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James Caverlee

Publications and source records attributed to James Caverlee.

At least 37 records · Page 2Linked to original sources

CHOIR: Collaborative Harmonization fOr Inference Robustness

Persona-assigned Large Language Models (LLMs) can adopt diverse roles, enabling personalized and context-aware reasoning. However, even minor demographic perturbations in personas, such as simple pronoun changes, can alter reasoning trajectories, leading to divergent sets of correct answers. Instead of treating these variations as biases to be mitigated, we explore their potential as a constructive resource to improve reasoning robustness. We propose CHOIR (Collaborative Harmonization fOr Inference Robustness), a test-time framework that harmonizes multiple persona-conditioned reasoning signals into a unified prediction. CHOIR orchestrates a collaborative decoding process among counterfactual personas, dynamically balancing agreement and divergence in their reasoning paths. Experiments on various reasoning benchmarks demonstrate that CHOIR consistently enhances performance across demographics, model architectures, scales, and tasks - without additional training. Improvements reach up to 26.4% for individual demographic groups and 19.2% on average across five demographics. It remains effective even when base personas are suboptimal. By reframing persona variation as a constructive signal, CHOIR provides a scalable and generalizable approach to more reliable LLM reasoning.

cs.CL↗

Language Models as Semantic Augmenters for Sequential Recommenders

Large Language Models (LLMs) excel at capturing latent semantics and contextual relationships across diverse modalities. However, in modeling user behavior from sequential interaction data, performance often suffers when such semantic context is limited or absent. We introduce LaMAR, a LLM-driven semantic enrichment framework designed to enrich such sequences automatically. LaMAR leverages LLMs in a few-shot setting to generate auxiliary contextual signals by inferring latent semantic aspects of a user's intent and item relationships from existing metadata. These generated signals, such as inferred usage scenarios, item intents, or thematic summaries, augment the original sequences with greater contextual depth. We demonstrate the utility of this generated resource by integrating it into benchmark sequential modeling tasks, where it consistently improves performance. Further analysis shows that LLM-generated signals exhibit high semantic novelty and diversity, enhancing the representational capacity of the downstream models. This work represents a new data-centric paradigm where LLMs serve as intelligent context generators, contributing a new method for the semi-automatic creation of training data and language resources.

cs.CL↗

Z-Scores: A Metric for Linguistically Assessing Disfluency Removal

Evaluating disfluency removal in speech requires more than aggregate token-level scores. Traditional word-based metrics such as precision, recall, and F1 (E-Scores) capture overall performance but cannot reveal why models succeed or fail. We introduce Z-Scores, a span-level linguistically-grounded evaluation metric that categorizes system behavior across distinct disfluency types (EDITED, INTJ, PRN). Our deterministic alignment module enables robust mapping between generated text and disfluent transcripts, allowing Z-Scores to expose systematic weaknesses that word-level metrics obscure. By providing category-specific diagnostics, Z-Scores enable researchers to identify model failure modes and design targeted interventions -- such as tailored prompts or data augmentation -- yielding measurable performance improvements. A case study with LLMs shows that Z-Scores uncover challenges with INTJ and PRN disfluencies hidden in aggregate F1, directly informing model refinement strategies.

cs.CL↗

DisastIR: A Comprehensive Information Retrieval Benchmark for Disaster Management

Effective disaster management requires timely access to accurate and contextually relevant information. Existing Information Retrieval (IR) benchmarks, however, focus primarily on general or specialized domains, such as medicine or finance, neglecting the unique linguistic complexity and diverse information needs encountered in disaster management scenarios. To bridge this gap, we introduce DisastIR, the first comprehensive IR evaluation benchmark specifically tailored for disaster management. DisastIR comprises 9,600 diverse user queries and more than 1.3 million labeled query-passage pairs, covering 48 distinct retrieval tasks derived from six search intents and eight general disaster categories that include 301 specific event types. Our evaluations of 30 state-of-the-art retrieval models demonstrate significant performance variances across tasks, with no single model excelling universally. Furthermore, comparative analyses reveal significant performance gaps between general-domain and disaster management-specific tasks, highlighting the necessity of disaster management-specific benchmarks for guiding IR model selection to support effective decision-making in disaster management scenarios. All source codes and DisastIR are available at https://github.com/KaiYin97/Disaster_IR.

