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Hongzhi Yin

Publications and source records attributed to Hongzhi Yin.

At least 37 records · Page 2Linked to original sources

On the Trustworthiness of Generative Foundation Models: Guideline, Assessment, and Perspective

Generative Foundation Models (GenFMs) have emerged as transformative tools. However, their widespread adoption raises critical concerns regarding trustworthiness across dimensions. This paper presents a comprehensive framework to address these challenges through three key contributions. First, we systematically review global AI governance laws and policies from governments and regulatory bodies, as well as industry practices and standards. Based on this analysis, we propose a set of guiding principles for GenFMs, developed through extensive multidisciplinary collaboration that integrates technical, ethical, legal, and societal perspectives. Second, we introduce TrustGen, the first dynamic benchmarking platform designed to evaluate trustworthiness across multiple dimensions and model types, including text-to-image, large language, and vision-language models. TrustGen leverages modular components--metadata curation, test case generation, and contextual variation--to enable adaptive and iterative assessments, overcoming the limitations of static evaluation methods. Using TrustGen, we reveal significant progress in trustworthiness while identifying persistent challenges. Finally, we provide an in-depth discussion of the challenges and future directions for trustworthy GenFMs, which reveals the complex, evolving nature of trustworthiness, highlighting the nuanced trade-offs between utility and trustworthiness, and consideration for various downstream applications, identifying persistent challenges and providing a strategic roadmap for future research. This work establishes a holistic framework for advancing trustworthiness in GenAI, paving the way for safer and more responsible integration of GenFMs into critical applications. To facilitate advancement in the community, we release the toolkit for dynamic evaluation.

cs.CY↗

GRAFT: Graph-Tokenized LLMs for Tool Planning

Large language models (LLMs) are increasingly used to complete complex tasks by selecting and coordinating external tools across multiple steps. This requires aligning tool choices with subtask intent while satisfying directional execution dependencies among tools. To do this, existing methods model these dependencies as tool graphs and incorporate the graphs with LLMs through retrieval, serialization, or prompt-level injection. However, these external graph-use strategies all follow a matching paradigm, which often fails to align tool choices with the underlying subtask structure, producing semantically plausible plans that violate graph constraints. This issue is further exacerbated by error accumulation, where an early incorrect tool selection shifts the plan into an invalid graph state and causes subsequent predictions to drift away from the valid execution path. To address these challenges, we propose GRAFT, a graph-tokenized language model framework for dependency-aware tool planning. GRAFT internalizes the tool graph by mapping each tool node to a dedicated special token and learning directed tool dependencies within the representation space. It further introduces on-policy tool context distillation, training the model on its own sampled trajectories while distilling stepwise planning signals. Experiments show that GRAFT achieves state-of-the-art performance in exact sequence matching and dependency legality, supporting more reliable LLM tool planning in complex workflows.

cs.LG↗

Efficient Prompt Learning for Traffic Forecasting

Accurate traffic prediction is essential for optimizing transportation systems, enhancing resource allocation, and improving overall urban administration. Spatio-temporal graph neural networks (GNNs) have achieved state-of-the-art performance and have been widely used in various spatio-temporal prediction scenarios. However, these prediction methods often exhibit low generalization ability, struggling with distribution shifts caused by spatio-temporal dynamics. To address this challenge, we propose an approach to enhance the generalization and adaptation of spatio-temporal GNNs through efficient prompting. Specifically, we introduce a lightweight and model-agnostic prompt tuning framework for spatio-temporal GNNs, named SimpleST. It facilitates adapting pre-trained spatio-temporal GNNs to novel distributions while keeping the model parameters fixed. This prompt mechanism reduces the overhead and complexity of adaptation, enabling efficient utilization of pre-trained models for out-of-distribution generalization. Extensive experiments conducted on five real-world urban spatio-temporal datasets demonstrate the superiority of our approach in terms of prediction accuracy and computational efficiency.

