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Hongzhi Yin

Publications and source records attributed to Hongzhi Yin.

At least 19 recordsLinked to original sources

Time Series Analysis in Frequency Domain: A Survey of Open Challenges, Opportunities and Benchmarks

Frequency-domain analysis has emerged as a powerful paradigm for time series analysis, offering unique advantages over traditional time-domain approaches while introducing new theoretical and practical challenges. This survey provides a comprehensive examination of spectral methods from classical Fourier analysis to modern neural operators, systematically summarizing three open challenges in current research: (1) causal structure preservation during spectral transformations, (2) uncertainty quantification in learned frequency representations, and (3) topology-aware analysis for non-Euclidean data structures. Through rigorous reviewing of over 100 studies, we develop a unified taxonomy that bridges conventional spectral techniques with cutting-edge machine learning approaches, while establishing standardized benchmarks for performance evaluation. Our work identifies key knowledge gaps in the field, particularly in geometric deep learning and quantum-enhanced spectral analysis. The survey offers practitioners a systematic framework for method selection and implementation, while charting promising directions for future research in this rapidly evolving domain.

cs.CE

An Efficient and Effective Agentic Group Shilling Attack on Recommender Systems

Recommender systems have become core infrastructure for modern online platforms, personalizing content at scale and strongly influencing what users see, click on, and purchase. However, this dependence on user interaction also exposes them to shilling attacks, where malicious actors can inject fake profiles to distort item rankings and control visibility. Existing attacks often rely on target-specific fine-tuning or fixed profile templates, making them either difficult to adapt to different victims or easier to detect. To overcome these limitations, we propose the Agentic Group Attack System (AGAS), a coordinated shilling framework where a central Coordinator directs a group of role-switching worker agents to adaptively promote a target item across different victim families. The Coordinator dynamically adjusts the strategy when progress stalls or suppression signals increase, while workers pursue a shared objective and switch between active and inactive roles to avoid repetitive patterns. Under the same attack budgets and evaluation protocols, AGAS consistently surpasses strong baselines in target promotion while better preserving benign recommendation quality, weakening representative detectors, and achieving higher efficiency than prior attacks. These findings also emphasize that defending recommender systems may require mechanisms that can handle adaptive shilling campaigns, not just isolated fake-profile injections. Our code is available at https://github.com/phkhanhtrinh23/AGAS.

cs.CR

Cassette: Case-to-Case Structural Distillation for Efficient Legal Case Retrieval

Legal case retrieval (LCR) is an essential tool for not only assisting legal practitioners to efficiently retrieve precedents but also enabling ordinary individuals to find valuable legal case information without relying on expensive professional legal services. Our previous work CaseLink demonstrated the effectiveness of using case to case graph structures to improve retrieval accuracy. However, its high computational cost during inference on large-scale legal databases limits its practical use in real-world settings. The main inefficiency comes from constructing test time graphs and computing pairwise term frequency similarities of cases. This process has O(n^2) complexity for n legal cases, making the runtime prohibitive as the number of candidates grows. For example, the retrieval time for one query on a database (COLIEE2022) with 1,563 candidate cases is more than 500 milliseconds, while the runtime would increase drastically to more than 3,500 seconds for a database (LeCaRDv2) with 55,192 candidate cases. To further enhance the retrieval performance while achieving a significant speed-up, in this extension paper, Cassette framework is proposed with a distillation strategy involving ranking objective and eigen-matching objective for an effective transfer of knowledge from a powerful and well-trained heavy teacher retriever to a lightweight and efficient hybrid student dual encoder. Specifically, the student query encoder is implemented as a multilayer perceptron model designed for fast online processing, whereas the student candidate encoder adopts a GNN architecture, suitable for an offline manner within the case database. Extensive experiments are conducted on three benchmark datasets, and the results verify the effectiveness of the ranking distillation while achieving high efficiency. The code has been released on https://github.com/yanran-tang/Cassette/.

