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Jiagang Yang

Publications and source records attributed to Jiagang Yang.

At least 19 recordsLinked to original sources

Komuro Expansivity and Periodic Orbit Growth for Multi-Singular Hyperbolic Flows

In this paper we prove that every multi-singular hyperbolic set of a $C^1$ flow is Komuro expansive. This is the strongest natural form of expansivity for flows with singularities accumulated by regular orbits, allowing arbitrary orientation-preserving time reparametrizations. We then use this to establish a two-sided asymptotic counting bound of the form $e^{ht}/t$ for periodic orbits, and prove that the normalized orbit measures converge to the unique measure of maximal entropy. We also establish the same results for a $C^1$ open and dense subset of star vector fields.

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Margulis Measures on Expanding Foliations: Construction and Rigidity

Given a diffeomorphism preserving a one-dimensional expanding foliation $\mathcal F$ with homogeneous exponential growth, we construct a family of reference measures on each leaf of the foliation with controlled Jacobian and a Gibbs property. We then prove that for any measure of maximal $u$-entropy, its conditional measures on each leaf must be equivalent to the reference measures. When the measure of maximal $u$-entropy is a Gibbs $\mathcal F$-state (i.e., when the reference measures are equivalent to the leafwise Lebesgue measure), we prove that the log-Jacobian of $f$ must be cohomologous to a constant via a measurable function. We provide several applications, including the strong and center foliations of Anosov diffeomorphisms, factor over Anosov diffeomorphisms, and perturbations of the time-one map of geodesic flows on surfaces with negative curvature.

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Continuity properties of partial entropy

We establish a general criterion on the upper semi-continuity of partial entropy in all directions for $C^{1+\alpha}$ diffeomorphisms: it holds when the respective sums of Lyapunov exponents are continuous. This addresses, in arbitrary dimensions, the converse aspect of the entropic continuity of the Lyapunov exponents established by Buzzi, Crovisier, and Sarig. Consequently, the entropy (and all the partial entropies) is always upper semi-continuous at generic ergodic measures of every $C^{1+\alpha}$ diffeomorphism, which extends the $C^{\infty}$ result of Newhouse. Numerous applications and examples are provided, including topics related to measures with dominated splittings, SRB measures, average expanding diffeomorphisms, singular flows, standard maps, and symbolic codings for diffeomorphisms.

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Lyapunov spectrum of homoclinic classes

We study the Lyapunov spectrum of the ergodic measures of isolated homoclinic classes of $C^1$-generic diffeomorphisms. We show that this spectrum has nonempty interior and that any vector in its interior is the spectrum of some ergodic measure fully supported on the homoclinic class. We also discuss the averaged Lyapunov spectrum of homoclinic classes (an extension of the Lyapunov graph).

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Ledrappier-Young entropy formula for $C^1$ diffeomorphisms with dominated splitting Part 1: Unstable entropy formula and invariance principle

We study the unstable entropy of $C^1$ diffeomorphisms with dominated splittings. Our main result shows that when the zero Lyapunov exponent has multiplicity one, the center direction contributes no entropy, and the unstable entropy coincides with the metric entropy. This extends the celebrated work of Ledrappier-Young [18] for $C^2$ diffeomorphisms to the $C^1$ setting under these assumptions. In particular, our results apply to $C^1$ diffeomorphisms away from homoclinic tangencies due to [20]. As consequences, we obtain several applications at $C^1$ regularity. The Avila-Viana invariance principle [7, 33] holds when the center is one-dimensional. Results on measures of maximal entropy due to Hertz-Hertz-Tahzibi-Ures [25], Tahzibi-Yang [33], and Ures-Viana-Yang-Yang [34, 35] also remain valid for $C^1$ diffeomorphisms.

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An Ergodic Spectral Decomposition Theorem for Singular Star Flows

For Axiom A diffeomorphisms and flows, Smale's Spectral Decomposition Theorem asserts that the non-wandering set decomposes into finitely many isolated hyperbolic basic sets, each given by a homoclinic class. For singular star flows, which may be viewed as "Axiom A flows with singularities", the corresponding spectral decomposition remains open and is known as the Spectral Decomposition Conjecture. We provide a positive answer to an ergodic formulation of this conjecture: $C^1$-open and dense among singular star flows with positive topological entropy, there is a unique measure of maximal entropy. More generally, we prove the uniqueness of equilibrium states for H\"older continuous potentials under a mild and natural pressure gap condition. We further establish that $C^1$-open and dense star flows are almost expansive and that the topological pressure of continuous potentials varies continuously with respect to the vector field in the $C^1$ topology. Our approach combines ergodic and geometric arguments adapted to the multi-singular setting. In this context, classical hyperbolic tools such as uniform local product structure or invariant splittings on the tangent bundle are no longer available. To overcome this, we develop new mechanisms to control the geometry of orbit segments and to produce transversal intersections on large subsets uniformly detected by good invariant measures. These ingredients allow us to extend classical arguments to the multi-singular setting through structural properties of equilibrium states combined with refined shadowing and specification at the level of invariant measures.

