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Han Lu

Publications and source records attributed to Han Lu.

At least 37 records · Page 2Linked to original sources

USM-SCD: Multilingual Speaker Change Detection Based on Large Pretrained Foundation Models

We introduce a multilingual speaker change detection model (USM-SCD) that can simultaneously detect speaker turns and perform ASR for 96 languages. This model is adapted from a speech foundation model trained on a large quantity of supervised and unsupervised data, demonstrating the utility of fine-tuning from a large generic foundation model for a downstream task. We analyze the performance of this multilingual speaker change detection model through a series of ablation studies. We show that the USM-SCD model can achieve more than 75% average speaker change detection F1 score across a test set that consists of data from 96 languages. On American English, the USM-SCD model can achieve an 85.8% speaker change detection F1 score across various public and internal test sets, beating the previous monolingual baseline model by 21% relative. We also show that we only need to fine-tune one-quarter of the trainable model parameters to achieve the best model performance. The USM-SCD model exhibits state-of-the-art ASR quality compared with a strong public ASR baseline, making it suitable to handle both tasks with negligible additional computational cost.

eess.AS

SiRA: Sparse Mixture of Low Rank Adaptation

Parameter Efficient Tuning has been an prominent approach to adapt the Large Language Model to downstream tasks. Most previous works considers adding the dense trainable parameters, where all parameters are used to adapt certain task. We found this less effective empirically using the example of LoRA that introducing more trainable parameters does not help. Motivated by this we investigate the importance of leveraging "sparse" computation and propose SiRA: sparse mixture of low rank adaption. SiRA leverages the Sparse Mixture of Expert(SMoE) to boost the performance of LoRA. Specifically it enforces the top $k$ experts routing with a capacity limit restricting the maximum number of tokens each expert can process. We propose a novel and simple expert dropout on top of gating network to reduce the over-fitting issue. Through extensive experiments, we verify SiRA performs better than LoRA and other mixture of expert approaches across different single tasks and multitask settings.

cs.CL

Rethinking k-means from manifold learning perspective

Although numerous clustering algorithms have been developed, many existing methods still leverage k-means technique to detect clusters of data points. However, the performance of k-means heavily depends on the estimation of centers of clusters, which is very difficult to achieve an optimal solution. Another major drawback is that it is sensitive to noise and outlier data. In this paper, from manifold learning perspective, we rethink k-means and present a new clustering algorithm which directly detects clusters of data without mean estimation. Specifically, we construct distance matrix between data points by Butterworth filter such that distance between any two data points in the same clusters equals to a small constant, while increasing the distance between other data pairs from different clusters. To well exploit the complementary information embedded in different views, we leverage the tensor Schatten p-norm regularization on the 3rd-order tensor which consists of indicator matrices of different views. Finally, an efficient alternating algorithm is derived to optimize our model. The constructed sequence was proved to converge to the stationary KKT point. Extensive experimental results indicate the superiority of our proposed method.

cs.LG

Scalable Randomized Kernel Methods for Multiview Data Integration and Prediction

We develop scalable randomized kernel methods for jointly associating data from multiple sources and simultaneously predicting an outcome or classifying a unit into one of two or more classes. The proposed methods model nonlinear relationships in multiview data together with predicting a clinical outcome and are capable of identifying variables or groups of variables that best contribute to the relationships among the views. We use the idea that random Fourier bases can approximate shift-invariant kernel functions to construct nonlinear mappings of each view and we use these mappings and the outcome variable to learn view-independent low-dimensional representations. Through simulation studies, we show that the proposed methods outperform several other linear and nonlinear methods for multiview data integration. When the proposed methods were applied to gene expression, metabolomics, proteomics, and lipidomics data pertaining to COVID-19, we identified several molecular signatures forCOVID-19 status and severity. Results from our real data application and simulations with small sample sizes suggest that the proposed methods may be useful for small sample size problems. Availability: Our algorithms are implemented in Pytorch and interfaced in R and would be made available at: https://github.com/lasandrall/RandMVLearn.

stat.ME

Active Finetuning: Exploiting Annotation Budget in the Pretraining-Finetuning Paradigm