cs.LG↗

FINER-SQL: Boosting Small Language Models for Text-to-SQL

Large language models have driven major advances in Text-to-SQL generation. However, they suffer from high computational cost, long latency, and data privacy concerns, which make them impractical for many real-world applications. A natural alternative is to use small language models (SLMs), which enable efficient and private on-premise deployment. Yet, SLMs often struggle with weak reasoning and poor instruction following. Conventional reinforcement learning methods based on sparse binary rewards (0/1) provide little learning signal when the generated SQLs are incorrect, leading to unstable or collapsed training. To overcome these issues, we propose FINER-SQL, a scalable and reusable reinforcement learning framework that enhances SLMs through fine-grained execution feedback. Built on group relative policy optimization, FINER-SQL replaces sparse supervision with dense and interpretable rewards that offer continuous feedback even for incorrect SQLs. It introduces two key reward functions: a memory reward, which aligns reasoning with verified traces for semantic stability, and an atomic reward, which measures operation-level overlap to grant partial credit for structurally correct but incomplete SQLs. This approach transforms discrete correctness into continuous learning, enabling stable, critic-free optimization. Experiments on the BIRD and Spider benchmarks show that FINER-SQL achieves up to 67.73\% and 85\% execution accuracy with a 3B model -- matching much larger LLMs while reducing inference latency to 5.57~s/sample. These results highlight a cost-efficient and privacy-preserving path toward high-performance Text-to-SQL generation. Our code is available at https://github.com/thanhdath/finer-sql.

cs.DB↗

ProMax: Exploring the Potential of LLM-derived Profiles with Distribution Shaping for Recommender Systems

The remarkable text understanding and generation capabilities of large language models (LLMs) have revitalized the field of general recommendation based on implicit user feedback. Rather than deploying LLMs directly as recommendation models, a more flexible paradigm leverages their ability to interpret users' historical interactions and semantic contexts to extract structured profiles that characterize user preferences. These profiles can be further transformed into actionable high-dimensional representations, serving as powerful signals to augment and strengthen recommendation models. However, the mechanism by which such profiles enhance recommendation performance within the feature space remains insufficiently understood. Moreover, existing studies predominantly rely on nonlinear alignment and fusion strategies to incorporate these profiles, which often lead to semantic loss and fail to fully exploit their potential. To address these limitations, we revisit profiles from a retrieval perspective and propose a simple yet effective recommendation framework built upon distribution shaping (ProMax) in this paper. We begin by employing dense retrieval to uncover the collaborative relationships between user and item profiles within the feature space. Based on this insight, we introduce a dual distribution-reshaping process, in which the profile distribution acts as a guiding signal to steer the recommendation model toward learning user preferences for unseen items beyond the scope of observed interactions. We apply ProMax to four classic recommendation methods on three public datasets. The results indicate that ProMax substantially improves base model performance and outperforms existing LLM-based recommendation approaches.

cs.IR↗

Prompt-Unknown Promotion Attacks against LLM-based Sequential Recommender Systems

Large language model-powered sequential recommender systems (LLM-SRSs) have recently demonstrated remarkable performance, enabling recommendations through prompt-driven inference over user interaction sequences. However, this paradigm also introduces new security vulnerabilities, particularly text-level manipulations, rendering them appealing targets for promotion attacks that purposely boost the ranking of specific target items. Although such security risks have been receiving increasing attention, existing studies typically rely on an unrealistic assumption of access to either the victim model or prompt to unveil attack mechanisms. In this work, we investigate the item promotion attack in LLM-SRSs under a more realistic setting where both the system prompt and victim model are unknown to the attacker, and propose a Prompt-Unknown Dual-poisoning Attack (PUDA) framework. To simulate attacks under this full black-box setting, we introduce an LLM-based evolutionary refinement strategy that infers discrete system prompts, enabling the training of an effective surrogate model that mimics the behaviors of the victim model. Leveraging the distilled prompt and surrogate model, we devise a promotion attack that adversarially revises target item texts under semantic constraints, which is further complemented by the highly plausible, surrogate-generated poisoning sequences to enable cost-effective target item promotion. Extensive experiments on real-world datasets demonstrate that PUDA consistently outperforms state-of-the-art competitors in boosting the exposure of unpopular target items. Our findings reveal critical security risks in modern LLM-SRSs even when both prompts and models are protected, and highlight the need for more robust defensive means.

cs.IR↗

ASPIRE: Make Spectral Graph Collaborative Filtering Great Again via Adaptive Filter Learning

