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Fritz Gesztesy

Publications and source records attributed to Fritz Gesztesy.

At least 109 records · Page 6Linked to original sources

On a class of Model Hilbert Spaces

We provide a detailed description of the model Hilbert space $L^2(\bbR; dΣ; \cK)$, were $\cK$ represents a complex, separable Hilbert space, and $Σ$ denotes a bounded operator-valued measure. In particular, we show that several alternative approaches to such a construction in the literature are equivalent. These spaces are of fundamental importance in the context of perturbation theory of self-adjoint extensions of symmetric operators, and the spectral theory of ordinary differential operators with operator-valued coefficients.

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An Abstract Approach to Weak Convergence of Spectral Shift Functions and Applications to Multi-Dimensional Schrödinger Operators

We study the manner in which a sequence of spectral shift functions $ξ(\cdot;H_j,H_{0,j})$ associated with abstract pairs of self-adjoint operators $(H_j, H_{0,j})$ in Hilbert spaces $\cH_j$, $j\in\bbN$, converge to a limiting spectral shift function $ξ(\cdot;H,H_0)$ associated with a pair $(H,H_0)$ in the limiting Hilbert space $\cH$ as $j\to\infty$ (mimicking the infinite volume limit in concrete applications to multi-dimensional Schrödinger operators). Our techniques rely on a Fredholm determinant approach combined with certain measure theoretic facts. In particular, we show that prior vague convergence results for spectral shift functions in the literature actually extend to the notion of weak convergence. More precisely, in the concrete case of multi-dimensional Schrödinger operators on a sequence of domains $Ω_j$ exhausting $\bbR^n$ as $j\to\infty$, we extend the convergence of associated spectral shift functions from vague to weak convergence and also from Dirichlet boundary conditions to more general self-adjoint boundary conditions on $\partialΩ_j$.

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Initial Value Problems and Weyl--Titchmarsh Theory for Schrödinger Operators with Operator-Valued Potentials

We develop Weyl-Titchmarsh theory for self-adjoint Schrödinger operators $H_α$ in $L^2((a,b);dx;\cH)$ associated with the operator-valued differential expression $τ=-(d^2/dx^2)+V(\cdot)$, with $V:(a,b)\to\cB(\cH)$, and $\cH$ a complex, separable Hilbert space. We assume regularity of the left endpoint $a$ and the limit point case at the right endpoint $b$. In addition, the bounded self-adjoint operator $α= α^* \in \cB(\cH)$ is used to parametrize the self-adjoint boundary condition at the left endpoint $a$ of the type $$ \sin(α)u'(a)+\cos(α)u(a)=0, $$ with $u$ lying in the domain of the underlying maximal operator $H_{\max}$ in $L^2((a,b);dx;\cH)$ associated with $τ$. More precisely, we establish the existence of the Weyl-Titchmarsh solution of $H_α$, the corresponding Weyl-Titchmarsh $m$-function $m_α$ and its Herglotz property, and determine the structure of the Green's function of $H_α$. Developing Weyl-Titchmarsh theory requires control over certain (operator-valued) solutions of appropriate initial value problems. Thus, we consider existence and uniqueness of solutions of 2nd-order differential equations with the operator coefficient $V$, -y" + (V - z) y = f \, \text{on} \, (a,b), y(x_0) = h_0, \; y'(x_0) = h_1, under the following general assumptions: $(a,b)\subseteq\bbR$ is a finite or infinite interval, $x_0\in(a,b)$, $z\in\bbC$, $V:(a,b)\to\cB(\cH)$ is a weakly measurable operator-valued function with $\|V(\cdot)\|_{\cB(\cH)}\in L^1_\loc((a,b);dx)$, and $f\in L^1_{\loc}((a,b);dx;\cH)$, with $\cH$ a complex, separable Hilbert space. We also study the analog of this initial value problem with $y$ and $f$ replaced by operator-valued functions $Y, F \in \cB(\cH)$. Our hypotheses on the local behavior of $V$ appear to be the most general ones to date.

