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Jindan Xu

Publications and source records attributed to Jindan Xu.

At least 19 recordsLinked to original sources

Low-Altitude Wireless Networks: A Comprehensive Survey

The rapid development of the low-altitude economy has imposed unprecedented demands on wireless infrastructure to accommodate large-scale drone deployments and facilitate intelligent services in dynamic airspace environments. However, unlocking its full potential in practical applications presents significant challenges. Traditional aerial systems predominantly focus on air-ground communication services, often neglecting the integration of sensing, computation, control, and energy-delivering functions, which hinders the ability to meet diverse mission-critical demands. Besides, the absence of systematic low-altitude airspace planning and management exacerbates issues regarding dynamic interference in three-dimensional space, coverage instability, and scalability. To overcome these challenges, a comprehensive framework, termed low-altitude wireless network (LAWN), has emerged to seamlessly integrate communication, sensing, computation, control, and air traffic management into a unified design. This article provides a comprehensive overview of LAWN systems, introducing LAWN system fundamentals and the evolution of functional designs. Subsequently, we delve into performance evaluation metrics and review critical concerns surrounding privacy and security in the open-air network environment. Finally, we present the cutting-edge developments in airspace structuring and air traffic management, providing insights to facilitate the practical deployment of LAWNs.

eess.SP

Robust ISAC Transceiver Beamforming Design under Low-Resolution AD/DA Converters

In this letter, we investigate the robust beamforming design for an integrated sensing and communication (ISAC) system featuring low-resolution digital-to-analog converters (DACs) and analog-to-digital converters (ADCs). Taking into account quantization noise, we aim at maximizing the radar signal-to-quantization-plus-noise ratio (SQNR) while guaranteeing the minimum required signal-to-quantization-plus-interference-plus-noise ratio (SQINR) for communication users. To address this nonconvex design problem, we first examine a scenario involving a point target and uniform-resolution DACs, where the globally optimal solution is obtained by applying the semidefinite relaxation (SDR) technique. For more general scenarios, including those with mixed-DACs and/or an extended target, we develop a low-complexity majorization-minimization (MM)-based algorithm to tackle the problem iteratively. Compared to the non-robust algorithm, the proposed algorithm demonstrates improved detection performance under practical quantization. Simulation results confirm the robustness and efficacy of our proposed algorithm in low-resolution quantization scenarios.

eess.SP

Joint RIS-UE Association and Beamforming Design in RIS-Assisted Cell-Free MIMO Network

Reconfigurable intelligent surface (RIS)-assisted cell-free (CF) multiple-input multiple-output (MIMO) networks can significantly enhance system performance. However, the extensive deployment of RIS elements imposes considerable channel acquisition overhead, with the high density of nodes and antennas in RIS-assisted CF networks amplifying this challenge. To tackle this issue, in this paper, we explore integrating RIS-user equipment (UE) association into downlink RIS-assisted CF transmitter design, which greatly reduces the channel acquisition costs. The key point is that once UEs are associated with specific RISs, there is no need to frequently acquire channels from non-associated RISs. Then, we formulate the problem of joint RIS-UE association and beamforming at APs and RISs to maximize the weighted sum rate (WSR). In particular, we propose a two-stage framework to solve it. In the first stage, we apply a many-to-many matching algorithm to establish the RIS-UE association. In the second stage, we introduce a sequential optimization-based method that decomposes the joint optimization of RIS phase shifts and AP beamforming into two distinct subproblems. To optimize the RIS phase shifts, we employ the majorization-minimization (MM) algorithm to obtain a semi-closed-form solution. For AP beamforming, we develop a joint block diagonalization algorithm, which yields a closed-form solution. Simulation results demonstrate the effectiveness of the proposed algorithm and show that, while RIS-UE association significantly reduces overhead, it incurs a minor performance loss that remains within an acceptable range. Additionally, we investigate the impact of RIS deployment and conclude that RISs exhibit enhanced performance when positioned between APs and UEs.

