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Kang Wei

Publications and source records attributed to Kang Wei.

At least 37 records · Page 2Linked to original sources

Robust Model Aggregation for Heterogeneous Federated Learning: Analysis and Optimizations

Conventional synchronous federated learning (SFL) frameworks suffer from performance degradation in heterogeneous systems due to imbalanced local data size and diverse computing power on the client side. To address this problem, asynchronous FL (AFL) and semi-asynchronous FL have been proposed to recover the performance loss by allowing asynchronous aggregation. However, asynchronous aggregation incurs a new problem of inconsistency between local updates and global updates. Motivated by the issues of conventional SFL and AFL, we first propose a time-driven SFL (T-SFL) framework for heterogeneous systems. The core idea of T-SFL is that the server aggregates the models from different clients, each with varying numbers of iterations, at regular time intervals. To evaluate the learning performance of T-SFL, we provide an upper bound on the global loss function. Further, we optimize the aggregation weights to minimize the developed upper bound. Then, we develop a discriminative model selection (DMS) algorithm that removes local models from clients whose number of iterations falls below a predetermined threshold. In particular, this algorithm ensures that each client's aggregation weight accurately reflects its true contribution to the global model update, thereby improving the efficiency and robustness of the system. To validate the effectiveness of T-SFL with the DMS algorithm, we conduct extensive experiments using several popular datasets including MNIST, Cifar-10, Fashion-MNIST, and SVHN. The experimental results demonstrate that T-SFL with the DMS algorithm can reduce the latency of conventional SFL by 50\%, while achieving an average 3\% improvement in learning accuracy over state-of-the-art AFL algorithms.

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Deploying Graph Neural Networks in Wireless Networks: A Link Stability Viewpoint

As an emerging artificial intelligence technology, graph neural networks (GNNs) have exhibited promising performance across a wide range of graph-related applications. However, information exchanges among neighbor nodes in GNN pose new challenges in the resource-constrained scenario, especially in wireless systems. In practical wireless systems, the communication links among nodes are usually unreliable due to wireless fading and receiver noise, consequently resulting in performance degradation of GNNs. To improve the learning performance of GNNs, we aim to maximize the number of long-term average (LTA) communication links by the optimized power control under energy consumption constraints. Using the Lyapunov optimization method, we first transform the intractable long-term problem into a deterministic problem in each time slot by converting the long-term energy constraints into the objective function. In spite of this non-convex combinatorial optimization problem, we address this problem via equivalently solving a sequence of convex feasibility problems together with a greedy based solver. Simulation results demonstrate the superiority of our proposed scheme over the baselines.

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Dual Expert Distillation Network for Generalized Zero-Shot Learning

Zero-shot learning has consistently yielded remarkable progress via modeling nuanced one-to-one visual-attribute correlation. Existing studies resort to refining a uniform mapping function to align and correlate the sample regions and subattributes, ignoring two crucial issues: 1) the inherent asymmetry of attributes; and 2) the unutilized channel information. This paper addresses these issues by introducing a simple yet effective approach, dubbed Dual Expert Distillation Network (DEDN), where two experts are dedicated to coarse- and fine-grained visual-attribute modeling, respectively. Concretely, one coarse expert, namely cExp, has a complete perceptual scope to coordinate visual-attribute similarity metrics across dimensions, and moreover, another fine expert, namely fExp, consists of multiple specialized subnetworks, each corresponds to an exclusive set of attributes. Two experts cooperatively distill from each other to reach a mutual agreement during training. Meanwhile, we further equip DEDN with a newly designed backbone network, i.e., Dual Attention Network (DAN), which incorporates both region and channel attention information to fully exploit and leverage visual semantic knowledge. Experiments on various benchmark datasets indicate a new state-of-the-art.

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Energy-Efficient Wireless Federated Learning via Doubly Adaptive Quantization

Federated learning (FL) has been recognized as a viable distributed learning paradigm for training a machine learning model across distributed clients without uploading raw data. However, FL in wireless networks still faces two major challenges, i.e., large communication overhead and high energy consumption, which are exacerbated by client heterogeneity in dataset sizes and wireless channels. While model quantization is effective for energy reduction, existing works ignore adapting quantization to heterogeneous clients and FL convergence. To address these challenges, this paper develops an energy optimization problem of jointly designing quantization levels, scheduling clients, allocating channels, and controlling computation frequencies (QCCF) in wireless FL. Specifically, we derive an upper bound identifying the influence of client scheduling and quantization errors on FL convergence. Under the longterm convergence constraints and wireless constraints, the problem is established and transformed into an instantaneous problem with Lyapunov optimization. Solving Karush-Kuhn-Tucker conditions, our closed-form solution indicates that the doubly adaptive quantization level rises with the training process and correlates negatively with dataset sizes. Experiment results validate our theoretical results, showing that QCCF consumes less energy with faster convergence compared with state-of-the-art baselines.