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A Schauder and Riesz Basis Criterion for Non-Self-Adjoint Schrödinger Operators with Periodic and Antiperiodic Boundary Conditions

Under the assumption that $V \in L^2([0,π]; dx)$, we derive necessary and sufficient conditions for (non-self-adjoint) Schrödinger operators $-d^2/dx^2+V$ in $L^2([0,π]; dx)$ with periodic and antiperiodic boundary conditions to possess a Riesz basis of root vectors (i.e., eigenvectors and generalized eigenvectors spanning the range of the Riesz projection associated with the corresponding periodic and antiperiodic eigenvalues). We also discuss the case of a Schauder basis for periodic and antiperiodic Schrödinger operators $-d^2/dx^2+V$ in $L^p([0,π]; dx)$, $p \in (1,\infty)$.

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The Damped String Problem Revisited

We revisit the damped string equation on a compact interval with a variety of boundary conditions and derive an infinite sequence of trace formulas associated with it, employing methods familiar from supersymmetric quantum mechanics. We also derive completeness and Riesz basis results (with parentheses) for the associated root functions under less smoothness assumptions on the coefficients than usual, using operator theoretic methods (rather than detailed eigenvalue and root function asymptotics) only.

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Symmetrized Perturbation Determinants and Applications to Boundary Data Maps and Krein-Type Resolvent Formulas

The aim of this paper is twofold: On one hand we discuss an abstract approach to symmetrized Fredholm perturbation determinants and an associated trace formula for a pair of operators of positive-type, extending a classical trace formula. On the other hand, we continue a recent systematic study of boundary data maps, that is, 2 \times 2 matrix-valued Dirichlet-to-Neumann and more generally, Robin-to-Robin maps, associated with one-dimensional Schrödinger operators on a compact interval [0,R] with separated boundary conditions at 0 and R. One of the principal new results in this paper reduces an appropriately symmetrized (Fredholm) perturbation determinant to the 2\times 2 determinant of the underlying boundary data map. In addition, as a concrete application of the abstract approach in the first part of this paper, we establish the trace formula for resolvent differences of self-adjoint Schrödinger operators corresponding to different (separated) boundary conditions in terms of boundary data maps.

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On a Question of A. E. Nussbaum on Measurability of Families of Closed Linear Operators in a Hilbert Space

The purpose of this note is to answer a question A. E. Nussbaum formulated in 1964 about the possible equivalence between weak measurability of a family of densely defined, closed operators T(t), t real, in a separable complex Hilbert space H on one hand, and the notion of measurability of the 2 \times 2 operator-valued matrix of projections onto the graph Gamma(T(t)) of T(t) on the other, in the negative. Our results demonstrate an interesting distinction between the direct integral over the family of operators T(t) with respect to Lebesgue measure and the naturally maximally defined operator associated with pointwise application of T(t) in the vector-valued Hilbert space L^2(\mathbb R; dt; H). We also provide explicit criteria for the measurability of the matrix of projections onto the graph Gamma(T(t)) of T(t).

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Nonlocal Robin Laplacians and some remarks on a paper by Filonov on eigenvalue inequalities

The aim of this paper is twofold: First, we characterize an essentially optimal class of boundary operators $Θ$ which give rise to self-adjoint Laplacians $-Δ_{Θ, Ω}$ in $L^2(Ω; d^n x)$ with (nonlocal and local) Robin-type boundary conditions on bounded Lipschitz domains $Ω\subset\bbR^n$, $n\in\bbN$, $n\geq 2$. Second, we extend Friedlander's inequalities between Neumann and Dirichlet Laplacian eigenvalues to those between nonlocal Robin and Dirichlet Laplacian eigenvalues associated with bounded Lipschitz domains $Ω$, following an approach introduced by Filonov for this type of problems.

