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Konstantin Batygin

Publications and source records attributed to Konstantin Batygin.

At least 37 records · Page 2Linked to original sources

Determination of Jupiter's Primordial Physical State

The formation and early evolution of Jupiter played a pivotal role in sculpting the large-scale architecture of the solar system, intertwining the narrative of Jovian early years with the broader story of the solar system's origins. The details and chronology of Jupiter's formation, however, remain elusive, primarily due to the inherent uncertainties of accretionary models, highlighting the need for independent constraints. Here we show that by analyzing the dynamics of Jupiter's satellites concurrently with its angular momentum budget, we can infer Jupiter's radius and interior state at the time of proto-solar nebula's dissipation. In particular, our calculations reveal that Jupiter was $2$ to $2.5$ times as large as it is today, 3.8 million years after the formation of the first solids in the solar system. Our model further indicates that young Jupiter possessed a magnetic field of approximately $B_{\rm{J}}^{\dagger} \approx 21$ mT (a factor of $\sim50$ higher than its present-day value) and was accreting material through a circum-Jovian disk at a rate of $\dot{M} = 1.2-2.4$ Jupiter masses per million years. Our findings are fully consistent with the core-accretion theory of giant planet formation and provide an evolutionary snapshot that pins down properties of the Jovian system at the end of the protosolar nebula's lifetime.

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Tidally Heated Sub-Neptunes, Refined Planetary Compositions, and Confirmation of a Third Planet in the TOI-1266 System

TOI-1266 is a benchmark system of two temperate ($<$ 450 K) sub-Neptune-sized planets orbiting a nearby M dwarf exhibiting a rare inverted architecture with a larger interior planet. In this study, we characterize transit timing variations (TTVs) in the TOI-1266 system using high-precision ground-based follow-up and new TESS data. We confirm the presence of a third exterior non-transiting planet, TOI-1266 d (P = 32.5 d, $M_d$ = 3.68$^{+1.05}_{-1.11} M_{\oplus}$), and combine the TTVs with archival radial velocity (RV) measurements to improve our knowledge of the planetary masses and radii. We find that, consistent with previous studies, TOI-1266 b ($R_b$ = 2.52 $\pm$ 0.08 $R_{\oplus}$, $M_b$ = 4.46 $\pm$ 0.69 $M_{\oplus}$) has a low bulk density requiring the presence of a hydrogen-rich envelope, while TOI-1266 c ($R_c$ = 1.98 $\pm$ 0.10 $R_{\oplus}$, $M_c$ = 3.17 $\pm$ 0.76 $M_{\oplus}$) has a higher bulk density that can be matched by either a hydrogen-rich or water-rich envelope. Our new dynamical model reveals that this system is arranged in a rare configuration with the inner and outer planets located near the 3:1 period ratio with a non-resonant planet in between them. Our dynamical fits indicate that the inner and outer planet have significantly nonzero eccentricities ($e_b + e_d = 0.076^{+0.029}_{-0.019}$), suggesting that TOI-1266 b may have an inflated envelope due to tidal heating. Finally, we explore the corresponding implications for the formation and long-term evolution of the system, which contains two of the most favorable cool ($<$ 500 K) sub-Neptunes for atmospheric characterization with JWST.

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From Tides to Currents: Unraveling the Mechanism That Powers WASP-107b's Internal Heat Flux

The sub-Jovian exoplanet WASP-107b ranks among the best-characterized low-density worlds, featuring a Jupiter-like radius and a mass that lies firmly in the sub-Saturn range. Recently obtained JWST spectra reveal significant methane depletion in the atmosphere, indicating that WASP-107b's envelope has both a high metallicity and an elevated internal heat flux. Together with a detected non-zero orbital eccentricity, these data have been interpreted as evidence of tidal heating. However, explaining the observed luminosity with tidal dissipation requires an unusually low tidal quality factor of $Q \sim 100$. Moreover, we find that secular excitation by the RV-detected outer companion WASP-107c, generally cannot sustain WASP-107b's eccentricity in steady state against tidal circularization. As an alternative explanation, we propose that Ohmic dissipation -- generated by interactions between zonal flows and the planetary magnetic field in a partially ionized atmosphere -- maintains the observed thermal state. Under nominal assumptions for the field strength, atmospheric circulation, and ionization chemistry, we show that Ohmic heating readily accounts for WASP-107b's inflated radius and anomalously large internal entropy.

