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Horace P. Yuen

Publications and source records attributed to Horace P. Yuen.

At least 37 records · Page 2Linked to original sources

Mathematical Modeling of Physical and Engineering Systems in Quantum Information

Several concrete examples in quantum information are discussed to demonstrate the importance of proper modeling that relates the mathematical description to real-world applications. In particular, it is shown that some commonly accepted conclusions are not adequately supported by their purported justifications in the logical manner required.

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On the Security of the Y-00 (AlphaEta) Direct Encryption Protocol

We review the current status of the AlphaEta direct encryption protocol. After describing AlphaEta, we summarize the main security claims made on it. We then describe recent attacks developed against it in the literature, and suggest security enhancements and future research directions based on our results.

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On the Security of Y-00 under Fast Correlation and Other Attacks on the Key

The potential weakness of the Y-00 direct encryption protocol when the encryption box ENC in Y-00 is not chosen properly is demonstrated in a fast correlation attack by S. Donnet et al in Phys. Lett. A 35, 6 (2006) 406-410. In this paper, we show how this weakness can be eliminated with a proper design of ENC. In particular, we present a Y-00 configuration that is more secure than AES under known-plaintext attack. It is also shown that under any ciphertext-only attack, full information-theoretic security on the Y-00 seed key is obtained for any ENC when proper deliberate signal randomization is employed.

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Quantum Noise Randomized Ciphers

We review the notion of a classical random cipher and its advantages. We sharpen the usual description of random ciphers to a particular mathematical characterization suggested by the salient feature responsible for their increased security. We describe a concrete system known as AlphaEta and show that it is equivalent to a random cipher in which the required randomization is effected by coherent-state quantum noise. We describe the currently known security features of AlphaEta and similar systems, including lower bounds on the unicity distances against ciphertext-only and known-plaintext attacks. We show how AlphaEta used in conjunction with any standard stream cipher such as AES (Advanced Encryption Standard) provides an additional, qualitatively different layer of security from physical encryption against known-plaintext attacks on the key. We refute some claims in the literature that AlphaEta is equivalent to a non-random stream cipher.

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On the security of AlphaEta: Response to `Some attacks on quantum-based cryptographic protocols'

Lo and Ko in [1] have developed some attacks on the cryptosystem called AlphaEta [2], claiming that these attacks undermine the security of AlphaEta for both direct encryption and key generation. In this paper, we show that their arguments fail in many different ways. In particular, the first attack in [1] requires channel loss or length of known-plaintext that is exponential in the key length and is unrealistic even for moderate key lengths. The second attack is a Grover search attack based on `asymptotic orthogonality' and was not analyzed quantitatively in [1]. We explain why it is not logically possible to ``pull back'' an argument valid only at n=infinity into a limit statement, let alone one valid for a finite number of transmissions n. We illustrate this by a `proof' using a similar asymptotic orthogonality argument that coherent-state BB84 is insecure for any value of loss. Even if a limit statement is true, this attack is a priori irrelevant as it requires an indefinitely large amount of known-plaintext, resources and processing. We also explain why the attacks in [1] on AlphaEta as a key-generation system are based on misinterpretations of [2]. Some misunderstandings in [1] regarding certain issues in cryptography and optical communications are also pointed out. Short of providing a security proof for AlphaEta, we provide a description of relevant results in standard cryptography and in the design of AlphaEta to put the above issues in the proper framework and to elucidate some security features of this new approach to quantum cryptography.

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Direct Use of Secret Key in Quantum Cryptography

For single-photon quantum key generation between two users, it is shown that the use of a shared secret key extended via a pseudo-random number generator may simultaneously enhance the security and efficiency of the cryptosystem. This effect arises from the intrinsic performance difference between quantum detectors with versus without knowledge of the key, a purely quantum effect and a new principle for key generation. No intrusion level estimation is needed and the method is directly applicable to realistic systems with imperfections. Quantum direct encryption is also made possible by such use of a secret key.

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Uncertainty Principle and the Standard Quantum Limits

The role of the Uncertainty Principle is examined through the examples of squeezing, information capacity, and position monitoring. It is suggested that more attention should be directed to conceptual considerations in quantum information science and technology.