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On Dirichlet-to-Neumann Maps and Some Applications to Modified Fredholm Determinants

We consider Dirichlet-to-Neumann maps associated with (not necessarily self-adjoint) Schrodinger operators in $L^2(Ω; d^n x)$, $n=2,3$, where $Ω$ is an open set with a compact, nonempty boundary satisfying certain regularity conditions. As an application we describe a reduction of a certain ratio of modified Fredholm perturbation determinants associated with operators in $L^2(Ω; d^n x)$ to modified Fredholm perturbation determinants associated with operators in $L^2(\partialΩ; d^{n-1}σ)$, $n=2,3$. This leads to a two- and three-dimensional extension of a variant of a celebrated formula due to Jost and Pais, which reduces the Fredholm perturbation determinant associated with a Schrodinger operator on the half-line $(0,\infty)$ to a simple Wronski determinant of appropriate distributional solutions of the underlying Schrodinger equation.

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On Dirichlet-to-Neumann Maps, Nonlocal Interactions, and Some Applications to Fredholm Determinants

We consider Dirichlet-to-Neumann maps associated with (not necessarily self-adjoint) Schrodinger operators describing nonlocal interactions in $L^2(Ω; d^n x)$, $n\geq 2$, where $Ω$ is an open set with a compact, nonempty boundary satisfying certain regularity conditions. As an application we describe a reduction of a certain ratio of Fredholm perturbation determinants associated with operators in $L^2(Ω; d^n x)$ to Fredholm perturbation determinants associated with operators in $L^2(\partialΩ; d^{n-1}σ)$. This leads to an extension of a variant of a celebrated formula due to Jost and Pais, which reduces the Fredholm perturbation determinant associated with a Schrödinger operator on the half-line $(0,\infty)$, in the case of local interactions, to a Wronski determinant of appropriate distributional solutions of the underlying Schrodinger equation.

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Weyl-Titchmarsh Theory and Borg-Marchenko-type Uniqueness Results for CMV Operators with Matrix-Valued Verblunsky Coefficients

We prove local and global versions of Borg-Marchenko-type uniqueness theorems for half-lattice and full-lattice CMV operators (CMV for Cantero, Moral, and Velazquez) with matrix-valued Verblunsky coefficients. While our half-lattice results are formulated in terms of matrix-valued Weyl-Titchmarsh functions, our full-lattice results involve the diagonal and main off-diagonal Green's matrices. We also develop the basics of Weyl-Titchmarsh theory for CMV operators with matrix-valued Verblunsky coefficients as this is of independent interest and an essential ingredient in proving the corresponding Borg-Marchenko-type uniqueness theorems.

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Boundary Data Maps for Schrodinger Operators on a Compact Interval

We provide a systematic study of boundary data maps, that is, 2 \times 2 matrix-valued Dirichlet-to-Neumann and more generally, Robin-to-Robin maps, associated with one-dimensional Schrodinger operators on a compact interval [0,R] with separated boundary conditions at 0 and R. Most of our results are formulated in the non-self-adjoint context. Our principal results include explicit representations of these boundary data maps in terms of the resolvent of the underlying Schrodinger operator and the associated boundary trace maps, Krein-type resolvent formulas relating Schrodinger operators corresponding to different (separated) boundary conditions, and a derivation of the Herglotz property of boundary data maps (up to right multiplication by an appropriate diagonal matrix) in the special self-adjoint case.

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Minimal Rank Decoupling of Full-Lattice CMV Operators with Scalar- and Matrix-Valued Verblunsky Coefficients

Relations between half- and full-lattice CMV operators with scalar- and matrix-valued Verblunsky coefficients are investigated. In particular, the decoupling of full-lattice CMV operators into a direct sum of two half-lattice CMV operators by a perturbation of minimal rank is studied. Contrary to the Jacobi case, decoupling a full-lattice CMV matrix by changing one of the Verblunsky coefficients results in a perturbation of twice the minimal rank. The explicit form for the minimal rank perturbation and the resulting two half-lattice CMV matrices are obtained. In addition, formulas relating the Weyl--Titchmarsh $m$-functions (resp., matrices) associated with the involved CMV operators and their Green's functions (resp., matrices) are derived.

