arXiv subjects

François Rottenberg

Publications and source records attributed to François Rottenberg.

At least 37 records · Page 2Linked to original sources

arXiv2022

Measurement-Based Validation of Z3RO Precoder to Prevent Nonlinear Amplifier Distortion in Massive MIMO Systems

In multiple input multiple output (MIMO) systems, precoding allows the base station to spatially focus and multiplex signals towards each user. However, distortion introduced by power amplifier nonlinearities coherently combines in the same spatial directions when using a conventional precoder such as maximum ratio transmission (MRT). This can strongly limit the user performance and moreover create unauthorized out-of-band (OOB) emissions. In order to overcome this problem, the zero third-order distortion (Z3RO) precoder was recently introduced. This precoder constraints the third-order distortion at the user location to be zero. In this work, the performance of the Z3RO precoder is validated based on real-world channel measurement data. The results illustrate the reduction in distortion power at the UE locations: an average distortion reduction of 6.03 dB in the worst-case single-user scenario and 3.54 dB in the 2-user case at a back-off rate of -3 dB.

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arXiv2022

Grant-Free Random Access in Massive MIMO for Static Low-Power IoT Nodes

Massive MIMO is a promising technology to enable a massive number of Internet of Things nodes to transmit short and sporadic data bursts at low power. In conventional cellular networks, devices use a grant-based random access scheme to initiate communications. This scheme relies on a limited set of orthogonal preambles, which simplify signal processing operations at network access points. However, it is not well suited for Internet of Things (IoT) devices due to: (i) the large protocol overhead, and (ii) the high probability of collision. In contrast to the grant-based scheme, a grant-free approach uses user-specific preambles and has a small overhead, at the expense of more complexity at access points. In this work, a grant-free method is proposed, applicable for both co-located and cell-free deployments. The method has a closed form solution, which results in a significantly low complexity with respect to the state-of-the art. The algorithm exploits the static nature of IoT devices through the use of prior channel state information. With a power budget of 1 mW, 64 antennas are sufficient to support 1000 nodes with 200 simultaneous access requests with a probability of false alarm and miss detection below 10-6 and 10-4, respectively.

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arXiv2022

Linear Precoder Design in Massive MIMO under Realistic Power Amplifier Consumption Constraint

The energy consumption of wireless networks is a growing concern. In massive MIMO systems, which are being increasingly deployed as part of the 5G roll-out, the power amplifiers in the base stations have a large impact in terms of power demands. Most of the current massive MIMO precoders are designed to minimize the transmit power. However, the efficiency of the power amplifiers depend on their operating regime with respect to their saturation regime, and the consumed power proves to be non-linearly related to the transmit power. Power consumption-based equivalents of maximum ratio transmission, zero-forcing, and regularized zero-forcing precoders are therefore proposed. We show how the structure of the solutions radically changes. While all antennas should be active in order to minimize the transmit power, we find on the contrary that a smaller number of antennas should be activated if the objective is the power consumed by the power amplifiers.

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arXiv2022

The Z3RO Family of Precoders Cancelling Nonlinear Power Amplification Distortion in Large Array Systems

Large array systems use a massive number of antenna elements and clever precoder designs to achieve an array gain at the user location. These precoders require linear front-ends, and more specifically linear power amplifiers (PAs), to avoid distortion. This reduces the energy efficiency since PAs are most efficient close to saturation, where they generate most nonlinear distortion. Moreover, the use of conventional precoders can induce a coherent combining of distortion at the user locations, degrading the signal quality. In this work, novel linear precoders, simple to compute and to implement, are proposed that allow working close to saturation, while cancelling the third-order nonlinearity of the PA without prior knowledge of the signal statistics and PA model. Their design consists in saturating a single or a few antennas on purpose together with an negative gain with respect to all other antennas to compensate for the overall nonlinear distortion at the user location. The performance gains of the designs are significant for PAs working close to saturation, as compared to maximum ratio transmission (MRT) precoding and perfect per-antenna digital pre-distortion (DPD) compensation.