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Design of Two-Level Incentive Mechanisms for Hierarchical Federated Learning

Hierarchical Federated Learning (HFL) is a distributed machine learning paradigm tailored for multi-tiered computation architectures, which supports massive access of devices' models simultaneously. To enable efficient HFL, it is crucial to design suitable incentive mechanisms to ensure that devices actively participate in local training. However, there are few studies on incentive mechanism design for HFL. In this paper, we design two-level incentive mechanisms for the HFL with a two-tiered computing structure to encourage the participation of entities in each tier in the HFL training. In the lower-level game, we propose a coalition formation game to joint optimize the edge association and bandwidth allocation problem, and obtain efficient coalition partitions by the proposed preference rule, which can be proven to be stable by exact potential game. In the upper-level game, we design the Stackelberg game algorithm, which not only determines the optimal number of edge aggregations for edge servers to maximize their utility, but also optimize the unit reward provided for the edge aggregation performance to ensure the interests of cloud servers. Furthermore, numerical results indicate that the proposed algorithms can achieve better performance than the benchmark schemes.

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Gradient Sparsification for Efficient Wireless Federated Learning with Differential Privacy

Federated learning (FL) enables distributed clients to collaboratively train a machine learning model without sharing raw data with each other. However, it suffers the leakage of private information from uploading models. In addition, as the model size grows, the training latency increases due to limited transmission bandwidth and the model performance degrades while using differential privacy (DP) protection. In this paper, we propose a gradient sparsification empowered FL framework over wireless channels, in order to improve training efficiency without sacrificing convergence performance. Specifically, we first design a random sparsification algorithm to retain a fraction of the gradient elements in each client's local training, thereby mitigating the performance degradation induced by DP and and reducing the number of transmission parameters over wireless channels. Then, we analyze the convergence bound of the proposed algorithm, by modeling a non-convex FL problem. Next, we formulate a time-sequential stochastic optimization problem for minimizing the developed convergence bound, under the constraints of transmit power, the average transmitting delay, as well as the client's DP requirement. Utilizing the Lyapunov drift-plus-penalty framework, we develop an analytical solution to the optimization problem. Extensive experiments have been implemented on three real life datasets to demonstrate the effectiveness of our proposed algorithm. We show that our proposed algorithms can fully exploit the interworking between communication and computation to outperform the baselines, i.e., random scheduling, round robin and delay-minimization algorithms.

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Attribute-Aware Representation Rectification for Generalized Zero-Shot Learning

Generalized Zero-shot Learning (GZSL) has yielded remarkable performance by designing a series of unbiased visual-semantics mappings, wherein, the precision relies heavily on the completeness of extracted visual features from both seen and unseen classes. However, as a common practice in GZSL, the pre-trained feature extractor may easily exhibit difficulty in capturing domain-specific traits of the downstream tasks/datasets to provide fine-grained discriminative features, i.e., domain bias, which hinders the overall recognition performance, especially for unseen classes. Recent studies partially address this issue by fine-tuning feature extractors, while may inevitably incur catastrophic forgetting and overfitting issues. In this paper, we propose a simple yet effective Attribute-Aware Representation Rectification framework for GZSL, dubbed $\mathbf{(AR)^{2}}$, to adaptively rectify the feature extractor to learn novel features while keeping original valuable features. Specifically, our method consists of two key components, i.e., Unseen-Aware Distillation (UAD) and Attribute-Guided Learning (AGL). During training, UAD exploits the prior knowledge of attribute texts that are shared by both seen/unseen classes with attention mechanisms to detect and maintain unseen class-sensitive visual features in a targeted manner, and meanwhile, AGL aims to steer the model to focus on valuable features and suppress them to fit noisy elements in the seen classes by attribute-guided representation learning. Extensive experiments on various benchmark datasets demonstrate the effectiveness of our method.

