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Guillermo Ballesteros

Publications and source records attributed to Guillermo Ballesteros.

At least 37 records · Page 2Linked to original sources

Primordial black holes as dark matter and gravitational waves from single-field polynomial inflation

We consider the possibility that the majority of dark matter in our Universe consists of black holes of primordial origin. We determine the conditions under which such black holes may have originated from a single-field model of inflation characterized by a quartic polynomial potential. We also explore the effect of higher-dimensional operators. The large power spectrum of curvature perturbations that is needed for a large black hole abundance sources sizable second order tensor perturbations. The resulting stochastic background of primordial gravitational waves could be detected by the future space-based observatories LISA and DECIGO or --as long as we give up on the dark matter connection--by the ground-based Advanced LIGO-Virgo detector network.

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Black hole formation from a general quadratic action for inflationary primordial fluctuations

The most up to date femto- and micro-lensing constraints indicate that primordial black holes of $\sim 10^{-16} M_\odot$ and $\sim 10^{-12} M_\odot$, respectively, may constitute a large fraction of the dark matter. We describe analytically and numerically the dynamics by which inflationary fluctuations featuring a time-varying propagation speed or an effective Planck mass can lead to abundant primordial black hole production. As an example, we provide an ad hoc DBI-like model. A very large primordial spectrum originating from a small speed of sound typically leads to strong coupling within the vanilla effective theory of inflationary perturbations. However, we point out that ghost inflation may be able to circumvent this problem. We consider as well black hole formation in solid inflation, for which, in addition to an analogous difficulty, we stress the importance of the reheating process. In addition, we review the basic formalism for the collapse of large radiation density fluctuations, emphasizing the relevance of an adequate choice of gauge invariant variables.

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Several Problems in Particle Physics and Cosmology Solved in One SMASH

The Standard Model (SM) of particle physics is a big success. However, it lacks explanations for cosmic inflation, the matter-anti-matter asymmetry of the Universe, dark matter, neutrino oscillations, and the feebleness of CP violation in the strong interactions. The latter may be explained by a complex scalar field charged under a spontaneously broken global U(1) Peccei-Quinn (PQ) symmetry. Moreover, the pseudo Nambu-Goldstone boson of this breaking -- the axion -- may play the role of the dark matter. Furthermore, the modulus of the PQ field is a candidate for driving inflation. If additionally three extra SM singlet neutrinos (whose mass is induced by the PQ field) are included, the five aforementioned problems can be addressed at once. We review the SM extension dubbed SMASH -for SM-Axion-Seesaw-Higgs portal inflation-, discuss its predictions and tests in astrophysics, cosmology, and laboratory experiments. Variants of SMASH are also considered and commented on.

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On the merger rate of primordial black holes: effects of nearest neighbours distribution and clustering

One of the seemingly strongest constraints on the fraction of dark matter in the form of primordial black holes (PBH) of ${\cal O}$(10)$\,M_\odot$ relies on the merger rate inferred from the binary BH merger events detected by LIGO/Virgo. The robustness of these bounds depends however on the accuracy with which the formation of PBH binaries in the early Universe can be described. We revisit the standard estimate of the merger rate, focusing on a couple of key ingredients: the spatial distribution of nearest neighbours and the initial clustering of PBHs associated to a given primordial power spectrum. Overall, we confirm the robustness of the results presented in the literature in the case of a narrow mass function (which constrain the PBH fraction of dark matter to be $f_{\rm PBH}\lesssim 0.001-0.01$). The initial clustering of PBHs might have an effect tightening the current constraint, but only for very broad mass functions, corresponding to wide bumps in the primordial power spectra extending at least over a couple of decades in $k$-space.

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Primordial black hole dark matter from single field inflation

We propose a model of inflation capable of generating a population of light black holes (about $10^{-16}$ - $10^{-14}$ solar masses) that might account for a significant fraction of the dark matter in the Universe. The effective potential of the model features an approximate inflection point arising from two-loop order logarithmic corrections in well-motivated and perturbative particle physics examples. This feature decelerates the inflaton before the end of inflation, enhancing the primordial spectrum of scalar fluctuations and triggering efficient black hole production with a peaked mass distribution. At larger field values, inflation occurs thanks to a generic small coupling between the inflaton and the curvature of spacetime. We compute accurately the peak mass and abundance of the primordial black holes using the Press-Schechter and Mukhanov-Sasaki formalisms, showing that the slow-roll approximation fails to reproduce the correct results by orders of magnitude. We study as well a qualitatively similar implementation of the idea, where the approximate inflection point is due to competing terms in a generic polynomial potential. In both models, requiring a significant part of the dark matter abundance to be in the form of black holes implies a small blue scalar tilt with a sizable negative running and a tensor spectrum that may be detected by the next-generation probes of the cosmic microwave background. We also comment on previous works on the topic.

