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Georg Zetzsche

Publications and source records attributed to Georg Zetzsche.

At least 19 recordsLinked to original sources

Length Generalization for Transformers via Compression

Recent advancements in transformer length generalization theory enable us to reliably predict when a transformer can learn to solve a task. In particular, the C-RASP hypothesis (a formalized version of the so-called RASP-l conjecture) posits that transformers length-generalize on a task if and only if a solution is expressible in the C-RASP language. While this hypothesis has strong empirical validation, theoretical problems arise from the fact that no computable length generalization bounds exist for C-RASP, alongside the discovery of seemingly contradictory experiments. To address these problems, we refine the C-RASP hypothesis utilizing the recently-proposed fragments C-RASP+ and C-RASP1. These fragments have computable length generalization bounds, though in the worst case requiring an extremely large (double exponential) sample size. It is an open question whether these sample size bounds are tight. In this paper, we resolve this open question by providing an exponentially tighter bound. In doing so, we show a polynomial length generalization bound for transformers if we adopt compressed strings, via a novel connection to power words. As an application, we show how this yields a fine-grained analysis of the C-RASP conjecture that resolves contradicting experimental evidence against it.

cs.LG

Infinite-state Games with Energy Objectives Beyond Counters

In the theory of games on infinite-state arenas, there is a stark contrast between (i) recursion-based models such as pushdown systems and extensions on one hand, and (ii) counter-based models like vector addition systems with states (VASS) on the other. For pushdown systems and extensions, there is a rich variety of decidable and well-understood games, whereas on VASS arenas, even extremely simple games are undecidable. Here, a VASS is an automaton with counters that can be incremented and decremented, but not tested for zero. Crucially, the counters can only assume non-negative values. However, certain VASS games become decidable when using energy semantics: An energy game is played on a system with counters, but the arena includes configurations with negative counters. The requirement that the counters stay non-negative is, instead, part of the winning condition of the existential player. We study an analogue of energy semantics -- legality of instructions as part of the winning condition rather than arena -- on a broad class of infinite-state systems, where we call them viability games. Specifically, we study viability games in the framework of valence systems over graph monoids, where (undirected, loops allowed) graphs specify various infinite-state systems, such as pushdowns, VASS counters, integer counters, and combinations thereof. In our main results, we provide a complete description of the decidability and complexity landscape of viability games across valence systems over graph monoids. Our results reveal encouraging decidability properties. For example, in certain combinations of pushdowns and counters, viability games are decidable, despite non-termination games being undecidable there. Moreover, viability games are even decidable for certain systems where (single-player) control-state reachability is undecidable.

cs.FL

Length Generalization Bounds for Transformers

Length generalization is a key property of a learning algorithm that enables it to make correct predictions on inputs of any length, given finite training data. To provide such a guarantee, one needs to be able to compute a length generalization bound, beyond which the model is guaranteed to generalize. This paper concerns the open problem of the computability of such generalization bounds for C-RASP, a class of languages which is closely linked to transformers. A positive partial result was recently shown by Chen et al. for C-RASP with only one layer and, under some restrictions, also with two layers. We provide complete answers to the above open problem. Our main result is the non-existence of computable length generalization bounds for C-RASP (already with two layers) and hence for transformers. To complement this, we provide a computable bound for the positive fragment of C-RASP, which we show equivalent to fixed-precision transformers. For both positive C-RASP and fixed-precision transformers, we show that the length complexity is exponential, and prove optimality of the bounds.

cs.LG

The complexity of downward closures of indexed languages

Indexed languages are a classical notion in formal language theory, which has attracted attention in recent decades due to its role in higher-order model checking: They are precisely the languages accepted by order-2 pushdown automata. The downward closure of an indexed language -- the set of all (scattered) subwords of its members -- is well-known to be a regular over-approximation. It is known since 2015 that the downward closure of a given indexed language is effectively computable. However, the algorithm comes with no complexity bounds, and it has remained open whether a primitive-recursive construction exists. We settle this question and provide a triply (resp. quadruply) exponential construction of a non-deterministic (resp. deterministic) automaton. We also prove (asymptotically) matching lower bounds. For the upper bounds, we rely on recent advances in semigroup theory, which let us compute bounded-size summaries of words with respect to a finite semigroup. By replacing stacks with their summaries, we are able to transform an indexed grammar into a context-free one with the same downward closure, and then apply existing bounds for context-free grammars.

