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Fritz Gesztesy

Publications and source records attributed to Fritz Gesztesy.

At least 127 records · Page 7Linked to original sources

Weyl-Titchmarsh Theory for CMV Operators Associated with Orthogonal Polynomials on the Unit Circle

We provide a detailed treatment of Weyl-Titchmarsh theory for half-lattice and full-lattice Cantero-Moral-Velazquez (CMV) operators and discuss their systems of orthonormal Laurent polynomials on the unit circle, spectral functions, variants of Weyl--Titchmarsh functions, and Green's functions. In particular, we discuss the corresponding spectral representations of half-lattice and full-lattice CMV operators.

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Borg-Marchenko-type Uniqueness Results for CMV Operators

We prove local and global versions of Borg-Marchenko-type uniqueness theorems for half-lattice and full-lattice CMV operators (CMV for Cantero, Moral, and Velazquez \cite{CMV03}). While our half-lattice results are formulated in terms of Weyl-Titchmarsh functions, our full-lattice results involve the diagonal and main off-diagonal Green's functions.

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Essential Closures and AC Spectra for Reflectionless CMV, Jacobi, and Schrödinger Operators Revisited

We provide a concise, yet fairly complete discussion of the concept of essential closures of subsets of the real axis and their intimate connection with the topological support of absolutely continuous measures. As an elementary application of the notion of the essential closure of subsets of $\bbR$ we revisit the fact that CMV, Jacobi, and Schrödinger operators, reflectionless on a set E of positive Lebesgue measure, have absolutely continuous spectrum on the essential closure of the set E (with uniform multiplicity two on E). Though this result in the case of Schrödinger and Jacobi operators is known to experts, we feel it nicely illustrates the concept and usefulness of essential closures in the spectral theory of classes of reflectionless differential and difference operators.

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The Ablowitz-Ladik Hierarchy Revisited

We provide a detailed recursive construction of the Ablowitz-Ladik (AL) hierarchy and its zero-curvature formalism. The two-coefficient AL hierarchy under investigation can be considered a complexified version of the discrete nonlinear Schrödinger equation and its hierarchy of nonlinear evolution equations. Specifically, we discuss in detail the stationary Ablowitz-Ladik formalism in connection with the underlying hyperelliptic curve and the stationary Baker-Akhiezer function and separately the corresponding time-dependent Ablowitz-Ladik formalism.

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Local Conservation Laws and the Hamiltonian Formalism for the Ablowitz-Ladik Hierarchy

We derive a systematic and recursive approach to local conservation laws and the Hamiltonian formalism for the Ablowitz-Ladik (AL) hierarchy. Our methods rely on a recursive approach to the AL hierarchy using Laurent polynomials and on asymptotic expansions of the Green's function of the AL Lax operator, a five-diagonal finite difference operator.

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Variations on a Theme of Jost and Pais

We explore the extent to which a variant of a celebrated formula due to Jost and Pais, which reduces the Fredholm perturbation determinant associated with the Schrödinger operator on a half-line to a simple Wronski determinant of appropriate distributional solutions of the underlying Schrödinger equation, generalizes to higher dimensions. In this multi-dimensional extension the half-line is replaced by an open set $Ω\subset\bbR^n$, $n\in\bbN$, $n\geq 2$, where $Ω$ has a compact, nonempty boundary $\partialΩ$ satisfying certain regularity conditions. Our variant involves ratios of perturbation determinants corresponding to Dirichlet and Neumann boundary conditions on $\partialΩ$ and invokes the corresponding Dirichlet-to-Neumann map. As a result, we succeed in reducing a certain ratio of modified Fredholm perturbation determinants associated with operators in $L^2(Ω; d^n x)$, $n\in\bbN$, to modified Fredholm determinants associated with operators in $L^2(\partialΩ; d^{n-1}σ)$, $n\geq 2$. Applications involving the Birman-Schwinger principle and eigenvalue counting functions are discussed.

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On the Koplienko spectral shift function, I. Basics

We study the Koplienko Spectral Shift Function (KoSSF), which is distinct from the one of Krein (KrSSF). KoSSF is defined for pairs $A,B$ with $(A-B)\in\calI_2$, the Hilbert-Schmidt operators, while KrSSF is defined for pairs $A,B$ with $(A-B)\in\calI_1$, the trace class operators. We review various aspects of the construction of both KoSSF and KrSSF. Among our new results are: (i) that any positive Riemann integrable function of compact support occurs as a KoSSF; (ii) that there exist $A,B$ with $(A-B)\in\calI_2$ so $\det_2((A-z)(B-z)^{-1})$ does not have nontangential boundary values; (iii) an alternative definition of KoSSF in the unitary case; and (iv) a new proof of the invariance of the a.c. spectrum under $\calI_1$-perturbations that uses the KrSSF.