cs.IR

Empowering Compact LLMs with Fusion of Layer-wise Exits for Recommendation

Large language model-based recommender systems (LLM-RSs) have demonstrated remarkable capabilities, but are computationally unsustainable for many real-world applications. Compact LLMs offer a practical alternative, yet their reduced capacity often requires reasoning or knowledge distillation methods that increase latency or depend on larger models. Combined with autoregressive generation, these approaches face severe scalability bottlenecks. In contrast, discriminative LLM-RSs enable efficient full-corpus ranking through embedding similarity, but compact backbones remain limited in expressiveness and structural adaptivity. We propose the Fusion of Layer-wise Exits for Sequential Recommendation (FLEXRec), a discriminative framework that enhances compact LLMs while retaining scalable full-corpus ranking. FLEXRec inserts prediction heads (i.e., exits) at multiple transformer layers and adaptively fuses their score distributions. An adaptive continuous router (AC-Router) dynamically selects both the number and identity of exits for each user sequence, while a novel target-k hinge loss regulates routing sparsity. Experiments on three real-world datasets with Qwen 3 1.7B and Llama 3.2 3B show that FLEXRec achieves state-of-the-art accuracy among competing methods while remaining highly efficient. Code: https://github.com/xurong-liang/FLEXRec

cs.IR

Enhancing Group Recommendation with Memory-Augmented Reasoning in LLM Agent

The core challenge in group recommendation lies in modeling the dynamic evolution of user preferences and explain?ing the consensus formation process. Existing Large Language Model (LLM)-based methods, despite improved interpretability, treat interaction history as fixed text, ignoring the natural evolution of group/user preferences over time, and lacking explicit modeling of the complex group decision-making process. To address these issues, we propose AGR, a LLM-based agent, which consists of a Memory Module and a Reasoning Module. The Memory Module employs a token-based hash table to dynamically manage the historical interactions of groups and users. This design supports fundamental operations including insertion, updating, retrieval, forgetting of irrelevant records, and summarization of evolving group and user profiles for efficiently tracking. Based on these retrieved dynamic profiles, the Reason?ing Module then performs a multi-step reasoning process includ?ing Group Interests Collection, Group Consensus Refinement, Multi-dimensional Evaluation and Explainable Recommendation Generation, thereby moving beyond black-box inference to de?liver fully interpretable recommendations. In practice, we adopt the Reinforcement Fine-Tuning (RFT) paradigm, where we first use Supervised Fine-Tuning (SFT) to equip the model with basic capabilities for invoking the Memory and Reasoning modules, and then employ Group Relative Policy Optimization (GRPO) to enhance its autonomous ability to coordinate these modules. Experiments on LastFM and Douban datasets demonstrate that AGR significantly outperforms existing state-of-the-art methods in both recommendation accuracy and explainability. Our model is open-sourced at https://huggingface.co/niuqimeng/AGR.

cs.IR

Denoising-Aware Inversion: Revealing Privacy Risks in Noise-Protected Text Embeddings

Dense text embeddings are widely used in data mining, retrieval, and downstream machine learning systems due to their compact and semantically rich representations, but recent embedding inversion attacks have shown that they can expose substantial information about the original text, leading to serious privacy leakage risks. A common defense is to release perturbed embeddings by adding Gaussian noise, which is simple yet effective against standard inversion attacks and does not significantly degrade embedding utility for downstream tasks. However, it remains unclear whether such noise-protected embeddings are sufficiently safe against adaptive attackers that explicitly account for the perturbation process. In this paper, we study text embedding inversion in a noise-protected setting, where the attacker can observe only noisy embeddings and has no access to clean embedding targets. We first analyze why existing generative inversion methods fail under this setting and identify a "Double Noise Trap", which fundamentally prevents standard generative inversion models from achieving high-quality reconstruction. To address this challenge, we propose DAEI, a denoising-aware embedding inversion pipeline that combines a residual denoising autoencoder with generative text inversion where the denoiser is trained in an unsupervised manner using Stein's unbiased risk estimate to enable denoising from noisy observations alone. Extensive experiments show that DAEI achieves approximately 154\% relative improvement in BLEU over the existing generative inversion baseline, while also improving token-level F1 and ROUGE-L by 32--60\%. The promising inversion performance of DAEI challenges the prevailing assumption that simple Gaussian perturbation is sufficient to prevent sensitive information leakage from embedding representations.

