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Guillermo Ballesteros

Publications and source records attributed to Guillermo Ballesteros.

At least 19 recordsLinked to original sources

Background-independent one-loop renormalization of tensor and scalar primordial spectra

We present a background-independent renormalization framework for one-loop primordial spectra. We apply it to two observables: the scalar-induced tensor spectrum sourced by a minimally coupled spectator field, and the scalar spectrum generated by potential self-interactions. In both cases, the UV part of the loops is isolated and, using the universal WKB behavior of the internal modes, the UV poles are extracted analytically and absorbed into local counterterms without having to specify either the background evolution or the full dynamics of the field running in the loop. This yields finite model-independent expressions for the renormalized spectra amenable to numerical analysis.

hep-th

Classical and quantum evolution of inflationary fluctuations

We compare the correlation functions of inflationary perturbations computed either with quantum or classical dynamics. Even if they are enforced to agree at a specific time during inflation, classical and quantum correlations will differ at the end of inflation, provided that interactions are relevant. The difference between the results of the classical and quantum computations is exponentially sensitive to the number of e-folds elapsed from the time of agreement. We illustrate this finding with the tree-level bispectrum of the primordial curvature fluctuation and the one-loop power spectrum of tensor modes. We also show that classical evolution from a finite time does not imply the appearance of poles in the scalar bispectrum.

hep-th

Finite parts of inflationary loops II: A streamlined UV in-in algorithm and distinguishable signatures

We introduce a streamlined method for evaluating in-in loop integrals using dimensional regularization for diagrams with an arbitrary number of external legs and vertices, which complements earlier work and facilitates the extraction of the ultraviolet contributions. The method leads us to identify an apparent difficulty to renormalize with Hamiltonian counterterms within the in-in formalism. We also discuss the importance of the finite parts of loop corrections that can be distinguished from their associated counterterm contributions. As an application, we examine the one-loop primordial bispectrum in the context of the effective field theory of inflation, considering a specific set of interactions, and identifying a contribution distinguishable from its tree-level counterpart.

hep-th

Primordial black holes

The possibility that dark matter could be primordial black holes is discussed with an emphasis on the most commonly studied inflationary dynamics that could have produced them.

astro-ph.CO

Intrinsic non-Gaussianity of ultra slow-roll inflation

We study the non-Gaussian tail of the curvature fluctuation, $\zeta$, in an inflationary scenario with a transient ultra slow-roll phase that generates a localized large enhancement of the spectrum of $\zeta$. To do so, we implement a numerical procedure that provides the probability distribution of $\zeta$ order by order in perturbation theory. The non-Gaussianities of $\zeta$ can be shown to arise from its non-linear relation to the inflaton fluctuations and from the intrinsic non-Gaussianities of the latter, which stem from its self interactions. We find that intrinsic non-Gaussianities, which have often been ignored to estimate the abundance of primordial black holes in this kind of scenario, are important. The relevance of the intrinsic contribution depends on the rapidity with which the transient ultra slow-roll phase occurs, as well as on its duration. Our method cannot be used accurately when the perturbative in-in formalism fails to apply, highlighting the relevance of developing fully non-perturbative approaches to the problem.

astro-ph.CO

Finite parts of inflationary loops

We present a method for solving loop integrals in dimensional regularization that is particularly useful in the context of inflation. We apply this method to the calculation of the tensor power spectrum induced by scalar fluctuations in slow-roll inflation.

hep-th

Primordial black hole formation from self-resonant preheating?

We revisit the question of how generic is the formation of primordial black holes via self-resonant growth of inflaton fluctuations in the post-inflationary, preheating phase. Using analytical and lattice calculations, we find that primordial black hole production is far from being a generic outcome. Also, in most of the parameter space of viable inflationary models, the metric preheating term is subleading to the anharmonic terms and the approximation of a quadratic potential for describing the resonance dynamics is inadequate. Nonetheless, the anharmonicity of the potential cannot be used to rescue the mechanism: The generic outcome of the non-linear evolution of the scalar field in this case is the formation of metastable transients or oscillons, that do not generically collapse into black holes.

astro-ph.CO

Non-Gaussian tails without stochastic inflation

We show, both analytically and numerically, that non-Gaussian tails in the probability density function of curvature perturbations arise in ultra-slow-roll inflation from the $\delta N$ formalism, without invoking stochastic inflation. Previously reported discrepancies between both approaches are a consequence of not correctly accounting for momentum perturbations. Once they are taken into account, both approaches agree to an excellent degree. The shape of the tail depends strongly on the phase space of inflation.

astro-ph.CO

One-loop power spectrum in ultra slow-roll inflation and implications for primordial black hole dark matter

We apply the in-in formalism to address the question of whether the size of the one-loop spectrum of curvature fluctuations in ultra-slow-roll inflation models designed for producing a large population of primordial black holes implies a breakdown of perturbation theory. We consider a simplified piece-wise description of inflation, in which the ultra-slow-roll phase is preceded and followed by slow-roll phases linked by transitional periods. We work in the $\delta\phi$-gauge, including all relevant cubic and quartic interactions and the necessary counterterms to renormalize the ultraviolet divergences, regularized by a cutoff. The ratio of the one-loop to the tree-level contributions to the spectrum of curvature perturbations is controlled by the duration of the ultra-slow-roll phase and of the transitions. Our results indicate that perturbation theory does not necessarily break in well-known models proposed to account for all the dark matter in the form of primordial black holes.

