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James Caverlee

Publications and source records attributed to James Caverlee.

At least 19 recordsLinked to original sources
arXiv2026

Closing the Long-Short View Gap in Sequential Recommendation without Cached History

Sequential recommenders are typically trained on long user histories to capture rich behavioral signals, yet serving with training-length sequences is often impractical due to real-time efficiency constraints. Directly using only recent behaviors leads to a severe performance drop. To bridge this gap, existing approaches compress user histories into persistent per-user states, storing and retrieving them at inference time; while effective, they impose non-trivial infrastructure overhead and offer little remedy in cold-start scenarios. In this paper, we empirically identify two structural flaws rooted in geometric properties and dataset sparsity, and propose a novel two-stage framework to close the long-short-view performance gap. Specifically, in the first stage, we replace the commonly used dot-product with angular similarity scoring and leverage a modified softmax to counter prefix position bias. In the second stage, we fine-tune only bias and LayerNorm components, which are universal to standard sequential backbones, for further improvement. Both stages are guided by carefully designed learning objectives. Extensive experiments on two representative backbones across three public datasets demonstrate the effectiveness of our proposed framework.

cs.IR↗
arXiv2026

The Role of Disfluencies in Speech Translation

Current speech translation systems, including SpeechLLMs, are trained on cleaned text and tend to strip disfluencies like filled pauses and false starts rather than translate them. We show this comes at a cost: disfluencies carry meaning that gets lost when speech is cleaned up. To study this systematically, we introduce Uh-Mazing, a benchmark of human-translated, disfluency-annotated Switchboard speech covering English into eight target languages. Across these languages and several architectures, we find that false starts and self-repairs, not filled pauses or discourse markers, drive most of the translation-quality loss, and that models which fail to preserve a disfluency tend to omit it rather than mistranslate it. We show inference-time decoding can mitigate this without retraining, and release the benchmark and code.

cs.CL↗
arXiv2026

When Do Multi-Agent Systems Help? An Information Bottleneck Perspective

LLM powered multi-agent systems (MAS) have emerged as a promising paradigm for complex tasks. However, their advantages over single-agent systems (SAS) remain unclear, with performance varying inconsistently across settings. Here, we provide an information bottleneck perspective on elucidating the differences between MAS and SAS. Specifically, our key observation is that a SAS accumulates its full reasoning trace in one shared context, while a MAS uses isolated local contexts connected by bounded relay messages. We show that, under infinite relay bandwidth, any SAS can be simulated by a MAS that transmits the full upstream context. Thus, the nontrivial advantage of MAS arises under bounded relays, where compression introduces a fundamental trade-off: reducing redundant context can improve efficiency, but may also incur loss of task-relevant information. We formalize this trade-off as an information bottleneck controlled by an effective parameter $\beta$, which captures how the balance shifts with model capability, and shows that MAS gains arise when context reduction outweighs relay information loss. We conduct 18 controlled experiments across five benchmarks and three model scales to validate our theoretical studies. We observe that MAS consistently helps when relays are near-sufficient, especially for weaker models. In contrast, MAS gains shrink or reverse when relays incur information loss, especially for stronger models that can already extract useful information from redundant context and thus gain little from compression. Our study shows that multi-agent design is fundamentally an information-bottleneck optimization problem. This perspective explains when bounded inter-agent communication helps or hurts.

cs.LG↗
arXiv2026

Data-Efficient Autoregressive-to-Diffusion Language Models via On-Policy Distillation

We study the transformation of autoregressive models (ARLMs) into diffusion language models (DLMs). Rather than pretraining from scratch, prior work replaces the causal attention in ARLMs with bidirectional attention and then trains the resulting model using a DLM objective. However, these approaches incur two distribution shifts. First, transitioning from a next-token prediction objective to a DLM objective can discard knowledge acquired by the ARLM during training. Second, standard DLMs suffer from a train-inference mismatch, as the training loss is defined on randomly masked sequences rather than the trajectories encountered at inference produced by confidence-based decoding. To address both challenges, we introduce an On-Policy Diffusion Language Model (OPDLM) in which On-Policy Distillation (OPD) is employed for ARLM-to-DLM transformation. Specifically, OPDLM is trained via self-OPD, where the student, an ARLM with bidirectional attention, generates its own trajectories, and the teacher, the original frozen ARLM, distills its knowledge by providing target logits on these trajectories. By training directly in an on-policy manner, OPDLM eliminates the train-inference mismatch in DLMs, while distillation from the original model enhances knowledge retention from the ARLM. Empirical results demonstrate that OPDLM requires 15x to 7,000x fewer training tokens with strong performance across a wide variety of tasks. OPDLM avoids the prohibitive cost of DLM pretraining and positions DLM transformation as a form of ARLM post-training.