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arXiv2021

Array Placement in Distributed Massive MIMO for power saving considering Radiation Pattern

A distributed antenna system (DAS) consists of several interconnected access points (APs) which are distributed over an area. Each AP has an antenna array. In previous studies, the DAS has been demonstrated great potential to improve capacity and power efficiency compared to a centralized antenna system (CAS) which has all the antennas located in one place. The existing research also has shown that the placement of the APs is essential for the performance of the DAS. However, most research on AP placement does not take into account realistic constraints. For instance, they assume that APs can be placed at any location in a region or the array radiation pattern of each AP is isotropic. This paper focuses on optimizing the AP placement for the DAS with massive MIMO (D-mMIMO) in order to reduce the transmit power. A square topology for the AP placement is applied, which is reasonable for deploying the D-mMIMO in urban areas while also offering theoretically interesting insights. We investigate the impact of the radiation pattern, signal coherence, and region size on the D-mMIMO's performance. Our results suggest that i) among the three factors, the array radiation pattern of each AP is the most important one in determining the optimal AP placement for the D-mMIMO; ii) the performance of the D-mMIMO is highly impacted by the placement and array radiation pattern of each AP, the D-mMIMO with unoptimized placement may perform even worse than the CAS with massive MIMO (C-mMIMO); iii) with the consideration of patch antennas and the mutual coupling effect, the optimized D-mMIMO can potentially save more than 7 dB transmit power compared to the C-mMIMO. Furthermore, our analytical results also provide an intuition for determining an adequate AP placement for the D-mMIMO in practice.

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arXiv2021

Array Placement in Distributed Massive MIMO for Power Saving considering Environment Information

Distributed massive MIMO (D-mMIMO) has been considered for future networks as it holds the potential to offer superior capacity while enabling energy savings in the network. A D-mMIMO system has multiple arrays. Optimizing the locations of the arrays is essential for the energy efficiency of the system. In existing works, array placement has been optimized mostly based on common channel models, which rely on a given statistical distribution and Euclidean distance between user locations and arrays. These models are justified if applied to sufficiently large cells, where the statistical description of the channel is expected to fit its empirical condition. However, with the advent of small cells, this is no longer the case. The channel propagation condition becomes highly environment-specific. This paper investigates array placement optimization with different ways of modeling the propagation conditions taking the environment information (e.g., buildings) into account. We capture the environment information via a graph. Two shortest path-based propagation models are introduced based on the graph. We validate the performance of the models with a ray-tracing simulator considering different signal coverage levels. The simulation results demonstrate that higher energy efficiency is achieved by using the array placements found via the proposed models compared to a Euclidean distance-based propagation model in small cells. The average power saving at 96% signal coverage, for example, reaches more than 5 dB.

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arXiv2021

Z3RO Precoder Canceling Nonlinear Power Amplifier Distortion in Large Array Systems

Large array-based transmission uses the combination of a massive number of antenna elements and clever precoder designs to achieve array gain and spatially multiplex different users. These precoders require linear front-ends, and more specifically linear power amplifiers (PAs). However, this reduces energy efficiency since PAs are most efficient close to saturation, where they generate most nonlinear distortion. Moreover, the use of conventional precoders, such as \gls{mrt}, induces a coherent combining of distortion at the user location, degrading the signal quality. In this work, a linear precoder is proposed that allows working close to saturation while canceling the coherent combining of the third order nonlinear \gls{pa} distortion at the user location. In contrast to other solutions, the zero third-order distortion (Z3RO) precoder does not require prior knowledge of the signal statistics and the PA model. The design consists of saturating a single or a few antennas on purpose together with an opposite phase shift to compensate for the distortion of all other antennas. The resulting array gain penalty becomes negligible as the number of base station antennas grows large.

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arXiv2021

Spatial Distribution of Distortion due to Nonlinear Power Amplification in Distributed Massive MIMO

Due to the nonlinearity of power amplifiers (PAs), the transmit signal is distorted. Previous works have studied the spatial distribution of this distortion for a central massive MIMO array. In this work, we extend the analysis for distributed massive MIMO in a line-of-sight scenario. We show that the distortion is not always uniformly distributed in space. In the single-user case, it coherently combines at the user location. In the few users case, the signals will add up at the user locations plus several others locations. As the number of users increases, it becomes close to uniformly distributed. As a comparison with a central massive MIMO system, having the same total number of antennas, the distortion in distributed massive MIMO is considerably more uniformly distributed in space. Moreover, the potential coherent combining is contained in a zone rather than in generic directions, i.e., in a beamspot. Furthermore, a small-scale fading effect is observed at unintended locations due to the non-coherent combining of the signals. As a result, one can expect that going towards distributed systems allows working closer to saturation, increasing the PA operating efficiency and/or using low-cost PAs.

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arXiv2021

Optimal Downlink Training Sequence for Massive MIMO Secret-Key Generation

In this paper, the secret-key capacity is maximized by optimizing the downlink training sequence in a time division duplexing (TDD) massive multiple-input-multiple-output (MIMO) scenario. Both single-user and multiple user cases are considered. As opposed to previous works, the optimal training sequence and the related secret-key capacity is characterized in closed-form in the single-user case and the large antenna multiple-user case. Designs taking into account a constraint on the maximal number of pilots are also proposed. In the multiple-user case, both the max-min and the sum capacity criteria are considered, including potential user priorities. In the end, it is shown that massive MIMO boosts the secret-key capacity by leveraging: i) spatial dimensionality gain and ii) array gain. Moreover, in the large antenna case, the multiple-user capacity is obtained with no extra pilot overhead as compared to the single-user case.

