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João Araújo

Publications and source records attributed to João Araújo.

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Primitive groups, road closures, and idempotent generation

We are interested in semigroups of the form $\langle G,a\rangle\setminus G$, where $G$ is a permutation group of degree $n$ and $a$ a non-permutation on the domain of $G$. A theorem of the first author, Mitchell and Schneider shows that, if this semigroup is idempotent-generated for all possible choices of $a$, then $G$ is the symmetric or alternating group of degree $n$, with three exceptions (having $n=5$ or $n=6$). Our purpose here is to prove stronger results where we assume that $\langle G,a\rangle\setminus G$ is idempotent-generated for all maps of fixed rank $k$. For $k\ge6$ and $n\ge2k+1$, we reach the same conclusion, that $G$ is symmetric or alternating. These results are proved using a stronger version of the \emph{$k$-universal transversal property} previously considered by the authors. In the case $k=2$, we show that idempotent generation of the semigroup for all choices of $a$ is equivalent to a condition on the permutation group $G$, stronger than primitivity, which we call the \emph{road closure condition}. We cannot determine all the primitive groups with this property, but we give a conjecture about their classification, and a body of evidence (both theoretical and computational) in support of the conjecture. The paper ends with some problems.

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Congruences on Direct Products of Transformation and Matrix Monoids

Malcev described the congruences of the monoid $T_n$ of all full transformations on a finite set $X_n=\{1, \dots,n\}$. Since then, congruences have been characterized in various other monoids of (partial) transformations on $X_n$, such as the symmetric inverse monoid $In_n$ of all injective partial transformations, or the monoid $PT_n$ of all partial transformations. The first aim of this paper is to describe the congruences of the direct products $Q_m\times P_n$, where $Q$ and $P$ belong to $\{T, PT,In\}$. Malcev also provided a similar description of the congruences on the multiplicative monoid $F_n$ of all $n\times n$ matrices with entries in a field $F$, our second aim is provide a description of the principal congruences of $F_m \times F_n$. The paper finishes with some comments on the congruences of products of more than two transformation semigroups, and a fairly large number of open problems.

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Orbits of Primitive $k$-Homogenous Groups on $(n-k)$-Partitions with Applications to Semigroups

Let $X$ be a finite set such that $|X|=n$, and let $k< n/2$. A group is $k$-homogeneous if it has only one orbit on the sets of size $k$. The aim of this paper is to prove some general results on permutation groups and then apply them to transformation semigroups. On groups we find the minimum number of permutations needed to generate $k$-homogeneous groups (for $k\ge 1$); in particular we show that $2$-homogeneous groups are $2$-generated. We also describe the orbits of $k$-homogenous groups on partitions with $n-k$ parts, classify the $3$-homogeneous groups $G$ whose orbits on $(n-3)$-partitions are invariant under the normalizer of $G$ in $S_n$, and describe the normalizers of $2$-homogeneous groups in the symmetric group. Then these results are applied to extract information about transformation semigroups with given group of units, namely to prove results on their automorphisms and on the minimum number of generators. The paper finishes with some problems on permutation groups, transformation semigroups and computational algebra.

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Between primitive and $2$-transitive: Synchronization and its friends

An automaton is said to be synchronizing if there is a word in the transitions which sends all states of the automaton to a single state. Research on this topic has been driven by the Černý conjecture, one of the oldest and most famous problems in automata theory, according to which a synchronizing $n$-state automaton has a reset word of length at most $(n-1)^2$. The transitions of an automaton generate a transformation monoid on the set of states, and so an automaton can be regarded as a transformation monoid with a prescribed set of generators. In this setting, an automaton is synchronizing if the transitions generate a constant map. A permutation group $G$ on a set $Ω$ is said to synchronize a map $f$ if the monoid $\langle G,f\rangle$ generated by $G$ and $f$ is synchronizing in the above sense; we say $G$ is synchronizing if it synchronizes every non-permutation. The classes of synchronizing groups and friends form an hierarchy of natural and elegant classes of groups lying strictly between the classes of primitive and $2$-homogeneous groups. These classes have been floating around for some years and it is now time to provide a unified reference on them. The study of all these classes has been prompted by the Černý conjecture, but it is of independent interest since it involves a rich mix of group theory, combinatorics, graph endomorphisms, semigroup theory, finite geometry, and representation theory, and has interesting computational aspects as well. So as to make the paper self-contained, we have provided background material on these topics. Our purpose here is to present results that show the connections between the various areas of mathematics mentioned above, we include a new result on the Černý conjecture, some challenges to finite geometers, some thoughts about infinite analogues, and a long list of open problems.

