. Median energy savings up to $30\%$ are achieved at low network loads.

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GNN-based Precoder Design and Fine-tuning for Cell-free Massive MIMO with Real-world CSI

Cell-free massive MIMO (CF-mMIMO) has emerged as a promising paradigm for delivering uniformly high-quality coverage in future wireless networks. To address the inherent challenges of precoding in such distributed systems, recent studies have explored the use of graph neural network (GNN)-based methods, using their powerful representation capabilities. However, these approaches have predominantly been trained and validated on synthetic datasets, leaving their generalizability to real-world propagation environments largely unverified. In this work, we initially pre-train the GNN using simulated channel state information (CSI) data, which incorporates standard propagation models and small-scale Rayleigh fading. Subsequently, we finetune the model on real-world CSI measurements collected from a physical testbed equipped with distributed access points (APs). To balance the retention of pre-trained features with adaptation to real-world conditions, we adopt a layer-freezing strategy during fine-tuning, wherein several GNN layers are frozen and only the later layers remain trainable. Numerical results demonstrate that the fine-tuned GNN significantly outperforms the pre-trained model, achieving an approximate 8.2 bits per channel use gain at 20 dB signal-to-noise ratio (SNR), corresponding to a 15.7 % improvement. These findings highlight the critical role of transfer learning and underscore the potential of GNN-based precoding techniques to effectively generalize from synthetic to real-world wireless environments.

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Enhancing RSS-Based Visible Light Positioning by Optimal Calibrating the LED Tilt and Gain

This paper presents an optimal calibration scheme and a weighted least squares (LS) localization algorithm for received signal strength (RSS) based visible light positioning (VLP) systems, focusing on the often overlooked impact of light emitting diode (LED) tilt. By optimally calibrating LED tilt and gain, we significantly enhance VLP localization accuracy. Our algorithm outperforms both machine learning Gaussian processes (GPs) and traditional multilateration techniques. Against GPs, it achieves improvements of 58% and 74% in the 50th and 99th percentiles, respectively. When compared to multilateration, it reduces the 50th percentile error from 7.4 cm to 3.2 cm and the 99th percentile error from 25.7 cm to 11 cm. We introduce a low-complexity estimator for tilt and gain that meets the Cramer-Rao lower bound (CRLB) for the mean squared error (MSE), emphasizing its precision and efficiency. Further, we elaborate on optimal calibration measurement placement and refine the observation model to include residual calibration errors, thereby improving localization performance. The weighted LS algorithm's effectiveness is validated through simulations and real-world data, consistently outperforming GPs and multilateration, across various training set sizes and reducing outlier errors. Our findings underscore the critical role of LED tilt calibration in advancing VLP system accuracy and contribute to a more precise model for indoor positioning technologies.

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How to Perform Distributed Precoding to Wirelessly Power Shelf Labels: Signal Processing and Measurements

Wireless power transfer (WPT) has garnered increasing attention due to its potential to eliminate device-side batteries. With the advent of (distributed) multiple-input multiple-output (MIMO), radio frequency (RF) WPT has become feasible over extended distances. This study focuses on optimizing the energy delivery to Energy Receivers (ERs) while minimizing system total transmit power. Rather than continuous power delivery, we optimize the precoding weights within specified time slots to meet the energy requirements of the ERs. Both unsynchronized (non-coherent) and synchronized (coherent) systems are evaluated. Our analysis indicates that augmenting the number of antennas and transitioning from an unsynchronized to asynchronized full phase-coherent system substantially enhances system performance. This optimization ensures precise energy delivery, reducing overshoots and overall energy consumption. Experimental validation was conducted using a testbed with84 antennas, validating the trends observed in our numerical simulations.