cs.LG

On Mitigating Data Sparsity in Conversational Recommender Systems

Conversational recommender systems (CRSs) infer user preferences from dialogue contexts, but they suffer from severe data sparsity in both dialogue and entity spaces. Dialogue data are linguistically diverse and open-ended, making it difficult to generalize across varied expressions. Meanwhile, existing CRS models often rely on large knowledge graphs, where only a small fraction of entities receive effective supervision during training, leaving the majority under-trained or entirely unseen at inference time. To address these challenges, we propose DACRS, a novel CRS framework consisting of three modules: Dialogue Augmentation, Knowledge-Guided Entity Modeling, and Dialogue-Entity Matching. The Dialogue Augmentation module adopts a two-stage augmentation pipeline to enrich dialogue contexts and improve robustness to linguistic variation. The Knowledge-Guided Entity Modeling module leverages knowledge graphs through entity substitution and an entity similarity constraint to enhance representation learning for sparsely supervised and unseen entities. Finally, the Dialogue-Entity Matching module integrates dialogue representations with mentioned entity embeddings via dialogue-guided attention aggregation, yielding user representations that capture both explicit and implicit preferences. Extensive experiments on two public benchmark datasets demonstrate that DACRS consistently outperforms state-of-the-art conversational recommender systems.

cs.IR

QA-Merging: Query-Adaptive Reasoning via Layer Selective Model Merging

Recent large reasoning models (LRMs) have achieved strong performance on complex reasoning tasks by generating a long chain-of-thought (Long-CoT). However, such lengthy reasoning is often unnecessary for simple queries, leading to additional computation and latency. Existing approaches to adaptive reasoning typically rely on retraining the model or designing sophisticated prompting, which are either prohibitively expensive or highly sensitive to the prompt formulation. Model merging provides a more balanced alternative for adaptive reasoning by avoiding expensive training and integrating Long-CoT and Short-CoT behaviors. However, existing merging methods are often static and input-agnostic, or rely on costly all-layer calibration, which limits their effectiveness for query-adaptive reasoning. To tackle these challenges, we propose Query-adaptive Layer Selective Merging (QA-Merging), an activation-based merging framework that integrates a Long-CoT model and a Short-CoT model to obtain a query-adaptive reasoner without training from scratch or requiring large-scale additional data. QA-Merging first constructs a small pattern-labeled calibration set that assigns each query an appropriate reasoning pattern. Motivated by our empirical analysis that Long-CoT and Short-CoT behaviors diverge unevenly across transformer layers, QA-Merging identifies layers with high reasoning pattern divergence and calibrates only these layers through feature alignment and contrastive shaping, while applying closed-form hidden-state correction to the remaining layers. Experiments on seven widely used reasoning benchmarks across two model scales demonstrate that QA-Merging reduces inference cost and maintains strong performance.

cs.CL

Towards Efficient Reasoning in LLM-Based Recommender Systems via Model Merging

Large language model-based recommender systems are increasingly adopting slow-thinking models that generate step-by-step reasoning before making predictions, often achieving higher accuracy than fast-thinking models that predict directly. However, their reasoning traces are often unnecessarily verbose, increasing inference costs without commensurate accuracy gains. Existing training-based approaches to reasoning compression often incur substantial adaptation costs, while inference-time methods are brittle and difficult to scale. These limitations motivate model merging as a promising training-free direction for transferring specialised behaviours between models in a shared parameter space. In particular, merging a slow-thinking model with a fast-thinking counterpart provides a natural mechanism for balancing recommendation accuracy and reasoning conciseness. To this end, we propose, to our knowledge, the first model merging framework for reasoning compression in recommender systems. Unlike conventional merging methods that apply uniform merge coefficients across model components, our method performs fine-grained merging at the level of individual attention heads, capturing heterogeneous patterns in recommendation reasoning. Each attention head is assigned a distinct merge coefficient according to its contribution to critical reasoning evidence and its sensitivity to parameter change, enabling selective injection of the concise behaviour of the fast-thinking model into the slow-thinking model and reducing reasoning verbosity without compromising recommendation quality. Experiments on three benchmark datasets show that our method reduces reasoning length by up to 24.3% while outperforming competitive model merging baselines in maintaining recommendation accuracy. The code is available at https://github.com/linhledieu/REAM.