cs.FL

Bounded treewidth, multiple context-free grammars, and downward closures

The reachability problem in multi-pushdown automata (MPDA) has many applications in static analysis of recursive programs. An example is safety verification of multi-threaded recursive programs with shared memory. Since these problems are undecidable, the literature contains many decidable (and efficient) underapproximations of MPDA. A uniform framework that captures many of these underapproximations is that of bounded treewidth (tw): To each execution of the MPDA, we associate a graph; then we consider the subset of all graphs that have a wt at most $k$, for some constant $k$. In fact, bounding tw is a generic approach to obtain classes of systems with decidable reachability, even beyond MPDA underapproximations. The resulting systems are also called MSO-definable bounded-tw systems. While bounded tw is a powerful tool for reachability and similar types of analysis, the word languages (i.e. action sequences corresponding to executions) of these systems remain far from understood. For the slight restriction of bounded special tw, or "bounded-stw" (which is equivalent to bounded tw on MPDA, and even includes all bounded-tw systems studied in the literature), this work reveals a connection with multiple context-free languages (MCFL), a concept from computational linguistics. We show that the word languages of MSO-definable bounded-stw systems are exactly the MCFL. We exploit this connection to provide an optimal algorithm for computing downward closures (dcl) for MSO-definable bounded-stw systems. Computing dcl is a notoriously difficult task that has many applications in the verification of complex systems: As an example application, we show that in programs with dynamic spawning of MSO-definable bounded-stw processes, safety verification has the same complexity as in the case of processes with sequential recursive processes.

cs.FL

General Decidability Results for Systems with Continuous Counters

Counters that hold natural numbers are ubiquitous in modeling and verifying software systems; for example, they model dynamic creation and use of resources in concurrent programs. Unfortunately, such discrete counters often lead to extremely high complexity. Continuous counters are an efficient over-approximation of discrete counters. They are obtained by relaxing the original counters to hold values over the non-negative rational numbers. This work shows that continuous counters are extraordinarily well-behaved in terms of decidability. Our main result is that, despite continuous counters being infinite-state, the language of sequences of counter instructions that can arrive in a given target configuration, is regular. Moreover, a finite automaton for this language can be computed effectively. This implies that a wide variety of transition systems can be equipped with continuous counters, while maintaining decidability of reachability properties. Examples include higher-order recursion schemes, well-structured transition systems, and decidable extensions of discrete counter systems. We also prove a non-elementary lower bound for the size of the resulting finite automaton.

cs.FL

Softmax Transformers are Turing-Complete

Hard attention Chain-of-Thought (CoT) transformers are known to be Turing-complete. However, it is an open problem whether softmax attention Chain-of-Thought (CoT) transformers are Turing-complete. In this paper, we prove a stronger result that length-generalizable softmax CoT transformers are Turing-complete. More precisely, our Turing-completeness proof goes via the CoT extension of the Counting RASP (C-RASP), which correspond to softmax CoT transformers that admit length generalization. We prove Turing-completeness for CoT C-RASP with causal masking over a unary alphabet (more generally, for letter-bounded languages). While we show this is not Turing-complete for arbitrary languages, we prove that its extension with relative positional encoding is Turing-complete for arbitrary languages. We empirically validate our theory by training transformers for languages requiring complex (non-linear) arithmetic reasoning.

cs.FL

Fast Ramsey Quantifier Elimination in LIRA (with applications to liveness checking)

Ramsey quantifiers have recently been proposed as a unified framework for handling properties of interests in program verification involving proofs in the form of infinite cliques, which are not expressible in first-order logic. Among others, these include liveness verification and monadic decomposability. We present the tool REAL, which implements an efficient elimination of Ramsey quantifiers in existential linear arithmetic theories over integers (LIA), reals (LRA), and the mixed case (LIRA). The tool supports a convenient input format, which is an extension of SMT-LIB over the aforementioned theories with Ramsey quantifiers. We also demonstrate a substantial speedup from the original prototype. As an application, we provide an automatic translation from FASTer (a tool for verifying reachability over infinite-state systems) output format to our extension of SMT-LIB and show how our tool extends FASTer to liveness checking.