Given the large-scale data and the high annotation cost, pretraining-finetuning becomes a popular paradigm in multiple computer vision tasks. Previous research has covered both the unsupervised pretraining and supervised finetuning in this paradigm, while little attention is paid to exploiting the annotation budget for finetuning. To fill in this gap, we formally define this new active finetuning task focusing on the selection of samples for annotation in the pretraining-finetuning paradigm. We propose a novel method called ActiveFT for active finetuning task to select a subset of data distributing similarly with the entire unlabeled pool and maintaining enough diversity by optimizing a parametric model in the continuous space. We prove that the Earth Mover's distance between the distributions of the selected subset and the entire data pool is also reduced in this process. Extensive experiments show the leading performance and high efficiency of ActiveFT superior to baselines on both image classification and semantic segmentation. Our code is released at https://github.com/yichen928/ActiveFT.

cs.CV

Augmenting Transformer-Transducer Based Speaker Change Detection With Token-Level Training Loss

In this work we propose a novel token-based training strategy that improves Transformer-Transducer (T-T) based speaker change detection (SCD) performance. The conventional T-T based SCD model loss optimizes all output tokens equally. Due to the sparsity of the speaker changes in the training data, the conventional T-T based SCD model loss leads to sub-optimal detection accuracy. To mitigate this issue, we use a customized edit-distance algorithm to estimate the token-level SCD false accept (FA) and false reject (FR) rates during training and optimize model parameters to minimize a weighted combination of the FA and FR, focusing the model on accurately predicting speaker changes. We also propose a set of evaluation metrics that align better with commercial use cases. Experiments on a group of challenging real-world datasets show that the proposed training method can significantly improve the overall performance of the SCD model with the same number of parameters.

eess.AS

A General Framework for Evaluating Robustness of Combinatorial Optimization Solvers on Graphs

Solving combinatorial optimization (CO) on graphs is among the fundamental tasks for upper-stream applications in data mining, machine learning and operations research. Despite the inherent NP-hard challenge for CO, heuristics, branch-and-bound, learning-based solvers are developed to tackle CO problems as accurately as possible given limited time budgets. However, a practical metric for the sensitivity of CO solvers remains largely unexplored. Existing theoretical metrics require the optimal solution which is infeasible, and the gradient-based adversarial attack metric from deep learning is not compatible with non-learning solvers that are usually non-differentiable. In this paper, we develop the first practically feasible robustness metric for general combinatorial optimization solvers. We develop a no worse optimal cost guarantee thus do not require optimal solutions, and we tackle the non-differentiable challenge by resorting to black-box adversarial attack methods. Extensive experiments are conducted on 14 unique combinations of solvers and CO problems, and we demonstrate that the performance of state-of-the-art solvers like Gurobi can degenerate by over 20% under the given time limit bound on the hard instances discovered by our robustness metric, raising concerns about the robustness of combinatorial optimization solvers.

math.OC

Contrastive Siamese Network for Semi-supervised Speech Recognition

This paper introduces contrastive siamese (c-siam) network, an architecture for leveraging unlabeled acoustic data in speech recognition. c-siam is the first network that extracts high-level linguistic information from speech by matching outputs of two identical transformer encoders. It contains augmented and target branches which are trained by: (1) masking inputs and matching outputs with a contrastive loss, (2) incorporating a stop gradient operation on the target branch, (3) using an extra learnable transformation on the augmented branch, (4) introducing new temporal augment functions to prevent the shortcut learning problem. We use the Libri-light 60k unsupervised data and the LibriSpeech 100hrs/960hrs supervised data to compare c-siam and other best-performing systems. Our experiments show that c-siam provides 20% relative word error rate improvement over wav2vec baselines. A c-siam network with 450M parameters achieves competitive results compared to the state-of-the-art networks with 600M parameters.

cs.LG

Continual Predictive Learning from Videos

Predictive learning ideally builds the world model of physical processes in one or more given environments. Typical setups assume that we can collect data from all environments at all times. In practice, however, different prediction tasks may arrive sequentially so that the environments may change persistently throughout the training procedure. Can we develop predictive learning algorithms that can deal with more realistic, non-stationary physical environments? In this paper, we study a new continual learning problem in the context of video prediction, and observe that most existing methods suffer from severe catastrophic forgetting in this setup. To tackle this problem, we propose the continual predictive learning (CPL) approach, which learns a mixture world model via predictive experience replay and performs test-time adaptation with non-parametric task inference. We construct two new benchmarks based on RoboNet and KTH, in which different tasks correspond to different physical robotic environments or human actions. Our approach is shown to effectively mitigate forgetting and remarkably outperform the naïve combinations of previous art in video prediction and continual learning.

