arXiv subjects

Hien Quoc Ngo

Publications and source records attributed to Hien Quoc Ngo.

At least 109 records · Page 6Linked to original sources

arXiv2022

Channel Estimation in RIS-assisted Downlink Massive MIMO: A Learning-Based Approach

For downlink massive multiple-input multiple-output (MIMO) operating in time-division duplex protocol, users can decode the signals effectively by only utilizing the channel statistics as long as channel hardening holds. However, in a reconfigurable intelligent surface (RIS)-assisted massive MIMO system, the propagation channels may be less hardened due to the extra random fluctuations of the effective channel gains. To address this issue, we propose a learning-based method that trains a neural network to learn a mapping between the received downlink signal and the effective channel gains. The proposed method does not require any downlink pilots and statistical information of interfering users. Numerical results show that, in terms of mean-square error of the channel estimation, our proposed learning-based method outperforms the state-of-the-art methods, especially when the light-of-sight (LoS) paths are dominated by non-LoS paths with a low level of channel hardening, e.g., in the cases of small numbers of RIS elements and/or base station antennas.

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arXiv2022

Virtually Full-duplex Cell-Free Massive MIMO with Access Point Mode Assignment

We consider a cell-free massive multiple-input multiple-output (MIMO) network utilizing a virtually full-duplex (vFD) mode, where access points (APs) with a downlink (DL) mode and those with an uplink (UL) mode simultaneously serve DL and UL users (UEs). In order to maximize the sum spectral efficiency (SE) of the DL and UL transmissions, we formulate a mixed-integer optimization problem to jointly design the AP mode assignment and power control. This problem is subject to minimum per-UE SE requirements, per-AP power control, and per-UL UE power constraints. By employing the successive convex approximation technique, we propose an algorithm to obtain a stationary solution of the formulated problem. Numerical results show that the proposed vFD approach can provide a sum SE that is $2.5$ and $1.5$ times larger than the traditional half-duplex and heuristic baseline schemes, respectively, in terms of $95\%$-likely sum SE.

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arXiv2022

Data Size-Aware Downlink Massive MIMO: A Session-Based Approach

This letter considers the development of transmission strategies for the downlink of massive multiple-input multiple-output networks, with the objective of minimizing the completion time of the transmission. Specifically, we introduce a session-based scheme that splits time into sessions and allocates different rates in different sessions for the different users. In each session, one user is selected to complete its transmission and will not join subsequent sessions, which results in successively lower levels of interference when moving from one session to the next. An algorithm is developed to assign users and allocate transmit power that minimizes the completion time. Numerical results show that our proposed session-based scheme significantly outperforms conventional non-session-based schemes.

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arXiv2022

When Cell-Free Massive MIMO Meets OTFS Modulation: The Downlink Case

We provide a performance evaluation of orthogonal time frequency space (OTFS) modulation in cell-free massive MIMO (multiple-input multiple-output) systems. By leveraging the inherent sparsity of the delay-Doppler (DD) representation of time-varying channels, we apply the embedded pilot-aided channel estimation method with reduced guard intervals and derive the minimum mean-square error estimate of the channel gains from received uplink pilots at the access points (APs). Each AP applies conjugate beamforming to transmit data to the users. We derive a closed-form expression for the individual user downlink throughput as a function of the numbers of APs, users and DD channel estimate parameters. We compare the OTFS performance with that of orthogonal frequency division multiplexing (OFDM) at high-mobility conditions. Our findings reveal that with uncorrelated shadowing, cell-free massive MIMO with OTFS modulation achieves up to 35% gain in 95%-likely per-user throughput, compared with the OFDM counterpart. Finally, the increase in the per user throughput is more pronounced at the median rates over the correlated shadowing scenarios.

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arXiv2022

Cell-Free Massive MIMO with OTFS Modulation: Power Control and Resource Allocation

We consider the downlink of cell-free massive multiple-input multiple-output (MIMO) systems with orthogonal time frequency space (OTFS) modulation. Two pilot-based channel estimation schemes, namely superimposed pilot-based (SP-CHE) and embedded pilot-based channel estimation (EP-CHE), are applied to estimate the channels at the access points (APs). The SP-CHE scheme superimposes low power pilots onto the data symbols in the delay-Doppler domain to avoid the spectral efficiency (SE) loss due to null guard intervals used in the EP-CHE scheme. In the case of SP-CHE scheme, we consider a max-min fairness optimization problem to jointly optimize the peruser pilot/data power allocation coefficients and per-AP power control coefficients. The complicated non-convex problem is then iteratively solved through two decoupled sub-problems. Moreover, a max-min fairness problem is cast for the EP-CHE scheme, where the optimization variables are the per-AP power control coefficients. Numerical results show that the proposed resource allocation approaches provide at most 42 and 5-fold increase in the 95%-likely per-user SE for the SP-CHE and EP-CHE scheme, respectively, compared with the uniform power control and in correlated shadowing fading channels.