cs.IR

VaLiDRec: Variable-Length LLM-Aligned Semantic IDs for Generative Recommendation

Generative recommendation commonly represents items using fixed-length semantic identifiers (SIDs) constructed through clustering and quantization. However, these artificial codes may overcompress item semantics, remain misaligned with pretrained LLM vocabularies, and require costly autoregressive decoding. In light of this, we propose VaLiDRec, a generative recommendation framework based on variable-length, LLM-aligned semantic identifiers. VaLiDRec constructs SIDs directly from informative native LLM vocabulary tokens via token importance estimation, semantic-quality-aware pruning, and collision-aware refinement, allowing identifier lengths to adapt to item semantic complexity. To model user preferences, VaLiDRec incorporates graph-aware soft prompts and reformulates recommendation as token-set prediction with token-level item scoring, eliminating autoregressive SID generation and beam search. Experiments on four real-world datasets show that VaLiDRec consistently outperforms strong sequential and generative recommendation baselines across all evaluation metrics. It further achieves superior zero-shot item cold-start performance and 87.49$\times$ faster inference than LC-Rec. These results demonstrate that LLM-native variable-length semantic identifiers provide a more expressive and efficient paradigm for generative recommendation.

cs.IR

ODYSSE: Episode-wise Policy Optimization for Personalized Agentic Reasoning

Agentic systems have rapidly advanced in their ability to interact with real-world environments, leverage external tools, and provide services for users. However, unlike natural-world tasks that assume well-defined instructions, human-centered scenarios are characterized by ambiguous requests that lead to large, open-ended solution spaces. Decoding users' personalized preferences is therefore essential for narrowing the candidate solution space. This introduces a new challenge, personalized agentic reasoning, which requires agents to jointly interact with both users and environments to deliver personalized services. In this paper, we present ODYSSE, a Reinforced Fine-Tuning (RFT) framework for personalized agentic reasoning. At its core, ODYSSE proposes Episode-wise GRPO (ESPO), a novel extension of Group Relative Policy Optimization (GRPO) designed to address long action horizons and strong cross-step dependencies in personalized agentic reasoning. Rather than optimizing individual steps independently, ESPO introduces an episode-level reward mechanism together with episodic advantage estimation, enabling upstream evidence to effectively guide downstream personalized decisions and allowing agents to progressively resolve ambiguous user requests across multiple interaction steps. We further propose an episodic batch sampler that groups actions from the same episode into unified training batches, facilitating coherent optimization under ESPO. We evaluate ODYSSE on realistic long-horizon personalized GUI reasoning tasks. Experimental results demonstrate that ODYSSE consistently outperforms both specialist and general-purpose LVLMs, highlighting its effectiveness for personalized agentic reasoning.

cs.AI

An Efficient and Effective Evaluator for Text2SQL Models on Unseen and Unlabeled Data

Recent advances in large language models have strengthened Text2SQL systems that translate natural language questions into database queries. A persistent deployment challenge is to assess a newly trained Text2SQL system on an unseen and unlabeled dataset when no verified answers are available. This situation arises frequently because database content and structure evolve, privacy policies slow manual review, and carefully written SQL labels are costly and time-consuming. Without timely evaluation, organizations cannot approve releases or detect failures early. FusionSQL addresses this gap by working with any Text2SQL models and estimating accuracy without reference labels, allowing teams to measure quality on unseen and unlabeled datasets. It analyzes patterns in the system's own outputs to characterize how the target dataset differs from the material used during training. FusionSQL supports pre-release checks, continuous monitoring of new databases, and detection of quality decline. Experiments across diverse application settings and question types show that FusionSQL closely follows actual accuracy and reliably signals emerging issues. Our code is available at https://github.com/phkhanhtrinh23/FusionSQL.