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Optimal Training Design for Over-the-Air Polynomial Power Amplifier Model Estimation

The current evolution towards a massive number of antennas and a large variety of transceiver architectures forces to revisit the conventional techniques used to improve the fundamental power amplifier (PA) linearity-efficiency trade-off. Most of the digital linearization techniques rely on PA measurements using a dedicated feedback receiver. However, in modern systems with large amount of RF chains and high carrier frequency, dedicated receiver per RF chain is costly and complex to implement. This issue can be addressed by measuring PAs over the air, but in that case, this extra signalling is sharing resources with the actual data transmission. In this paper, we look at the problem from an estimation theory point of view so as to minimize pilot overhead while optimizing estimation performance. We show that conventional results in the mathematical statistics community can be used. We find the least squares (LS) optimal training design, minimizing the maximal mean squared error (MSE) of the reconstructed PA response over its whole input range. As compared to uniform training, simulations demonstrate a factor 10 reduction of the maximal MSE for a L = 7 PA polynomial order. Using prior information, the LMMSE estimator can achieve an additional gain of a factor up to 300 at low signal-to-noise ratio (SNR).

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Toward Energy-Efficient Massive MIMO: Graph Neural Network Precoding for Mitigating Non-Linear PA Distortion

Massive MIMO systems are typically designed assuming linear power amplifiers (PAs). However, PAs are most energy efficient close to saturation, where non-linear distortion arises. For conventional precoders, this distortion can coherently combine at user locations, limiting performance. We propose a graph neural network (GNN) to learn a mapping between channel and precoding matrices, which maximizes the sum rate affected by non-linear distortion, using a high-order polynomial PA model. In the distortion-limited regime, this GNN-based precoder outperforms zero forcing (ZF), ZF plus digital pre-distortion (DPD) and the distortion-aware beamforming (DAB) precoder from the state-of-the-art. At an input back-off of -3 dB the proposed precoder compared to ZF increases the sum rate by 8.60 and 8.84 bits/channel use for two and four users respectively. Radiation patterns show that these gains are achieved by transmitting the non-linear distortion in non-user directions. In the four user-case, for a fixed sum rate, the total consumed power (PA and processing) of the GNN precoder is 3.24 and 1.44 times lower compared to ZF and ZF plus DPD respectively. A complexity analysis shows six orders of magnitude reduction compared to DAB precoding. This opens perspectives to operate PAs closer to saturation, which drastically increases their energy efficiency.

cs.IT↗

Energy-Saving Cell-Free Massive MIMO Precoders with a Per-AP Wideband Kronecker Channel Model

We study cell-free massive multiple-input multiple-output precoders that minimize the power consumed by the power amplifiers subject to per-user per-subcarrier rate constraints. The power at each antenna is generally retrieved by solving a fixed-point equation that depends on the instantaneous channel coefficients. Using random matrix theory, we retrieve each antenna power as the solution to a fixed-point equation that depends only on the second-order statistics of the channel. Numerical simulations prove the accuracy of our asymptotic approximation and show how a subset of access points should be turned off to save power consumption, while all the antennas of the active access points are utilized with uniform power across them. This mechanism allows to save consumed power up to a factor of 9$\times$ in low-load scenarios.

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Information-Theoretic Study of Time-Domain Energy-Saving Techniques in Radio Access

Reduction of wireless network energy consumption is becoming increasingly important to reduce environmental footprint and operational costs. A key concept to achieve it is the use of lean transmission techniques that dynamically (de)activate hardware resources as a function of the load. In this paper, we propose a pioneering information-theoretic study of time-domain energy-saving techniques, relying on a practical hardware power consumption model of sleep and active modes. By minimizing the power consumption under a quality of service constraint (rate, latency), we propose simple yet powerful techniques to allocate power and choose which resources to activate or to put in sleep mode. Power consumption scaling regimes are identified. We show that a ``rush-to-sleep" approach (maximal power in fewest symbols followed by sleep) is only optimal in a high noise regime. It is shown how consumption can be made linear with the load and achieve massive energy reduction (factor of 10) at low-to-medium load. The trade-off between energy efficiency (EE) and spectral efficiency (SE) is also characterized, followed by a multi-user study based on time division multiple access (TDMA).

