arXiv subjects

Gustavo J. Turiaci

Publications and source records attributed to Gustavo J. Turiaci.

At least 19 recordsLinked to original sources

arXiv2026

Collapse to extremality: The third law of black hole thermodynamics in quantum gravity

We present a two-step construction to violate the classical third law of black hole thermodynamics for charged black holes in four dimensions. A near-extremal black hole with an $\mathrm{AdS}_2\times X$ throat is first prepared and then driven to extremality in finite time by a charged shell. This construction suggests that the second step is universal for near-extremal black holes, and can be used to construct violations of the third law for Kerr black holes. The same description allows us to study the process in quantum gravity. The classical collapse condition selects a BF-violating matter sector, for which we construct a holographic dictionary and derive the quantum transition amplitude. Quantum effects replace the classical extremal endpoint by a probability distribution that vanishes at extremality and peaks at positive energy. This obstruction is consistent with the absence of non-supersymmetric extremal black hole states in quantum gravity. We show that driving the peak close enough to extremality for quantum gravity to become important requires a preparation time that scales with the black hole entropy.

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arXiv2026

The Fate of Nucleated Black Holes in de Sitter Quantum Gravity

The Euclidean Nariai geometry has long been proposed as the instanton describing the nucleation of maximal-mass black holes in de Sitter space. We place this interpretation on firmer footing by showing that, once an observer is included, the gravitational path integral produces the imaginary phase required for a transition rate. As a warmup, we revisit the Hawking-Moss instanton and, as a byproduct, find that scalar fields can enhance black-hole nucleation, suggesting a quantum-gravity bound on scalar potentials with de Sitter solutions. We then study the subsequent semiclassical evolution of the nucleated black hole. We show that the previously claimed "anti-evaporation" channel is unphysical, arising from a quantum state with singular horizons. In a smooth state, the black hole instead undergoes standard thermal Hawking evaporation. We verify explicit agreement with the no-boundary state and argue that this evaporation is not subject to large quantum-gravity corrections. The nucleated black hole thus evaporates completely back to the maximally-entropic empty de Sitter vacuum, making the full process a Boltzmann fluctuation.

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arXiv2026

3D Gravity and Chaos in CFTs with Fermions

Pure 3d gravity in AdS is believed to admit a holographic description in terms of 2d CFT. We introduce a theory of fermionic 3d gravity where we sum over geometries equipped with spin structure, and propose it is holographically described by fermionic 2d CFT data. We evaluate the leading contributions to the gravity path integral with one and two torus boundaries, extracting both the spectrum and its spectral statistics from the torus wormhole. Strikingly, the theory has fermionic black hole microstates, even in the absence of bulk fermionic matter. We then incorporate subtle bulk topological field theories, classified by appropriate cobordism groups, and evaluate the one and two-boundary torus partition functions. The spectral statistics we derive from gravity are shown, in all cases, to be consistent with the pattern of anomalies expected from classifications of fermionic 2d CFT. We also define a version of RMT$_2$, a random-matrix framework compatible with the symmetries of 2d CFTs, which naturally accommodates fermionic spectra and reproduces our gravitational results across all cases we analyze.

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arXiv2025

Spectrum of BPS black holes in $AdS_3 \times S^3 \times S^3 \times S^1$

We uncover novel features in the spectrum of BPS and near-BPS states in asymptotically $AdS_3 \times S^3 \times S^3 \times S^1$ spacetimes. This follows from a careful analysis of semiclassical and quantum black holes in this theory, which have peculiarities due to the nonlinear large $\mathcal{N}=4$ superconformal symmetry. Notably, we find that the $S^3 \times S^3$ angular momentum spectrum of BPS states in the Ramond sector exhibits discrete jumps as a function of the ratio between the radii of the two three-spheres. This phenomenon is a quantum gravity effect for which no microscopic derivation is currently known. In addition, we construct a family of non-extremal supersymmetric black holes that contribute to a supersymmetric index yet possess a temperature-dependent free energy. Analogous results apply to six-dimensional black holes with $AdS_2 \times S^2 \times S^2$ near-horizon geometries constructed in M-theory compactifications.

