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Ivan Veselic

Publications and source records attributed to Ivan Veselic.

At least 19 recordsLinked to original sources

Quantitative concentration inequalities for the uniform approximation of the IDS

The integrated density of states (IDS) is a fundamental spectral quantity for quantum Hamiltonians modeling condensed matter systems, describing how densely energy levels are distributed. It can be interpreted as a volume-averaged spectral distribution. Hence, there are two equivalent definitions of the IDS related by the Pastur-Shubin formula: an operator-theoretic trace formula and a limit of normalized eigenvalue counting functions on finite volumes. We study a discrete random Schr\"odinger operator with bounded random potentials of finite-range correlations and prove a quantitative concentration inequality ensuring, with explicit high probability, that the empirical IDS (normalized eigenvalue counting function) uniformly approximates the abstract IDS trace formula within a prescribed error, thereby implying confidence regions for the IDS.

math.ST

Sampling and equidistribution theorems for elliptic second order operators, lifting of eigenvalues, and applications

We consider elliptic second order partial differential operators with Lipschitz continuous leading order coefficients on finite cubes and the whole Euclidean space. We prove quantitative sampling and equidistribution theorems for eigenfunctions. The estimates are scale-free, in the sense that for a sequence of growing cubes we obtain uniform estimates. These results are applied to prove lifting of eigenvalues as well as the infimum of the essential spectrum, and an uncertainty relation (aka spectral inequality) for short energy interval spectral projectors. Several application including random operators are discussed. In the proof we have to overcome several challenges posed by the variable coefficients of the leading term.

math.AP

Spherical Logvinenko-Sereda-Kovrijkine type inequality and null-controllability of the heat equation on the sphere

It is shown that the restriction of a polynomial to a sphere satisfies a Logvinenko-Sereda-Kovrijkine type inequality (a specific type of uncertainty relation). This implies a spectral inequality for the Laplace-Beltrami operator, which, in turn, yields observability and null-controllability with explicit estimates on the control costs for the spherical heat equation that are sharp in the large and in the small time regime.

math.AP

Spectral inequality with sensor sets of decaying density for Schrödinger operators with power growth potentials

We prove a spectral inequality (a specific type of uncertainty relation) for Schrödinger operators with confinement potentials, in particular of Shubin-type. The sensor sets are allowed to decay exponentially, where the precise allowed decay rate depends on the potential. The proof uses an interpolation inequality derived by Carleman estimates, quantitative weighted $L^2$-estimates and an $H^1$-concentration estimate, all of them for functions in a spectral subspace of the operator.

math.AP

Unique continuation for the gradient of eigenfunctions and Wegner estimates for random divergence-type operators

We prove a scale-free quantitative unique continuation estimate for the gradient of eigenfunctions of divergence-type operators, i.e. operators of the form $-\mathrm{div}A\nabla$, where the matrix function $A$ is uniformly elliptic. The proof uses a unique continuation principle for elliptic second order operators and a lower bound on the $L^2$-norm of the gradient of eigenfunctions corresponding to strictly positive eigenvalues. As an application, we prove an eigenvalue lifting estimate that allows us to prove a Wegner estimate for random divergence-type operators. Here our approach allows us to get rid of a restrictive covering condition that was essential in previous proofs of Wegner estimates for such models.

math.FA

Control problem for quadratic parabolic differential equations with sparse sensor sets of finite volume or anisotropically decaying density

We prove observability and null-controllability for quadratic parabolic differential equations. The sensor set is allowed to be sparse and have finite volume if the generator has trivial singular space $S$. In the case of generators with singular space $S \neq \{0\}$ the sensor set is permitted to decay in directions determined by $S$. The proof is based on dissipation estimates for the quadratic differential operator with respect to spectral projections of partial harmonic oscillators and corresponding uncertainty relations.

math.AP

Wegner estimate and localisation for alloy type operators with minimal support assumptions on the single site potential