cs.IR↗

Flow Matching for Collaborative Filtering

Generative models have shown great promise in collaborative filtering by capturing the underlying distribution of user interests and preferences. However, existing approaches struggle with inaccurate posterior approximations and misalignment with the discrete nature of recommendation data, limiting their expressiveness and real-world performance. To address these limitations, we propose FlowCF, a novel flow-based recommendation system leveraging flow matching for collaborative filtering. We tailor flow matching to the unique challenges in recommendation through two key innovations: (1) a behavior-guided prior that aligns with user behavior patterns to handle the sparse and heterogeneous user-item interactions, and (2) a discrete flow framework to preserve the binary nature of implicit feedback while maintaining the benefits of flow matching, such as stable training and efficient inference. Extensive experiments demonstrate that FlowCF achieves state-of-the-art recommendation accuracy across various datasets with the fastest inference speed, making it a compelling approach for real-world recommender systems. The code is available at https://github.com/chengkai-liu/FlowCF.

cs.IR↗

GraphCheck: Breaking Long-Term Text Barriers with Extracted Knowledge Graph-Powered Fact-Checking

Large language models (LLMs) are widely used, but they often generate subtle factual errors, especially in long-form text. These errors are fatal in some specialized domains such as medicine. Existing fact-checking with grounding documents methods face two main challenges: (1) they struggle to understand complex multihop relations in long documents, often overlooking subtle factual errors; (2) most specialized methods rely on pairwise comparisons, requiring multiple model calls, leading to high resource and computational costs. To address these challenges, we propose GraphCheck, a fact-checking framework that uses extracted knowledge graphs to enhance text representation. Graph Neural Networks further process these graphs as a soft prompt, enabling LLMs to incorporate structured knowledge more effectively. Enhanced with graph-based reasoning, GraphCheck captures multihop reasoning chains that are often overlooked by existing methods, enabling precise and efficient fact-checking in a single inference call. Experimental results on seven benchmarks spanning both general and medical domains demonstrate up to a 7.1% overall improvement over baseline models. Notably, GraphCheck outperforms existing specialized fact-checkers and achieves comparable performance with state-of-the-art LLMs, such as DeepSeek-V3 and OpenAI-o1, with significantly fewer parameters.

cs.CL↗

Masculine Defaults via Gendered Discourse in Podcasts and Large Language Models

Masculine defaults are widely recognized as a significant type of gender bias, but they are often unseen as they are under-researched. Masculine defaults involve three key parts: (i) the cultural context, (ii) the masculine characteristics or behaviors, and (iii) the reward for, or simply acceptance of, those masculine characteristics or behaviors. In this work, we study discourse-based masculine defaults, and propose a twofold framework for (i) the large-scale discovery and analysis of gendered discourse words in spoken content via our Gendered Discourse Correlation Framework (GDCF); and (ii) the measurement of the gender bias associated with these gendered discourse words in LLMs via our Discourse Word-Embedding Association Test (D-WEAT). We focus our study on podcasts, a popular and growing form of social media, analyzing 15,117 podcast episodes. We analyze correlations between gender and discourse words -- discovered via LDA and BERTopic -- to automatically form gendered discourse word lists. We then study the prevalence of these gendered discourse words in domain-specific contexts, and find that gendered discourse-based masculine defaults exist in the domains of business, technology/politics, and video games. Next, we study the representation of these gendered discourse words from a state-of-the-art LLM embedding model from OpenAI, and find that the masculine discourse words have a more stable and robust representation than the feminine discourse words, which may result in better system performance on downstream tasks for men. Hence, men are rewarded for their discourse patterns with better system performance by one of the state-of-the-art language models -- and this embedding disparity is a representational harm and a masculine default.