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arXiv2020

Physical Layer Security in a SISO Communication using Frequency-Domain Time-Reversal OFDM Precoding and Artificial Noise Injection

A frequency domain (FD) time-reversal (TR) precoder is proposed to perform physical layer security (PLS) in single-input single-output (SISO) systems using orthogonal frequency-division multiplexing (OFDM) and artificial noise (AN) signal injection. The AN signal does not corrupt the data transmission to the legitimate receiver but degrades the decoding performance of the eavesdropper. This scheme guarantees the secrecy of a communication towards a legitimate user when the transmitter knows the instantaneous channel state information (CSI) of the legitimate link thanks to the channel reciprocity in time division duplex (TDD) systems, but does not know the instantaneous CSI of a potential eavesdropper. Three optimal decoding structures at the eavesdropper are considered in a fast fading (FF) environment depending on the handshake procedure between Alice and Bob. Closed-form approximations of the AN energy to inject in order to maximize the SR of the communication are derived. In addition, the required conditions at the legitimate receiver's end to guarantee a given SR are determined when Eve's signal-to-noise ratio (SNR) is infinite. Furthermore, a waterfilling power allocation strategy is presented to further enhance the secrecy of the scheme. Simulation results are presented to demonstrate the security performance of the proposed secure system.

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arXiv2020

Experimental Investigation of Frequency Domain Channel Extrapolation in Massive MIMO Systems for Zero-Feedback FDD

Estimating downlink (DL) channel state information (CSI) in frequency division duplex (FDD) massive multi-input multi-output (MIMO) systems generally requires downlink pilots and feedback overheads. Accordingly, this paper investigates the feasibility of zero-feedback FDD massive MIMO systems based on channel extrapolation. We use the high-resolution parameter estimation (HRPE), specifically the space-alternating generalized expectation-maximization (SAGE) algorithm, to extrapolate the DL CSI based on the extracted parameters of multipath components in the uplink channel. We apply the HRPE to two different channel models: the vector spatial signature (VSS) model and the direction of arrival (DOA) model. We verify these methods through real-world channel data acquired from channel measurement campaigns with two different types of channel sounders: a) a switched array-based, real-time, time-domain, outdoors setup at 3.5 GHz, and b) a virtual array-based, high-accuracy, frequency-domain, indoors setup at 2.4 and 5-7 GHz. The performance metrics of the extrapolated channels that we evaluate include the mean squared error, beamforming efficiency, and spectral efficiency in multiuser MIMO scenarios. The results show that the HRPE-based channel extrapolation performs best under the simple VSS model, which does not require array calibration, and if the BS is in an open outdoor environment having line-of-sight (LOS) paths to well-separated users.

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arXiv2020

CSI-based versus RSS-based Secret-Key Generation under Correlated Eavesdropping

Physical-layer security (PLS) has the potential to strongly enhance the overall system security as an alternative to or in combination with conventional cryptographic primitives usually implemented at higher network layers. Secret-key generation relying on wireless channel reciprocity is an interesting solution as it can be efficiently implemented at the physical layer of emerging wireless communication networks, while providing information-theoretic security guarantees. In this paper, we investigate and compare the secret-key capacity based on the sampling of the entire complex channel state information (CSI) or only its envelope, the received signal strength (RSS). Moreover, as opposed to previous works, we take into account the fact that the eavesdropper's observations might be correlated and we consider the high signal-to-noise ratio (SNR) regime where we can find simple analytical expressions for the secret-key capacity. As already found in previous works, we find that RSS-based secret-key generation is heavily penalized as compared to CSI-based systems. At high SNR, we are able to precisely and simply quantify this penalty: a halved pre-log factor and a constant penalty of about 0.69 bit, which disappears as Eve's channel gets highly correlated.

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arXiv2020

Secrecy Capacity of FBMC-OQAM Modulation over Frequency Selective Channel

This paper studies the information-theoretic secrecy capacity of an Offset-QAM-based filterbank multicarrier (FBMC-OQAM) communication over a wiretap frequency selective channel. The secrecy capacity is formulated as an optimization problem which has a closed-form solution in the high signal-to-noise ratio (SNR) regime. Two of the most common equalization strategies in FBMC-OQAM are considered, namely, single-tap and multi-tap equalization. For the sake of comparison, we also consider the secrecy capacity of a generic modulation and a cyclic prefix-orthogonal frequency division multiplexing (CP-OFDM) modulation. As a result, we find that FBMC-OQAM is particularly competitive for medium-to-long burst transmissions.