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Primitive groups and synchronization

Let $Ω$ be a set of cardinality $n$, $G$ a permutation group on $Ω$, and $f:Ω\toΩ$ a map which is not a permutation. We say that $G$ \emph{synchronizes} $f$ if the transformation semigroup $\langle G,f\rangle$ contains a constant map, and that $G$ is a \emph{synchronizing group} if $G$ synchronizes \emph{every} non-permutation. A synchronizing group is necessarily primitive, but there are primitive groups that are not synchronizing. Every non-synchronizing primitive group fails to synchronize at least one uniform transformation (that is, transformation whose kernel has parts of equal size), and it has previously been conjectured that a primitive group synchronizes every non-uniform transformation. The first goal of this paper is to prove that this conjecture is false, by exhibiting primitive groups that fail to synchronize specific non-uniform transformations of ranks $5$ and $6$. In addition we produce graphs whose automorphism groups have approximately $\sqrt{n}$ \emph{non-synchronizing ranks}, thus refuting another conjecture on the number of non-synchronizing ranks of a primitive group. The second goal of this paper is to extend the spectrum of ranks for which it is known that primitive groups synchronize every non-uniform transformation of that rank. It has previously been shown that a primitive group of degree $n$ synchronizes every non-uniform transformation of rank $n-1$ and $n-2$, and here this is extended to $n-3$ and $n-4$. Determining the exact spectrum of ranks for which there exist non-uniform transformations not synchronized by some primitive group is just one of several natural, but possibly difficult, problems on automata, primitive groups, graphs and computational algebra arising from this work; these are outlined in the final section.

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The Largest Subsemilattices of the Endomorphism Monoid of an Independence Algebra

An algebra $\A$ is said to be an independence algebra if it is a matroid algebra and every map $\al:X\to A$, defined on a basis $X$ of $\A$, can be extended to an endomorphism of $\A$. These algebras are particularly well behaved generalizations of vector spaces, and hence they naturally appear in several branches of mathematics such as model theory, group theory, and semigroup theory. It is well known that matroid algebras have a well defined notion of dimension. Let $\A$ be any independence algebra of finite dimension $n$, with at least two elements. Denote by $\End(\A)$ the monoid of endomorphisms of $\A$. We prove that a largest subsemilattice of $\End(\A)$ has either $2^{n-1}$ elements (if the clone of $\A$ does not contain any constant operations) or $2^n$ elements (if the clone of $\A$ contains constant operations). As corollaries, we obtain formulas for the size of the largest subsemilattices of: some variants of the monoid of linear operators of a finite-dimensional vector space, the monoid of full transformations on a finite set $X$, the monoid of partial transformations on $X$, the monoid of endomorphisms of a free $G$-set with a finite set of free generators, among others. The paper ends with a relatively large number of problems that might attract attention of experts in linear algebra, ring theory, extremal combinatorics, group theory, semigroup theory, universal algebraic geometry, and universal algebra.

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Two Generalizations of Homogeneity in Groups with Applications to Regular Semigroups

Let $X$ be a finite set such that $|X|=n$ and let $i\leq j \leq n$. A group $G\leq \sym$ is said to be $(i,j)$-homogeneous if for every $I,J\subseteq X$, such that $|I|=i$ and $|J|=j$, there exists $g\in G$ such that $Ig\subseteq J$. (Clearly $(i,i)$-homogeneity is $i$-homogeneity in the usual sense.) A group $G\leq \sym$ is said to have the $k$-universal transversal property if given any set $I\subseteq X$ (with $|I|=k$) and any partition $P$ of $X$ into $k$ blocks, there exists $g\in G$ such that $Ig$ is a section for $P$. (That is, the orbit of each $k$-subset of $X$ contains a section for each $k$-partition of $X$.) In this paper we classify the groups with the $k$-universal transversal property (with the exception of two classes of 2-homogeneous groups) and the $(k-1,k)$-homogeneous groups (for $2<k\leq \lfloor \frac{n+1}{2}\rfloor$). As a corollary of the classification we prove that a $(k-1,k)$-homogeneous group is also $(k-2,k-1)$-homogeneous, with two exceptions; and similarly, but with no exceptions, groups having the $k$-universal transversal property have the $(k-1)$-universal transversal property. A corollary of all the previous results is a classification of the groups that together with any rank $k$ transformation on $X$ generate a regular semigroup (for $1\leq k\leq \lfloor \frac{n+1}{2}\rfloor$). The paper ends with a number of challenges for experts in number theory, group and/or semigroup theory, linear algebra and matrix theory.