Graph filter design is central to spectral collaborative filtering, yet most existing methods rely on manually tuned hyperparameters rather than fully learnable filters. We show that this challenge stems from a bias in traditional recommendation objectives, which induces a spectral phenomenon termed low-frequency explosion, thereby fundamentally hindering the effective learning of graph filters. To overcome this limitation, we propose a novel adaptive spectral graph collaborative filtering framework (ASPIRE) based on a bi-level optimization objective. Guided by our theoretical analysis, we disentangle the filter learning objective, which in turn leads to excellent recommendation performance, spectral adaptivity, and training stability in practice. Extensive experiments show our learned filters match the performance of carefully engineered task-specific designs. Furthermore, ASPIRE is equally effective in LLM-powered collaborative filtering. Our findings demonstrate that graph filter learning is viable and generalizable, paving the way for more expressive graph neural networks in collaborative filtering.

cs.IR↗

Self-Distilled Reinforcement Learning for Co-Evolving Agentic Recommender Systems

Large language model-empowered agentic recommender systems (ARS) reformulate recommendation as a multi-turn interaction between a recommender agent and a user agent, enabling iterative preference elicitation and refinement beyond conventional one-shot prediction. However, existing ARS are mainly optimized in a Reflexion-style paradigm, where past interaction trajectories are stored as textual memory and retrieved as prompt context for later reasoning. Although this design allows agents to recall prior feedback and observations, the accumulated experience remains external to model parameters, leaving agents reliant on generic reasoning rather than progressively acquiring recommendation-specific decision-making ability through learning. Reinforcement learning (RL) therefore provides a natural way to internalize such interaction experience into parameters. Yet existing RL methods for ARS still suffer from two key limitations. First, they fail to capture the interactive nature of ARS, in which the recommender agent and the user agent continuously influence each other and can naturally generate endogenous supervision through interaction feedback. Second, they reduce a rich multi-turn interaction process to final outcomes, overlooking the dense supervision embedded throughout the trajectory. To this end, we propose CoARS, a self-distilled reinforcement learning framework for co-evolving agentic recommender systems. CoARS introduces two complementary learning schemes: interaction reward, which derives coupled task-level supervision for the recommender agent and the user agent from the same interaction trajectory, and self-distilled credit assignment, which converts historical trajectories into token-level credit signals under teacher-student conditioning. Experiments on multiple datasets show that CoARS outperforms representative ARS baselines in recommendation performance and user alignment.

cs.IR↗

A Systematic Survey and Benchmark of Deep Learning for Molecular Property Prediction in the Foundation Model Era

Molecular property prediction integrates quantum chemistry, cheminformatics, and deep learning to connect molecular structure with physicochemical and biological behavior. This survey traces four complementary paradigms, including Quantum, Descriptor Machine Learning, Geometric Deep Learning, and Foundation Models, and outlines a unified taxonomy linking molecular representations, model architectures, and interdisciplinary applications. Benchmark analyses integrate evidence from both widely used datasets and datasets reflecting industry perspectives, encompassing quantum, physicochemical, physiological, and biophysical domains. The survey examines current standards in data curation, splitting strategies, and evaluation protocols, highlighting challenges including inconsistent stereochemistry, heterogeneous assay sources, and reproducibility limitations under random or poorly defined splits. These observations motivate the modernization of benchmark design toward more transparent, time- and scaffold-aware methodologies. We further propose three forward-looking directions: (i) physics-aware learning embedding quantum consistency, (ii) uncertainty-calibrated foundation models for trustworthy inference, and (iii) realistic multimodal benchmark ecosystems integrating computational and experimental data. Repository: https://github.com/Zongru-Li/Survey-and-Benchmarks-of-DL-for-Molecular-Property-Prediction-in-the-Foundation-Model-Era.

cs.LG↗

SDFed: Bridging Local Global Discrepancy via Subspace Refinement and Divergence Control in Federated Prompt Learning