We prove a Wegner estimate for alloy type models merely assuming that the single site potential is lower bounded by a characteristic function of a thick set, that is a particular set of positive measure. The proof is based on two ingredients: New unique continuation principles or uncertainty relations for linear combinations of eigenfunctions of the Laplacian on cubes from [EV20] and established proofs for Wegner estimates, e.g.~from [CHK07]. We obtain a Wegner estimate with optimal volume dependence at all energies, and localisation near the minimum of the spectrum, even for some non-stationary random potentials. We complement the result by showing that a lower bound on the potential by the characteristic function of a thick set is necessary for a (translation uniform) Wegner estimate to hold. Hence, we have identified a sharp condition on the size for the support of random potentials that is sufficient and necessary for the validity of Wegner estimates.

math.AP

Uncertainty principle for Hermite functions and null-controllability with sensor sets of decaying density

We establish a family of uncertainty principles for finite linear combinations of Hermite functions. More precisely, we give a geometric criterion on a subset $S\subset \RR^d$ ensuring that the $L^2$-seminorm associated to $S$ is equivalent to the full $L^2$-norm on $\RR^d$ when restricted to the space of Hermite functions up to a given degree. We give precise estimates how the equivalence constant depends on this degree and on geometric parameters of $S$. From these estimates we deduce that the parabolic equation whose generator is the harmonic oscillator is null-controllable from $S$. In all our results, the set $S$ may have sub-exponentially decaying density and, in particular, finite volume. We also show that bounded sets are not efficient in this context.

math.AP

Lifshitz asymptotics and localization for random breather models

We prove Lifshitz behavior at the bottom of the spectrum for non--negative random potentials, i.\,e.\ show that the IDS is exponentially small at low energies. The theory is developed for the breather potential and generalized to all non--negative random potentials in a second step. Since our models need not be ergodic, we need to identify the minimum of the spectrum. We deduce an initial length scale estimate from the Lifshitz bound for the breather model and combine it with a recent Wegner estimate to establishes Anderson localization via multi-scale analysis. Finally, for ergodic models, we complement the Lifshitz behavior with a lower bound. We provide detailed proofs accessible to non-experts.

math.SP

Uncertainty relations and applications in spectral and control theory

This is an extended abstract for the Oberwolfach Workshop 2101b \emph{Geometry, Dynamics and Spectrum of Operators on Discrete Spaces} organized by David Damanik, Matthias Keller, Tatiana Smirnova-Nagnibeda, and Felix Pogorzelski. It took place in online format from 3rd to 9th January 2021.

math.AP

Scale-free unique continuation estimates and Logvinenko-Sereda Theorems on the torus

We study uncertainty principles for function classes on the torus. The classes are defined in terms of spectral subspaces of the energy or the momentum, respectively. In our main theorems, the support of the Fourier transform of the considered functions is allowed to be supported in a (finite number of) parallelepipeds. The estimates we obtain do not depend on the size of the torus and the position of the parallelepipeds, but only on their size and number, and the density and scale of the observability set. Our results are on the one hand closely related to unique continuation for linear combinations of eigenfunctions (aka spectral inequalities) which can be obtained by Carleman estimates, on the other hand to observability estimates for the time-dependent Schroedinger and for the heat equation, and finally to the Logvinenko & Sereda theorem. In fact, they are based on the methods developed by Kovrijkine to refine and generalize the results of Logvinenko & Sereda and Kacnel'son. Furthermore, relying on completely different techniques associated with the time-dependent Schroedinger equation, we prove a companion theorem where the energy of the considered functions is allowed to be in a spectral subspace of a Schroedinger operator.

math.CA

Sharp estimates and homogenization of the control cost of the heat equation on large domains

We prove new bounds on the control cost for the abstract heat equation, assuming a spectral inequality or uncertainty relation for spectral projectors. In particular, we specify quantitatively how upper bounds on the control cost depend on the constants in the spectral inequality. This is then applied to the heat flow on bounded and unbounded domains modeled by a Schrödinger semigroup. This means that the heat evolution generator is allowed to contain a potential term. The observability/control set is assumed to obey an equidistribution or a thickness condition, depending on the context. Complementary lower bounds and examples show that our control cost estimates are sharp in certain asymptotic regimes. One of these is dubbed homogenization regime and corresponds to the situation that the control set becomes more and more evenly distributed throughout the domain while its density remains constant.