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Primitive Groups Synchronize Non-uniform Maps of Extreme Ranks

Let $Ω$ be a set of cardinality $n$, $G$ a permutation group on $Ω$, and $f:Ω\toΩ$ a map which is not a permutation. We say that $G$ synchronizes $f$ if the semigroup $\langle G,f\rangle$ contains a constant map. The first author has conjectured that a primitive group synchronizes any map whose kernel is non-uniform. Rystsov proved one instance of this conjecture, namely, degree $n$ primitive groups synchronize maps of rank $n-1$ (thus, maps with kernel type $(2,1,\ldots,1)$). We prove some extensions of Rystsov's result, including this: a primitive group synchronizes every map whose kernel type is $(k,1,\ldots,1)$. Incidentally this result provides a new characterization of imprimitive groups. We also prove that the conjecture above holds for maps of extreme ranks, that is, ranks 3, 4 and $n-2$. These proofs use a graph-theoretic technique due to the second author: a transformation semigroup fails to contain a constant map if and only if it is contained in the endomorphism semigroup of a non-null (simple undircted) graph. The paper finishes with a number of open problems, whose solutions will certainly require very delicate graph theoretical considerations.

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Conjugation in Semigroups

The action of any group on itself by conjugation and the corresponding conjugacy relation play an important role in group theory. There have been several attempts to extend the notion of conjugacy to semigroups. In this paper, we present a new definition of conjugacy that can be applied to an arbitrary semigroup and it does not reduce to the universal relation in semigroups with a zero. We compare the new notion of conjugacy with existing definitions, characterize the conjugacy in various semigroups of transformations on a set, and count the number of conjugacy classes in these semigroups when the set is infinite.

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Permutation groups and transformation semigroups: results and problems

J.M. Howie, the influential St Andrews semigroupist, claimed that we value an area of pure mathematics to the extent that (a) it gives rise to arguments that are deep and elegant, and (b) it has interesting interconnections with other parts of pure mathematics. This paper surveys some recent results on the transformation semigroup generated by a permutation group $G$ and a single non-permutation $a$. Our particular concern is the influence that properties of $G$ (related to homogeneity, transitivity and primitivity) have on the structure of the semigroup. In the first part of the paper, we consider properties of $S= $ such as regularity and idempotent generation. The second is a brief report on the synchronization project, which aims to decide in what circumstances $S$ contains an element of rank 1. The paper closes with a list of open problems on permutation groups and linear groups, and some comments about the impact on semigroups are provided. These two research directions outlined above lead to very interesting and challenging problems on primitive permutation groups whose solutions require combining results from several different areas of mathematics, certainly fulfilling both of Howie's elegance and value tests in a new and fascinating way.

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The Classification of Partition Homogeneous Groups with Applications to Semigroup Theory

Let $λ=(λ_1,λ_2,...)$ be a \emph{partition} of $n$, a sequence of positive integers in non-increasing order with sum $n$. Let $Ω:=\{1,...,n\}$. An ordered partition $P=(A_1,A_2,...)$ of $Ω$ has \emph{type} $λ$ if $|A_i|=λ_i$. Following Martin and Sagan, we say that $G$ is \emph{$λ$-transitive} if, for any two ordered partitions $P=(A_1,A_2,...)$ and $Q=(B_1,B_2,...)$ of $Ω$ of type $λ$, there exists $g\in G$ with $A_ig=B_i$ for all $i$. A group $G$ is said to be \emph{$λ$-homogeneous} if, given two ordered partitions $P$ and $Q$ as above, inducing the sets $P'=\{A_1,A_2,...\}$ and $Q'=\{B_1,B_2,...\}$, there exists $g\in G$ such that $P'g=Q'$. Clearly a $λ$-transitive group is $λ$-homogeneous. The first goal of this paper is to classify the $λ$-homogeneous groups. The second goal is to apply this classification to a problem in semigroup theory. Let $\trans$ and $\sym$ denote the transformation monoid and the symmetric group on $Ω$, respectively. Fix a group $H\leq \sym$. Given a non-invertible transformation $a\in \trans\setminus \sym$ and a group $G\leq \sym$, we say that $(a,G)$ is an \emph{$H$-pair} if the semigroups generated by $\{a\}\cup H$ and $\{a\}\cup G$ contain the same non-units, that is, $< a,G>\setminus G=< a,H>\setminus H$. Using the classification of the $λ$-homogeneous groups we classify all the $\sym$-pairs. This topic involves both group theory and semigroup theory; we have attempted to include enough exposition to make the paper self-contained for researchers in both areas. The paper finishes with a number of open problems on permutation and linear groups.