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The Algebro-Geometric Toda Hierarchy Initial Value Problem for Complex-Valued Initial Data

We discuss the algebro-geometric initial value problem for the Toda hierarchy with complex-valued initial data and prove unique solvability globally in time for a set of initial (Dirichlet divisor) data of full measure. To this effect we develop a new algorithm for constructing stationary complex-valued algebro-geometric solutions of the Toda hierarchy, which is of independent interest as it solves the inverse algebro-geometric spectral problem for generally non-self-adjoint Jacobi operators, starting from a suitably chosen set of initial divisors of full measure. Combined with an appropriate first-order system of differential equations with respect to time (a substitute for the well-known Dubrovin equations), this yields the construction of global algebro-geometric solutions of the time-dependent Toda hierarchy. The inherent non-self-adjointness of the underlying Lax (i.e., Jacobi) operator associated with complex-valued coefficients for the Toda hierarchy poses a variety of difficulties that, to the best of our knowledge, are successfully overcome here for the first time. Our approach is not confined to the Toda hierarchy but applies generally to 1+1-dimensional completely integrable (discrete and continuous) soliton equations.

nlin.SI↗

A Criterion for Hill Operators to be Spectral Operators of Scalar Type

We derive necessary and sufficient conditions for a Hill operator (i.e., a one-dimensional periodic Schrödinger operator) $H=-d^2/dx^2+V$ to be a spectral operator of scalar type. The conditions show the remarkable fact that the property of a Hill operator being a spectral operator is independent of smoothness (or even analyticity) properties of the potential $V$. In the course of our analysis we also establish a functional model for periodic Schrödinger operators that are spectral operators of scalar type and develop the corresponding eigenfunction expansion. The problem of deciding which Hill operators are spectral operators of scalar type appears to have been open for about 40 years.

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Spectral Properties of a Class of Reflectionless Schrödinger Operators

We prove that one-dimensional reflectionless Schrödinger operators with spectrum a homogeneous set in the sense of Carleson, belonging to the class introduced by Sodin and Yuditskii, have purely absolutely continuous spectra. This class includes all earlier examples of reflectionless almost periodic Schrödinger operators. In addition, we construct examples of reflectionless Schrödinger operators with more general types of spectra, given by the complement of a Denjoy-Widom-type domain, which exhibit a singular component.

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On the spectrum of Jacobi operators with quasi-periodic algebro-geometric coefficients

We characterize the spectrum of one-dimensional Jacobi operators H=aS^{+}+a^{-}S^{-}+b in l^{2}(\Z) with quasi-periodic complex-valued algebro-geometric coefficients (which satisfy one (and hence infinitely many) equation(s) of the stationary Toda hierarchy) associated with nonsingular hyperelliptic curves. The spectrum of H coincides with the conditional stability set of H and can explicitly be described in terms of the mean value of the Green's function of H. As a result, the spectrum of H consists of finitely many simple analytic arcs in the complex plane. Crossings as well as confluences of spectral arcs are possible and discussed as well.

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On Self-adjoint and J-self-adjoint Dirac-type Operators: A Case Study

We provide a comparative treatment of some aspects of spectral theory for self-adjoint and non-self-adjoint (but J-self-adjoint) Dirac-type operators connected with the defocusing and focusing nonlinear Schrödinger equation, of relevance to nonlinear optics. In addition to a study of Dirac and Hamiltonian systems, we also introduce the concept of Weyl-Titchmarsh half-line m-coefficients (and 2 x 2 matrix-valued M-matrices) in the non-self-adjoint context and derive some of their basic properties. We conclude with an illustrative example showing that crossing spectral arcs in the non-self-adjoint context imply the blowup of the norm of spectral projections in the limit where the crossing point is approached.

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When is a non-self-adjoint Hill operator a spectral operator of scalar type?

We derive necessary and sufficient conditions for a one-dimensional periodic Schrödinger (i.e., Hill) operator H=-d^2/dx^2+V in L^2(R) to be a spectral operator of scalar type. The conditions demonstrate the remarkable fact that the property of a Hill operator being a spectral operator is independent of smoothness (or even analyticity) properties of the potential V.

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