arXiv subjects

Joe Giacalone

Publications and source records attributed to Joe Giacalone.

At least 19 recordsLinked to original sources

arXiv2026

Energetic Particle Acceleration and Transport: Interplanetary Coronal Mass Ejections and Shocks

Solar Energetic Particles from suprathermal (few keV) up to relativistic (few GeV) energies constitute an important contributor to the characterization of the space environment. Emitted from the Sun they are associated with solar flares and shock waves driven by Coronal Mass Ejections. This review presents important recent results of the study of Interplanetary CMEs and shocks in relation to energetic particle acceleration and transport, taking advantage of multi-point, multi-instrument observations available by a fleet of spacecraft in the heliosphere. In particular, the Solar Orbiter and Parker Solar Probe pioneering missions providing unprecedented measurements of energetic particles in the near-Sun environment offer promising insights into several unresolved questions particularly regarding the mechanisms responsible for the acceleration and transport of energetic particles in the heliosphere and their relative contributions.

astro-ph.SR↗

arXiv2026

Probing Solar Wind Structures with Solar Energetic Particle Observations from Solar Orbiter

The propagation of solar energetic particles (SEPs) through the heliosphere is primarily guided by the interplanetary magnetic field (IMF) which is embedded in the solar wind plasma. Large-scale IMF structures can drive transient variations in SEP intensities. Using Solar Orbiter observations, we identify a distinct class of SEP variations: SEP flux deflections (SFDs), which are commonly detected in SEP events and frequently recur multiple times within a single event. SFDs are characterized by a sudden change in SEP flux directions where the intensities drop in one direction and increase in another direction, without a significant net change in total flux magnitude. These deflections occur dispersionlessly across a broad energy range-from tens of keV to over 100 MeV-and exhibit steep intensity gradients. SFDs are typically associated with magnetic flux tubes with boundary features consistent with tangential discontinuities. We further show that the solar wind inside these structures exhibits distinct plasma properties, and that the SEP streaming direction within SFDs aligns closely to the flux-tube axis. These observations suggest that magnetic flux tubes are a prevalent structural element of the solar wind, and demonstrate that SEPs can serve as an effective diagnostic tool for probing the topology and dynamics of solar wind structures.

astro-ph.SR↗

arXiv2026

Energy Evolution from the Chromosphere to the Heliosphere in the 2021 October 28 Solar Eruption

We perform a detailed study of the energetics for a well-observed solar eruption and flare that occurred on 28 October 2021. This event included a GOES class X1.0 flare, a global EUV wave, and a coronal mass ejection that reached speeds of >2000 km/s. The event was observed from a variety of spacecraft in NASA's Heliophysics System Observatory, including multiple missions near Earth, STEREO-A off the Sun-Earth line, and Solar Orbiter, near the Sun-Earth line at about 0.8 au. Using remote sensing, in situ observations, and in some cases scaling laws based on previous observations, we characterize the following quantities: free magnetic energy, energy in non-thermal electrons, energy in non-thermal ions, bolometric energy, energy deposited in the chromosphere, thermal energy radiated in the flare loops, energy dissipated by the EUV wave, CME kinetic and gravitational potential energy, CME energy flux in the heliosphere, and the energy partition in the CME shock. We find that the total energy released during the event is consistent with estimates of the pre-event stored magnetic energy, and the CME kinetic + potential energy dominates the energy partition.

astro-ph.SR↗

arXiv2026

Increased and Varied Radiation during the Sun's Encounters with Cold Clouds in the last 10 million years

Recent research raises the possibility that 3 and 7 million years ago, the Sun encountered massive clouds that shrank the heliosphere--the solar cocoon protecting our solar system--exposing Earth to its interstellar environment, in agreement with geological evidence from 60Fe and 244Pu isotopes. Here we show that during such encounters Earth was exposed to increased radiation in the form of high-energy particles. During periods of Earth's immersion in the heliosphere, it received particle radiation that we name Heliospheric Energetic Particles (HEPs). The intensity of < 10 MeV protons was at least an order of magnitude more intense than today's most extreme solar energetic particle (SEP) events. SEPs today last minutes to hours, but HEP exposure then lasted for extensive periods of several months, making it a prolonged external driver. During Earth's excursion outside the heliosphere, it was exposed to a galactic cosmic ray radiation with the intensity of < 1 GeV protons at least an order of magnitude more intense than today. Therefore, the space surrounding Earth was permeated by a variable high-energy radiation. We discuss the implications for Earth's climate and biodiversity.