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The classification of normalizing groups

Let $X$ be a finite set such that $|X|=n$. Let $\trans$ and $\sym$ denote respectively the transformation monoid and the symmetric group on $n$ points. Given $a\in \trans\setminus \sym$, we say that a group $G\leq \sym$ is $a$-normalizing if $$ \setminus G= .$$ If $G$ is $a$-normalizing for all $a\in \trans\setminus \sym$, then we say that $G$ is normalizing. The goal of this paper is to classify normalizing groups and hence answer a question posed elsewhere. The paper ends with a number of problems for experts in groups, semigroups and matrix theory.

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The Commuting Graph of the Symmetric Inverse Semigroup

The commuting graph of a finite non-commutative semigroup $S$, denoted $\cg(S)$, is a simple graph whose vertices are the non-central elements of $S$ and two distinct vertices $x,y$ are adjacent if $xy=yx$. Let $\mi(X)$ be the symmetric inverse semigroup of partial injective transformations on a finite set $X$. The semigroup $\mi(X)$ has the symmetric group $\sym(X)$ of permutations on $X$ as its group of units. In 1989, Burns and Goldsmith determined the clique number of the commuting graph of $\sym(X)$. In 2008, Iranmanesh and Jafarzadeh found an upper bound of the diameter of $\cg(\sym(X))$, and in 2011, Doluzan and Oblak claimed (but their proof has a GAP) that this upper bound is in fact the exact value. The goal of this paper is to begin the study of the commuting graph of the symmetric inverse semigroup $\mi(X)$. We calculate the clique number of $\cg(\mi(X))$, the diameters of the commuting graphs of the proper ideals of $\mi(X)$, and the diameter of $\cg(\mi(X))$ when $|X|$ is even or a power of an odd prime. We show that when $|X|$ is odd and divisible by at least two primes, then the diameter of $\cg(\mi(X))$ is either 4 or 5. In the process, we obtain several results about semigroups, such as a description of all commutative subsemigroups of $\mi(X)$ of maximum order, and analogous results for commutative inverse and commutative nilpotent subsemigroups of $\mi(X)$. The paper closes with a number of problems for experts in combinatorics and in group or semigroup theory.

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Groups Synchronizing a Transformation of Non-Uniform Kernel

This paper concerns the general problem of classifying the finite deterministic automata that admit a synchronizing (or reset) word. (For our purposes it is irrelevant if the automata has initial or final states.) Our departure point is the study of the transition semigroup associated to the automaton, taking advantage of the enormous and very deep progresses made during the last decades on the theory of permutation groups, their geometry and their combinatorial structure. Let $X$ be a finite set. We say that a primitive group $G$ on $X$ is {\em synchronizing} if $G$ together with any non-invertible map on $X$ generates a constant map. It is known (by some recent results proved by P. M. Neumann) that for some primitive groups $G$ and for some singular transformations $t$ of uniform kernel (that is, all blocks have the same number of elements), the semigroup $< G,t>$ does not generate a constant map. Therefore the following concept is very natural: a primitive group $G$ on $X$ is said to be {\em almost synchronizing} if $G$ together with any map of non-uniform kernel generates a constant map. In this paper we use two different methods to provide several infinite families of groups that are not synchronizing, but are almost synchronizing. The paper ends with a number of problems on synchronization likely to attract the attention of experts in computer science, combinatorics and geometry, groups and semigroups, linear algebra and matrix theory.

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Idempotent Generated Endomorphisms of an Independence Algebra

The aim of this note is to give a direct proof for the following result proved by Fountain and Lewin: {\em Let $\alg$ be an independence algebra of finite rank and let $a$ be a singular endomorphism of $\alg $. Then $a=e_1... e_n$ where $e^2_i=e_i$ and $rank(a)=rank(e_i)$.}

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On idempotent generated semigroups

We provide short and direct proofs for some classical theorems proved by Howie, Levi and McFadden concerning idempotent generated semigroups of transformations on a finite set.

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The Largest Subsemilattices of the Semigroup of Transformations on a Finite Set

Let T(X) be the semigroup of full transformations on a finite set X with n elements. We prove that every subsemilattice of T(X) has at most 2^{n-1} elements and that there are precisely n subsemilattices of size exactly 2^{n-1}, each isomorphic to the semilattice of idempotents of the symmetric inverse semigroup on a set with n-1 elements.

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