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An Improved Climenhaga-Thompson Criterion for Locally Maximal Sets

We study the existence and uniqueness of equilibrium states for continuous flows on a compact, locally maximal invariant set under weak, non-uniform versions of specification, expansivity, and the Bowen property, further improving the Climenhaga-Thompson Criterion.

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A Conservative Partially Hyperbolic Dichotomy: Hyperbolicity versus Nonhyperbolic Measures

In a conservative and partially hyperbolic three-dimensional setting, we study three representative classes of diffeomorphisms: those homotopic to Anosov (or Derived from Anosov diffeomorphisms), diffeomorphisms in neighborhoods of the time-one map of the geodesic flow on a surface of negative curvature, and accessible and dynamically coherent skew products with circle fibers. In any of these classes, we establish the following dichotomy: either the diffeomorphism is Anosov, or it possesses nonhyperbolic ergodic measures. Our approach is perturbation-free and combines recent advances in the study of stably ergodic diffeomorphisms with a variation of the periodic approximation method to obtain ergodic measures. A key result in our construction, independent of conservative hypotheses, is the construction of nonhyperbolic ergodic measures for sets with a minimal strong unstable foliation that satisfy the mostly expanding property. This approach enables us to obtain nonhyperbolic ergodic measures in other contexts, including some subclasses of the so-called anomalous partially hyperbolic diffeomorphisms that are not dynamically coherent.

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Generic properties of vector fields identical on a compact set and codimension one partially hyperbolic dynamics

Let $\mathscr{X}^r(M)$ be the set of $C^r$ vector fields on a boundaryless compact Riemannian manifold $M$. Given a vector field $X_0\in\mathscr{X}^r(M)$ and a compact invariant set $\Gamma$ of $X_0$, we consider the closed subset $\mathscr{X}^r(M,\Gamma)$ of $\mathscr{X}^r(M)$, consisting of all $C^r$ vector fields which coincide with $X_0$ on $\Gamma$. Study of such a set naturally arises when one needs to perturb a system while keeping part of the dynamics untouched. A vector field $X\in\mathscr{X}^r(M,\Gamma)$ is called $\Gamma$-avoiding Kupka-Smale, if the dynamics away from $\Gamma$ is Kupka-Smale. We show that a generic vector field in $\mathscr{X}^r(M,\Gamma)$ is $\Gamma$-avoiding Kupka-Smale. In the $C^1$ topology, we obtain more generic properties for $\mathscr{X}^1(M,\Gamma)$. With these results, we further study codimension one partially hyperbolic dynamics for generic vector fields in $\mathscr{X}^1(M,\Gamma)$, giving a dichotomy of hyperbolicity and Newhouse phenomenon. As an application, we obtain that $C^1$ generically in $\mathscr{X}^1(M)$, a non-trivial Lyapunov stable chain recurrence class of a singularity which admits a codimension 2 partially hyperbolic splitting with respect to the tangent flow is a homoclinic class.

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Maximal transverse measures of expanding foliations

For an expanding (unstable) foliation of a diffeomorphism, we use a natural dynamical averaging to construct transverse measures, which we call \emph{maximal}, describing the statistics of how the iterates of a given leaf intersect the cross-sections to the foliation. For a suitable class of diffeomorphisms, we prove that this averaging converges, even exponentially fast, and the limit measures have finite ergodic decompositions. These results are obtained through relating the maximal transverse measures to the maximal $u$-entropy measures of the diffeomorphism.

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An example derived from Lorenz attractor

We consider a DA-type surgery of the famous Lorenz attractor in dimension 4. This kind of surgeries have been firstly used by Smale [S] and Mañé [M1] to give important examples in the study of partially hyperbolic systems. Our construction gives the first example of a singular chain recurrence class which is Lyapunov stable, away from homoclinic tangencies and exhibits robustly heterodimensional cycles. Moreover, the chain recurrence class has the following interesting property: there exists robustly a 2-dimensional sectionally expanding subbundle (containing the flow direction) of the tangent bundle such that it is properly included in a subbundle of the finest dominated splitting for the tangent flow.