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Standard Model-Axion-Seesaw-Higgs Portal Inflation. Five problems of particle physics and cosmology solved in one stroke

We present a minimal extension of the Standard Model (SM) providing a consistent picture of particle physics from the electroweak scale to the Planck scale and of cosmology from inflation until today. Three right-handed neutrinos $N_i$, a new color triplet $Q$ and a complex SM-singlet scalar $σ$, whose vacuum expectation value $v_σ\sim 10^{11}$ GeV breaks lepton number and a Peccei-Quinn symmetry simultaneously, are added to the SM. At low energies, the model reduces to the SM, augmented by seesaw generated neutrino masses and mixing, plus the axion. The latter solves the strong CP problem and accounts for the cold dark matter in the Universe. The inflaton is comprised by a mixture of $σ$ and the SM Higgs, and reheating of the Universe after inflation proceeds via the Higgs portal. Baryogenesis occurs via thermal leptogenesis. Thus, five fundamental problems of particle physics and cosmology are solved at one stroke in this unified Standard Model - Axion - seesaw - Higgs portal inflation (SMASH) model. It can be probed decisively by upcoming cosmic microwave background and axion dark matter experiments.

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Exceptional Composite Dark Matter

We study the dark matter phenomenology of non-minimal composite Higgs models with $SO(7)$ broken to the exceptional group $G_2$. In addition to the Higgs, three pseudo-Nambu-Goldstone bosons arise, one of which is electrically neutral. A parity symmetry is enough to ensure this resonance is stable. In fact, if the breaking of the Goldstone symmetry is driven by the fermion sector, this $\mathbb{Z}_2$ symmetry is automatically unbroken in the electroweak phase. In this case, the relic density, as well as the expected indirect, direct and collider signals are then uniquely determined by the value of the compositeness scale, $f$. Current experimental bounds allow to account for a large fraction of the dark matter of the Universe if the dark matter particle is part of an electroweak triplet. The totality of the relic abundance can be accommodated if instead this particle is a composite singlet. In both cases, the scale $f$ and the dark matter mass are of the order of a few TeV.

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Unifying inflation with the axion, dark matter, baryogenesis and the seesaw mechanism

A minimal extension of the Standard Model (SM) with a single new mass scale and providing a complete and consistent picture of particle physics and cosmology up to the Planck scale is presented. We add to the SM three right-handed SM-singlet neutrinos, a new vector-like color triplet fermion and a complex SM singlet scalar $σ$ that stabilises the Higgs potential and whose vacuum expectation value at $\sim 10^{11}$ GeV breaks lepton number and a Peccei-Quinn symmetry simultaneously. Primordial inflation is produced by a combination of $σ$ (non-minimally coupled to the scalar curvature) and the SM Higgs. Baryogenesis proceeds via thermal leptogenesis. At low energies, the model reduces to the SM, augmented by seesaw-generated neutrino masses, plus the axion, which solves the strong CP problem and accounts for the dark matter in the Universe. The model predicts a minimum value of the tensor-to-scalar ratio $r\simeq 0.004$, running of the scalar spectral index $α\simeq - 7\times 10^{-4}$, the axion mass $m_A\sim 100\,μ{\rm eV}$ and cosmic axion background radiation corresponding to an increase of the effective number of relativistic neutrinos of $\sim 0.03$. It can be probed decisively by the next generation of cosmic microwave background and axion dark matter experiments.

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Massive and modified gravity as self-gravitating media

We study the effective field theory that describes the low-energy physics of self-gravitating media. The field content consists of four derivatively coupled scalar fields that can be identified with the internal comoving coordinates of the medium. Imposing SO(3) internal spatial invariance, the theory describes supersolids. Stronger symmetry requirements lead to superfluids, solids and perfect fluids, at lowest order in derivatives. In the unitary gauge, massive gravity emerges, being thus the result of a continuous medium propagating in spacetime. Our results can be used to explore systematically the effects and signatures of modifying gravity consistently at large distances. The dark sector is then described as a self-gravitating medium with dynamical and thermodynamic properties dictated by internal symmetries. These results indicate that the divide between dark energy and modified gravity, at large distance scales, is simply a gauge choice.

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Thermodynamics of perfect fluids from scalar field theory

The low-energy dynamics of relativistic continuous media is given by a shift-symmetric effective theory of four scalar fields. These scalars describe the embedding in spacetime of the medium and play the role of Stückelberg fields for spontaneously broken spatial and time translations. Perfect fluids are selected imposing a stronger symmetry group or reducing the field content to a single scalar. We explore the relation between the field theory description of perfect fluids to thermodynamics. By drawing the correspondence between the allowed operators at leading order in derivatives and the thermodynamic variables, we find that a complete thermodynamic picture requires the four Stuckelberg fields. We show that thermodynamic stability plus the null-energy condition imply dynamical stability. We also argue that a consistent thermodynamic interpretation is not possible if any of the shift symmetries is explicitly broken.

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Radiative plateau inflation

We describe how monomial chaotic inflation becomes compatible with the latest CMB data thanks to radiative corrections producing a plateau. The interactions of the inflation with other fields, required for reheating, can flatten the potential and moderate the production of primordial gravitational waves, keeping these below the current upper bound. We show that the appearance of a plateau requires that the inflaton couples to fermions and to another scalar or a gauge group. We give concrete examples of minimal particle physics models leading to plateaus for quadratic and quartic chaotic inflation. We also provide a three-parameter model-independent description of radiatively corrected inflation that is amenable to CMB analyses.