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Multi-Cell Coordinated Beamforming for Integrate Communication and Multi-TMT Localization

This paper investigates integrated localization and communication in a multi-cell system and proposes a coordinated beamforming algorithm to enhance target localization accuracy while preserving communication performance. Within this integrated sensing and communication (ISAC) system, the Cramer-Rao lower bound (CRLB) is adopted to quantify the accuracy of target localization, with its closed-form expression derived for the first time. It is shown that the nuisance parameters can be disregarded without impacting the CRLB of time of arrival (TOA)-based target localization. Capitalizing on the derived CRLB, we formulate a nonconvex coordinated beamforming problem to minimize the CRLB while satisfying signal-to-interference-plus-noise ratio (SINR) constraints in communication. To facilitate the development of solution, we reformulate the original problem into a more tractable form and solve it through semi-definite programming (SDP). Notably, we show that the proposed algorithm can always obtain rank-one global optimal solutions under mild conditions. Finally, numerical results demonstrate the superiority of the proposed algorithm over benchmark algorithms and reveal the performance trade-off between localization accuracy and communication SINR.

eess.SP

Combating Interference for Over-the-Air Federated Learning: A Statistical Approach via RIS

Over-the-air computation (AirComp) integrates analog communication with task-oriented computation, serving as a key enabling technique for communication-efficient federated learning (FL) over wireless networks. However, owing to its analog characteristics, AirComp-enabled FL (AirFL) is vulnerable to both unintentional and intentional interference. In this paper, we aim to attain robustness in AirComp aggregation against interference via reconfigurable intelligent surface (RIS) technology to artificially reconstruct wireless environments. Concretely, we establish performance objectives tailored for interference suppression in wireless FL systems, aiming to achieve unbiased gradient estimation and reduce its mean square error (MSE). Oriented at these objectives, we introduce the concept of phase-manipulated favorable propagation and channel hardening for AirFL, which relies on the adjustment of RIS phase shifts to realize statistical interference elimination and reduce the error variance of gradient estimation. Building upon this concept, we propose two robust aggregation schemes of power control and RIS phase shifts design, both ensuring unbiased gradient estimation in the presence of interference. Theoretical analysis of the MSE and FL convergence affirms the anti-interference capability of the proposed schemes. It is observed that computation and interference errors diminish by an order of $\mathcal{O}\left(\frac{1}{N}\right)$ where $N$ is the number of RIS elements, and the ideal convergence rate without interference can be asymptotically achieved by increasing $N$. Numerical results confirm the analytical results and validate the superior performance of the proposed schemes over existing baselines.

cs.IT

On Performance of Distributed RIS-aided Communication in Random Networks

This paper evaluates the geometrically averaged performance of a wireless communication network assisted by a multitude of distributed reconfigurable intelligent surfaces (RISs), where the RIS locations are randomly dropped obeying a homogeneous Poisson point process. By exploiting stochastic geometry and then averaging over the random locations of RISs as well as the serving user, we first derive a closed-form expression for the spatially ergodic rate in the presence of phase errors at the RISs in practice. Armed with this closed-form characterization, we then optimize the RIS deployment under a reasonable and fair constraint of a total number of RIS elements per unit area. The optimal configurations in terms of key network parameters, including the RIS deployment density and the array sizes of RISs, are disclosed for the spatially ergodic rate maximization. Our findings suggest that deploying larger-size RISs with reduced deployment density is theoretically preferred to support extended RIS coverages, under the cases of bounded phase shift errors. However, when dealing with random phase shifts, the reflecting elements are recommended to spread out as much as possible, disregarding the deployment cost. Furthermore, the spatially ergodic rate loss due to the phase shift errors is quantitatively characterized. For bounded phase shift errors, the rate loss is eventually upper bounded by a constant as $N\rightarrow\infty$, where $N$ is the number of reflecting elements at each RIS. While for random phase shifts, this rate loss scales up in the order of $\log N$. These analytical observations are validated through numerical results.

cs.IT

Empowering Over-the-Air Personalized Federated Learning via RIS

Over-the-air computation (AirComp) integrates analog communication with task-oriented computation, serving as a key enabling technique for communication-efficient federated learning (FL) over wireless networks. However, AirComp-enabled FL (AirFL) with a single global consensus model fails to address the data heterogeneity in real-life FL scenarios with non-independent and identically distributed local datasets. In this paper, we introduce reconfigurable intelligent surface (RIS) technology to enable efficient personalized AirFL, mitigating the data heterogeneity issue. First, we achieve statistical interference elimination across different clusters in the personalized AirFL framework via RIS phase shift configuration. Then, we propose two personalized aggregation schemes involving power control and denoising factor design from the perspectives of first- and second-order moments, respectively, to enhance the FL convergence. Numerical results validate the superior performance of our proposed schemes over existing baselines.