cs.LO

Presburger Functional Synthesis: Complexity and Tractable Normal Forms

Given a relational specification between inputs and outputs as a logic formula, the problem of functional synthesis is to automatically synthesize a function from inputs to outputs satisfying the relation. Recently, a rich line of work has emerged tackling this problem for specifications in different theories, from Boolean to general first-order logic. In this paper, we launch an investigation of this problem for the theory of Presburger Arithmetic, that we call Presburger Functional Synthesis (PFnS). We show that PFnS can be solved in EXPTIME and provide a matching exponential lower bound. This is unlike the case for Boolean functional synthesis (BFnS), where only conditional exponential lower bounds are known. Further, we show that PFnS for one input and one output variable is as hard as BFnS in general. We then identify a special normal form, called PSyNF, for the specification formula that guarantees poly-time and poly-size solvability of PFnS. We prove several properties of PSyNF, including how to check and compile to this form, and conditions under which any other form that guarantees poly-time solvability of PFnS can be compiled in poly-time to PSyNF. Finally, we identify a syntactic normal form that is easier to check but is exponentially less succinct than PSyNF.

cs.LO

A Complexity Dichotomy for Semilinear Target Sets in Automata with One Counter

In many kinds of infinite-state systems, the coverability problem has significantly lower complexity than the reachability problem. In order to delineate the border of computational hardness between coverability and reachability, we propose to place these problems in a more general context, which makes it possible to prove complexity dichotomies. The more general setting arises as follows. We note that for coverability, we are given a vector $t$ and are asked if there is a reachable vector $x$ satisfying the relation $x\ge t$. For reachability, we want to satisfy the relation $x=t$. In the more general setting, there is a Presburger formula $\varphi(t,x)$, and we are given $t$ and are asked if there is a reachable $x$ with $\varphi(t,x)$. We study this setting for systems with one counter and binary updates: (i) integer VASS, (ii) Parikh automata, and (i) standard (non-negative) VASS. In each of these cases, reachability is NP-complete, but coverability is known to be in polynomial time. Our main results are three dichotomy theorems, one for each of the cases (i)--(iii). In each case, we show that for every $\varphi$, the problem is either NP-complete or belongs to $\mathsf{AC}^1$, a circuit complexity class within polynomial time. We also show that it is decidable on which side of the dichotomy a given formula falls.

cs.FL

The Counting Power of Transformers

Counting properties (e.g. determining whether certain tokens occur more than other tokens in a given input text) have played a significant role in the study of expressiveness of transformers. In this paper, we provide a formal framework for investigating the counting power of transformers. We argue that all existing results demonstrate transformers' expressivity only for (semi-)linear counting properties, i.e., which are expressible as a boolean combination of linear inequalities. Our main result is that transformers can express counting properties that are highly nonlinear. More precisely, we prove that transformers can capture all semialgebraic counting properties, i.e., expressible as a boolean combination of arbitrary multivariate polynomials (of any degree). Among others, these generalize the counting properties that can be captured by C-RASP softmax transformers, which capture only linear counting properties. To complement this result, we exhibit a natural subclass of (softmax) transformers that completely characterizes semialgebraic counting properties. Through connections with the Hilbert's tenth problem, this expressivity of transformers also yields a new undecidability result for analyzing an extremely simple transformer model -- surprisingly with neither positional encodings (i.e. NoPE-transformers) nor masking. We also experimentally validate trainability of such counting properties.