math.AP

Unique continuation and lifting of spectral band edges of Schrödinger operators on unbounded domains (With an Appendix by Albrecht Seelmann)

We prove and apply two theorems: First, a quantitative, scale-free unique continuation estimate for functions in a spectral subspace of a Schrödinger operator on a bounded or unbounded domain, second, a perturbation and lifting estimate for edges of the essential spectrum of a self-adjoint operator under a semi-definite perturbation. These two results are combined to obtain lower and upper Lipschitz bounds on the function parametrizing locally a chosen edge of the essential spectrum of a Schrödinger operator in dependence of a coupling constant. Analogous estimates for eigenvalues, possibly in gaps of the essential spectrum, are exhibited as well.

math.SP

Null-controllability and control cost estimates for the heat equation on unbounded and large bounded domains

We survey recent results on the control problem for the heat equation on unbounded and large bounded domains. First we formulate new uncertainty relations, respectively spectral inequalities. Then we present an abstract control cost estimate which improves upon earlier results. It is particularly interesting when combined with the earlier mentioned spectral inequalities since it yields sharp control cost bounds in several asymptotic regimes. We also show that control problems on unbounded domains can be approximated by corresponding problems on a sequence of bounded domains forming an exhaustion. Our results apply also for the generalized heat equation associated with a Schrödinger semigroup.

math.AP

Spectral localization for quantum Hamiltonians with weak random delta interaction

We consider a negative Laplacian in multi-dimensional Euclidean space (or a multi-dimensional layer) with a weak disorder random perturbation. The perturbation consists of a sum of lattice translates of a delta interaction supported on a compact manifold of co-dimension one and modulated by coupling constants which are independent identically distributed random variables times a small disorder parameter. We establish that the spectrum of the considered operator is almost surely a fixed set, characerize its minimum, give an initial length scale estimate and the Wegner estimate and conclude that there is a small zone of a pure point spectrum containing the almost sure spectral bottom. The length of this zone is proportional to the small disorder parameter.

math.SP

Quantum Hamiltonians with weak random abstract perturbation. II. Localization in the expanded spectrum

We consider multi-dimensional Schrödinger operators with a weak random perturbation distributed in the cells of some periodic lattice. In every cell the perturbation is described by the translate of a fixed abstract operator depending on a random variable. The random variables, indexed by the lattice, are assumed to be independent and identically distributed according to an absolutely continuous probability density. A small global coupling constant tunes the strength of the perturbation. We treat analogous random Hamiltonians defined on multi-dimensional layers, as well. For such models we determine the location of the almost sure spectrum and its dependence on the global coupling constant. In this paper we concentrate on the case that the spectrum expands when the perturbation is switched on. Furthermore, we derive a Wegner estimate and an initial length scale estimate, which together with Combes--Thomas estimate allows to invoke the multi-scale analysis proof of localization. We specify an energy region, including the bottom of the almost sure spectrum, which exhibits spectral and dynamical localization. Due to our treatment of general, abstract perturbations our results apply at once to many interesting examples both known and new.

math.AP

Uniform existence of the IDS on lattices and groups

We present a general framework for thermodynamic limits and its applications to a variety of models. In particular we will identify criteria such that the limits are uniform in a parameter. All results are illustrated with the example of eigenvalue counting functions converging to the integrated density of states. In this case, the convergence is uniform in the energy.

math.PR

Exhaustion approximation for the control problem of the heat or Schrödinger semigroup on unbounded domains

We consider the control problem of the heat equation on bounded and unbounded domains, and more generally the corresponding inhomogeneous equation for the Schrödinger semigroup. We show that if the sequence of null-controls associated to an exhaustion of an unbounded domain converges, then the solutions do in the same way, and that the control cost estimate carries over to the limiting problem on the unbounded domain. This allows to infer the controllability on unbounded domains by studying the control problem on a sequence of bounded domains.

math.OC