astro-ph.EP↗

arXiv2026

Cosmogenic 10Be as a Tracer for Recent Heliospheric Encounters with Interstellar Cold Clouds

Recent works suggest there are periods when the Sun encountered massive interstellar cold clouds which compressed the heliosphere to within Earth's orbit, exposing Earth to interstellar galactic cosmic rays and energetic particles of heliospheric origin. We model 10bE production in Earth's atmosphere during possible interstellar cloud encounters and supernovae. We find that, if the heliosphere is compressed to 0.2 AU (r_TS=0.12 AU), the 10Be production rate is elevated 9x above the background. To be distinguished in marine sediments (iron-manganese crusts) beyond terrestrial variability, this signal must be sustained for >0.01 Myr (>0.5 Myr). A 0.7 AU (r_TS=0.4 AU) compression increases the 10Be production rate 3x above the background, which may be detectable if the event lasts >1 Myr. We find that the 10Be peak observed by Koll et al. (2025) 10 Ma is too prolonged to be produced by a supernova, but could be attributed to an interstellar cloud crossing.

astro-ph.EP↗

arXiv2025

Variability in energetic particle observations at strong interplanetary shocks: Multi-spacecraft observations

Context. Interplanetary (IP) shock waves offer an unparalleled opportunity to directly study the elusive mechanisms of particle acceleration that are pervasive in our Universe. Novel spacecraft missions, orbiting poorly-explored regions of the heliosphere, opened a new observational window on particle acceleration at IP shocks that is relevant to space and astrophysical plasmas. Aims. We address shock variability and its effects on the production of accelerated particles at different energies. We leveraged three different missions that directly observed a strong IP shock in a range of separations that cannot be achieved with a single mission. We linked spatial shock irregularities and evolutionary effects to the observed energetic particle responses in the shock passage at the three different heliospheric vantage points. Methods. We exploited direct observations of magnetic field, plasma, and energetic particle fluxes from the Wind and ACE missions at 1 AU and from the Solar Orbiter spacecraft. They are well-aligned radially at 0.8 AU. We devised a new technique based on the cross-correlation of energetic particle profiles to quantitatively address the variability in the characteristics of energetic particles at different points in space and time. Results. We show that ions with different energies respond differently to the shock passage in the range of observer separations 0.02 - 0.2 AU we explored. The shape and behavior of high-energy (> 0.5 MeV) particle profiles vary between the 0.8 and 1 AU observations, and we suggest that this is caused by shock-evolution, in which high-energy particles are produced less efficiently at 1 AU than at 0.8. Finally, we show that shock and ambient spatial irregularities that are observed throughout the event modulate the energetic particle responses at different energies.

physics.space-ph↗

arXiv2025

Solar disk gamma-rays emission via synthetic magnetic field from photosphere to low corona

Gamma-ray emission in the GeV-TeV range from the solar disk is likely to arise from collisions of galactic cosmic rays (GCRs) with solar atmospheric plasma. In a previous study, we demonstrated that closed turbulent magnetic arcades trap efficiently GCRs leading to a gamma-ray flux consistent with the Fermi-HAWC observations (from $\sim 0.1$ GeV to $\sim 1$ TeV). Here, we model a synthetic magnetic field with a static, laminar structure of open field lines in the chromosphere increasingly braiding near the solar surface, with a scale height of $\sim 10^{-2} R_\odot$. The height-dependent increase in magnetic field line braiding is modulated by an exponential scalar function, mimicking the bending of the photo- and chromo-spheric magnetic field revealed by polarimetric observations and reproduced by MHD simulations. Employing 3D test-particle numerical simulations, we investigate how distorted magnetic field lines affect the gamma-rays production by injecting GeV-TeV protons into both magnetically laminar and braided regions. We find that with the chosen spatial resolution this synthetic magnetic field can account for the $> 10$ GeV gamma-ray spectrum observed by Fermi-LAT/HAWC. A rebrightening between approximately $30$ and $100$ GeV (following a $\sim 30$ GeV spectral dip), suggests an enhanced confinement within the photo-/chromospheric layer by a stronger braiding.

astro-ph.HE↗

arXiv2025

Evidence of Time-Dependent Diffusive Shock Acceleration in the 2022 September 5 Solar Energetic Particle Event