Vision-language pretrained models offer strong transferable representations, yet adapting them in privacy-sensitive multi-party settings is challenging due to the high communication cost of federated optimization and the limited local data on clients. Federated prompt learning mitigates this issue by keeping the VLPM backbone frozen and collaboratively training lightweight prompt parameters. However, existing approaches typically enforce a unified prompt structure and length across clients, which is inadequate under practical client heterogeneity in both data distributions and system resources, and may further introduce conflicts between globally shared and locally optimal knowledge. To address these challenges, we propose \textbf{SDFed}, a heterogeneous federated prompt learning framework that bridges Local-Global Discrepancy via Subspace Refinement and Divergence Control. SDFed maintains a fixed-length global prompt for efficient aggregation while allowing each client to learn a variable-length local prompt to better match its data characteristics and capacity. To mitigate local-global conflicts and facilitate effective knowledge transfer, SDFed introduces a subspace refinement method for local prompts and an information retention and divergence control strategy that preserves key local information while maintaining appropriate separability between global and local representations. Extensive experiments on several datasets demonstrate that SDFed consistently improves performance and robustness in heterogeneous federated settings.

cs.LG↗

AV-SQL: Decomposing Complex Text-to-SQL Queries with Agentic Views

Text-to-SQL is the task of translating natural language queries into executable SQL for a given database, enabling non-expert users to access structured data without writing SQL manually. Despite rapid advances driven by large language models (LLMs), existing approaches still struggle with complex queries in real-world settings, where database schemas are large and questions require multi-step reasoning over many interrelated tables. In such cases, providing the full schema often exceeds the context window, while one-shot generation frequently produces non-executable SQL due to syntax errors and incorrect schema linking. To address these challenges, we introduce AV-SQL, a framework that decomposes complex Text-to-SQL into a pipeline of specialized LLM agents. Central to AV-SQL is the concept of agentic views: agent-generated Common Table Expressions (CTEs) that encapsulate intermediate query logic and filter relevant schema elements from large schemas. AV-SQL operates in three stages: (1) a rewriter agent compresses and clarifies the input query; (2) a view generator agent processes schema chunks to produce agentic views; and (3) a planner, generator, and revisor agent collaboratively compose these views into the final SQL query. Extensive experiments show that AV-SQL achieves 70.38% execution accuracy on the challenging Spider 2.0 benchmark, outperforming state-of-the-art baselines, while remaining competitive on standard datasets with 85.59% on Spider, 72.16% on BIRD and 63.78% on KaggleDBQA. Our source code is available at https://github.com/pminhtam/AV-SQL.

cs.DB↗

Federated Learning and Unlearning for Recommendation with Personalized Data Sharing

Federated recommender systems (FedRS) have emerged as a paradigm for protecting user privacy by keeping interaction data on local devices while coordinating model training through a central server. However, most existing federated recommender systems adopt a one-size-fits-all assumption on user privacy, where all users are required to keep their data strictly local. This setting overlooks users who are willing to share their data with the server in exchange for better recommendation performance. Although several recent studies have explored personalized user data sharing in FedRS, they assume static user privacy preferences and cannot handle user requests to remove previously shared data and its corresponding influence on the trained model. To address this limitation, we propose FedShare, a federated learn-unlearn framework for recommender systems with personalized user data sharing. FedShare not only allows users to control how much interaction data is shared with the server, but also supports data unsharing requests by removing the influence of the unshared data from the trained model. Specifically, FedShare leverages shared data to construct a server-side high-order user-item graph and uses contrastive learning to jointly align local and global representations. In the unlearning phase, we design a contrastive unlearning mechanism that selectively removes representations induced by the unshared data using a small number of historical embedding snapshots, avoiding the need to store large amounts of historical gradient information as required by existing federated recommendation unlearning methods. Extensive experiments on three public datasets demonstrate that FedShare achieves strong recommendation performance in both the learning and unlearning phases, while significantly reducing storage overhead in the unlearning phase compared with state-of-the-art baselines.

cs.IR↗

Agentic Mixed-Source Multi-Modal Misinformation Detection with Adaptive Test-Time Scaling