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Federated Meta-Learning for Few-Shot Fault Diagnosis with Representation Encoding

Deep learning-based fault diagnosis (FD) approaches require a large amount of training data, which are difficult to obtain since they are located across different entities. Federated learning (FL) enables multiple clients to collaboratively train a shared model with data privacy guaranteed. However, the domain discrepancy and data scarcity problems among clients deteriorate the performance of the global FL model. To tackle these issues, we propose a novel framework called representation encoding-based federated meta-learning (REFML) for few-shot FD. First, a novel training strategy based on representation encoding and meta-learning is developed. It harnesses the inherent heterogeneity among training clients, effectively transforming it into an advantage for out-of-distribution generalization on unseen working conditions or equipment types. Additionally, an adaptive interpolation method that calculates the optimal combination of local and global models as the initialization of local training is proposed. This helps to further utilize local information to mitigate the negative effects of domain discrepancy. As a result, high diagnostic accuracy can be achieved on unseen working conditions or equipment types with limited training data. Compared with the state-of-the-art methods, such as FedProx, the proposed REFML framework achieves an increase in accuracy by 2.17%-6.50% when tested on unseen working conditions of the same equipment type and 13.44%-18.33% when tested on totally unseen equipment types, respectively.

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Trusted AI in Multi-agent Systems: An Overview of Privacy and Security for Distributed Learning

Motivated by the advancing computational capacity of distributed end-user equipments (UEs), as well as the increasing concerns about sharing private data, there has been considerable recent interest in machine learning (ML) and artificial intelligence (AI) that can be processed on on distributed UEs. Specifically, in this paradigm, parts of an ML process are outsourced to multiple distributed UEs, and then the processed ML information is aggregated on a certain level at a central server, which turns a centralized ML process into a distributed one, and brings about significant benefits. However, this new distributed ML paradigm raises new risks of privacy and security issues. In this paper, we provide a survey of the emerging security and privacy risks of distributed ML from a unique perspective of information exchange levels, which are defined according to the key steps of an ML process, i.e.: i) the level of preprocessed data, ii) the level of learning models, iii) the level of extracted knowledge and, iv) the level of intermediate results. We explore and analyze the potential of threats for each information exchange level based on an overview of the current state-of-the-art attack mechanisms, and then discuss the possible defense methods against such threats. Finally, we complete the survey by providing an outlook on the challenges and possible directions for future research in this critical area.

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Analysis and Optimization of Wireless Federated Learning with Data Heterogeneity

With the rapid proliferation of smart mobile devices, federated learning (FL) has been widely considered for application in wireless networks for distributed model training. However, data heterogeneity, e.g., non-independently identically distributions and different sizes of training data among clients, poses major challenges to wireless FL. Limited communication resources complicate the implementation of fair scheduling which is required for training on heterogeneous data, and further deteriorate the overall performance. To address this issue, this paper focuses on performance analysis and optimization for wireless FL, considering data heterogeneity, combined with wireless resource allocation. Specifically, we first develop a closed-form expression for an upper bound on the FL loss function, with a particular emphasis on data heterogeneity described by a dataset size vector and a data divergence vector. Then we formulate the loss function minimization problem, under constraints on long-term energy consumption and latency, and jointly optimize client scheduling, resource allocation, and the number of local training epochs (CRE). Next, via the Lyapunov drift technique, we transform the CRE optimization problem into a series of tractable problems. Extensive experiments on real-world datasets demonstrate that the proposed algorithm outperforms other benchmarks in terms of the learning accuracy and energy consumption.

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Make Landscape Flatter in Differentially Private Federated Learning

To defend the inference attacks and mitigate the sensitive information leakages in Federated Learning (FL), client-level Differentially Private FL (DPFL) is the de-facto standard for privacy protection by clipping local updates and adding random noise. However, existing DPFL methods tend to make a sharper loss landscape and have poorer weight perturbation robustness, resulting in severe performance degradation. To alleviate these issues, we propose a novel DPFL algorithm named DP-FedSAM, which leverages gradient perturbation to mitigate the negative impact of DP. Specifically, DP-FedSAM integrates Sharpness Aware Minimization (SAM) optimizer to generate local flatness models with better stability and weight perturbation robustness, which results in the small norm of local updates and robustness to DP noise, thereby improving the performance. From the theoretical perspective, we analyze in detail how DP-FedSAM mitigates the performance degradation induced by DP. Meanwhile, we give rigorous privacy guarantees with Rényi DP and present the sensitivity analysis of local updates. At last, we empirically confirm that our algorithm achieves state-of-the-art (SOTA) performance compared with existing SOTA baselines in DPFL. Code is available at https://github.com/YMJS-Irfan/DP-FedSAM

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Improving the Model Consistency of Decentralized Federated Learning