cs.IT↗

Energy-Saving Precoder Design for Narrowband and Wideband Massive MIMO

In this work, we study massive multiple-input multiple-output (MIMO) precoders optimizing power consumption while achieving the users' rate requirements. We first characterize analytically the solutions for narrowband and wideband systems minimizing the power amplifiers (PAs) consumption in low system load, where the per-antenna power constraints are not binding. After, we focus on the asymptotic wideband regime. The power consumed by the whole base station (BS) and the high-load scenario are then also investigated. We obtain simple solutions, and the optimal strategy in the asymptotic case reduces to finding the optimal number of active antennas, relying on known precoders among the active antennas. Numerical results show that large savings in power consumption are achievable in the narrowband system by employing antenna selection, while all antennas need to be activated in the wideband system when considering only the PAs consumption, and this implies lower savings. When considering the overall BS power consumption and a large number of subcarriers, we show that significant savings are achievable in the low-load regime by using a subset of the BS antennas. While optimization based on transmit power pushes to activate all antennas, optimization based on consumed power activates a number of antennas proportional to the load.

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Deep Unfolding for Fast Linear Massive MIMO Precoders under a PA Consumption Model

Massive multiple-input multiple-output (MIMO) precoders are typically designed by minimizing the transmit power subject to a quality-of-service (QoS) constraint. However, current sustainability goals incentivize more energy-efficient solutions and thus it is of paramount importance to minimize the consumed power directly. Minimizing the consumed power of the power amplifier (PA), one of the most consuming components, gives rise to a convex, non-differentiable optimization problem, which has been solved in the past using conventional convex solvers. Additionally, this problem can be solved using a proximal gradient descent (PGD) algorithm, which suffers from slow convergence. In this work, to overcome the slow convergence, a deep unfolded version of the algorithm is proposed, which can achieve close-to-optimal solutions in only 20 iterations compared to the 3500 plus iterations needed by the PGD algorithm. Results indicate that the deep unfolding algorithm is three orders of magnitude faster than a conventional convex solver and four orders of magnitude faster than the PGD.

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Grant-Free Random Access of IoT devices in Massive MIMO with Partial CSI

The number of wireless devices is drastically increasing, resulting in many devices contending for radio resources. In this work, we present an algorithm to detect active devices for unsourced random access, i.e., the devices are uncoordinated. The devices use a unique, but non-orthogonal preamble, known to the network, prior to sending the payload data. They do not employ any carrier sensing technique and blindly transmit the preamble and data. To detect the active users, we exploit partial channel state information (CSI), which could have been obtained through a previous channel estimate. For static devices, e.g., Internet of Things nodes, it is shown that CSI is less time-variant than assumed in many theoretical works. The presented iterative algorithm uses a maximum likelihood approach to estimate both the activity and a potential phase offset of each known device. The convergence of the proposed algorithm is evaluated. The performance in terms of probability of miss detection and false alarm is assessed for different qualities of partial CSI and different signal-to-noise ratio.

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Self-Supervised Learning of Linear Precoders under Non-Linear PA Distortion for Energy-Efficient Massive MIMO Systems

Massive multiple input multiple output (MIMO) systems are typically designed under the assumption of linear power amplifiers (PAs). However, PAs are typically most energy-efficient when operating close to their saturation point, where they cause non-linear distortion. Moreover, when using conventional precoders, this distortion coherently combines at the user locations, limiting performance. As such, when designing an energy-efficient massive MIMO system, this distortion has to be managed. In this work, we propose the use of a neural network (NN) to learn the mapping between the channel matrix and the precoding matrix, which maximizes the sum rate in the presence of this non-linear distortion. This is done for a third-order polynomial PA model for both the single and multi-user case. By learning this mapping a significant increase in energy efficiency is achieved as compared to conventional precoders and even as compared to perfect digital pre-distortion (DPD), in the saturation regime.

cs.LG↗