cs.IT

Joint MIMO Transceiver and Reflector Design for Reconfigurable Intelligent Surface-Assisted Communication

In this paper, we consider a reconfigurable intelligent surface (RIS)-assisted multiple-input multiple-output communication system with multiple antennas at both the base station (BS) and the user. We plan to maximize the achievable rate through jointly optimizing the transmit precoding matrix, the receive combining matrix, and the RIS reflection matrix under the constraints of the transmit power at the BS and the unit-modulus reflection at the RIS. Regarding the non-trivial problem form, we initially reformulate it into an considerable problem to make it tractable by utilizing the relationship between the achievable rate and the weighted minimum mean squared error. Next, the transmit precoding matrix, the receive combining matrix, and the RIS reflection matrix are alternately optimized. In particular, the optimal transmit precoding matrix and receive combining matrix are obtained in closed forms. Furthermore, a pair of computationally efficient methods are proposed for the RIS reflection matrix, namely the semi-definite relaxation (SDR) method and the successive closed form (SCF) method. We theoretically prove that both methods are ensured to converge, and the SCF-based algorithm is able to converges to a Karush-Kuhn-Tucker point of the problem.

cs.IT

Spatially Correlated RIS-Aided Secure Massive MIMO Under CSI and Hardware Imperfections

This paper investigates the integration of a reconfigurable intelligent surface (RIS) into a secure multiuser massive multiple-input multiple-output (MIMO) system in the presence of transceiver hardware impairments (HWI), imperfect channel state information (CSI), and spatially correlated channels. We first introduce a linear minimum-mean-square error estimation algorithm for the aggregate channel by considering the impact of transceiver HWI and RIS phase-shift errors. Then, we derive a lower bound for the achievable ergodic secrecy rate in the presence of a multi-antenna eavesdropper when artificial noise (AN) is employed at the base station (BS). In addition, the obtained expressions of the ergodic secrecy rate are further simplified in some noteworthy special cases to obtain valuable insights. To counteract the effects of HWI, we present a power allocation optimization strategy between the confidential signals and AN, which admits a fixed-point equation solution. Our analysis reveals that a non-zero ergodic secrecy rate is preserved if the total transmit power decreases no faster than $1/N$, where $N$ is the number of RIS elements. Moreover, the ergodic secrecy rate grows logarithmically with the number of BS antennas $M$ and approaches a certain limit in the asymptotic regime $N\rightarrow\infty$. Simulation results are provided to verify the derived analytical results. They reveal the impact of key design parameters on the secrecy rate. It is shown that, with the proposed power allocation strategy, the secrecy rate loss due to HWI can be counteracted by increasing the number of low-cost RIS elements.

cs.IT

Joint Training and Reflection Pattern Optimization for Non-Ideal RIS-Aided Multiuser Systems

Reconfigurable intelligent surface (RIS) is a promising technique to improve the performance of future wireless communication systems at low energy consumption. To reap the potential benefits of RIS-aided beamforming, it is vital to enhance the accuracy of channel estimation. In this paper, we consider an RIS-aided multiuser system with non-ideal reflecting elements, each of which has a phase-dependent reflecting amplitude, and we aim to minimize the mean-squared error (MSE) of the channel estimation by jointly optimizing the training signals at the user equipments (UEs) and the reflection pattern at the RIS. As examples the least squares (LS) and linear minimum MSE (LMMSE) estimators are considered. The considered problems do not admit simple solution mainly due to the complicated constraints pertaining to the non-ideal RIS reflecting elements. As far as the LS criterion is concerned, we tackle this difficulty by first proving the optimality of orthogonal training symbols and then propose a majorization-minimization (MM)-based iterative method to design the reflection pattern, where a semi-closed form solution is obtained in each iteration. As for the LMMSE criterion, we address the joint training and reflection pattern optimization problem with an MM-based alternating algorithm, where a closed-form solution to the training symbols and a semi-closed form solution to the RIS reflecting coefficients are derived, respectively. Furthermore, an acceleration scheme is proposed to improve the convergence rate of the proposed MM algorithms. Finally, simulation results demonstrate the performance advantages of our proposed joint training and reflection pattern designs.

cs.IT

Secure Outage Analysis for RIS-Aided MISO Systems with Randomly Located Eavesdroppers