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arXiv2022

Iteratively Weighted MMSE Uplink Precoding for Cell-Free Massive MIMO

In this paper, we investigate a cell-free massive MIMO system with both access points and user equipments equipped with multiple antennas over the Weichselberger Rayleigh fading channel. We study the uplink spectral efficiency (SE) based on a two-layer decoding structure with maximum ratio (MR) or local minimum mean-square error (MMSE) combining applied in the first layer and optimal large-scale fading decoding method implemented in the second layer, respectively. To maximize the weighted sum SE, an uplink precoding structure based on an Iteratively Weighted sum-MMSE (I-WMMSE) algorithm using only channel statistics is proposed. Furthermore, with MR combining applied in the first layer, we derive novel achievable SE expressions and optimal precoding structures in closed-form. Numerical results validate our proposed results and show that the I-WMMSE precoding can achieve excellent sum SE performance.

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arXiv2022

Energy Efficiency Maximization in Large-Scale Cell-Free Massive MIMO: A Projected Gradient Approach

This paper considers the fundamental power allocation problem in cell-free massive mutiple-input and multiple-output (MIMO) systems which aims at maximizing the total energy efficiency (EE) under a sum power constraint at each access point (AP) and a quality-of-service (QoS) constraint at each user. Existing solutions for this optimization problem are based on solving a sequence of second-order cone programs (SOCPs), whose computational complexity scales dramatically with the network size. Therefore, they are not implementable for practical large-scale cell-free massive MIMO systems. To tackle this issue, we propose an iterative power control algorithm based on the frame work of an accelerated projected gradient (APG) method. In particular, each iteration of the proposed method is done by simple closed-form expressions, where a penalty method is applied to bring constraints into the objective in the form of penalty functions. Finally, the convergence of the proposed algorithm is analytically proved and numerically compared to the known solution based on SOCP. Simulations results demonstrate that our proposed power control algorithm can achieve the same EE as the existing SOCPs-based method, but more importantly, its run time is much lower (one to two orders of magnitude reduction in run time, compared to the SOCPs-based approaches).

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arXiv2022

Accelerated Projected Gradient Method for the Optimization of Cell-Free Massive MIMO Downlink

We consider the downlink of a cell-free massive multiple-input multiple-output (MIMO) system where large number of access points (APs) simultaneously serve a group of users. Two fundamental problems are of interest, namely (i) to maximize the total spectral efficiency (SE), and (ii) to maximize the minimum SE of all users. As the considered problems are non-convex, existing solutions rely on successive convex approximation to find a sub-optimal solution. The known methods use off-the-shelf convex solvers, which basically implement an interior-point algorithm, to solve the derived convex problems. The main issue of such methods is that their complexity does not scale favorably with the problem size, limiting previous studies to cell-free massive MIMO of moderate scales. Thus the potential of cell-free massive MIMO has not been fully understood. To address this issue, we propose an accelerated projected gradient method to solve the considered problems. Particularly, the proposed solution is found in closed-form expressions and only requires the first order information of the objective, rather than the Hessian matrix as in known solutions, and thus is much more memory efficient. Numerical results demonstrate that our proposed solution achieves far less run-time, compared to other second-order methods.

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arXiv2021

Reconfigurable Intelligent Surface-Assisted Cell-Free Massive MIMO Systems Over Spatially-Correlated Channels

Cell-Free Massive multiple-input multiple-output (MIMO) and reconfigurable intelligent surface (RIS) are two promising technologies for application to beyond-5G networks. This paper considers Cell-Free Massive MIMO systems with the assistance of an RIS for enhancing the system performance under the presence of spatial correlation among the engineered scattering elements of the RIS. Distributed maximum-ratio processing is considered at the access points (APs). We introduce an aggregated channel estimation approach that provides sufficient information for data processing with the main benefit of reducing the overhead required for channel estimation. The considered system is studied by using asymptotic analysis which lets the number of APs and/or the number of RIS elements grow large. A lower bound for the channel capacity is obtained for a finite number of APs and engineered scattering elements of the RIS, and closed-form expressions for the uplink and downlink ergodic net throughput are formulated in terms of only the channel statistics. Based on the obtained analytical frameworks, we unveil the impact of channel correlation, the number of RIS elements, and the pilot contamination on the net throughput of each user. In addition, a simple control scheme for optimizing the configuration of the engineered scattering elements of the RIS is proposed, which is shown to increase the channel estimation quality, and, hence, the system performance. Numerical results demonstrate the effectiveness of the proposed system design and performance analysis. In particular, the performance benefits of using RISs in Cell-Free Massive MIMO systems are confirmed, especially if the direct links between the APs and the users are of insufficient quality with high probability.