cs.CV

Turn-to-Diarize: Online Speaker Diarization Constrained by Transformer Transducer Speaker Turn Detection

In this paper, we present a novel speaker diarization system for streaming on-device applications. In this system, we use a transformer transducer to detect the speaker turns, represent each speaker turn by a speaker embedding, then cluster these embeddings with constraints from the detected speaker turns. Compared with conventional clustering-based diarization systems, our system largely reduces the computational cost of clustering due to the sparsity of speaker turns. Unlike other supervised speaker diarization systems which require annotations of time-stamped speaker labels for training, our system only requires including speaker turn tokens during the transcribing process, which largely reduces the human efforts involved in data collection.

eess.AS

Generalized Transitional Markov Chain Monte Carlo Sampling Technique for Bayesian Inversion

In the context of Bayesian inversion for scientific and engineering modeling, Markov chain Monte Carlo sampling strategies are the benchmark due to their flexibility and robustness in dealing with arbitrary posterior probability density functions (PDFs). However, these algorithms been shown to be inefficient when sampling from posterior distributions that are high-dimensional or exhibit multi-modality and/or strong parameter correlations. In such contexts, the sequential Monte Carlo technique of transitional Markov chain Monte Carlo (TMCMC) provides a more efficient alternative. Despite the recent applicability for Bayesian updating and model selection across a variety of disciplines, TMCMC may require a prohibitive number of tempering stages when the prior PDF is significantly different from the target posterior. Furthermore, the need to start with an initial set of samples from the prior distribution may present a challenge when dealing with implicit priors, e.g. based on feasible regions. Finally, TMCMC can not be used for inverse problems with improper prior PDFs that represent lack of prior knowledge on all or a subset of parameters. In this investigation, a generalization of TMCMC that alleviates such challenges and limitations is proposed, resulting in a tempering sampling strategy of enhanced robustness and computational efficiency. Convergence analysis of the proposed sequential Monte Carlo algorithm is presented, proving that the distance between the intermediate distributions and the target posterior distribution monotonically decreases as the algorithm proceeds. The enhanced efficiency associated with the proposed generalization is highlighted through a series of test inverse problems and an engineering application in the oil and gas industry.

stat.CO

On the $σ_2$-Nirenberg problem on $\mathbb{S}^2$

We establish theorems on the existence and compactness of solutions to the $σ_2$-Nirenberg problem on the standard sphere $\mathbb S^2$. A first significant ingredient, a Liouville type theorem for the associated fully nonlinear Möbius invariant elliptic equations, was established in an earlier paper of ours. Our proof of the existence and compactness results requires a number of additional crucial ingredients which we prove in this paper: A Liouville type theorem for the associated fully nonlinear Möbius invariant degenerate elliptic equations, a priori estimates of first and second order derivatives of solutions to the $σ_2$-Nirenberg problem, and a Bôcher type theorem for the associated fully nonlinear Möbius invariant elliptic equations. Given these results, we are able to complete a fine analysis of a sequence of blow-up solutions to the $σ_2$-Nirenberg problem. In particular, we prove that there can be at most one blow-up point for such a blow-up sequence of solutions. This, together with a Kazdan-Warner type identity, allows us to prove $L^\infty$ a priori estimates for solutions of the $σ_2$-Nirenberg problem under some simple generic hypothesis. The higher derivative estimates then follow from classical estimates of Nirenberg and Schauder. In turn, the existence of solutions to the $σ_2$-Nirenberg problem is obtained by an application of the by now standard degree theory for second order fully nonlinear elliptic operators.

math.AP

Learning-Aided Heuristics Design for Storage System

Computer systems such as storage systems normally require transparent white-box algorithms that are interpretable for human experts. In this work, we propose a learning-aided heuristic design method, which automatically generates human-readable strategies from Deep Reinforcement Learning (DRL) agents. This method benefits from the power of deep learning but avoids the shortcoming of its black-box property. Besides the white-box advantage, experiments in our storage productions resource allocation scenario also show that this solution outperforms the systems default settings and the elaborately handcrafted strategy by human experts.