cs.CL

Self-Gating Attention for Efficient Time Series Forecasting

Transformer architectures have shown strong potential in time series forecasting, where multi-head self-attention is widely used to capture temporal dependencies across historical timestamps. However, standard self-attention has quadratic time and memory complexity with respect to the look-back length. This cost may limit its use in resource-constrained or high-throughput forecasting systems, where fast and memory-efficient inference is important. Through qualitative and quantitative analyses, we observe that self-attention maps in time series forecasting often contain redundant patterns across different timestamps. This phenomenon can be related to the repeated temporal patterns and relatively stable temporal correlations in many real-world time series. Motivated by this observation, we propose Self-Gating Attention (SGA), a plug-and-play attention mechanism that represents the attention score with a shared learnable matrix and an input-dependent residual component. The shared matrix captures common attention patterns, while the residual component captures input-dependent variations. In this way, SGA avoids the query and key projections used in standard attention score computation, leading to linear time and score-matrix memory complexity with respect to the look-back length. We integrate SGA into several forecasting backbones and compare it with standard self-attention and lightweight attention variants on nine publicly available real-world datasets covering electricity, finance, weather, medical monitoring, human activity, and climate records. The results show that SGA improves inference efficiency on public benchmarks while maintaining competitive forecasting performance against state-of-the-art attention mechanisms. These benchmark results provide deployment-oriented evidence.

cs.LG

LEFT: Learnable Fusion of Tri-view Tokens for Unsupervised Time Series Anomaly Detection

As a fundamental data mining task, unsupervised time series anomaly detection (TSAD) aims to build a model for identifying abnormal timestamps without assuming the availability of annotations. A key challenge in unsupervised TSAD is that many anomalies are too subtle to exhibit detectable deviation in any single view (e.g., time domain), and instead manifest as inconsistencies across multiple views like time, frequency, and a mixture of resolutions. However, most cross-view methods rely on feature or score fusion and do not enforce analysis-synthesis consistency, meaning the frequency branch is not required to reconstruct the time signal through an inverse transform, and vice versa. In this paper, we present Learnable Fusion of Tri-view Tokens (LEFT), a unified unsupervised TSAD framework that models anomalies as inconsistencies across complementary representations. LEFT learns feature tokens from three views of the same input time series: frequency domain tokens that embed periodicity information, time domain tokens that capture local dynamics, and multi-scale tokens that learn abnormal patterns at varying time series granularities. By learning a set of adaptive Nyquist-constrained spectral filters, the original time series is rescaled into multiple resolutions and then encoded, allowing these multi-scale tokens to complement the extracted frequency and time domain information. When generating the fused representation, we introduce a novel objective that reconstructs fine-grained targets from coarser multi-scale structure, and put forward an innovative time-frequency cycle consistency constraint to explicitly regularize cross-view agreement. As cross-view agreement is explicitly regularized during training, LEFT can adopt lightweight tri-view encoders while maintaining effective coordination among the three views.

cs.LG

Learning to Evaluate: Cost-Effective Model Evaluation on Unlabeled Data with Meta-Learning

The rapid advancement of machine learning has led to an unprecedented expansion of model ecosystems, making it increasingly difficult to assess the reliability of newly released models on unseen and unlabeled data. Existing evaluation pipelines typically rely on costly annotation, repeated fine-tuning, or assumptions that do not generalize well to new models. We introduce MetaEvaluator, a cost-effective, model-agnostic framework for fast, label-free evaluation of unseen models across diverse architectures and modalities. MetaEvaluator meta-learns over a pool of reference models to acquire an effective initialization for accurate assessment of unseen models, thereby amortizing evaluation cost and eliminating the need for per-model retraining. To the best of our knowledge, this is the first model-agnostic framework that evaluates new models on unlabeled datasets. Extensive experiments demonstrate that MetaEvaluator delivers stable and accurate performance estimates at substantially lower cost than conventional approaches, enabling scalable benchmarking on unlabeled datasets for emerging models. The code is available at: https://github.com/phkhanhtrinh23/MetaEvaluator.