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arXiv2021

Intelligent Reflecting Surface-Aided Wideband THz Communications: Modeling and Analysis

In this paper, we study the performance of wideband terahertz (THz) communications assisted by an intelligent reflecting surface (IRS). Specifically, we first introduce a generalized channel model that is suitable for electrically large THz IRSs operating in the near-field. Unlike prior works, our channel model takes into account the spherical wavefront of the emitted electromagnetic waves and the spatial-wideband effect. We next show that conventional frequency-flat beamfocusing significantly reduces the power gain due to beam squint, and hence is highly suboptimal. More importantly, we analytically characterize this reduction when the spacing between adjacent reflecting elements is negligible, i.e., holographic reflecting surfaces. Numerical results corroborate our analysis and provide important insights into the design of future IRS-aided THz systems.

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arXiv2021

Energy-Efficient Massive MIMO for Serving Multiple Federated Learning Groups

With its privacy preservation and communication efficiency, federated learning (FL) has emerged as a learning framework that suits beyond 5G and towards 6G systems. This work looks into a future scenario in which there are multiple groups with different learning purposes and participating in different FL processes. We give energy-efficient solutions to demonstrate that this scenario can be realistic. First, to ensure a stable operation of multiple FL processes over wireless channels, we propose to use a massive multiple-input multiple-output network to support the local and global FL training updates, and let the iterations of these FL processes be executed within the same large-scale coherence time. Then, we develop asynchronous and synchronous transmission protocols where these iterations are asynchronously and synchronously executed, respectively, using the downlink unicasting and conventional uplink transmission schemes. Zero-forcing processing is utilized for both uplink and downlink transmissions. Finally, we propose an algorithm that optimally allocates power and computation resources to save energy at both base station and user sides, while guaranteeing a given maximum execution time threshold of each FL iteration. Compared to the baseline schemes, the proposed algorithm significantly reduces the energy consumption, especially when the number of base station antennas is large.

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arXiv2021

RIS and Cell-Free Massive MIMO: A Marriage For Harsh Propagation Environments

This paper considers Cell-Free Massive Multiple Input Multiple Output (MIMO) systems with the assistance of an RIS for enhancing the system performance. Distributed maximum-ratio combining (MRC) is considered at the access points (APs). We introduce an aggregated channel estimation method that provides sufficient information for data processing. The considered system is studied by using asymptotic analysis which lets the number of APs and/or the number of RIS elements grow large. A lower bound for the channel capacity is obtained for a finite number of APs and engineered scattering elements of the RIS, and closed-form expression for the uplink ergodic net throughput is formulated. In addition, a simple scheme for controlling the configuration of the RIS scattering elements is proposed. Numerical results verify the effectiveness of the proposed system design and the benefits of using RISs in Cell-Free Massive MIMO systems are quantified.

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arXiv2021

Uplink Power Control in Massive MIMO with Double Scattering Channels

Massive multiple-input multiple-output (MIMO) is a key technology for improving the spectral and energy efficiency in 5G-and-beyond wireless networks. For a tractable analysis, most of the previous works on Massive MIMO have been focused on the system performance with complex Gaussian channel impulse responses under rich-scattering environments. In contrast, this paper investigates the uplink ergodic spectral efficiency (SE) of each user under the double scattering channel model. We derive a closed-form expression of the uplink ergodic SE by exploiting the maximum ratio (MR) combining technique based on imperfect channel state information. We further study the asymptotic SE behaviors as a function of the number of antennas at each base station (BS) and the number of scatterers available at each radio channel. We then formulate and solve a total energy optimization problem for the uplink data transmission that aims at simultaneously satisfying the required SEs from all the users with limited data power resource. Notably, our proposed algorithms can cope with the congestion issue appearing when at least one user is served by lower SE than requested. Numerical results illustrate the effectiveness of the closed-form ergodic SE over Monte-Carlo simulations. Besides, the system can still provide the required SEs to many users even under congestion.