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Reply to: 'Reply to: "Comment on: `How much security does Y-00 protocol provide us?` " '

Nishioka et al claim in [1], elaborating on their earlier paper [2], that the direct encryption scheme called Y-00 [3,4] is equivalent to a classical non-random additive stream cipher, and thus offers no more security than the latter. In this paper, we show that this claim is false and that Y-00 may be considered equivalent to a \emph{random} cipher. We explain why a random cipher provides additional security compared to its nonrandom counterpart. Some criticisms in [1] on the use of Y-00 for key generation are also briefly responded to.

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Unconditionally Secure Quantum Bit Commitment

The ``impossibility proof'' on unconditionally secure quantum bit commitment is examined. It is shown that the possibility of juxtaposing quantum and classical randomness has not been properly taken into account. A specific protocol that beats entanglement cheating with entanglement is proven to be unconditionally secure.

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Quantum-noise--randomized data-encryption for WDM fiber-optic networks

We demonstrate high-rate randomized data-encryption through optical fibers using the inherent quantum-measurement noise of coherent states of light. Specifically, we demonstrate 650Mbps data encryption through a 10Gbps data-bearing, in-line amplified 200km-long line. In our protocol, legitimate users (who share a short secret-key) communicate using an M-ry signal set while an attacker (who does not share the secret key) is forced to contend with the fundamental and irreducible quantum-measurement noise of coherent states. Implementations of our protocol using both polarization-encoded signal sets as well as polarization-insensitive phase-keyed signal sets are experimentally and theoretically evaluated. Different from the performance criteria for the cryptographic objective of key generation (quantum key-generation), one possible set of performance criteria for the cryptographic objective of data encryption is established and carefully considered.

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Security of Y-00 and similar quantum cryptographic protocols

It is claimed in Phys. Lett. A by T. Nishioka et. al. 327 (2004) 28-32, that the security of Y-00 is equivalent to that of a classical stream cipher. In this paper it is shown that the claim is false in either the use of Y-00 for direct encryption or key generation, in all the parameter ranges it is supposed to operate including those of the experiments reported thus far. The security of Y-00 type protocols is clarified.

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KCQ: A New Approach to Quantum Cryptography I. General Principles and Key Generation

A new approach to quantum cryptography to be called KCQ, keyed communication in quantum noise, is developed on the basis of quantum detection and communication theory for classical information transmission. By the use of a shared secret key that determines the quantum states generated for different data bit sequences, the users may employ the corresponding optimum quantum measurement to decode the data. This gives them a better error performance than an attacker who does not know the key when she makes her quantum measurement, and an overall generation of a fresh key may be obtained from the resulting advantage. This principle is illustrated in the operation of a concrete qubit system A general information-theoretic description of the overall approach will be presented, and contrasted with the detection/coding description necessary for specific protocols.

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Classical capacity of the lossy bosonic channel: the exact solution

The classical capacity of the lossy bosonic channel is calculated exactly. It is shown that its Holevo information is not superadditive, and that a coherent-state encoding achieves capacity. The capacity of far-field, free-space optical communications is given as an example.

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A simple unconditionally secure quantum bit commitment protocol via quantum teleportation

By using local quantum teleportation of a fixed state to one qubit of an entangled pair sent from the other party, it is shown how one party can commit a bit with only classical information as evidence that results in an unconditionally secure protocol. The well-known ``impossibility proof'' does not cover such protocols due to its different commitment and opening prescriptions, which necessitate actual quantum measurements among different possible systems that cannot be entangled as a consequence.

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Another simple unconditionally secure quantum bit commitment protocol -- beating entanglement with entanglement

It is shown how the evidence state space in quantum bit commitment may be made to depend on the bit value 0 or 1 with split entangled pairs. As a consequence, one can obtain a protocol that is perfectly concealing, but is also $ε$-binding because the bit-value dependent evidence space prevents the committing party from cheating by means of a local transformation that is independent of the part of evidence state space that has never been in his possession.

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How to Build Unconditionally Secure Quantum Bit Commitment Protocols

The ``impossibility proof'' on unconditionally secure quantum bit commitment is critically analyzed. Many possibilities for obtaining a secure bit commitment protocol are indicated, purely on the basis of two-way quantum communications, which are not covered by the impossibility proof formulation. They are classified under six new types of protocols, with security proofs for specific examples on four types. Reasons for some previously failed attempts at obtaining secure protocols are also indicated.

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