cs.CL↗
arXiv2026

DisasterBench: Benchmarking LLM Planning under Typed Tool Interface Constraints

Disasters cause severe societal impacts, demanding rapid coordination of heterogeneous AI tools, from satellite analysis to flood prediction and damage assessment, into coherent multi-step workflows. As LLMs increasingly serve as orchestrators of such pipelines, effective coordination requires more than selecting semantically plausible tools: LLMs must generate executable workflows with correct parameter binding and dependency propagation. We introduce DisasterBench, a benchmark for evaluating structured multi-agent planning over semantically similar but operationally distinct disaster-response tools. To enable step-level failure attribution, we further propose First-Point-of-Failure (FPoF), which localizes the earliest root cause in a predicted workflow, separating primary errors from downstream cascading effects. Our evaluation reveals three findings: planning method effectiveness depends strongly on model capacity; tool mismatch and parameter-binding errors dominate first failures, revealing semantic grounding and execution consistency as distinct bottlenecks; and verbose intermediate reasoning can create instruction clash with structured output requirements, disrupting plan generation. Together, these findings highlight a fundamental gap between semantic reasoning and execution-grounded coordination, underscoring the need for planning frameworks that jointly model semantic intent, execution constraints, and workflow consistency. Code, data, and evaluation resources are available at: https://github.com/TamuChen18/DisasterBench_Open

cs.CL↗
arXiv2026

Learnability-Informed Fine-Tuning of Diffusion Language Models

We aim to improve the reasoning capabilities of diffusion language models (DLMs). While SFT is a popular post-training recipe for autoregressive models, its use in DLMs faces challenges and can even hurt performance, though the underlying causes remain understudied. Our analysis reveals that vanilla SFT overlooks learnability, namely what and when tokens are learned. Specifically, rare tokens are difficult to learn when most of the input is masked, whereas it is straightforward and thus of little value to learn common tokens when most of the input is unmasked. Motivated by our analysis, we propose LIFT, an efficient SFT-based post-training algorithm for DLMs. LIFT learns easy tokens when most of the input is masked and hard tokens when more context is available, thus aligning the training with the information available at different diffusion time steps. Our results show that LIFT outperforms existing SFT baselines across six reasoning benchmarks, achieving up to a 3x relative gain on AIME'24 and AIME'25. Our code is publicly available at https://github.com/divelab/LIFT.

cs.CL↗
arXiv2026

Beyond Single Ground Truth: Reference Monism as Epistemic Injustice in ASR Evaluation

Automatic speech recognition (ASR) evaluation compares system output to ground truth transcripts, with Word Error Rate (WER) quantifying the distance between them. But ground truth transcripts are not discovered - they are produced by human annotators following conventions that encode normative assumptions about which speech features matter. Different conventions (verbatim, non-verbatim, legal) produce different transcripts of identical speech and judge the same ASR output differently. This paper argues that reference monism - enforcing a single transcription convention as ground truth - commits epistemic injustice. Speakers with aphasia, whose speech includes clinically meaningful disfluencies, are systematically disadvantaged when evaluated against "clean" references that treat those disfluencies as errors. The harm is not merely differential performance, but that evaluative infrastructure lacks interpretive resources to recognize their contributions as legitimate. We develop a philosophical framework introducing the hermeneutical gap, formalize Epistemic Injustice Distance (EID) to measure reference monism's cost, and demonstrate empirically using AphasiaBank that WER varies depending on which convention defines ground truth. We propose WER-Range: reporting performance across legitimate conventions rather than assuming a single correct answer.