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arXiv2020

Robust Non-Coherent Beamforming for FDD Downlink Massive MIMO

Designing beamforming techniques for the downlink (DL) of frequency division duplex (FDD) massive MIMO is known to be a challenging problem due to the difficulty of obtaining channel state information (CSI). Indeed, since the uplink-downlink bands are disjoint, the system cannot rely on channel reciprocity to estimate the channel from uplink (UL) pilots as in time division duplexing (TDD) system. Still, in this paper, we propose original designs for robust beamformers that do not require any feedback from the users and only rely on the transmission of UL pilots. The price to pay is that the beamformer is non-coherent in the sense that it does not leverage full knowledge of the phase of each multipath component. A large variety of novel designs are proposed under different criterion and partial phase knowledge.

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arXiv2020

WaveComBox: a Matlab Toolbox for Communications using New Waveforms

Future generations of communications systems will target a very wide range of applications. Each application comes with its own set of requirements in terms of data rate, latency, user density, reliability... Accommodating this large variety of specifications implies the need for a novel physical layer technology. In this regard, the most popular modulation nowadays, namely, the orthogonal frequency division multiplexing modulation, is characterized by a poor time-frequency localization, implying strong limitations. In the light of these limitations, communications using new waveforms, relying on more sophisticated signal processing techniques and providing improved time-frequency localization, have attracted a lot of attention for the last decade. At the same time, the higher complexity of these new waveforms, not only in terms of implementation but also conceptually, creates an entrance barrier that slows down their adoption by industries, standardization bodies and more generally in the telecommunication community. The WaveComBox toolbox, freely available at www.wavecombox.com, is a user-friendly, open-source and well documented piece of software aiming at considerably lowering the entrance barrier of recently proposed waveforms. This article first describes the general abstract structure of the toolbox. Secondly, examples are given to illustrate how to use the toolbox and to show some more advanced functionalities.

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arXiv2020

Impact of Realistic Propagation Conditions on Reciprocity-Based Secret-Key Capacity

Secret-key generation exploiting the channel reciprocity between two legitimate parties is an interesting alternative solution to cryptographic primitives for key distribution in wireless systems as it does not rely on an access infrastructure and provides information-theoretic security. The large majority of works in the literature generally assumes that the eavesdropper gets no side information about the key from her observations provided that (i) it is spaced more than a wavelength away from a legitimate party and (ii) the channel is rich enough in scattering. In this paper, we show that this condition is not always verified in practice and we analyze the secret-key capacity under realistic propagation conditions.

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arXiv2019

Channel Extrapolation for FDD Massive MIMO: Procedure and Experimental Results

Application of massive multiple-input multiple-output (MIMO) systems to frequency division duplex (FDD) is challenging mainly due to the considerable overhead required for downlink training and feedback. Channel extrapolation, i.e., estimating the channel response at the downlink frequency band based on measurements in the disjoint uplink band, is a promising solution to overcome this bottleneck. This paper presents measurement campaigns obtained by using a wideband (350 MHz) channel sounder at 3.5 GHz composed of a calibrated 64 element antenna array, in both an anechoic chamber and outdoor environment. The Space Alternating Generalized Expectation-Maximization (SAGE) algorithm was used to extract the parameters (amplitude, delay, and angular information) of the multipath components from the attained channel data within the training (uplink) band. The channel in the downlink band is then reconstructed based on these path parameters. The performance of the extrapolated channel is evaluated in terms of mean squared error (MSE) and reduction of beamforming gain (RBG) in comparison to the ground truth, i.e., the measured channel at the downlink frequency. We find strong sensitivity to calibration errors and model mismatch, and also find that performance depends on propagation conditions: LOS performs significantly better than NLOS.

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arXiv2019

How Many Antennas Do We Need for Massive MIMO Channel Sounding? - Validating Through Measurement

This paper investigates the impact of the number of antennas (8 to 64) and the array configuration on massive MIMO channel parameters estimation for multiple propagation scenarios at 3.5 GHz. Different measurement environments are artificially created by placing several reflectors and absorbers in an anechoic chamber. Ground truth channel parameters, e.g, path angles, are obtained by geometry and trigonometric rules. Then, these are compared to the channel parameters extracted by the applying Space-Alternating Generalized Expectation-Maximization (SAGE) algorithm on the measurements. Overall, the estimation errors for various array configurations and the multiple environments are compared. This paper will help to determine the appropriate configuration of the antenna array and the parameter extraction algorithm for outdoor massive MIMO channel sounding campaigns.

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