To mitigate the privacy leakages and communication burdens of Federated Learning (FL), decentralized FL (DFL) discards the central server and each client only communicates with its neighbors in a decentralized communication network. However, existing DFL suffers from high inconsistency among local clients, which results in severe distribution shift and inferior performance compared with centralized FL (CFL), especially on heterogeneous data or sparse communication topology. To alleviate this issue, we propose two DFL algorithms named DFedSAM and DFedSAM-MGS to improve the performance of DFL. Specifically, DFedSAM leverages gradient perturbation to generate local flat models via Sharpness Aware Minimization (SAM), which searches for models with uniformly low loss values. DFedSAM-MGS further boosts DFedSAM by adopting Multiple Gossip Steps (MGS) for better model consistency, which accelerates the aggregation of local flat models and better balances communication complexity and generalization. Theoretically, we present improved convergence rates $\small \mathcal{O}\big(\frac{1}{\sqrt{KT}}+\frac{1}{T}+\frac{1}{K^{1/2}T^{3/2}(1-λ)^2}\big)$ and $\small \mathcal{O}\big(\frac{1}{\sqrt{KT}}+\frac{1}{T}+\frac{λ^Q+1}{K^{1/2}T^{3/2}(1-λ^Q)^2}\big)$ in non-convex setting for DFedSAM and DFedSAM-MGS, respectively, where $1-λ$ is the spectral gap of gossip matrix and $Q$ is the number of MGS. Empirically, our methods can achieve competitive performance compared with CFL methods and outperform existing DFL methods.

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Towards the Flatter Landscape and Better Generalization in Federated Learning under Client-level Differential Privacy

To defend the inference attacks and mitigate the sensitive information leakages in Federated Learning (FL), client-level Differentially Private FL (DPFL) is the de-facto standard for privacy protection by clipping local updates and adding random noise. However, existing DPFL methods tend to make a sharp loss landscape and have poor weight perturbation robustness, resulting in severe performance degradation. To alleviate these issues, we propose a novel DPFL algorithm named DP-FedSAM, which leverages gradient perturbation to mitigate the negative impact of DP. Specifically, DP-FedSAM integrates Sharpness Aware Minimization (SAM) optimizer to generate local flatness models with improved stability and weight perturbation robustness, which results in the small norm of local updates and robustness to DP noise, thereby improving the performance. To further reduce the magnitude of random noise while achieving better performance, we propose DP-FedSAM-$top_k$ by adopting the local update sparsification technique. From the theoretical perspective, we present the convergence analysis to investigate how our algorithms mitigate the performance degradation induced by DP. Meanwhile, we give rigorous privacy guarantees with Rényi DP, the sensitivity analysis of local updates, and generalization analysis. At last, we empirically confirm that our algorithms achieve state-of-the-art (SOTA) performance compared with existing SOTA baselines in DPFL.

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Efficient Federated Learning with Enhanced Privacy via Lottery Ticket Pruning in Edge Computing

Federated learning (FL) is a collaborative learning paradigm for decentralized private data from mobile terminals (MTs). However, it suffers from issues in terms of communication, resource of MTs, and privacy. Existing privacy-preserving FL methods usually adopt the instance-level differential privacy (DP), which provides a rigorous privacy guarantee but with several bottlenecks: severe performance degradation, transmission overhead, and resource constraints of edge devices such as MTs. To overcome these drawbacks, we propose Fed-LTP, an efficient and privacy-enhanced FL framework with \underline{\textbf{L}}ottery \underline{\textbf{T}}icket \underline{\textbf{H}}ypothesis (LTH) and zero-concentrated D\underline{\textbf{P}} (zCDP). It generates a pruned global model on the server side and conducts sparse-to-sparse training from scratch with zCDP on the client side. On the server side, two pruning schemes are proposed: (i) the weight-based pruning (LTH) determines the pruned global model structure; (ii) the iterative pruning further shrinks the size of the pruned model's parameters. Meanwhile, the performance of Fed-LTP is also boosted via model validation based on the Laplace mechanism. On the client side, we use sparse-to-sparse training to solve the resource-constraints issue and provide tighter privacy analysis to reduce the privacy budget. We evaluate the effectiveness of Fed-LTP on several real-world datasets in both independent and identically distributed (IID) and non-IID settings. The results clearly confirm the superiority of Fed-LTP over state-of-the-art (SOTA) methods in communication, computation, and memory efficiencies while realizing a better utility-privacy trade-off.