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arXiv2021

Reconfigurable Intelligent Surface-Assisted Massive MIMO: Favorable Propagation, Channel Hardening, and Rank Deficiency

Massive multiple-input multiple-output (MIMO) and reconfigurable intelligent surface (RIS) are two promising technologies for 5G-and-beyond wireless networks, capable of providing large array gain and multiuser spatial multiplexing. Without requiring additional frequency bands, those technologies offer significant improvements in both spectral and energy efficiency by simultaneously serving many users. The performance analysis of an RIS-assisted Massive MIMO system as a function of the channel statistics relies heavily on fundamental properties including favorable propagation, channel hardening, and rank deficiency. The coexistence of both direct and indirect links results in aggregated channels, whose properties are the main concerns of this lecture note. For practical systems with a finite number of antennas and scattering elements of the RIS, we evaluate the corresponding deterministic metrics with Rayleigh fading channels as a typical example.

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arXiv2021

Electromagnetic Modeling of Holographic Intelligent Reflecting Surfaces at Terahertz Bands

Intelligent reflecting surface (IRS)-assisted wireless communication is widely deemed a key technology for 6G systems. The main challenge in deploying an IRS-aided terahertz (THz) link, though, is the severe propagation losses at high frequency bands. Hence, a THz IRS is expected to consist of a massive number of reflecting elements to compensate for those losses. However, as the IRS size grows, the conventional far-field assumption starts becoming invalid and the spherical wavefront of the radiated waves must be taken into account. In this work, we focus on the near-field and analytically determine the IRS response in the Fresnel zone by leveraging electromagnetic theory. Specifically, we derive a novel expression for the path loss and beampattern of a holographic IRS, which is then used to model its discrete counterpart. Our analysis sheds light on the modeling aspects and beamfocusing capabilities of THz IRSs.

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arXiv2021

How Does Cell-Free Massive MIMO Support Multiple Federated Learning Groups?

Federated learning (FL) has been considered as a promising learning framework for future machine learning systems due to its privacy preservation and communication efficiency. In beyond-5G/6G systems, it is likely to have multiple FL groups with different learning purposes. This scenario leads to a question: How does a wireless network support multiple FL groups? As an answer, we first propose to use a cell-free massive multiple-input multiple-output (MIMO) network to guarantee the stable operation of multiple FL processes by letting the iterations of these FL processes be executed together within a large-scale coherence time. We then develop a novel scheme that asynchronously executes the iterations of FL processes under multicasting downlink and conventional uplink transmission protocols. Finally, we propose a simple/low-complexity resource allocation algorithm which optimally chooses the power and computation resources to minimize the execution time of each iteration of each FL process.

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arXiv2021

Pilot Assignment for Joint Uplink-Downlink Spectral Efficiency Enhancement in Massive MIMO Systems with Spatial Correlation

This paper proposes a flexible pilot assignment method to jointly optimize the uplink and downlink data transmission in multi-cell Massive multiple input multiple output (MIMO) systems with correlated Rayleigh fading channels. By utilizing a closed-form expression of the ergodic spectral efficiency (SE) achieved with maximum ratio processing, we formulate an optimization problem for maximizing the minimum weighted sum of the uplink and downlink SEs subject to the transmit powers and pilot assignment sets. This combinatiorial optimization problem is solved by two sequential algorithms: a heuristic pilot assignment is first proposed to obtain a good pilot reuse set and the data power control is then implemented. Numerical results manifest that the proposed algorithm converges fast to a better minimum sum SE per user than the algorithms in previous works.

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arXiv2021

Intelligent Reflecting Surfaces at Terahertz Bands: Channel Modeling and Analysis

An intelligent reflecting surface (IRS) at terahertz (THz) bands is expected to have a massive number of reflecting elements to compensate for the severe propagation losses. However, as the IRS size grows, the conventional far-field assumption starts becoming invalid and the spherical wavefront of the radiated waves should be taken into account. In this work, we consider a spherical wave channel model and pursue a comprehensive study of IRS-aided multiple-input multiple-output (MIMO) in terms of power gain and energy efficiency (EE). Specifically, we first analyze the power gain under beamfocusing and beamforming, and show that the latter is suboptimal even for multiple meters away from the IRS. To this end, we derive an approximate, yet accurate, closed-form expression for the loss in the power gain under beamforming. Building on the derived model, we next show that an IRS can significantly improve the EE of MIMO when it operates in the radiating near-field and performs beamfocusing. Numerical results corroborate our analysis and provide novel insights into the design and performance of IRS-assisted THz communication.

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