cs.AI

Reducing Streaming ASR Model Delay with Self Alignment

Reducing prediction delay for streaming end-to-end ASR models with minimal performance regression is a challenging problem. Constrained alignment is a well-known existing approach that penalizes predicted word boundaries using external low-latency acoustic models. On the contrary, recently proposed FastEmit is a sequence-level delay regularization scheme encouraging vocabulary tokens over blanks without any reference alignments. Although all these schemes are successful in reducing delay, ASR word error rate (WER) often severely degrades after applying these delay constraining schemes. In this paper, we propose a novel delay constraining method, named self alignment. Self alignment does not require external alignment models. Instead, it utilizes Viterbi forced-alignments from the trained model to find the lower latency alignment direction. From LibriSpeech evaluation, self alignment outperformed existing schemes: 25% and 56% less delay compared to FastEmit and constrained alignment at the similar word error rate. For Voice Search evaluation,12% and 25% delay reductions were achieved compared to FastEmit and constrained alignment with more than 2% WER improvements.

eess.AS

A Liouville theorem for Möbius invariant equations

In this paper we classify Möbius invariant differential operators of second order in two dimensional Euclidean space, and establish a Liouville type theorem for general Möbius invariant elliptic equations.

math.AP

Transformer Transducer: One Model Unifying Streaming and Non-streaming Speech Recognition

In this paper we present a Transformer-Transducer model architecture and a training technique to unify streaming and non-streaming speech recognition models into one model. The model is composed of a stack of transformer layers for audio encoding with no lookahead or right context and an additional stack of transformer layers on top trained with variable right context. In inference time, the context length for the variable context layers can be changed to trade off the latency and the accuracy of the model. We also show that we can run this model in a Y-model architecture with the top layers running in parallel in low latency and high latency modes. This allows us to have streaming speech recognition results with limited latency and delayed speech recognition results with large improvements in accuracy (20% relative improvement for voice-search task). We show that with limited right context (1-2 seconds of audio) and small additional latency (50-100 milliseconds) at the end of decoding, we can achieve similar accuracy with models using unlimited audio right context. We also present optimizations for audio and label encoders to speed up the inference in streaming and non-streaming speech decoding.

cs.SD

Detailed 2D-3D Joint Representation for Human-Object Interaction

Human-Object Interaction (HOI) detection lies at the core of action understanding. Besides 2D information such as human/object appearance and locations, 3D pose is also usually utilized in HOI learning since its view-independence. However, rough 3D body joints just carry sparse body information and are not sufficient to understand complex interactions. Thus, we need detailed 3D body shape to go further. Meanwhile, the interacted object in 3D is also not fully studied in HOI learning. In light of these, we propose a detailed 2D-3D joint representation learning method. First, we utilize the single-view human body capture method to obtain detailed 3D body, face and hand shapes. Next, we estimate the 3D object location and size with reference to the 2D human-object spatial configuration and object category priors. Finally, a joint learning framework and cross-modal consistency tasks are proposed to learn the joint HOI representation. To better evaluate the 2D ambiguity processing capacity of models, we propose a new benchmark named Ambiguous-HOI consisting of hard ambiguous images. Extensive experiments in large-scale HOI benchmark and Ambiguous-HOI show impressive effectiveness of our method. Code and data are available at https://github.com/DirtyHarryLYL/DJ-RN.

cs.CV

Transformer Transducer: A Streamable Speech Recognition Model with Transformer Encoders and RNN-T Loss

In this paper we present an end-to-end speech recognition model with Transformer encoders that can be used in a streaming speech recognition system. Transformer computation blocks based on self-attention are used to encode both audio and label sequences independently. The activations from both audio and label encoders are combined with a feed-forward layer to compute a probability distribution over the label space for every combination of acoustic frame position and label history. This is similar to the Recurrent Neural Network Transducer (RNN-T) model, which uses RNNs for information encoding instead of Transformer encoders. The model is trained with the RNN-T loss well-suited to streaming decoding. We present results on the LibriSpeech dataset showing that limiting the left context for self-attention in the Transformer layers makes decoding computationally tractable for streaming, with only a slight degradation in accuracy. We also show that the full attention version of our model beats the-state-of-the art accuracy on the LibriSpeech benchmarks. Our results also show that we can bridge the gap between full attention and limited attention versions of our model by attending to a limited number of future frames.

eess.AS