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arXiv2025

Can black holes preserve $N > 4$ supersymmetry?

The dynamics of near-BPS black holes are governed by the breaking of the conformal symmetry that emerges near their horizons. Using the classification of superconformal symmetries, we systematically classify and quantize all effective theories that can arise in the near-BPS limit of black holes. Using these results, we argue, under certain physical assumptions, that BPS black holes cannot preserve more than four supercharges. This conclusion is consistent with existing constructions in string theory.

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arXiv2025

The phase of the gravitational path integral

The gravitational path integral on $S^2 \times S^2$ can be interpreted either as evaluating a contribution to the norm of the Hartle-Hawking wavefunction conditional on spatial $S^1 \times S^2$ topology, or the pair creation rate of black holes in de Sitter. Both interpretations are distinguished at the quantum level. The former requires the path integral to be real and the latter to be imaginary. We develop a formalism to efficiently compute the phase of the gravitational path integral on Einstein spaces. We apply it to a broad class of spacetimes and in particular $S^2\times S^{D-2}$, finding it to be real and positive. We generalize some of the analysis to cases with charge and rotation.

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arXiv2025

Les Houches lectures on two-dimensional gravity and holography

Lecture notes prepared for the Les Houches school "Quantum Geometry: Mathematical Methods for Gravity, Gauge Theories and Non-Perturbative Physics" that took place during the summer 2024. We cover the techniques to perform the exact gravitational path integral of two-dimensional dilaton-gravity, and supergravity, over spacetimes with arbitrary topology, with an application to black holes. We discuss the connection with random matrix models and moduli spaces of hyperbolic surfaces briefly, since those concepts were covered in other lectures of the school.

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arXiv2025

Looking at extremal black holes from very far away

Near-extremal black holes are subject to large quantum effects, which modify their low-temperature thermodynamic behavior. Hitherto, these quantum effects were analyzed by separating the geometry into the near-horizon region and its exterior. It is desirable to understand and reproduce such corrections from the full higher-dimensional asymptotically flat or AdS geometry's perspective. We address this question in this article and fill this gap. Specifically, we find off-shell eigenmodes of the quadratic fluctuation operator of the Euclidean gravitational dynamics, with eigenvalues that vanish linearly with temperature. We illustrate this for BTZ and neutral black holes with hyperbolic horizons in AdS in Einstein-Hilbert theory, and for the charged black holes in Einstein-Maxwell theory. The linear scaling with Matsubara frequency, which is a distinctive feature of the modes, together with the fact that their wavefunctions localize close to the horizon as we approach extremality, identifies them as responsible for the aforementioned quantum effects. We provide a contour prescription to deal with the sign indefiniteness of the Euclidean Einstein-Maxwell action, which we derive to aid our analysis. We also resolve a technical puzzle regarding modes associated with rotational isometries in stationary black hole spacetimes.

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arXiv2025

Multicentered black hole saddles for supersymmetric indices

The supersymmetric index in string theory can sometimes have a discontinuous integer-valued jump at co-dimension one surfaces in moduli space called walls of marginal stability. When the index counts black hole microstates, crossing such walls of marginal stability amounts to the appearance or disappearance of a large number of such states. While wall-crossing has been understood in string theory and through the disappearance of extremal Lorentzian supergravity solutions as the moduli are varied, there has been no understanding about how the discontinuous changes in the index occur at the level of the gravitational path integral. In this paper, we find the finite-temperature saddles in $4d$ flatspace supergravity in which fermionic fields are periodic when going around the thermal circle that correspond to the multi-center black hole contributions to the index. By analyzing these saddles, we can explain how wall-crossing occurs: as the scalar moduli in supergravity are varied at the asymptotic boundary, for a given split of the charges, the saddle point equations can no longer be solved and, consequently, the corresponding multi-center saddle no longer contributes to the index. While the values of the scalars and the jump in the index when a wall is crossed all agree with the prediction from previously found Lorentzian supergravity solutions, the saddles in the index exhibit a much richer moduli space, which we analyze in detail.