In this paper, we consider the physical layer security of an RIS-assisted multiple-antenna communication system with randomly located eavesdroppers. The exact distributions of the received signal-to-noise-ratios (SNRs) at the legitimate user and the eavesdroppers located according to a Poisson point process (PPP) are derived, and a closed-form expression for the secrecy outage probability (SOP) is obtained. It is revealed that the secrecy performance is mainly affected by the number of RIS reflecting elements, and the impact of the transmit antennas and transmit power at the base station is marginal. In addition, when the locations of the randomly located eavesdroppers are unknown, deploying the RIS closer to the legitimate user rather than to the base station is shown to be more efficient. We also perform an analytical study demonstrating that the secrecy diversity order depends on the path loss exponent of the RIS-to-ground links. Finally, numerical simulations are conducted to verify the accuracy of these theoretical observations.

cs.IT

On Secrecy Performance of RIS-Assisted MISO Systems over Rician Channels with Spatially Random Eavesdroppers

Reconfigurable intelligent surface (RIS) technology is emerging as a promising technique for performance enhancement for next-generation wireless networks. This paper investigates the physical layer security of an RIS-assisted multiple-antenna communication system in the presence of random spatially distributed eavesdroppers. The RIS-to-ground channels are assumed to experience Rician fading. Using stochastic geometry, exact distributions of the received signal-to-noise-ratios (SNRs) at the legitimate user and the eavesdroppers located according to a Poisson point process (PPP) are derived, and closed-form expressions for the secrecy outage probability (SOP) and the ergodic secrecy capacity (ESC) are obtained to provide insightful guidelines for system design. First, the secrecy diversity order is obtained as $\frac{2}{α_2}$, where $α_2$ denotes the path loss exponent of the RIS-to-ground links. Then, it is revealed that the secrecy performance is mainly affected by the number of RIS reflecting elements, $N$, and the impact of the number of transmit antennas and transmit power at the base station is marginal. In addition, when the locations of the randomly located eavesdroppers are unknown, deploying the RIS closer to the legitimate user rather than to the base station is shown to be more efficient. Moreover, it is also found that the density of randomly located eavesdroppers, $λ_e$, has an additive effect on the asymptotic ESC performance given by $\log_2{\left({1}/{λ_e}\right)}$. Finally, numerical simulations are conducted to verify the accuracy of these theoretical observations.

cs.IT

Low-Complexity Channel Estimation for Extremely Large-Scale MIMO in Near Field

The extremely large-scale massive multiple-input multiple-output (XL-MIMO) has the potential to achieve boosted spectral efficiency and refined spatial resolution for future wireless networks. However, channel estimation for XL-MIMO is challenging since the large number of antennas results in high computational complexity with the near-field effect. In this letter, we propose a low-complexity sequential angle-distance channel estimation (SADCE) method for near-field XL-MIMO systems equipped with uniformly planar arrays (UPA). Specifically, we first successfully decouple the angle and distance parameters, which allows us to devise a two-dimensional discrete Fourier transform (2D-DFT) method for angle parameters estimation. Then, a low-complexity distance estimation method is proposed with a closed-form solution. Compared with existing methods, the proposed method achieves significant performance gain with noticeably reduced computational complexity.Numerical results verify the superiority of the proposed near-field channel estimation algorithm.

cs.IT

Superimposed RIS-phase Modulation for MIMO Communications: A Novel Paradigm of Information Transfer

Reconfigurable intelligent surface (RIS) is regarded as an important enabling technology for the sixth-generation (6G) network. Recently, modulating information in reflection patterns of RIS, referred to as reflection modulation (RM), has been proven in theory to have the potential of achieving higher transmission rate than existing passive beamforming (PBF) schemes of RIS. To fully unlock this potential of RM, we propose a novel superimposed RIS-phase modulation (SRPM) scheme for multiple-input multiple-output (MIMO) systems, where tunable phase offsets are superimposed onto predetermined RIS phases to bear extra information messages. The proposed SRPM establishes a universal framework for RM, which retrieves various existing RM-based schemes as special cases. Moreover, the advantages and applicability of the SRPM in practice is also validated in theory by analytical characterization of its performance in terms of average bit error rate (ABER) and ergodic capacity. To maximize the performance gain, we formulate a general precoding optimization at the base station (BS) for a single-stream case with uncorrelated channels and obtain the optimal SRPM design via the semidefinite relaxation (SDR) technique. Furthermore, to avoid extremely high complexity in maximum likelihood (ML) detection for the SRPM, we propose a sphere decoding (SD)-based layered detection method with near-ML performance and much lower complexity. Numerical results demonstrate the effectiveness of SRPM, precoding optimization, and detection design. It is verified that the proposed SRPM achieves a higher diversity order than that of existing RM-based schemes and outperforms PBF significantly especially when the transmitter is equipped with limited radio-frequency (RF) chains.