Vision-language models (VLMs) have been proven effective for detecting multi-modal misinformation on social platforms, especially in zero-shot settings with unavailable or delayed annotations. However, a single VLM's capacity falls short in the more complex mixed-source multi-modal misinformation detection (M3D) task. Taking captioned images as an example, in M3D, false information can originate from untruthful texts, forged images, or mismatches between the two modalities. Although recent agentic systems can handle zero-shot M3D by connecting modality-specific VLM agents, their effectiveness is still bottlenecked by their architecture. In existing agentic M3D solutions, for any input sample, each agent performs only one forward reasoning pass, making decisions prone to model randomness and reasoning errors in challenging cases. Moreover, the lack of exploration over alternative reasoning paths prevents modern VLMs from fully utilizing their reasoning capacity. In this work, we present AgentM3D, a multi-agent framework for zero-shot M3D. To amplify the reasoning capability of VLMs, we introduce an adaptive test-time scaling paradigm in which each modality-specific VLM agent applies a Best-of-N mechanism, coupled with a critic agent for task-aligned scoring. The agents are organized in a cascading, modality-specific decision chain to reduce unnecessary computation and limit error propagation. To ensure scalability, a planning agent dynamically determines the maximum number of reasoning paths based on sample difficulty, and an adaptive stopping mechanism prevents excessive reasoning within each agent. Extensive experiments on two M3D benchmarks demonstrate that AgentM3D achieves state-of-the-art zero-shot detection performance compared with various VLM-based and agentic baselines.

cs.MM↗

Know What You Know: Metacognitive Entropy Calibration for Verifiable RL Reasoning

Large reasoning models (LRMs) have emerged as a powerful paradigm for solving complex real-world tasks. In practice, these models are predominantly trained via Reinforcement Learning with Verifiable Rewards (RLVR), yet most existing outcome-only RLVR pipelines rely almost exclusively on a binary correctness signal and largely ignore the model's intrinsic uncertainty. We term this discrepancy the uncertainty-reward mismatch, under which high- and low-uncertainty solutions are treated equivalently, preventing the policy from "Know What You Know" and impeding the shift from optimizing for correct answers to optimizing effective reasoning paths. This limitation is especially critical in reasoning-centric tasks such as mathematics and question answering, where performance hinges on the quality of the model's internal reasoning process rather than mere memorization of final answers. To address this, we propose EGPO, a metacognitive entropy calibration framework that explicitly integrates intrinsic uncertainty into RLVR for enhancing LRMs. EGPO estimates per-sample uncertainty using a zero-overhead entropy proxy derived from token-level likelihoods and aligns it with extrinsic correctness through an asymmetric calibration mechanism that preserves correct reasoning while selectively regulating overconfident failures, thereby enabling stable and uncertainty-aware policy optimization. Moreover, EGPO recovers informative learning signals from otherwise degenerate group-based rollouts without modifying the verifier or reward definition. Extensive experiments across multiple benchmarks demonstrate that the proposed EGPO leads to substantial and consistent improvements in reasoning performance, establishing a principled path for advancing LRMs through metacognitive entropy calibration.

cs.AI↗

Evolutionary Router Feature Generation for Zero-Shot Graph Anomaly Detection with Mixture-of-Experts

Zero-shot graph anomaly detection (GAD) has attracted increasing attention recent years, yet the heterogeneity of graph structures, features, and anomaly patterns across graphs make existing single GNN methods insufficiently expressive to model diverse anomaly mechanisms. In this regard, Mixture-of-experts (MoE) architectures provide a promising paradigm by integrating diverse GNN experts with complementary inductive biases, yet their effectiveness in zero-shot GAD is severely constrained by distribution shifts, leading to two key routing challenges. First, nodes often carry vastly different semantics across graphs, and straightforwardly performing routing based on their features is prone to generating biased or suboptimal expert assignments. Second, as anomalous graphs often exhibit pronounced distributional discrepancies, existing router designs fall short in capturing domain-invariant routing principles that generalize beyond the training graphs. To address these challenges, we propose a novel MoE framework with evolutionary router feature generation (EvoFG) for zero-shot GAD. To enhance MoE routing, we propose an evolutionary feature generation scheme that iteratively constructs and selects informative structural features via an LLM-based generator and Shapley-guided evaluation. Moreover, a memory-enhanced router with an invariant learning objective is designed to capture transferable routing patterns under distribution shifts. Extensive experiments on six benchmarks show that EvoFG consistently outperforms state-of-the-art baselines, achieving strong and stable zero-shot GAD performance.