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Higgs portal valleys, stability and inflation

The measured values of the Higgs and top quark masses imply that the Standard Model potential is very likely to be unstable at large Higgs values. This is particularly problematic during inflation, which sources large perturbations of the Higgs. The instability could be cured by a threshold effect induced by a scalar with a large vacuum expectation value and directly connected to the Standard Model through a Higgs portal coupling. However, we find that in a minimal model in which the scalar generates inflation, this mechanism does not stabilize the potential because the mass required for inflation is beyond the instability scale. This conclusion does not change if the Higgs has a direct weak coupling to the scalar curvature. On the other hand, if the potential is absolutely stable, successful inflation in agreement with current CMB data can occur along a valley of the potential with a Mexican hat profile. We revisit the stability conditions, independently of inflation, and clarify that the threshold effect cannot work if the Higgs portal coupling is too small. We also show that inflation in a false Higgs vacuum appearing radiatively for a tuned ratio of the Higgs and top masses leads to an amplitude of primordial gravitational waves that is far too high, ruling out this possibility.

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The effective theory of fluids at NLO and implications for dark energy

We present the effective theory of fluids at next-to-leading order in derivatives, including an operator that has not been considered until now. The power-counting scheme and its connection with the propagation of phonon and metric fluctuations are emphasized. In a perturbed FLRW geometry the theory presents a set of features that make it very rich for modelling the acceleration of the Universe. These include anisotropic stress, a non-adiabatic speed of sound and modifications to the standard equations of vector and tensor modes. These effects are determined by an energy scale which controls the size of the high derivative terms and ensures that no instabilities appear.

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Large tensor-to-scalar ratio and running of the scalar spectral index with Instep Inflation

If a sizeable tensor-to-scalar ratio ~0.1 turns out to be detected and a negative running of the scalar spectral index ~0.01 is significantly required by the data, the vast majority of single field models of inflation will be ruled out. We show that a flat tree-level effective potential, lifted by radiative corrections and by the imprints of a high energy scale (in the form of non-renormalizable operators) can explain those features and produce enough inflation in the slow-roll regime.

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Effects of modified gravity on B-mode polarization

We explore the impact of modified gravity on B-modes, identifying two main separate effects: lensing and propagation of tensor modes. The location of the inflationary peak of the BB spectrum depends on the speed of gravitational waves; the amplitude of the lensing contribution depends on the anisotropic stress. We single out these effects using the quasi-static regime and considering models for which the background and the growth of matter perturbations are standard. Using available data we obtain that the gravitational wave speed is compatible with the speed of light and constrained to within about 10%.

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The effective field theory of multi-component fluids

We study the effective Lagrangian, at leading order in derivatives, that describes the propagation of density and metric fluctuations in a fluid composed by an arbitrary number of interacting components. Our results can be applied to any situation in cosmology where different species have non-gravitational interactions. In time-dependent backgrounds, such as FLRW, the quadratic action can only be diagonalized at fixed time slices and flavour mixing is unavoidable as time flows. In spite of this, the fluid can be interpreted at the level of the linear equations of motion as an ensemble of individual interacting species. We show that interactions lead to anisotropic stresses that depend on the mixing terms in the quadratic action for perturbations. In addition to the standard entrainment among different components, we find a new operator in the effective action that behaves as a cosmological constant when it dominates the dynamics.

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Effective perfect fluids in cosmology

We describe the cosmological dynamics of perfect fluids within the framework of effective field theories. The effective action is a derivative expansion whose terms are selected by the symmetry requirements on the relevant long-distance degrees of freedom, which are identified with comoving coordinates. The perfect fluid is defined by requiring invariance of the action under internal volume-preserving diffeomorphisms and general covariance. At lowest order in derivatives, the dynamics is encoded in a single function of the entropy density that characterizes the properties of the fluid, such as the equation of state and the speed of sound. This framework allows a neat simultaneous description of fluid and metric perturbations. Longitudinal fluid perturbations are closely related to the adiabatic modes, while the transverse modes mix with vector metric perturbations as a consequence of vorticity conservation. This formalism features a large flexibility which can be of practical use for higher order perturbation theory and cosmological parameter estimation.

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Nonlinear cosmological consistency relations and effective matter stresses

We propose a fully nonlinear framework to construct consistency relations for testing generic cosmological scenarios using the evolution of large scale structure. It is based on the covariant approach in combination with a frame that is purely given by the metric, the normal frame. As an example, we apply this framework to the LambdaCDM model, by extending the usual first order conditions on the metric potentials to second order, where the two potentials start to differ from each other. We argue that working in the normal frame is not only a practical choice but also helps with the physical interpretation of nonlinear dynamics. In this frame, effective pressures and anisotropic stresses appear at second order in perturbation theory, even for "pressureless" dust. We quantify their effect and compare them, for illustration, to the pressure of a generic clustering dark energy uid and the anisotropic stress in the DGP model. Besides, we also discuss the effect of a mismatch of the potentials on the determination of galaxy bias.

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