astro-ph.CO

Monomial warm inflation revisited

We revisit the idea that the inflaton may have dissipated part of its energy into a thermal bath during inflation, considering monomial inflationary potentials and three different forms of dissipation rate. Using a numerical Fokker-Planck approach to describe the stochastic dynamics of inflationary fluctuations, we confront this scenario with current bounds on the spectrum of curvature fluctuations and primordial gravitational waves. We also obtain purely analytical approximations that improve over previously used ones in the small dissipation regime for the amplitude of the spectrum and its tilt. We show that only our numerical Fokker-Planck method is accurate, fast and precise enough to test these models against current data. We advocate its use in future studies of warm inflation. We also apply the stochastic inflation formalism to this scenario, finding that the resulting spectrum is the same as the one obtained with standard perturbation theory. We discuss the origin and convenience of using a commonly implemented large thermal correction to the primordial spectrum and the implications of such a term for a specific scenario. Improved bounds on the scalar spectral index will further constrain warm inflation in the near future.

astro-ph.CO

Primordial black holes and gravitational waves from dissipation during inflation

We study the generation of a localized peak in the primordial spectrum of curvature perturbations from a transient dissipative phase during inflation, leading to a large population of primordial black holes. The enhancement of the power spectrum occurs due to stochastic thermal noise sourcing curvature fluctuations. We solve the stochastic system of Einstein equations for many realizations of the noise and obtain the distribution for the curvature power spectrum. We then propose a method to find its expectation value using a deterministic system of differential equations. In addition, we find a single stochastic equation whose analytic solution helps to understand the main features of the spectrum. Finally, we derive a complete expression and a numerical estimate for the energy density of the stochastic background of gravitational waves induced at second order in perturbation theory. This includes the gravitational waves induced during inflation, during the subsequent radiation epoch and their mixing. Our scenario provides a novel way of generating primordial black hole dark matter with a peaked mass distribution and a detectable stochastic background of gravitational waves from inflation.

astro-ph.CO

Large power spectrum and primordial black holes in the effective theory of inflation

We study the generation of a large power spectrum, necessary for primordial black hole formation, within the effective theory of single-field inflation. The mechanisms we consider include a transition into a ghost-inflation-like phase and scenarios where an exponentially growing mode is temporarily turned on. In the cases we discuss, the enhancement in the power spectrum results from either a swift change in some effective coupling or a modification of the dispersion relation for the perturbations, while the background evolution remains unchanged and approximately de Sitter throughout inflation. The robustness of the results is guaranteed thanks to a weakly broken galileon symmetry, which protects the effective couplings against large quantum corrections. We discuss how the enhancement of the power spectrum is related to the energy scale of the operators with weakly broken galileon invariance, and study the limits imposed by strong coupling and the validity of the perturbative expansion.

hep-th

Revisiting isocurvature bounds in models unifying the axion with the inflaton

Axion scenarios in which the spontaneous breaking of the Peccei-Quinn symmetry takes place before or during inflation, and in which axion dark matter arises from the misalignment mechanism, can be constrained by Cosmic Microwave Background isocurvature bounds. Dark matter isocurvature is thought to be suppressed in models with axion-inflaton interactions, for which axion perturbations are assumed to freeze at horizon crossing during inflation. However, this assumption can be an oversimplification due to the interactions themselves. In particular, non-perturbative effects during reheating may lead to a dramatic growth of axion perturbations. We perform lattice calculations in two models in which the Peccei-Quinn field participates in inflation. We find that the growth of axion perturbations is such that the Peccei-Quinn symmetry is restored for an axion decay constant $f_A\lesssim10^{16}$-$10^{17}$ GeV, leading to an over-abundance of dark matter, unless $f_A \lesssim 2 \times 10^{11}$ GeV. For $f_A\gtrsim10^{16}$-$10^{17}$ GeV we still find a large growth of axion perturbations at low momentum, such that a naive extrapolation to CMB scales suggests a violation of the isocurvature bounds.

hep-ph

How warm are non-thermal relics? Lyman-$α$ bounds on out-of-equilibrium dark matter

We investigate the power spectrum of Non-Cold Dark Matter (NCDM) produced in a state out of thermal equilibrium. We consider dark matter production from the decay of scalar condensates (inflaton, moduli), the decay of thermalized and non-thermalized particles, and from thermal and non-thermal freeze-in. For each case, we compute the NCDM phase space distribution and the linear matter power spectrum, which features a cutoff analogous to that for Warm Dark Matter (WDM). This scale is solely determined by the equation of state of NCDM. We propose a mapping procedure that translates the WDM Lyman-$α$ mass bound to NCDM scenarios. This procedure does not require expensive ad hoc numerical computations of the non-linear matter power spectrum. By applying it, we obtain bounds on several NCDM possibilities, ranging from $m_{\rm DM}\gtrsim {\rm EeV}$ for DM production from inflaton decay with a low reheating temperature, to sub-keV values for non-thermal freeze-in. We discuss the phenomenological implications of these results for specific examples which include strongly-stabilized and non-stabilized supersymmetric moduli, gravitino production from inflaton decay, $Z'$ and spin-2 mediated freeze-in, and non-supersymmetric spin-3/2 DM.