On 2022 September 5, a large solar energetic particle (SEP) event was detected by Parker Solar Probe (PSP) and Solar Orbiter (SolO), at heliocentric distances of 0.07 and 0.71 au, respectively. PSP observed an unusual velocity-dispersion signature: particles below $\sim$1 MeV exhibited a normal velocity dispersion, while higher-energy particles displayed an inverse velocity arrival feature, with the most energetic particles arriving later than those at lower energies. The maximum energy increased from about 20-30 MeV upstream to over 60 MeV downstream of the shock. The arrival of SEPs at PSP was significantly delayed relative to the expected onset of the eruption. In contrast, SolO detected a typical large SEP event characterized by a regular velocity dispersion at all energies up to 100 MeV. To understand these features, we simulate particle acceleration and transport from the shock to the observers with our newly developed SEP model - Particle ARizona and MIchigan Solver on Advected Nodes (PARMISAN). Our results reveal that the inverse velocity arrival and delayed particle onset detected by PSP originate from the time-dependent diffusive shock acceleration processes. After shock passage, PSP's magnetic connectivity gradually shifted due to its high velocity near perihelion, detecting high-energy SEPs streaming sunward. Conversely, SolO maintained a stable magnetic connection to the strong shock region where efficient acceleration was achieved. These results underscore the importance of spatial and temporal dependence in SEP acceleration at interplanetary shocks, and provide new insights to understand SEP variations in the inner heliosphere.

astro-ph.SR↗

arXiv2024

Role of magnetic arcades in explaining the puzzle of the gamma-ray emission from the solar disk

The interpretation of gamma-ray emission originating from the solar disk ($0.5^\circ$ in angular size) as due to the interaction of Galactic Cosmic Rays (GCRs) with the solar atmosphere has remained a central challenge in solar physics. After the seminal work by Seckel, Stanev, and Gaisser (SSG91) based on GCRs magnetic mirroring, discrepancies between models and observations persist, indicating the need for a novel approach. The present work focuses on exploring the impact of a closed magnetic field geometry in the low photosphere on the observed gamma-ray flux. We track numerically with the PLUTO code the trajectories of test-particle protons within a static $\sim 20$ Mm scale height magnetic arcade adjacent to jets. By making use of numerical vertical density profiles we inject particles at distinct chromospheric/photospheric altitudes, mimicking the migration of GCRs from neighboring flux tubes into closed arcades. Remarkably, our model reproduces a flat gamma-ray spectrum below $\sim 33$ GeV, a nearly-isotropic emission at $\sim 10$ GeV, both consistent with Fermi-LAT observations, and a near-limb emission at $\sim 1$ TeV. Our model can also reproduce the flux-drop detected by HAWC ($\sim 1$ TeV). Finally, we argue that the spectral dip observed at $\sim$ 40 GeV may result from the flux suppression at low energy due to the cross-field diffusion, which would produce a cutoff. These findings underscore the pivotal role of closed magnetic field structures in shaping the solar disk gamma-ray emission.

astro-ph.HE↗

arXiv2024

Parallel Diffusion Coefficient of Energetic Charged Particles in the Inner Heliosphere from the Turbulent Magnetic Fields Measured by Parker Solar Probe

Diffusion coefficients of energetic charged particles in turbulent magnetic fields are a fundamental aspect of diffusive transport theory but remain incompletely understood. In this work, we use quasi-linear theory to evaluate the spatial variation of the parallel diffusion coefficient $\kappa_\parallel$ from the measured magnetic turbulence power spectra in the inner heliosphere. We consider the magnetic field and plasma velocity measurements from Parker Solar Probe made during Orbits 5-13. The parallel diffusion coefficient is calculated as a function of radial distance from 0.062 to 0.8 AU, and the particle energy from 100 keV to 1GeV. We find that $\kappa_\parallel$ increases exponentially with both heliocentric distance and energy of particles. The fluctuations in $\kappa_\parallel$ are related to the episodes of large-scale magnetic structures in the solar wind. By fitting the results, we also provide an empirical formula of $\kappa_{\parallel}=(5.16\pm1.22) \times 10^{18} \: r^{1.17\pm0.08} \: E^{0.71\pm 0.02} \; (cm^2/s)$ in the inner heliosphere which can be used as a reference in studying the transport and acceleration of solar energetic particles as well as the modulation of cosmic rays.