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arXiv2025

The wavefunction of a quantum $S^1 \times S^2$ universe

We study quantum gravity corrections to the no-boundary wavefunction describing a universe with spatial topology $S^1\times S^2$. It has been suggested that quantum effects become increasingly important when the size of the circle is large relative to the sphere. In this paper, we confirm this claim by an explicit four-dimensional one-loop calculation of the gravitational path integral preparing such a state. In the process, we clarify some aspects of the gravitational path integral on complex spacetimes. These quantum corrections play a crucial role in ensuring that the norm of the wavefunction is naturally expressed in terms of a path integral over $S^2 \times S^2$ at the classical level. We extend some of the analysis to more general spatial topologies, as well as to the inclusion of fermions.

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arXiv2025

Two dimensional Nearly de Sitter gravity

We study some aspects of the de Sitter version of Jackiw-Teitelboim gravity. Though we do not have propagating gravitons, we have a boundary mode when we compute observables with a fixed dilaton and metric at the boundary. We compute the no-boundary wavefunctions and probability measures to all orders in perturbation theory. We also discuss contributions from different topologies, borrowing recent results by Saad, Shenker and Stanford. We discuss how the boundary mode leads to gravitational corrections to cosmological observables when we add matter. Finally, starting from a four dimensional gravity theory with a positive cosmological constant, we consider a nearly extremal black hole and argue that some observables are dominated by the two dimensional nearly de Sitter gravity dynamics.

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arXiv2024

Supersymmetry breaking in SYK and the black hole spectrum

The spectrum and dynamics of near-extremal black holes are strongly modified by quantum effects at low temperatures. When the extremal limit does not preserve any supersymmetry, the density of states goes to zero at extremality and no extremal black holes remain. However, when the extremal limit is supersymmetric, a large microscopic degeneracy survives and there is a gap to the first excited black hole visible from gravity. In this article we study large $N$ quantum mechanical models where supersymmetry is explicitly broken, allowing us to interpolate between these two qualitatively different pictures. We propose and analyze deformations of $\mathcal{N}=2$ SYK models with such a pattern of (super)symmetry breaking which violates the $U(1)$ $R$-symmetry. These models feature a lifting of the BPS degeneracy and a closing of the spectral gap, and we further show that the large $N$ soft effective action is given by a modification of the $\mathcal{N}=2$ Schwarzian theory in which the $U(1)_R$ mode becomes massive.

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arXiv2024

Gravitational index of the heterotic string

The fundamental heterotic string has a tower of BPS states whose supersymmetric index has an exponential growth in the charges. We construct the saddle-point of the gravitational path integral corresponding to this index. The saddle-point configuration is a supersymmetric rotating non-extremal Euclidean black hole. This configuration is singular in the two-derivative theory. We show that the addition of higher-derivative terms in four-dimensional $N=2$ supergravity resolves the singularity. In doing so, we extend the recently-developed "new attractor mechanism" to include the effect of higher-derivative terms. Remarkably, the one-loop, four-derivative F-term contribution to the prepotential leads to a precise match of the gravitational and microscopic index. We also comment, using the effective theory near the horizon, on the possibility of a string-size near-extremal black hole. Our results clarify the meaning of different descriptions of this system in the literature. The thermal state transitions to a winding condensate and a gas of strings without ever reaching a small black hole, while the index is captured by the rotating Euclidean black hole solution and is constant and thus smoothly connected to the microscopic ensemble.