cs.IT

Robust Beamforming Design for RIS-aided Cell-free Systems with CSI Uncertainties and Capacity-limited Backhaul

In this paper, we consider the robust beamforming design in a reconfigurable intelligent surface (RIS)-aided cell-free (CF) system considering the channel state information (CSI) uncertainties of both the direct channels and cascaded channels at the transmitter with capacity-limited backhaul. We jointly optimize the precoding at the access points (APs) and the phase shifts at multiple RISs to maximize the worst-case sum rate of the CF system subject to the constraints of maximum transmit power of APs, unit-modulus phase shifts, limited backhaul capacity, and bounded CSI errors. By applying a series of transformations, the non-smoothness and semi-infinite constraints are tackled in a low-complexity manner that facilitates the design of an alternating optimization (AO)-based iterative algorithm. The proposed algorithm divides the considered problem into two subproblems. For the RIS phase shifts optimization subproblem, we exploit the penalty convex-concave procedure (P-CCP) to obtain a stationary solution and achieve effective initialization. For precoding optimization subproblem, successive convex approximation (SCA) is adopted with a convergence guarantee to a Karush-Kuhn-Tucker (KKT) solution. Numerical results demonstrate the effectiveness of the proposed robust beamforming design, which achieves superior performance with low complexity. Moreover, the importance of RIS phase shift optimization for robustness and the advantages of distributed RISs in the CF system are further highlighted.

cs.IT

Secure Communication for Spatially Correlated RIS-Aided Multiuser Massive MIMO Systems: Analysis and Optimization

This letter investigates the secure communication in a reconfigurable intelligent surface (RIS)-aided multiuser massive multiple-input multiple-output (MIMO) system exploiting artificial noise (AN). We first derive a closed-form expression of the ergodic secrecy rate under spatially correlated MIMO channels. By using this derived result, we further optimize the power fraction of AN in closed form and the RIS phase shifts by developing a gradient-based algorithm, which requires only statistical channel state information (CSI). Our analysis shows that spatial correlation at the RIS provides an additional dimension for optimizing the RIS phase shifts. Numerical simulations validate the analytical results which show the insightful interplay among the system parameters and the degradation of secrecy performance due to high spatial correlation at the RIS.

cs.IT

Secure Communication for Spatially Correlated Massive MIMO with Low-Resolution DACs

In this paper, the performance of a secure massive multiple-input multiple-output (MIMO) system adopting low-resolution digital-to-analog converters (DACs) is analyzed over spatially correlated wireless channels. A tight lower bound for the achievable secrecy rate is derived with artificial noise (AN) transmitted in the null space of the user channels. Using the analytical results, the impact of spatial correlation on the secrecy rate is explicitly evaluated in the presence of low-resolution DACs. The analytical observations reveal that using low-resolution DACs can be beneficial to the secrecy performance compared with ideal DACs, when the channels are strongly correlated and optimal power allocation is not employed.

cs.IT

A Universal Framework of Superimposed RIS-Phase Modulation for MISO Communication

To fully exploit the additional dimension brought by reconfigurable intelligent surface (RIS), it is recently suggested by information theory that modulating information upon RIS phases is able to send extra information with increased communication rate. In this paper, we propose a novel superimposed RIS-phase modulation (SRPM) scheme to transfer extra messages by superimposing information-bearing phase offsets to conventionally optimized RIS phases. The proposed SRPM is interpreted as a universal framework for RIS phase modulation. Theoretical union bound of the average bit error rate (ABER) of the proposed SRPM is also derived with the maximum likelihood (ML) detection. The diversity order is characterized as 0.5 for all parameter settings, which is useful for determining the optimal choice of the phase modulation parameters. Furthermore, we discover that doubling the number of either RIS reflecting elements or the transmit antennas is equivalent to a 3 dB increment in the transmit power for SRPM. Numerical results demonstrate the effectiveness of SRPM and reveal that it achieves reliable communication of more bits than existing schemes.

cs.IT