cs.CL

The complexity of separability for semilinear sets and Parikh automata

In a \emph{separability problem}, we are given two sets $K$ and $L$ from a class $\mathcal{C}$, and we want to decide whether there exists a set $S$ from a class $\mathcal{S}$ such that $K\subseteq S$ and $S\cap L=\emptyset$. In this case, we speak of \emph{separability of sets in $\mathcal{C}$ by sets in $\mathcal{S}$}. We study two types of separability problems. First, we consider separability of semilinear sets (i.e. subsets of $\mathbb{N}^d$ for some $d$) by sets definable by quantifier-free monadic Presburger formulas (or equivalently, the recognizable subsets of $\mathbb{N}^d$). Here, a formula is monadic if each atom uses at most one variable. Second, we consider separability of languages of Parikh automata by regular languages. A Parikh automaton is a machine with access to counters that can only be incremented, and have to meet a semilinear constraint at the end of the run. Both of these separability problems are known to be decidable with elementary complexity. Our main results are that both problems are coNP-complete. In the case of semilinear sets, coNP-completeness holds regardless of whether the input sets are specified by existential Presburger formulas, quantifier-free formulas, or semilinear representations. Our results imply that recognizable separability of rational subsets of $\Sigma^*\times\mathbb{N}^d$ (shown decidable by Choffrut and Grigorieff) is coNP-complete as well. Another application is that regularity of deterministic Parikh automata (where the target set is specified using a quantifier-free Presburger formula) is coNP-complete as well.

cs.FL

Separability in B\"uchi Vass and Singly Non-Linear Systems of Inequalities

The omega-regular separability problem for B\"uchi VASS coverability languages has recently been shown to be decidable, but with an EXPSPACE lower and a non-primitive recursive upper bound -- the exact complexity remained open. We close this gap and show that the problem is EXPSPACE-complete. A careful analysis of our complexity bounds additionally yields a PSPACE procedure in the case of fixed dimension >= 1, which matches a pre-established lower bound of PSPACE for one dimensional B\"uchi VASS. Our algorithm is a non-deterministic search for a witness whose size, as we show, can be suitably bounded. Part of the procedure is to decide the existence of runs in VASS that satisfy certain non-linear properties. Therefore, a key technical ingredient is to analyze a class of systems of inequalities where one variable may occur in non-linear (polynomial) expressions. These so-called singly non-linear systems (SNLS) take the form A(x).y >= b(x), where A(x) and b(x) are a matrix resp. a vector whose entries are polynomials in x, and y ranges over vectors in the rationals. Our main contribution on SNLS is an exponential upper bound on the size of rational solutions to singly non-linear systems. The proof consists of three steps. First, we give a tailor-made quantifier elimination to characterize all real solutions to x. Second, using the root separation theorem about the distance of real roots of polynomials, we show that if a rational solution exists, then there is one with at most polynomially many bits. Third, we insert the solution for x into the SNLS, making it linear and allowing us to invoke standard solution bounds from convex geometry. Finally, we combine the results about SNLS with several techniques from the area of VASS to devise an EXPSPACE decision procedure for omega-regular separability of B\"uchi VASS.

cs.FL

The Power of Hard Attention Transformers on Data Sequences: A Formal Language Theoretic Perspective

Formal language theory has recently been successfully employed to unravel the power of transformer encoders. This setting is primarily applicable in Natural Language Processing (NLP), as a token embedding function (where a bounded number of tokens is admitted) is first applied before feeding the input to the transformer. On certain kinds of data (e.g. time series), we want our transformers to be able to handle arbitrary input sequences of numbers (or tuples thereof) without a priori limiting the values of these numbers. In this paper, we initiate the study of the expressive power of transformer encoders on sequences of data (i.e. tuples of numbers). Our results indicate an increase in expressive power of hard attention transformers over data sequences, in stark contrast to the case of strings. In particular, we prove that Unique Hard Attention Transformers (UHAT) over inputs as data sequences no longer lie within the circuit complexity class $AC^0$ (even without positional encodings), unlike the case of string inputs, but are still within the complexity class $TC^0$ (even with positional encodings). Over strings, UHAT without positional encodings capture only regular languages. In contrast, we show that over data sequences UHAT can capture non-regular properties. Finally, we show that UHAT capture languages definable in an extension of linear temporal logic with unary numeric predicates and arithmetics.