astro-ph.SR↗

arXiv2024

Flat Spectra of Energetic Particles in Interplanetary Shock Precursors

The observed energy spectra of accelerated particles at interplanetary shocks often do not match the diffusive shock acceleration (DSA) theory predictions. In some cases, the particle flux forms a plateau over a wide range of energies, extending upstream of the shock for up to seven flux's e-folds before submerging into the background spectrum. Remarkably, at and behind the shock that we have studied in detail, the flux falls off in energy as $\epsilon^{-1}$, consistent with the DSA prediction for a strong shock. The upstream plateau suggests a different particle transport mechanism than those traditionally employed in DSA models. We show that a standard (linear) DSA solution based on a widely accepted diffusive particle transport with an underlying resonant wave-particle interaction is inconsistent with the plateau in the particle flux. To resolve this contradiction, we modify the DSA theory in two ways. First, we include a dependence of the particle diffusivity $\kappa$ on the particle flux $F$ (nonlinear particle transport). Second, we invoke short-scale magnetic perturbations that are self-consistently generated by, but not resonant with, accelerated particles. They lead to the particle diffusivity increasing with the particle energy as $\propto\epsilon^{3/2}$ that simultaneously decreases with the particle flux as $1/F$. The combination of these two trends results in the flat spectrum upstream.

astro-ph.HE↗

arXiv2023

Irregular proton injection to high energies at interplanetary shocks

How thermal particles are accelerated to suprathermal energies is an unsolved issue, crucial for many astrophysical systems. We report novel observations of irregular, dispersive enhancements of the suprathermal particle population upstream of a high-Mach number interplanetary shock. We interpret the observed behavior as irregular "injections" of suprathermal particles resulting from shock front irregularities. Our findings, directly compared to self-consistent simulation results, provide important insights for the study of remote astrophysical systems where shock structuring is often neglected.

physics.space-ph↗

arXiv2023

Effects of Coronal Magnetic Field Configuration on Particle Acceleration and Release during the Ground Level Enhancement Events in Solar Cycle 24

Ground level enhancements (GLEs) are extreme solar energetic particle (SEP) events that are of particular importance in space weather. In solar cycle 24, two GLEs were recorded on 2012 May 17 (GLE 71) and 2017 September 10 (GLE 72), respectively, by a range of advanced modern instruments. Here we conduct a comparative analysis of the two events by focusing on the effects of large-scale magnetic field configuration near active regions on particle acceleration and release. Although the active regions both located near the western limb, temporal variations of SEP intensities and energy spectra measured in-situ display different behaviors at early stages. By combining a potential field model, we find the CME in GLE 71 originated below the streamer belt, while in GLE 72 near the edge of the streamer belt. We reconstruct the CME shock fronts with an ellipsoid model based on nearly simultaneous coronagraph images from multi-viewpoints, and further derive the 3D shock geometry at the GLE onset. The highest-energy particles are primarily accelerated in the shock-streamer interaction regions, i.e., likely at the nose of the shock in GLE 71 and the eastern flank in GLE 72, due to quasi-perpendicular shock geometry and confinement of closed fields. Subsequently, they are released to the field lines connecting to near-Earth spacecraft when the shocks move through the streamer cusp region. This suggests that magnetic structures in the corona, especially shock-streamer interactions, may have played an important role in the acceleration and release of the highest-energy particles in the two events.

astro-ph.SR↗

arXiv2023

Interpretation of flat energy spectra upstream of fast interplanetary shocks

Interplanetary shocks are large-scale heliospheric structures often caused by eruptive phenomena at the Sun, and represent one of the main sources of energetic particles. Several interplanetary shock crossings by spacecraft at $1$ AU have revealed enhanced energetic-ion fluxes that extend far upstream of the shock. Surprisingly, in some shock events, ion fluxes with energies between $100$ keV and about $2$ MeV acquire similar values (which we refer to as ``overlapped'' fluxes), corresponding to flat energy spectra in that range. In contrast, closer to the shock, the fluxes are observed to depend on energy. In this work, we analyze three interplanetary shock-related energetic particle events observed by the Advanced Composition Explorer spacecraft where flat ion energy spectra were observed upstream of the shock. We interpret these observations via a velocity filter mechanism for particles in a given energy range. This reveals that low energy particles tend to be confined to the shock front and cannot easily propagate upstream, while high energy particles can. The velocity filter mechanism has been corroborated from observations of particle flux anisotropy by the Solid-State Telescope of Wind/3DP.