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The Krein-von Neumann Extension and its Connection to an Abstract Buckling Problem

We prove the unitary equivalence of the inverse of the Krein--von Neumann extension (on the orthogonal complement of its kernel) of a densely defined, closed, strictly positive operator, $S\geq εI_{\mathcal{H}}$ for some $ε>0$ in a Hilbert space $\mathcal{H}$ to an abstract buckling problem operator. In the concrete case where $S=\bar{-Δ|_{C_0^\infty(Ω)}}$ in $L^2(Ω; d^n x)$ for $Ω\subset\mathbb{R}^n$ an open, bounded (and sufficiently regular) domain, this recovers, as a particular case of a general result due to G. Grubb, that the eigenvalue problem for the Krein Laplacian $S_K$ (i.e., the Krein--von Neumann extension of $S$), \[ S_K v = λv, \quad λ\neq 0, \] is in one-to-one correspondence with the problem of {\em the buckling of a clamped plate}, \[ (-Δ)^2u=λ(-Δ) u \text{in} Ω, \quad λ\neq 0, \quad u\in H_0^2(Ω), \] where $u$ and $v$ are related via the pair of formulas \[ u = S_F^{-1} (-Δ) v, \quad v = λ^{-1}(-Δ) u, \] with $S_F$ the Friedrichs extension of $S$. This establishes the Krein extension as a natural object in elasticity theory (in analogy to the Friedrichs extension, which found natural applications in quantum mechanics, elasticity, etc.).

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Spectral Theory for Perturbed Krein Laplacians in Nonsmooth Domains

We study spectral properties for $H_{K,Ω}$, the Krein--von Neumann extension of the perturbed Laplacian $-Δ+V$ defined on $C^\infty_0(Ω)$, where $V$ is measurable, bounded and nonnegative, in a bounded open set $Ω\subset\mathbb{R}^n$ belonging to a class of nonsmooth domains which contains all convex domains, along with all domains of class $C^{1,r}$, $r>1/2$. In particular, in the aforementioned context we establish the Weyl asymptotic formula \[ #\{j\in\mathbb{N} | λ_{K,Ω,j}\leqλ\} = (2π)^{-n} v_n |Ω| λ^{n/2}+O\big(λ^{(n-(1/2))/2}\big) {as} λ\to\infty, \] where $v_n=π^{n/2}/ Γ((n/2)+1)$ denotes the volume of the unit ball in $\mathbb{R}^n$, and $λ_{K,Ω,j}$, $j\in\mathbb{N}$, are the non-zero eigenvalues of $H_{K,Ω}$, listed in increasing order according to their multiplicities. We prove this formula by showing that the perturbed Krein Laplacian (i.e., the Krein--von Neumann extension of $-Δ+V$ defined on $C^\infty_0(Ω)$) is spectrally equivalent to the buckling of a clamped plate problem, and using an abstract result of Kozlov from the mid 1980's. Our work builds on that of Grubb in the early 1980's, who has considered similar issues for elliptic operators in smooth domains, and shows that the question posed by Alonso and Simon in 1980 pertaining to the validity of the above Weyl asymptotic formula continues to have an affirmative answer in this nonsmooth setting.

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Spectral Theory of Elliptic Operators in Exterior Domains

We consider various closed (and self-adjoint) extensions of elliptic differential expressions of the type $\cA=\sum_{0\le |α|,|β|\le m}(-1)^αD^αa_{α, β}(x)D^β$, $a_{α, β}(\cdot)\in C^{\infty}({\overlineΩ})$, on smooth (bounded or unbounded) domains in $\bbR^n$ with compact boundary. Using the concept of boundary triples and operator-valued Weyl-Titchmarsh functions, we prove various trace ideal properties of powers of resolvent differences of these closed realizations of $\cA$ and derive estimates on eigenvalues of certain self-adjoint realizations in spectral gaps of the Dirichlet realization. Our results extend classical theorems due to Visik, Povzner, Birman, and Grubb.

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