cs.CL↗

Towards An Efficient LLM Training Paradigm for CTR Prediction

Large Language Models (LLMs) have demonstrated tremendous potential as the next-generation ranking-based recommendation system. Many recent works have shown that LLMs can significantly outperform conventional click-through-rate (CTR) prediction approaches. Despite such promising results, the computational inefficiency inherent in the current training paradigm makes it particularly challenging to train LLMs for ranking-based recommendation tasks on large datasets. To train LLMs for CTR prediction, most existing studies adopt the prevalent ''sliding-window'' paradigm. Given a sequence of $m$ user interactions, a unique training prompt is constructed for each interaction by designating it as the prediction target along with its preceding $n$ interactions serving as context. In turn, the sliding-window paradigm results in an overall complexity of $O(mn^2)$ that scales linearly with the length of user interactions. Consequently, a direct adoption to train LLMs with such strategy can result in prohibitively high training costs as the length of interactions grows. To alleviate the computational inefficiency, we propose a novel training paradigm, namely Dynamic Target Isolation (DTI), that structurally parallelizes the training of $k$ (where $k >> 1$) target interactions. Furthermore, we identify two major bottlenecks - hidden-state leakage and positional bias overfitting - that limit DTI to only scale up to a small value of $k$ (e.g., 5) then propose a computationally light solution to effectively tackle each. Through extensive experiments on three widely adopted public CTR datasets, we empirically show that DTI reduces training time by an average of $\textbf{92%}$ (e.g., from $70.5$ hrs to $5.31$ hrs), without compromising CTR prediction performance.

cs.IR↗

Taylor Unswift: Secured Weight Release for Large Language Models via Taylor Expansion

Ensuring the security of released large language models (LLMs) poses a significant dilemma, as existing mechanisms either compromise ownership rights or raise data privacy concerns. To address this dilemma, we introduce TaylorMLP to protect the ownership of released LLMs and prevent their abuse. Specifically, TaylorMLP preserves the ownership of LLMs by transforming the weights of LLMs into parameters of Taylor-series. Instead of releasing the original weights, developers can release the Taylor-series parameters with users, thereby ensuring the security of LLMs. Moreover, TaylorMLP can prevent abuse of LLMs by adjusting the generation speed. It can induce low-speed token generation for the protected LLMs by increasing the terms in the Taylor-series. This intentional delay helps LLM developers prevent potential large-scale unauthorized uses of their models. Empirical experiments across five datasets and three LLM architectures demonstrate that TaylorMLP induces over 4x increase in latency, producing the tokens precisely matched with original LLMs. Subsequent defensive experiments further confirm that TaylorMLP effectively prevents users from reconstructing the weight values based on downstream datasets.

cs.CR↗

Federated Conversational Recommender System

Conversational Recommender Systems (CRSs) have become increasingly popular as a powerful tool for providing personalized recommendation experiences. By directly engaging with users in a conversational manner to learn their current and fine-grained preferences, a CRS can quickly derive recommendations that are relevant and justifiable. However, existing conversational recommendation systems (CRSs) typically rely on a centralized training and deployment process, which involves collecting and storing explicitly-communicated user preferences in a centralized repository. These fine-grained user preferences are completely human-interpretable and can easily be used to infer sensitive information (e.g., financial status, political stands, and health information) about the user, if leaked or breached. To address the user privacy concerns in CRS, we first define a set of privacy protection guidelines for preserving user privacy under the conversational recommendation setting. Based on these guidelines, we propose a novel federated conversational recommendation framework that effectively reduces the risk of exposing user privacy by (i) de-centralizing both the historical interests estimation stage and the interactive preference elicitation stage and (ii) strictly bounding privacy leakage by enforcing user-level differential privacy with meticulously selected privacy budgets. Through extensive experiments, we show that the proposed framework not only satisfies these user privacy protection guidelines, but also enables the system to achieve competitive recommendation performance even when compared to the state-of-the-art non-private conversational recommendation approach.