cs.CL↗
arXiv2026

The Voice Behind the Words: Quantifying Intersectional Bias in SpeechLLMs

Speech Large Language Models (SpeechLLMs) process spoken input directly, retaining cues such as accent and perceived gender that were previously removed in cascaded pipelines. This introduces speaker identity dependent variation in responses. We present a large-scale intersectional evaluation of accent and gender bias in three SpeechLLMs using 2,880 controlled interactions across six English accents and two gender presentations, keeping linguistic content constant through voice cloning. Using pointwise LLM-judge ratings, pairwise comparisons, and Best-Worst Scaling with human validation, we detect recurring directional disparities. Eastern European-accented speech receives lower helpfulness scores, particularly for female-presenting voices. Responses remain polite but differ in helpfulness. While LLM judges capture the directional trend of these biases, human evaluators exhibit significantly higher sensitivity, showing stronger accent-level contrasts.

eess.AS↗
arXiv2026

SocialPulse: An Open-Source Subreddit Sensemaking Toolkit

Understanding how online communities discuss and make sense of complex social issues is a central challenge in social media research, yet existing tools for large-scale discourse analysis are often closed-source, difficult to adapt, or limited to single analytical views. We present SocialPulse, an open-source subreddit sensemaking toolkit that unifies multiple complementary analyses -- topic modeling, sentiment analysis, user activity characterization, and bot detection -- within a single interactive system. SocialPulse enables users to fluidly move between aggregate trends and fine-grained content, compare highly active and long-tail contributors, and examine temporal shifts in discourse across subreddits. The demo showcases end-to-end exploratory workflows that allow researchers and practitioners to rapidly surface themes, participation patterns, and emerging dynamics in large Reddit datasets. By offering an extensible and openly available platform, SocialPulse provides a practical and reusable foundation for transparent, reproducible sensemaking of online community discourse.

cs.SI↗
arXiv2026

PromptHelper: A Prompt Recommender System for Encouraging Creativity in AI Chatbot Interactions

Prompting is central to interaction with AI systems, yet many users struggle to explore alternative directions, articulate creative intent, or understand how variations in prompts shape model outputs. We introduce prompt recommender systems (PRS) as an interaction approach that supports exploration, suggesting contextually relevant follow-up prompts. We present PromptHelper, a PRS prototype integrated into an AI chatbot that surfaces semantically diverse prompt suggestions while users work on real writing tasks. We evaluate PromptHelper in a 2x2 fully within-subjects study (N=32) across creative and academic writing tasks. Results show that PromptHelper significantly increases users' perceived exploration and expressiveness without increasing cognitive workload. Qualitative findings illustrate how prompt recommendations help users branch into new directions, overcome uncertainty about what to ask next, and better articulate their intent. We discuss implications for designing AI interfaces that scaffold exploratory interaction while preserving user agency, and release open-source resources to support research on prompt recommendation.

cs.HC↗
arXiv2026

DisastQA: A Comprehensive Benchmark for Evaluating Question Answering in Disaster Management

Accurate question answering (QA) in disaster management requires reasoning over uncertain and conflicting information, a setting poorly captured by existing benchmarks built on clean evidence. We introduce DisastQA, a large-scale benchmark of 3,000 rigorously verified questions (2,000 multiple-choice and 1,000 open-ended) spanning eight disaster types. The benchmark is constructed via a human-LLM collaboration pipeline with stratified sampling to ensure balanced coverage. Models are evaluated under varying evidence conditions, from closed-book to noisy evidence integration, enabling separation of internal knowledge from reasoning under imperfect information. For open-ended QA, we propose a human-verified keypoint-based evaluation protocol emphasizing factual completeness over verbosity. Experiments with 20 models reveal substantial divergences from general-purpose leaderboards such as MMLU-Pro. While recent open-weight models approach proprietary systems in clean settings, performance degrades sharply under realistic noise, exposing critical reliability gaps for disaster response. All code, data, and evaluation resources are available at https://github.com/TamuChen18/DisastQA_open.