hep-ph

The $H_0$ tension: $ΔG_N$ vs. $ΔN_{\rm eff}$

We investigate whether the $4.4σ$ tension on $H_0$ between SH$_{0}$ES 2019 and Planck 2018 can be alleviated by a variation of Newton's constant $G_N$ between the early and the late Universe. This changes the Hubble rate before recombination, similarly to adding $ΔN_{\rm eff}$ extra relativistic degrees of freedom. We implement a varying $G_N$ in a scalar-tensor theory of gravity, with a non-minimal coupling $(M^2+βϕ^2)R$. If the scalar $ϕ$ starts in the radiation era at an initial value $ϕ_I \sim 0.5~M_p$ and with $β<0$, a dynamical transition occurs naturally around the epoch of matter-radiation equality and the field evolves towards zero at late times. As a consequence, the $H_0$ tension between SH$_{0}$ES (2019) and Planck 2018+BAO slightly decreases, as in $ΔN_{\rm eff}$ models, to the 3.8$σ$ level. We then perform a fit to a combined Planck, BAO and supernovae (SH$_0$ES and Pantheon) dataset. When including local constraints on Post-Newtonian (PN) parameters, we find $H_0=69.08_{-0.71}^{+0.6}~\text{km/s/Mpc}$ and a marginal improvement of $Δχ^2\simeq-3.2$ compared to $Λ$CDM, at the cost of 2 extra parameters. In order to take into account scenarios where local constraints could be evaded, we also perform a fit without PN constraints and find $H_0=69.65_{-0.78}^{+0.8}~\text{km/s/Mpc}$ and a more significant improvement $Δχ^2=-5.4$ with 2 extra parameters. For comparison, we find that the $ΔN_{\rm eff}$ model gives $H_0=70.08_{-0.95}^{+0.91}~\text{km/s/Mpc}$ and $Δχ^2=-3.4$ at the cost of one extra parameter, which disfavors the $Λ$CDM limit just above 2$σ$, since $ΔN_{\rm eff}=0.34_{-0.16}^{+0.15}$. Overall, our varying $G_N$ model performs similarly to the $ΔN_{\rm eff}$ model in respect to the $H_0$ tension, if a physical mechanism to remove PN constraints can be implemented.

astro-ph.CO

Stochastic inflationary dynamics beyond slow-roll and consequences for primordial black hole formation

We consider the impact of quantum diffusion on inflationary dynamics during an ultra-slow-roll phase, which can be of particular significance for the formation of primordial black holes. We show, by means of a fully analytical approach, that the power spectrum of comoving curvature perturbations computed in stochastic inflation matches precisely, at the linear level, the result obtained by solving the Mukhanov-Sasaki equation, even in the presence of an ultra-slow-roll phase. We confirm this result numerically in a model in which the inflaton has a polynomial potential and is coupled quadratically to the Ricci scalar. En route, we assess the role that quantum noise plays in the presence of an ultra-slow-roll phase, and clarify the issue of the quantum-to-classical transition in this scenario.

astro-ph.CO

X-ray and gamma-ray limits on the primordial black hole abundance from Hawking radiation

The non-observation of Hawking radiation from primordial black holes of $10^{16}$g sets a conservative strong bound on their cosmological abundance. We revisit this bound and show how it can be improved (both in mass reach and strength) by an adequate modeling of the combined AGN and blazar emission in the MeV range. We also estimate the sensitivity to the primordial black hole abundance of a future X-ray experiment capable of identifying a significantly larger number of astrophysical sources contributing to the diffuse background in this energy range.

astro-ph.CO

Detuning primordial black hole dark matter with early matter domination and axion monodromy

We present a scenario that ameliorates the tuning problems present in models of primordial black hole dark matter from inflation. Our setup employs the advantages of gravitational collapse in a long epoch of early matter domination with reheating temperature $\lesssim 10^{6}~\text{GeV}$. Furthermore, we make use of a string-inspired class of models where the inflaton is identified with a non-compact axion field. In this framework, the presence of multiple local minima in the inflaton potential can be traced back to an approximate discrete shift symmetry. This scenario allows the formation of primordial black holes in the observationally viable range of masses ($M_{\text{PBH}}\sim 10^{-13}M_{\odot}-10^{-16}M_{\odot}$) accounting for all dark matter, and in excellent agreement with the CMB. Crucially, we find a significant reduction in the required tuning of the parameters of the inflationary potential, in contrast to the standard case of primordial black hole formation during radiation domination. However, abundant formation of light PBHs during an early phase of matter domination can be more easily in conflict with evaporation bounds. We discuss how these can be avoided under mild assumptions on the collapsing energy density fraction.

astro-ph.CO