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Shub's example revisited

For a class of robustly transitive diffeomorphisms on $\mathbb T^4$ introduced by Shub in [24], satisfying an additional bunching condition, we show that there exits a $C^2$ open and $C^r$ dense subset $\mathcal U^r$, $2\leq r\leq\infty$, such that any two hyperbolic points of $g\in \mathcal U^r$ with stable index $2$ are homoclinically related. As a consequence, every $g\in \mathcal U^r$ admits a unique homoclinic class associated to the hyperbolic periodic points with index $2$, and this homoclinic class coincides to the whole ambient manifold. Moreover, every $g\in \mathcal U^r$ admits at most one measure with maximal entropy, and every $g\in\mathcal U^{\infty}$ admits a unique measure of maximal entropy.

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Equilibrium states for the classical Lorenz attractor and sectional-hyperbolic attractors in higher dimensions

It has long been conjectured that the classical Lorenz attractor supports a unique measure of maximal entropy. In this article, we give a positive answer to this conjecture and its higher-dimensional counterpart by considering the uniqueness of equilibrium states for H\"older continuous functions on a sectional-hyperbolic attractor $\Lambda$. We prove that in a $C^1$-open and dense family of vector fields (including the classical Lorenz attractor), if the point masses at singularities are not equilibrium states, then there exists a unique equilibrium state supported on $\Lambda$. In particular, there exists a unique measure of maximal entropy for the flow $X|_\Lambda$.

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Lyapunov stable chain recurrence classes for singular flows

We show that for a $C^1$ generic vector field $X$ away from homoclinic tangencies, a nontrivial Lyapunov stable chain recurrence class is a homoclinic class. The proof uses an argument with $C^2$ vector fields approaching $X$ in $C^1$ topology, with their Gibbs $F$-states converging to a Gibbs $F$-state of $X$.

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Existence and uniqueness of equilibrium states for systems with specification at a fixed scale

We consider the uniqueness of equilibrium states for dynamical systems that satisfy certain weak, non-uniform versions of specification, expansivity, and the Bowen property at a fixed scale. Following Climenhaga-Thompson's approach which was originally due to Bowen and Franco, we prove that equilibrium states are unique even when the weak specification assumption only holds on a small collection of orbit segments.

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Uniqueness of equilibrium states for Lorenz attractors in any dimension

In this note, we consider the thermodynamic formalism for Lorenz attractors of flows in any dimension. Under a mild condition on the Hölder continuous potential function $ϕ$, we prove that for an open and dense subset of $C^1$ vector fields, every Lorenz attractor supports a unique equilibrium state. In particular, we obtain the uniqueness for the measure of maximal entropy.

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Robust minimality of strong foliations for DA diffeomorphisms: $cu$-volume expansion and new examples

Let $f$ be a $C^2$ partially hyperbolic diffeomorphisms of ${\mathbb T}^3$ (not necessarily volume preserving or transitive) isotopic to a linear Anosov diffeomorphism $A$ with eigenvalues $$λ_{s}<1<λ_{c}<λ_{u}.$$ Under the assumption that the set $$\{x: \,\mid\log \det(Tf\mid_{E^{cu}(x)})\mid \leq \log λ_{u} \}$$ has zero volume inside any unstable leaf of $f$ where $E^{cu} = E^c\oplus E^u$ is the center unstable bundle, we prove that the stable foliation of $f$ is $C^1$ robustly minimal, i.e., the stable foliation of any diffeomorphism $C^1$ sufficiently close to $f$ is minimal. In particular, $f$ is robustly transitive.\par We build, with this criterion, a new example of a $C^1$ open set of partially hyperbolic diffeomorphisms, for which the strong stable foliation and the strong unstable foliation are both minimal.

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An entropy dichotomy for singular star flows

We show that non-trivial chain recurrent classes for generic $C^1$ star flows satisfy a dichotomy: either they have zero topological entropy, or they must be isolated. Moreover, chain recurrent classes for generic star flows with zero entropy must be sectional hyperbolic, and cannot be detected by any non-trivial ergodic invariant probability. As a result, we show that $C^1$ generic star flows have only finitely many Lyapunov stable chain recurrent classes.

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