cs.IR↗

TableDART: Dynamic Adaptive Multi-Modal Routing for Table Understanding

Modeling semantic and structural information from tabular data remains a core challenge for effective table understanding. Existing Table-as-Text approaches flatten tables for large language models (LLMs), but lose crucial structural cues, while Table-as-Image methods preserve structure yet struggle with precise semantics. Recent Table-as-Multimodality strategies attempt to combine textual and visual views, but they (1) statically process both modalities for every query-table pair within large multimodal LLMs (MLLMs), inevitably introducing redundancy and even conflicts, and (2) depend on costly fine-tuning of MLLMs. In light of this, we propose TableDART, a training-efficient framework that integrates multimodal views by reusing pretrained single-modality models. TableDART introduces a lightweight 2.59M-parameter MLP gating network that dynamically selects the optimal path (Text-only, Image-only, or Fusion) for each table-query pair, reducing redundancy and avoiding conflicts that arise when textual and visual views of the same table provide inconsistent cues. By routing to the most appropriate view, our framework improves both accuracy and efficiency. In addition, we propose a novel agent to mediate cross-modal knowledge integration by analyzing outputs from text- and image-based models, either selecting the best result or synthesizing a new answer through reasoning. This design avoids the prohibitive costs of full MLLM fine-tuning. Extensive experiments on seven benchmarks show that TableDART establishes new state-of-the-art performance among open-source models, surpassing the strongest baseline by an average of 4.02%. The code is available at: https://github.com/xiaobo-xing/TableDART.

cs.CL↗

Continuous Input Embedding Size Search For Recommender Systems

Latent factor models are the most popular backbones for today's recommender systems owing to their prominent performance. Latent factor models represent users and items as real-valued embedding vectors for pairwise similarity computation, and all embeddings are traditionally restricted to a uniform size that is relatively large (e.g., 256-dimensional). With the exponentially expanding user base and item catalog in contemporary e-commerce, this design is admittedly becoming memory-inefficient. To facilitate lightweight recommendation, reinforcement learning (RL) has recently opened up opportunities for identifying varying embedding sizes for different users/items. However, challenged by search efficiency and learning an optimal RL policy, existing RL-based methods are restricted to highly discrete, predefined embedding size choices. This leads to a largely overlooked potential of introducing finer granularity into embedding sizes to obtain better recommendation effectiveness under a given memory budget. In this paper, we propose continuous input embedding size search (CIESS), a novel RL-based method that operates on a continuous search space with arbitrary embedding sizes to choose from. In CIESS, we further present an innovative random walk-based exploration strategy to allow the RL policy to efficiently explore more candidate embedding sizes and converge to a better decision. CIESS is also model-agnostic and hence generalizable to a variety of latent factor RSs, whilst experiments on two real-world datasets have shown state-of-the-art performance of CIESS under different memory budgets when paired with three popular recommendation models.

cs.IR↗

Budgeted Embedding Table For Recommender Systems

At the heart of contemporary recommender systems (RSs) are latent factor models that provide quality recommendation experience to users. These models use embedding vectors, which are typically of a uniform and fixed size, to represent users and items. As the number of users and items continues to grow, this design becomes inefficient and hard to scale. Recent lightweight embedding methods have enabled different users and items to have diverse embedding sizes, but are commonly subject to two major drawbacks. Firstly, they limit the embedding size search to optimizing a heuristic balancing the recommendation quality and the memory complexity, where the trade-off coefficient needs to be manually tuned for every memory budget requested. The implicitly enforced memory complexity term can even fail to cap the parameter usage, making the resultant embedding table fail to meet the memory budget strictly. Secondly, most solutions, especially reinforcement learning based ones derive and optimize the embedding size for each each user/item on an instance-by-instance basis, which impedes the search efficiency. In this paper, we propose Budgeted Embedding Table (BET), a novel method that generates table-level actions (i.e., embedding sizes for all users and items) that is guaranteed to meet pre-specified memory budgets. Furthermore, by leveraging a set-based action formulation and engaging set representation learning, we present an innovative action search strategy powered by an action fitness predictor that efficiently evaluates each table-level action. Experiments have shown state-of-the-art performance on two real-world datasets when BET is paired with three popular recommender models under different memory budgets.

cs.IR↗