cs.LG

FOSTER: First-order Dataset Distillation for Text-based Sequential Recommendation

Text-based sequential recommender systems, while greatly improving recommendation accuracy by incorporating item contexts, are undeniably more expensive to train. By condensing a large dataset into a compact set of synthetic samples for model training, dataset distillation offers a promising solution. However, its adoption in text-based sequential recommendation is non-trivial given the large pool of discrete items. This challenge is further compounded by language model-based item encoding, which makes bi-level optimization commonly used in dataset distillation prohibitively expensive. To this end, we propose First-order dataset distillation for Text-based Sequential Recommendation (FOSTER), which facilitates effectiveness and efficiency via three novel components: (1) stochastic item subset sampling that replaces costly full-corpus embedding extraction at each distillation step; (2) first-order optimization with trajectory-anchored parameter reset to avoid expensive bi-level gradient computation; and (3) regularization that explicitly promotes co-occurrence between semantically similar items in the synthetic sequences. Extensive experiments on three benchmarks show that FOSTER consistently outperforms existing dataset distillation and coreset selection baselines, approximating full-dataset performance using as few as 20 synthetic interaction sequences.

cs.IR

On the Trustworthiness of Generative Foundation Models: Guideline, Assessment, and Perspective

Generative Foundation Models (GenFMs) have emerged as transformative tools. However, their widespread adoption raises critical concerns regarding trustworthiness across dimensions. This paper presents a comprehensive framework to address these challenges through three key contributions. First, we systematically review global AI governance laws and policies from governments and regulatory bodies, as well as industry practices and standards. Based on this analysis, we propose a set of guiding principles for GenFMs, developed through extensive multidisciplinary collaboration that integrates technical, ethical, legal, and societal perspectives. Second, we introduce TrustGen, the first dynamic benchmarking platform designed to evaluate trustworthiness across multiple dimensions and model types, including text-to-image, large language, and vision-language models. TrustGen leverages modular components--metadata curation, test case generation, and contextual variation--to enable adaptive and iterative assessments, overcoming the limitations of static evaluation methods. Using TrustGen, we reveal significant progress in trustworthiness while identifying persistent challenges. Finally, we provide an in-depth discussion of the challenges and future directions for trustworthy GenFMs, which reveals the complex, evolving nature of trustworthiness, highlighting the nuanced trade-offs between utility and trustworthiness, and consideration for various downstream applications, identifying persistent challenges and providing a strategic roadmap for future research. This work establishes a holistic framework for advancing trustworthiness in GenAI, paving the way for safer and more responsible integration of GenFMs into critical applications. To facilitate advancement in the community, we release the toolkit for dynamic evaluation.

cs.CY

GRAFT: Graph-Tokenized LLMs for Tool Planning

Large language models (LLMs) are increasingly used to complete complex tasks by selecting and coordinating external tools across multiple steps. This requires aligning tool choices with subtask intent while satisfying directional execution dependencies among tools. To do this, existing methods model these dependencies as tool graphs and incorporate the graphs with LLMs through retrieval, serialization, or prompt-level injection. However, these external graph-use strategies all follow a matching paradigm, which often fails to align tool choices with the underlying subtask structure, producing semantically plausible plans that violate graph constraints. This issue is further exacerbated by error accumulation, where an early incorrect tool selection shifts the plan into an invalid graph state and causes subsequent predictions to drift away from the valid execution path. To address these challenges, we propose GRAFT, a graph-tokenized language model framework for dependency-aware tool planning. GRAFT internalizes the tool graph by mapping each tool node to a dedicated special token and learning directed tool dependencies within the representation space. It further introduces on-policy tool context distillation, training the model on its own sampled trajectories while distilling stepwise planning signals. Experiments show that GRAFT achieves state-of-the-art performance in exact sequence matching and dependency legality, supporting more reliable LLM tool planning in complex workflows.

cs.LG