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Geoffrey Ye Li

Publications and source records attributed to Geoffrey Ye Li.

At least 163 records · Page 9Linked to original sources

Framework on Deep Learning Based Joint Hybrid Processing for mmWave Massive MIMO Systems

For millimeter wave (mmWave) massive multiple-input multiple-output (MIMO) systems, hybrid processing architecture is essential to significantly reduce the complexity and cost but is quite challenging to be jointly optimized over the transmitter and receiver. In this paper, deep learning (DL) is applied to design a novel joint hybrid processing framework (JHPF) that allows end-to-end optimization by using back propagation. The proposed framework includes three parts: hybrid processing designer, signal flow simulator, and signal demodulator, which outputs the hybrid processing matrices for the transceiver by using neural networks (NNs), simulates the signal transmission over the air, and maps the detected symbols to the original bits by using the NN, respectively. By minimizing the cross-entropy loss between the recovered and original bits, the proposed framework optimizes the analog and digital processing matrices at the transceiver jointly and implicitly instead of approximating pre-designed label matrices, and its trainability is proved theoretically. It can be also directly applied to orthogonal frequency division multiplexing systems by simply modifying the structure of the training data. Simulation results show the proposed DL-JHPF outperforms the existing hybrid processing schemes and is robust to the mismatched channel state information and channel scenarios with the significantly reduced runtime.

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Robust Precoding in Massive MIMO: A Deep Learning Approach

In this paper, we consider massive multiple-input-multiple-output (MIMO) communication systems with a uniform planar array (UPA) at the base station (BS) and investigate the downlink precoding with imperfect channel state information (CSI). By exploiting both instantaneous and statistical CSI, we aim to design precoding vectors to maximize the ergodic rate (e.g., sum rate, minimum rate and etc.) subject to a total transmit power constraint. To maximize an upper bound of the ergodic rate, we leverage the corresponding Lagrangian formulation and identify the structural characteristics of the optimal precoder as the solution to a generalized eigenvalue problem. As such, the high-dimensional precoder design problem turns into a low-dimensional power control problem. The Lagrange multipliers play a crucial role in determining both precoder directions and power parameters, yet are challenging to be solved directly. To figure out the Lagrange multipliers, we develop a general framework underpinned by a properly designed neural network that learns directly from CSI. To further relieve the computational burden, we obtain a low-complexity framework by decomposing the original problem into computationally efficient subproblems with instantaneous and statistical CSI handled separately. With the off-line pretrained neural network, the online computational complexity of precoding is substantially reduced compared with the existing iterative algorithm while maintaining nearly the same performance.

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Federated Learning and Wireless Communications

Federated learning becomes increasingly attractive in the areas of wireless communications and machine learning due to its powerful functions and potential applications. In contrast to other machine learning tools that require no communication resources, federated learning exploits communications between the central server and the distributed local clients to train and optimize a machine learning model. Therefore, how to efficiently assign limited communication resources to train a federated learning model becomes critical to performance optimization. On the other hand, federated learning, as a brand new tool, can potentially enhance the intelligence of wireless networks. In this article, we provide a comprehensive overview on the relationship between federated learning and wireless communications, including basic principle of federated learning, efficient communications for training a federated learning model, and federated learning for intelligent wireless applications. We also identify some future research challenges and directions at the end of this article.

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Reconfigurable Intelligent Surfaces for Wireless Communications: Principles, Challenges, and Opportunities

Recently there has been a flurry of research on the use of reconfigurable intelligent surfaces (RIS) in wireless networks to create smart radio environments. In a smart radio environment, surfaces are capable of manipulating the propagation of incident electromagnetic waves in a programmable manner to actively alter the channel realization, which turns the wireless channel into a controllable system block that can be optimized to improve overall system performance. In this article, we provide a tutorial overview of reconfigurable intelligent surfaces (RIS) for wireless communications. We describe the working principles of reconfigurable intelligent surfaces (RIS) and elaborate on different candidate implementations using metasurfaces and reflectarrays. We discuss the channel models suitable for both implementations and examine the feasibility of obtaining accurate channel estimates. Furthermore, we discuss the aspects that differentiate RIS optimization from precoding for traditional MIMO arrays highlighting both the arising challenges and the potential opportunities associated with this emerging technology. Finally, we present numerical results to illustrate the power of an RIS in shaping the key properties of a MIMO channel.