cs.IR↗

Complex LLM Planning via Automated Heuristics Discovery

We consider enhancing large language models (LLMs) for complex planning tasks. While existing methods allow LLMs to explore intermediate steps to make plans, they either depend on unreliable self-verification or external verifiers to evaluate these steps, which demand significant data and computations. Here, we propose automated heuristics discovery (AutoHD), a novel approach that enables LLMs to explicitly generate heuristic functions to guide inference-time search, allowing accurate evaluation of intermediate states. These heuristic functions are further refined through a heuristic evolution process, improving their robustness and effectiveness. Our proposed method requires no additional model training or fine-tuning, and the explicit definition of heuristic functions generated by the LLMs provides interpretability and insights into the reasoning process. Extensive experiments across diverse benchmarks demonstrate significant gains over multiple baselines, including nearly twice the accuracy on some datasets, establishing our approach as a reliable and interpretable solution for complex planning tasks.

cs.AI↗

Inference-Time Computations for LLM Reasoning and Planning: A Benchmark and Insights

We examine the reasoning and planning capabilities of large language models (LLMs) in solving complex tasks. Recent advances in inference-time techniques demonstrate the potential to enhance LLM reasoning without additional training by exploring intermediate steps during inference. Notably, OpenAI's o1 model shows promising performance through its novel use of multi-step reasoning and verification. Here, we explore how scaling inference-time techniques can improve reasoning and planning, focusing on understanding the tradeoff between computational cost and performance. To this end, we construct a comprehensive benchmark, known as Sys2Bench, and perform extensive experiments evaluating existing inference-time techniques on eleven diverse tasks across five categories, including arithmetic reasoning, logical reasoning, common sense reasoning, algorithmic reasoning, and planning. Our findings indicate that simply scaling inference-time computation has limitations, as no single inference-time technique consistently performs well across all reasoning and planning tasks.

cs.AI↗

Cold-Start Recommendation towards the Era of Large Language Models (LLMs): A Comprehensive Survey and Roadmap

Cold-start problem is one of the long-standing challenges in recommender systems, focusing on accurately modeling new or interaction-limited users or items to provide better recommendations. Due to the diversification of internet platforms and the exponential growth of users and items, the importance of cold-start recommendation (CSR) is becoming increasingly evident. At the same time, large language models (LLMs) have achieved tremendous success and possess strong capabilities in modeling user and item information, providing new potential for cold-start recommendations. However, the research community on CSR still lacks a comprehensive review and reflection in this field. Based on this, in this paper, we stand in the context of the era of large language models and provide a comprehensive review and discussion on the roadmap, related literature, and future directions of CSR. Specifically, we have conducted an exploration of the development path of how existing CSR utilizes information, from content features, graph relations, and domain information, to the world knowledge possessed by large language models, aiming to provide new insights for both the research and industrial communities on CSR. Related resources of cold-start recommendations are collected and continuously updated for the community in https://github.com/YuanchenBei/Awesome-Cold-Start-Recommendation.

cs.IR↗

Learning Disentangled Equivariant Representation for Explicitly Controllable 3D Molecule Generation

We consider the conditional generation of 3D drug-like molecules with \textit{explicit control} over molecular properties such as drug-like properties (e.g., Quantitative Estimate of Druglikeness or Synthetic Accessibility score) and effectively binding to specific protein sites. To tackle this problem, we propose an E(3)-equivariant Wasserstein autoencoder and factorize the latent space of our generative model into two disentangled aspects: molecular properties and the remaining structural context of 3D molecules. Our model ensures explicit control over these molecular attributes while maintaining equivariance of coordinate representation and invariance of data likelihood. Furthermore, we introduce a novel alignment-based coordinate loss to adapt equivariant networks for auto-regressive de-novo 3D molecule generation from scratch. Extensive experiments validate our model's effectiveness on property-guided and context-guided molecule generation, both for de-novo 3D molecule design and structure-based drug discovery against protein targets.