cs.FL

Verifying Unboundedness via Amalgamation

Well-structured transition systems (WSTS) are an abstract family of systems that encompasses a vast landscape of infinite-state systems. By requiring a well-quasi-ordering (wqo) on the set of states, a WSTS enables generic algorithms for classic verification tasks such as coverability and termination. However, even for systems that are WSTS like vector addition systems (VAS), the framework is notoriously ill-equipped to analyse reachability (as opposed to coverability). Moreover, some important types of infinite-state systems fall out of WSTS' scope entirely, such as pushdown systems (PDS). Inspired by recent algorithmic techniques on VAS, we propose an abstract notion of systems where the set of runs is equipped with a wqo and supports amalgamation of runs. We show that it subsumes a large class of infinite-state systems, including (reachability languages of) VAS and PDS, and even all systems from the abstract framework of valence systems, except for those already known to be Turing-complete. Moreover, this abstract setting enables simple and general algorithmic solutions to unboundedness problems, which have received much attention in recent years. We present algorithms for the (i) simultaneous unboundedness problem (which implies computability of downward closures and decidability of separability by piecewise testable languages), (ii) computing priority downward closures, (iii) deciding whether a language is bounded, meaning included in $w_1^*\cdots w_k^*$ for some words $w_1,\ldots,w_k$, and (iv) effective regularity of unary languages. This leads to either drastically simpler proofs or new decidability results for a rich variety of systems.

cs.FL

Slice closures of indexed languages and word equations with counting constraints

Indexed languages are a classical notion in formal language theory. As the language equivalent of second-order pushdown automata, they have received considerable attention in higher-order model checking. Unfortunately, counting properties are notoriously difficult to decide for indexed languages: So far, all results about non-regular counting properties show undecidability. In this paper, we initiate the study of slice closures of (Parikh images of) indexed languages. A slice is a set of vectors of natural numbers such that membership of $u,u+v,u+w$ implies membership of $u+v+w$. Our main result is that given an indexed language $L$, one can compute a semilinear representation of the smallest slice containing $L$'s Parikh image. We present two applications. First, one can compute the set of all affine relations satisfied by the Parikh image of an indexed language. In particular, this answers affirmatively a question by Kobayashi: Is it decidable whether in a given indexed language, every word has the same number of $a$'s as $b$'s. As a second application, we show decidability of (systems of) word equations with rational constraints and a class of counting constraints: These allow us to look for solutions where a counting function (defined by an automaton) is not zero. For example, one can decide whether a word equation with rational constraints has a solution where the number of occurrences of $a$ differs between variables $X$ and $Y$.

cs.FL

An efficient quantifier elimination procedure for Presburger arithmetic

All known quantifier elimination procedures for Presburger arithmetic require doubly exponential time for eliminating a single block of existentially quantified variables. It has even been claimed in the literature that this upper bound is tight. We observe that this claim is incorrect and develop, as the main result of this paper, a quantifier elimination procedure eliminating a block of existentially quantified variables in singly exponential time. As corollaries, we can establish the precise complexity of numerous problems. Examples include deciding (i) monadic decomposability for existential formulas, (ii) whether an existential formula defines a well-quasi ordering or, more generally, (iii) certain formulas of Presburger arithmetic with Ramsey quantifiers. Moreover, despite the exponential blowup, our procedure shows that under mild assumptions, even NP upper bounds for decision problems about quantifier-free formulas can be transferred to existential formulas. The technical basis of our results is a kind of small model property for parametric integer programming that generalizes the seminal results by von zur Gathen and Sieveking on small integer points in convex polytopes.

cs.LO

Directed Regular and Context-Free Languages

We study the problem of deciding whether a given language is directed. A language $L$ is \emph{directed} if every pair of words in $L$ have a common (scattered) superword in $L$. Deciding directedness is a fundamental problem in connection with ideal decompositions of downward closed sets. Another motivation is that deciding whether two \emph{directed} context-free languages have the same downward closures can be decided in polynomial time, whereas for general context-free languages, this problem is known to be coNEXP-complete. We show that the directedness problem for regular languages, given as NFAs, belongs to $AC^1$, and thus polynomial time. Moreover, it is NL-complete for fixed alphabet sizes. Furthermore, we show that for context-free languages, the directedness problem is PSPACE-complete.

cs.FL