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Spatially Correlated Massive MIMO Relay Systems with Low-Resolution ADCs

In this paper, we investigate the massive MIMO relay system, where the relay station (RS) forwards the signals from multiple remote users to the base station (BS). Large-scale antenna arrays in conjunction with low-resolution analog-to-digital converters (ADCs) are equipped at the RS and the BS to guarantee the high spectral efficiency with low cost. Considering the ever-present spatial correlation at both the RS and the BS, we first study the canonical channel estimation process, from which a tractable equivalent form of the channel estimate is extracted for further analysis. Under these transmission impairments along with the ADC quantization imperfection, we derive the closed-form approximation of the achievable rate. Then the impacts of power scaling, spatial correlation level, and ADC resolution bits are revealed comprehensively to guide the practical system deployment and implementation. Numerical results are presented to verify the theoretical analysis in a straightforward way.

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Deep Learning based Denoise Network for CSI Feedback in FDD Massive MIMO Systems

Channel state information (CSI) feedback is critical for frequency division duplex (FDD) massive multi-input multi-output (MIMO) systems. Most conventional algorithms are based on compressive sensing (CS) and are highly dependent on the level of channel sparsity. To address the issue, a recent approach adopts deep learning (DL) to compress CSI into a codeword with low dimensionality, which has shown much better performance than the CS algorithms when feedback link is perfect. In practical scenario, however, there exists various interference and non-linear effect. In this article, we design a DL-based denoise network, called DNNet, to improve the performance of channel feedback. Numerical results show that the DL-based feedback algorithm with the proposed DNNet has superior performance over the existing algorithms, especially at low signal-to-noise ratio (SNR).

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A Model-Driven Deep Learning Method for Massive MIMO Detection

In this paper, an efficient massive multiple-input multiple-output (MIMO) detector is proposed by employing a deep neural network (DNN). Specifically, we first unfold an existing iterative detection algorithm into the DNN structure, such that the detection task can be implemented by deep learning (DL) approach. We then introduce two auxiliary parameters at each layer to better cancel multiuser interference (MUI). The first parameter is to generate the residual error vector while the second one is to adjust the relationship among previous layers. We further design the training procedure to optimize the auxiliary parameters with pre-processed inputs. The so derived MIMO detector falls into the category of model-driven DL. The simulation results show that the proposed MIMO detector can achieve preferable detection performance compared to the existing detectors for massive MIMO systems.

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Reinforcement Learning Based Cooperative Coded Caching under Dynamic Popularities in Ultra-Dense Networks

For ultra-dense networks with wireless backhaul, caching strategy at small base stations (SBSs), usually with limited storage, is critical to meet massive high data rate requests. Since the content popularity profile varies with time in an unknown way, we exploit reinforcement learning (RL) to design a cooperative caching strategy with maximum-distance separable (MDS) coding. We model the MDS coding based cooperative caching as a Markov decision process to capture the popularity dynamics and maximize the long-term expected cumulative traffic load served directly by the SBSs without accessing the macro base station. For the formulated problem, we first find the optimal solution for a small-scale system by embedding the cooperative MDS coding into Q-learning. To cope with the large-scale case, we approximate the state-action value function heuristically. The approximated function includes only a small number of learnable parameters and enables us to propose a fast and efficient action-selection approach, which dramatically reduces the complexity. Numerical results verify the optimality/near-optimality of the proposed RL based algorithms and show the superiority compared with the baseline schemes. They also exhibit good robustness to different environments.

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Machine Learning for Beam Alignment in Millimeter Wave Massive MIMO

This article investigates beam alignment for multi-user millimeter wave (mmWave) massive multi-input multi-output system. Unlike the existing works using machine learning (ML), an alignment method with partial beams using ML (AMPBML) is proposed without any prior knowledge such as user location information. The neural network (NN) for the AMPBML is trained offline using simulated environments according to the mmWave channel model and is then deployed online to predict the beam distribution vector using partial beams. Afterwards, the beams for all users are all aligned simultaneously based on the indices of the dominant entries of the obtained beam distribution vector. Simulation results demonstrate that the AMPBML outperforms the existing methods, including the adaptive compressed sensing, hierarchical search, and multi-path decomposition and recovery, in terms of the total training time slots and the spectral efficiency.