astro-ph.SR↗

arXiv2022

Electrostatic Plasma wave excitations at the interplanetary shocks

Over the last few decades, different types of plasma waves (e.g., the ion acoustic waves (IAWs), electrostatic solitary waves (ESWs), upper/lower hybrid waves, the Langmuir waves etc.) have been observed in the upstream, downstream and ramp regions of the collisionless interplanetary (IP) shocks. These waves appear as short duration (only a few milliseconds at 1 au) electric field signatures in the in-situ measurements, with typical frequencies $\sim1-10$ kHz. A number of IAW features at the IP shocks seem to be unexplained by kinetic models and requires a new modeling effort. Thus, this paper is dedicated to bridge this gap. In this paper, we model the linear IAWs inside the shock ramp, by devising a novel linearization method of the two-fluid magnetohydrodynamic equations with spatially dependent shock parameters. It is found that, for parallel propagating waves, the linear dispersion relation leads to a finite growth rate dependent on the the shock density compression ratio, as Wind data suggest. Further analysis reveals that the wave frequency grows towards the downstream within the shock ramp, and the wave growth rate is independent of the electron-to-ion temperature ratio, as Magnetospheric Multiscale (MMS) in-situ measurements suggest, and uniform within the shock ramp. Thus, this study help understand the characteristics of the IAWs at the collisionless IP shocks.

physics.plasm-ph↗

arXiv2022

Numerical Modeling of Energetic Electron Acceleration, Transport, and Emission in Solar Flares: Connecting Loop-top and Footpoint Hard X-Ray Sources

The acceleration and transport of energetic electrons during solar flares is one of the outstanding topics in solar physics. Recent X-ray and radio imaging and spectroscopy observations have provided diagnostics of the distribution of nonthermal electrons and suggested that, in certain flare events, electrons are primarily accelerated in the loop-top and likely experience trapping and/or scattering effects. By combining the focused particle transport equation with magnetohydrodynamic (MHD) simulations of solar flares, we present a macroscopic particle model that naturally incorporates electron acceleration and transport. Our simulation results indicate that the physical processes such as turbulent pitch-angle scattering can have important impacts on both electron acceleration in the loop-top and transport in the flare loop, and their influences are highly energy dependent. A spatial-dependent turbulent scattering with enhancement in the loop-top can enable both efficient electron acceleration to high energies and transport of abundant electrons to the footpoints. We further generate spatially resolved synthetic hard X-ray (HXR) emission images and spectra, revealing both the loop-top and footpoint HXR sources. Similar to the observations, we show that the footpoint HXR sources are brighter and harder than the loop-top HXR source. We suggest that the macroscopic particle model provides new insights into understanding the connection between the observed loop-top and footpoint nonthermal emission sources by combining the particle model with dynamically evolving MHD simulations of solar flares.

astro-ph.SR↗

arXiv2022

Solar Energetic Particle Acceleration at a Spherical Shock with the Shock Normal Angle $\theta_{B_n}$ Evolving in Space and Time

We present a 2D kinematic model to study the acceleration of solar energetic particles (SEPs) at a shock driven by a coronal mass ejection. The shock is assumed to be spherical about an origin that is offset from the center of the Sun. This leads to a spatial and temporal evolution of the angle between the magnetic field and shock normal direction ($\theta_{Bn}$) as it propagates through the Parker spiral magnetic field from the lower corona to 1 AU. We find that the high-energy SEP intensity varies significantly along the shock front due to the evolution of $\theta_{Bn}$. Generally, the west flank of the shock preferentially accelerates particles to high energies compared to the east flank and shock nose. This can be understood in terms of the rate of acceleration, which is higher at the west flank. Double power-law energy spectra are reproduced in our model as a consequence of the local acceleration and transport effects. These results will help better understand the evolution of SEP acceleration and provide new insights into large SEP events observed by multi-spacecraft, especially those close to the Sun, such as Parker Solar Probe and Solar Orbiter.

astro-ph.SR↗

arXiv2022

Advancing Theory and Modeling Efforts in Heliophysics

Heliophysics theory and modeling build understanding from fundamental principles to motivate, interpret, and predict observations. Together with observational analysis, they constitute a comprehensive scientific program in heliophysics. As observations and data analysis become increasingly detailed, it is critical that theory and modeling develop more quantitative predictions and iterate with observations. Advanced theory and modeling can inspire and greatly improve the design of new instruments and increase their chance of success. In addition, in order to build physics-based space weather forecast models, it is important to keep developing and testing new theories, and maintaining constant communications with theory and modeling. Maintaining a sustainable effort in theory and modeling is critically important to heliophysics. We recommend that all funding agencies join forces and consider expanding current and creating new theory and modeling programs--especially, 1. NASA should restore the HTMS program to its original support level to meet the critical needs of heliophysics science; 2. a Strategic Research Model program needs to be created to support model development for next-generation basic research codes; 3. new programs must be created for addressing mission-critical theory and modeling needs; and 4. enhanced programs are urgently required for training the next generation of theorists and modelers.

astro-ph.IM↗