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Amplitude-Varying Perturbation for Balancing Privacy and Utility in Federated Learning

While preserving the privacy of federated learning (FL), differential privacy (DP) inevitably degrades the utility (i.e., accuracy) of FL due to model perturbations caused by DP noise added to model updates. Existing studies have considered exclusively noise with persistent root-mean-square amplitude and overlooked an opportunity of adjusting the amplitudes to alleviate the adverse effects of the noise. This paper presents a new DP perturbation mechanism with a time-varying noise amplitude to protect the privacy of FL and retain the capability of adjusting the learning performance. Specifically, we propose a geometric series form for the noise amplitude and reveal analytically the dependence of the series on the number of global aggregations and the $(ε,δ)$-DP requirement. We derive an online refinement of the series to prevent FL from premature convergence resulting from excessive perturbation noise. Another important aspect is an upper bound developed for the loss function of a multi-layer perceptron (MLP) trained by FL running the new DP mechanism. Accordingly, the optimal number of global aggregations is obtained, balancing the learning and privacy. Extensive experiments are conducted using MLP, supporting vector machine, and convolutional neural network models on four public datasets. The contribution of the new DP mechanism to the convergence and accuracy of privacy-preserving FL is corroborated, compared to the state-of-the-art Gaussian noise mechanism with a persistent noise amplitude.

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$α$-cluster decay from $^{24}$Mg resonances produced in $^{12}$C($^{16}$O,$^{24}$Mg)$α$ reaction

A transfer reaction and cluster-decay experiment, $^{12}$C($^{16}$O,$^{24}$Mg$\rightarrow$$α$+$^{20}$Ne)$α$, was performed at a beam energy of 96 MeV. Both recoil and decay $α$ particles were detected in coincidence, allowing us to deduce the energy-momentum of a $^{20}$Ne fragment. A number of resonant states of $^{24}$Mg were reconstructed up to an excitation energy of approximately 30 MeV. Owing to the experimentally achieved excellent resolutions of the $Q$-value and excitation-energy spectra, the relative decay widths for each resonant state in $^{24}$Mg to various final states of $^{20}$Ne were extracted, alone with the total decay width. The obtained results provide good testing ground for theoretical descriptions of the multiple clustering configurations in $^{24}$Mg.

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Blockchain Assisted Federated Learning over Wireless Channels: Dynamic Resource Allocation and Client Scheduling

The blockchain technology has been extensively studied to enable distributed and tamper-proof data processing in federated learning (FL). Most existing blockchain assisted FL (BFL) frameworks have employed a third-party blockchain network to decentralize the model aggregation process. However, decentralized model aggregation is vulnerable to pooling and collusion attacks from the third-party blockchain network. Driven by this issue, we propose a novel BFL framework that features the integration of training and mining at the client side. To optimize the learning performance of FL, we propose to maximize the long-term time average (LTA) training data size under a constraint of LTA energy consumption. To this end, we formulate a joint optimization problem of training client selection and resource allocation (i.e., the transmit power and computation frequency at the client side), and solve the long-term mixed integer non-linear programming based on a Lyapunov technique. In particular, the proposed dynamic resource allocation and client scheduling (DRACS) algorithm can achieve a trade-off of [$\mathcal{O}(1/V)$, $\mathcal{O}(\sqrt{V})$] to balance the maximization of the LTA training data size and the minimization of the LTA energy consumption with a control parameter $V$. Our experimental results show that the proposed DRACS algorithm achieves better learning accuracy than benchmark client scheduling strategies with limited time or energy consumption.

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Low-latency Federated Learning with DNN Partition in Distributed Industrial IoT Networks

Federated Learning (FL) empowers Industrial Internet of Things (IIoT) with distributed intelligence of industrial automation thanks to its capability of distributed machine learning without any raw data exchange. However, it is rather challenging for lightweight IIoT devices to perform computation-intensive local model training over large-scale deep neural networks (DNNs). Driven by this issue, we develop a communication-computation efficient FL framework for resource-limited IIoT networks that integrates DNN partition technique into the standard FL mechanism, wherein IIoT devices perform local model training over the bottom layers of the objective DNN, and offload the top layers to the edge gateway side. Considering imbalanced data distribution, we derive the device-specific participation rate to involve the devices with better data distribution in more communication rounds. Upon deriving the device-specific participation rate, we propose to minimize the training delay under the constraints of device-specific participation rate, energy consumption and memory usage. To this end, we formulate a joint optimization problem of device scheduling and resource allocation (i.e. DNN partition point, channel assignment, transmit power, and computation frequency), and solve the long-term min-max mixed integer non-linear programming based on the Lyapunov technique. In particular, the proposed dynamic device scheduling and resource allocation (DDSRA) algorithm can achieve a trade-off to balance the training delay minimization and FL performance. We also provide the FL convergence bound for the DDSRA algorithm with both convex and non-convex settings. Experimental results demonstrate the derived device-specific participation rate in terms of feasibility, and show that the DDSRA algorithm outperforms baselines in terms of test accuracy and convergence time.

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