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High-Resolution Channel Estimation for Frequency-Selective mmWave Massive MIMO System

In this paper, we develop two high-resolution channel estimation schemes based on the estimating signal parameters via the rotational invariance techniques (ESPRIT) method for frequency-selective millimeter wave (mmWave) massive MIMO systems. The first scheme is based on two-dimensional ESPRIT (TDE), which includes three stages of pilot transmission. This scheme first estimates the angles of arrival (AoA) and angles of departure (AoD) and then pairs the AoA and AoD. The other scheme reduces the pilot transmission from three stages to two stages and therefore reduces the pilot overhead. It is based on one-dimensional ESPRIT and minimum searching (EMS). It first estimates the AoD of each channel path and then searches the minimum from the identified mainlobe. To guarantee the robust channel estimation performance, we also develop a hybrid precoding and combining matrices design method so that the received signal power keeps almost the same for any AoA and AoD. Finally, we demonstrate that the proposed two schemes outperform the existing channel estimation schemes in terms of computational complexity and performance.

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Two-Step Codeword Design for Millimeter Wave Massive MIMO Systems with Quantized Phase Shifters

In this paper, a two-step codeword design approach for millimeter wave (mmWave) massive MIMO systems is presented. Ideal codewords are first designed, which ignores the hardware constraints in terms of phase shifter resolution and the number of RF chains. Based on the ideal codewords, practical codewords are then obtained taking the hardware constraints into consideration. For the ideal codeword design in the first step, additional phase is introduced to the beam gain to provide extra degree of freedom. We develop a phase-shifted ideal codeword design (PS-ICD) method, which is based on alternative minimization with each iteration having a closed-form solution and can be extended to design more general beamforming vectors with different beam patterns. Once the ideal codewords are obtained in the first step, the practical codeword design problem in the second step is to approach the ideal codewords by considering the hardware constraints of the hybrid precoding structure in terms of phase shifter resolution and the number of RF chains. We propose a fast search based alternative minimization (FS-AltMin) algorithm that alternatively designs the analog precoder and digital precoder. Simulation results verify the effectiveness of the proposed methods and show that the codewords designed based on the two-step approach outperform those designed by the existing approaches.

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Learning to Branch: Accelerating Resource Allocation in Wireless Networks

Resource allocation in wireless networks, such as device-to-device (D2D) communications, is usually formulated as mixed integer nonlinear programming (MINLP) problems, which are generally NP-hard and difficult to get the optimal solutions. Traditional methods to solve these MINLP problems are all based on mathematical optimization techniques, such as the branch-and-bound (B&B) algorithm that converges slowly and has forbidding complexity for real-time implementation. Therefore, machine leaning (ML) has been used recently to address the MINLP problems in wireless communications. In this paper, we use imitation learning method to accelerate the B&B algorithm. With invariant problem-independent features and appropriate problem-dependent feature selection for D2D communications, a good auxiliary prune policy can be learned in a supervised manner to speed up the most time-consuming branch process of the B&B algorithm. Moreover, we develop a mixed training strategy to further reinforce the generalization ability and a deep neural network (DNN) with a novel loss function to achieve better dynamic control over optimality and computational complexity. Extensive simulation demonstrates that the proposed method can achieve good optimality and reduce computational complexity simultaneously.

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D2D-Enabled Mobile User Edge Caching: A Multi-Winner Auction Approach

In device-to-device (D2D)-enabled caching cellular networks, the user terminals (UTs) collaboratively store and share a large volume of popular contents from the base station (BS) for traffic offloading and delivery delay reduction. In this article, the multi-winner auction based caching placement in D2D-enabled caching cellular networks is investigated for UT edge caching incentive and content caching redundancy reduction. Firstly, a multi-winner once auction for UT edge caching is modeled which auctions multiple contents for multiple UTs. Then the optimization problem for content caching revenue maximization is formulated. Specifically, the "cache conflict" restriction relationship among UTs is used as one of the constraints in the problem to reduce the content caching redundancy in a UT movement scenario. The problem is solved by semidefinite programming (SDP) relaxation to obtain an approximate optimal caching placement. Moreover, the payment strategy of the auction is developed as a Nash bargaining game for personal profit fairness among the UTs who win the auction for content caching. Subsequently, a multi-winner once auction based caching (MOAC) placement algorithm is proposed. In addition, due to the high complexity of MOAC, we further propose a heuristic multi-winner repeated auction based caching placement (MRAC) algorithm, which can greatly reduce the complexity with only tiny performance loss. Simulation results show that the proposed algorithms can reduce the traffic load and average content access delay effectively compared with the existing caching placement algorithms.