cs.CL↗
arXiv2025

Solving Semi-Supervised Few-Shot Learning from an Auto-Annotation Perspective

Semi-supervised few-shot learning (SSFSL) resembles real-world applications such as auto-annotation, as it aims to learn a model from a few labeled and abundant unlabeled task-specific examples to annotate the unlabeled ones. Despite the availability of powerful open-source Vision-Language Models (VLMs) and open-world data, existing SSFSL literature largely neglects these resources. In contrast, the related area few-shot learning (FSL) has already exploited them to boost performance. Arguably, to solve real-world auto-annotation, SSFSL should leverage such open resources. To bridge this gap, we explore established SSL methods to finetune a VLM. Unexpectedly, they significantly underperform FSL baselines that do not use unlabeled data. Our in-depth analysis reveals the root cause of failure: VLMs produce flat distributions of softmax probabilities, resulting in zero utilization of unlabeled data and weak supervision signals. To address this challenge, we propose an embarrassingly simple solution that uses temperatures to sharpen the softmax output, which not only increases the confidence scores of pseudo-labels to improve the utilization of unlabeled data, but also strengthens training supervision for effective finetuning. Furthermore, we exploit task-relevant open data, e.g., those retrieved from VLMs' publicly available pretraining set. To mitigate the imbalance and domain gaps in retrieved data, we employ a stage-wise training strategy. Building on the successful finetuning of VLMs and the exploitation of open data, we present a simple yet effective SSFSL method, Stage-Wise Finetuning with Temperatures (SWIFT). Across five benchmarks, SWIFT outperforms recent FSL and SSL methods by $\sim$5 accuracy points. SWIFT even rivals supervised learning, which finetunes a VLM assuming unlabeled data having ground-truth labels!

cs.CV↗
arXiv2025

Visual Species Recognition with Large Multimodal Models as Post-Hoc Correctors

Visual Species Recognition (VSR) is a fundamental task in scientific disciplines that require species-level identification, including ecology, palynology, evolutionary biology, systematics, and phylogenetics. Automating VSR through machine learning can significantly accelerate these efforts. However, species-level annotation requires extensive domain expertise, making large-scale labeled datasets difficult to obtain. Consequently, few-shot learning (FSL) is a practical paradigm, where an expert model is trained using only a few labeled examples. Meanwhile, Large Multimodal Models (LMMs) have demonstrated unprecedented zero-shot visual recognition capabilities, raising the question of whether they can serve as an alternative to FSL expert models for VSR. We start this work with a systematic comparison between FSL expert models and LMMs, revealing that, despite advanced prompting strategies, contemporary LMMs significantly underperform FSL expert models. Interestingly, we find that LMMs possess a complementary strength: given an image and a shortlist of candidate species generated by an expert model, LMMs can often recover the correct label when the expert model's top prediction is incorrect. Motivated by this, we propose Post-hoc Correction (POC), a simple training-free framework that leverages an LMM to post-process an expert model's top predictions. We develop a multimodal prompting strategy to enable POC to improve FSL expert models by 6.4 accuracy points, averaged over five VSR benchmarks. We show that POC generalizes across diverse FSL methods, visual encoders, and LMMs, making it a practical and effective framework for VSR.

cs.LG↗
arXiv2025

BI-DCGAN: A Theoretically Grounded Bayesian Framework for Efficient and Diverse GANs

Generative Adversarial Networks (GANs) are proficient at generating synthetic data but continue to suffer from mode collapse, where the generator produces a narrow range of outputs that fool the discriminator but fail to capture the full data distribution. This limitation is particularly problematic, as generative models are increasingly deployed in real-world applications that demand both diversity and uncertainty awareness. In response, we introduce BI-DCGAN, a Bayesian extension of DCGAN that incorporates model uncertainty into the generative process while maintaining computational efficiency. BI-DCGAN integrates Bayes by Backprop to learn a distribution over network weights and employs mean-field variational inference to efficiently approximate the posterior distribution during GAN training. We establishes the first theoretical proof, based on covariance matrix analysis, that Bayesian modeling enhances sample diversity in GANs. We validate this theoretical result through extensive experiments on standard generative benchmarks, demonstrating that BI-DCGAN produces more diverse and robust outputs than conventional DCGANs, while maintaining training efficiency. These findings position BI-DCGAN as a scalable and timely solution for applications where both diversity and uncertainty are critical, and where modern alternatives like diffusion models remain too resource-intensive.