cs.LG↗

A Survey on LLM Inference-Time Self-Improvement

Techniques that enhance inference through increased computation at test-time have recently gained attention. In this survey, we investigate the current state of LLM Inference-Time Self-Improvement from three different perspectives: Independent Self-improvement, focusing on enhancements via decoding or sampling methods; Context-Aware Self-Improvement, leveraging additional context or datastore; and Model-Aided Self-Improvement, achieving improvement through model collaboration. We provide a comprehensive review of recent relevant studies, contribute an in-depth taxonomy, and discuss challenges and limitations, offering insights for future research.

cs.CL↗

ReasoningRec: Bridging Personalized Recommendations and Human-Interpretable Explanations through LLM Reasoning

This paper presents ReasoningRec, a reasoning-based recommendation framework that leverages Large Language Models (LLMs) to bridge the gap between recommendations and human-interpretable explanations. In contrast to conventional recommendation systems that rely on implicit user-item interactions, ReasoningRec employs LLMs to model users and items, focusing on preferences, aversions, and explanatory reasoning. The framework utilizes a larger LLM to generate synthetic explanations for user preferences, subsequently used to fine-tune a smaller LLM for enhanced recommendation accuracy and human-interpretable explanation. Our experimental study investigates the impact of reasoning and contextual information on personalized recommendations, revealing that the quality of contextual and personalized data significantly influences the LLM's capacity to generate plausible explanations. Empirical evaluations demonstrate that ReasoningRec surpasses state-of-the-art methods by up to 12.5\% in recommendation prediction while concurrently providing human-intelligible explanations. The code is available here: https://github.com/millenniumbismay/reasoningrec.

cs.IR↗

TwinCL: A Twin Graph Contrastive Learning Model for Collaborative Filtering

In the domain of recommendation and collaborative filtering, Graph Contrastive Learning (GCL) has become an influential approach. Nevertheless, the reasons for the effectiveness of contrastive learning are still not well understood. In this paper, we challenge the conventional use of random augmentations on graph structure or embedding space in GCL, which may disrupt the structural and semantic information inherent in Graph Neural Networks. Moreover, fixed-rate data augmentation proves to be less effective compared to augmentation with an adaptive rate. In the initial training phases, significant perturbations are more suitable, while as the training approaches convergence, milder perturbations yield better results. We introduce a twin encoder in place of random augmentations, demonstrating the redundancy of traditional augmentation techniques. The twin encoder updating mechanism ensures the generation of more diverse contrastive views in the early stages, transitioning to views with greater similarity as training progresses. In addition, we investigate the learned representations from the perspective of alignment and uniformity on a hypersphere to optimize more efficiently. Our proposed Twin Graph Contrastive Learning model -- TwinCL -- aligns positive pairs of user and item embeddings and the representations from the twin encoder while maintaining the uniformity of the embeddings on the hypersphere. Our theoretical analysis and experimental results show that the proposed model optimizing alignment and uniformity with the twin encoder contributes to better recommendation accuracy and training efficiency performance. In comprehensive experiments on three public datasets, our proposed TwinCL achieves an average improvement of 5.6% (NDCG@10) in recommendation accuracy with faster training speed, while effectively mitigating popularity bias.

cs.IR↗

$DA^3$: A Distribution-Aware Adversarial Attack against Language Models

Language models can be manipulated by adversarial attacks, which introduce subtle perturbations to input data. While recent attack methods can achieve a relatively high attack success rate (ASR), we've observed that the generated adversarial examples have a different data distribution compared with the original examples. Specifically, these adversarial examples exhibit reduced confidence levels and greater divergence from the training data distribution. Consequently, they are easy to detect using straightforward detection methods, diminishing the efficacy of such attacks. To address this issue, we propose a Distribution-Aware Adversarial Attack ($DA^3$) method. $DA^3$ considers the distribution shifts of adversarial examples to improve attacks' effectiveness under detection methods. We further design a novel evaluation metric, the Non-detectable Attack Success Rate (NASR), which integrates both ASR and detectability for the attack task. We conduct experiments on four widely used datasets to validate the attack effectiveness and transferability of adversarial examples generated by $DA^3$ against both the white-box BERT-base and RoBERTa-base models and the black-box LLaMA2-7b model.

cs.CL↗