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Deep Learning based Wireless Resource Allocation with Application to Vehicular Networks

It has been a long-held belief that judicious resource allocation is critical to mitigating interference, improving network efficiency, and ultimately optimizing wireless communication performance. The traditional wisdom is to explicitly formulate resource allocation as an optimization problem and then exploit mathematical programming to solve the problem to a certain level of optimality. Nonetheless, as wireless networks become increasingly diverse and complex, e.g., in the high-mobility vehicular networks, the current design methodologies face significant challenges and thus call for rethinking of the traditional design philosophy. Meanwhile, deep learning, with many success stories in various disciplines, represents a promising alternative due to its remarkable power to leverage data for problem solving. In this paper, we discuss the key motivations and roadblocks of using deep learning for wireless resource allocation with application to vehicular networks. We review major recent studies that mobilize the deep learning philosophy in wireless resource allocation and achieve impressive results. We first discuss deep learning assisted optimization for resource allocation. We then highlight the deep reinforcement learning approach to address resource allocation problems that are difficult to handle in the traditional optimization framework. We also identify some research directions that deserve further investigation.

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20 Years of Evolution from Cognitive to Intelligent Communications

It has been 20 years since the concept of cognitive radio (CR) was proposed, which is an efficient approach to provide more access opportunities to connect massive wireless devices. To improve the spectrum efficiency, CR enables unlicensed usage of licensed spectrum resources. It has been regarded as the key enabler for intelligent communications. In this article, we will provide an overview on the intelligent communication in the past two decades to illustrate the revolution of its capability from cognition to artificial intelligence (AI). Particularly, this article starts from a comprehensive review of typical spectrum sensing and sharing, followed by the recent achievements on the AI-enabled intelligent radio. Moreover, research challenges in the future intelligent communications will be discussed to show a path to the real deployment of intelligent radio. After witnessing the glorious developments of CR in the past 20 years, we try to provide readers a clear picture on how intelligent radio could be further developed to smartly utilize the limited spectrum resources as well as to optimally configure wireless devices in the future communication systems.

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Deep Learning based Downlink Channel Prediction for FDD Massive MIMO System

In a frequency division duplexing (FDD) massive multiple-input multiple-output (MIMO) system, the acquisition of downlink channel state information (CSI) at base station (BS) is a very challenging task due to the overwhelming overheads required for downlink training and uplink feedback. In this paper, we reveal a deterministic uplink-to-downlink mapping function when the position-to-channel mapping is bijective. Motivated by the universal approximation theorem, we then propose a sparse complex-valued neural network (SCNet) to approximate the uplink-to-downlink mapping function. Different from general deep networks that operate in the real domain, the SCNet is constructed in the complex domain and is able to learn the complex-valued mapping function by off-line training. After training, the SCNet is used to directly predict the downlink CSI based on the estimated uplink CSI without the need of either downlink training or uplink feedback. Numerical results show that the SCNet achieves better performance than general deep networks in terms of prediction accuracy and exhibits remarkable robustness over complicated wireless channels, demonstrating its great potential for practical deployments.

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First 20 Years of Green Radios

Green radios jointly consider the spectrum efficiency and the energy efficiency in wireless networks in order to provide sustainable development. In the past two decades, various green radio solutions for different types of terminals and radio access networks have been developed, some of which have been used in the designs of wireless products. In this paper, we provide a historical view on some fundamental works and practical issues. In addition to providing a comprehensive overview on theoretical achievements, we also discuss several important power saving solutions with notable engineering impacts, such as Doherty power amplifier and separated baseband unit - remote radio unit architecture, which might be overlooked in previous publications. Moreover, with the huge growth of wireless traffic in the near future, green radio design for future wireless networks shall involve an end-to-end energy efficiency investigation of mobile terminals, radio access and core networks, and different applications. By introducing green radio schemes for advanced terminals and future wireless networks, this article will not only be beneficial for readers with only preliminary background in communications and signal processing but also have reference and historical values for researchers and practical engineers in the area.

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Deep Learning based Channel Estimation for Massive MIMO with Mixed-Resolution ADCs

In this article, deep learning is applied to estimate the uplink channels for mixed analog-to-digital converters (ADCs) massive multiple-input multiple-output (MIMO) systems, where a portion of antennas are equipped with high-resolution ADCs while others employ low-resolution ones at the base station. A direct-input deep neural network (DI-DNN) is first proposed to estimate channels by using the received signals of all antennas. To eliminate the adverse impact of the coarsely quantized signals, a selective-input prediction DNN (SIP-DNN) is developed, where only the signals received by the high-resolution ADC antennas are exploited to predict the channels of other antennas as well as to estimate their own channels. Numerical results show the superiority of the proposed DNN based approaches over the existing methods, especially with mixed one-bit ADCs, and the effectiveness of the proposed approaches on different ADC resolution patterns.

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