cs.LG↗
arXiv2025

CHOIR: Collaborative Harmonization fOr Inference Robustness

Persona-assigned Large Language Models (LLMs) can adopt diverse roles, enabling personalized and context-aware reasoning. However, even minor demographic perturbations in personas, such as simple pronoun changes, can alter reasoning trajectories, leading to divergent sets of correct answers. Instead of treating these variations as biases to be mitigated, we explore their potential as a constructive resource to improve reasoning robustness. We propose CHOIR (Collaborative Harmonization fOr Inference Robustness), a test-time framework that harmonizes multiple persona-conditioned reasoning signals into a unified prediction. CHOIR orchestrates a collaborative decoding process among counterfactual personas, dynamically balancing agreement and divergence in their reasoning paths. Experiments on various reasoning benchmarks demonstrate that CHOIR consistently enhances performance across demographics, model architectures, scales, and tasks - without additional training. Improvements reach up to 26.4% for individual demographic groups and 19.2% on average across five demographics. It remains effective even when base personas are suboptimal. By reframing persona variation as a constructive signal, CHOIR provides a scalable and generalizable approach to more reliable LLM reasoning.

cs.CL↗
arXiv2025

Language Models as Semantic Augmenters for Sequential Recommenders

Large Language Models (LLMs) excel at capturing latent semantics and contextual relationships across diverse modalities. However, in modeling user behavior from sequential interaction data, performance often suffers when such semantic context is limited or absent. We introduce LaMAR, a LLM-driven semantic enrichment framework designed to enrich such sequences automatically. LaMAR leverages LLMs in a few-shot setting to generate auxiliary contextual signals by inferring latent semantic aspects of a user's intent and item relationships from existing metadata. These generated signals, such as inferred usage scenarios, item intents, or thematic summaries, augment the original sequences with greater contextual depth. We demonstrate the utility of this generated resource by integrating it into benchmark sequential modeling tasks, where it consistently improves performance. Further analysis shows that LLM-generated signals exhibit high semantic novelty and diversity, enhancing the representational capacity of the downstream models. This work represents a new data-centric paradigm where LLMs serve as intelligent context generators, contributing a new method for the semi-automatic creation of training data and language resources.

cs.CL↗
arXiv2025

DMRetriever: A Family of Models for Improved Text Retrieval in Disaster Management

Effective and efficient access to relevant information is essential for disaster management. However, no retrieval model is specialized for disaster management, and existing general-domain models fail to handle the varied search intents inherent to disaster management scenarios, resulting in inconsistent and unreliable performance. To this end, we introduce DMRetriever, the first series of dense retrieval models (33M to 7.6B) tailored for this domain. It is trained through a novel three-stage framework of bidirectional attention adaptation, unsupervised contrastive pre-training, and difficulty-aware progressive instruction fine-tuning, using high-quality data generated through an advanced data refinement pipeline. Comprehensive experiments demonstrate that DMRetriever achieves state-of-the-art (SOTA) performance across all six search intents at every model scale. Moreover, DMRetriever is highly parameter-efficient, with 596M model outperforming baselines over 13.3 X larger and 33M model exceeding baselines with only 7.6% of their parameters. All codes, data, and checkpoints are available at https://github.com/KaiYin97/DMRETRIEVER

cs.IR↗
arXiv2025

Z-Scores: A Metric for Linguistically Assessing Disfluency Removal

Evaluating disfluency removal in speech requires more than aggregate token-level scores. Traditional word-based metrics such as precision, recall, and F1 (E-Scores) capture overall performance but cannot reveal why models succeed or fail. We introduce Z-Scores, a span-level linguistically-grounded evaluation metric that categorizes system behavior across distinct disfluency types (EDITED, INTJ, PRN). Our deterministic alignment module enables robust mapping between generated text and disfluent transcripts, allowing Z-Scores to expose systematic weaknesses that word-level metrics obscure. By providing category-specific diagnostics, Z-Scores enable researchers to identify model failure modes and design targeted interventions -- such as tailored prompts or data augmentation -- yielding measurable performance improvements. A case study with LLMs shows that Z-Scores uncover challenges with INTJ and PRN disfluencies hidden in aggregate F1, directly informing model refinement strategies.

cs.CL↗