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arXiv2024

Thermodynamics of the near-extremal Kerr spacetime

We examine the thermodynamics of a near-extremal Kerr black hole, and demonstrate that the geometry behaves as an ordinary quantum system with a vanishingly small degeneracy at low temperatures. This is in contrast with the classical analysis, which instead predicts a macroscopic entropy for the extremal Kerr black hole. Our results follow from a careful analysis of the gravitational path integral. Specifically, the low temperature canonical partition function behaves as $Z \sim \, T^\frac{3}{2}\, e^{S_0+ c \log S_0}$, with $S_0$ the classical degeneracy and $c$ a numerical coefficient we compute. This is in line with the general expectations for non-supersymmetric near-extremal black hole thermodynamics, as has been clarified in the recent past, although cases without spherical symmetry have not yet been fully analyzed until now. We also point out some curious features relating to the rotational zero modes of the near-extremal Kerr black hole background that affects the coefficient $c$. This raises a puzzle when considering similar black holes in string theory. Our results generalize to other rotating black holes, as we briefly exemplify.

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arXiv2023

The statistical mechanics of near-extremal black holes

An important open question in black hole thermodynamics is about the existence of a "mass gap" between an extremal black hole and the lightest near-extremal state within a sector of fixed charge. In this paper, we reliably compute the partition function of Reissner-Nordström near-extremal black holes at temperature scales comparable to the conjectured gap. We find that the density of states at fixed charge does not exhibit a gap; rather, at the expected gap energy scale, we see a continuum of states. We compute the partition function in the canonical and grand canonical ensembles, keeping track of all the fields appearing through a dimensional reduction on $S^2$ in the near-horizon region. Our calculation shows that the relevant degrees of freedom at low temperatures are those of $2d$ Jackiw-Teitelboim gravity coupled to the electromagnetic $U(1)$ gauge field and to an $SO(3)$ gauge field generated by the dimensional reduction.

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arXiv2023

$N=2$ JT Supergravity and Matrix Models

Generalizing previous results for $N=0$ and $N=1$, we analyze $N=2$ JT supergravity on asymptotically AdS${}_2$ spaces with arbitrary topology and show that this theory of gravity is dual, in a holographic sense, to a certain random matrix ensemble in which supermultiplets of different $R$-charge are statistically independent and each is described by its own $N=2$ random matrix ensemble. We also analyze the case with a time-reversal symmetry, either commuting or anticommuting with the $R$-charge. In order to compare supergravity to random matrix theory, we develop an $N=2$ analog of the recursion relations for Weil-Petersson volumes originally discovered by Mirzakhani in the bosonic case.

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arXiv2023

New forms of attraction: Attractor saddles for the black hole index

The count of microstates for supersymmetric black holes is typically obtained from a supersymmetric index in weakly-coupled string theory. We find the saddles in the gravitational path integral corresponding to this index in a general theory of $N=2$ supergravity in asymptotically flat space. This saddle exhibits a new attractor mechanism which explains the agreement between the string theory index and the macroscopic entropy. These saddles are smooth, complex Euclidean spinning black holes that are supersymmetric but not extremal, i.e., they are formally finite-temperature solutions. With this new mechanism, the scalars and the electromagnetic fields get attracted to temperature- and moduli-independent values at the north and south poles of the rotating black hole, although they vary along the Euclidean horizon in a non-universal way. Further, although the area and the spin of the black hole depend non-trivially on the temperature and on the moduli, the free energy is essentially a function only of the black hole charges (apart from a trivial dependence on the temperature and the moduli through the BPS mass), and agrees with the string theory index.

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arXiv2023

Spin-Statistics for Black Hole Microstates

The gravitational path integral can be used to compute the number of black hole states for a given energy window, or the free energy in a thermal ensemble. In this article we explain how to use the gravitational path integral to compute the separate number of bosonic and fermionic black hole microstates. We do this by comparing the partition function with and without the insertion of $(-1)^{\sf F}$. In particular we introduce a universal rotating black hole that contributes to the partition function in the presence of $(-1)^{\sf F}$. We study this problem for black holes in asymptotically flat space and in AdS, putting constraints on the high energy spectrum of holographic CFTs (not necessarily supersymmetric). Finally, we analyze wormhole contributions to related quantities.

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