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General Analytic Solutions for Circumplanetary Disks during the Late Stages of Giant Planet Formation

Forming giant planets are accompanied by circumplanetary disks, as indicated by considerations of angular momentum conservation, observations of candidate protoplanets, and the satellite systems of planets in our Solar System. This paper derives surface density distributions for circumplanetary disks during the final stage of evolution when most of the mass is accreted. This approach generalizes previous treatments to include the angular momentum bias for the infalling material, more accurate solutions for the incoming trajectories, corrections to the outer boundary condition of the circumplanetary disk, and the adjustment of newly added material as it becomes incorporated into the Keplerian flow of the pre-existing disk. These generalizations lead to smaller centrifugal radii, higher column density for the surrounding envelopes, and higher disk accretion efficiency. In addition, we explore the consequences of different angular distributions for the incoming material at the outer boundary, with the concentration of the incoming flow varying from polar to isotropic to equatorial. These geometric variations modestly affect the disk surface density, but also lead to substantial modification to the location in the disk where the mass accretion rate changes sign. This paper finds analytic solutions for the orbits, source functions, surface density distributions, and the corresponding disk temperature profiles over the expanded parameter space outlined above.

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Thermal Evolution and Mass Loss on Short-Period, Low-Mass Planets During FU Orionis Outbursts

Ultra-short-period (USP) planets represent a unique class of exoplanets characterized by their tight orbits and relatively low masses, with some also exhibiting unusually high iron fractions. Previous work (Becker et al, 2021) proposed a dynamical pathway wherein planets can migrate inward due to drag from sub-Keplerian gas during episodic FU Orionis (FU Ori) outbursts, an abrupt accretion phenomenon exhibited by young stellar objects, thereby potentially populating USP orbits. However, the implications of this migration process on the structural and compositional evolution of these planets remain unexplored. In this work, we model the response of a planet's surface material to the high disk temperatures characteristic of an FU Ori event and compute the fraction of an Earth-like planet's mass that will be lost due to vaporization and subsequent turbulent diffusion of gaseous molecules during the FU Ori event. We find that low-mass planets may lose a substantial fraction of their mantle mass during FU Ori events, potentially contributing to the observed prevalence of low-mass, iron-rich USP planets.

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Measuring the degree of clustering and diffusion of trans-Neptunian objects

The outer solar system is populated by a broad aggregate of minor bodies, which occupy orbits whose dynamical character ranges from long-term stable to rapidly diffusive. We investigate the chaotic properties of known distant trans-Neptunian objects (TNOs) by numerically integrating TNO clones and statistically analyzing their orbital diffusion. Comparing the measured diffusion with an analytical criterion yields a dynamically motivated separation into classes of stable, metastable and unstable objects. We then measure the level of clustering of the longitudes of perihelia and of the orbital poles, as functions of orbital distance and of their stability properties. Distant (meta)stable objects appear increasingly clustered in perihelion around $\varpi \sim 50^\circ$ for increasing semi-major axis, while the orbits of unstable objects are well described by two, roughly equally-populated groups of "clustered" and "anti-clustered" objects, with means around $\sim 25^\circ$ and $\sim 205^\circ$ respectively. We further find that, compared to the solar system's total angular momentum vector, the mean orbital poles of distant TNOs are significantly more misaligned for (meta)stable objects, while they remain roughly aligned for unstable objects. TNOs with intermediate orbital periods also appear to be misaligned with respect to the forced plane predicted by secular theory with the known planets. This gradation based on stability, if validated further by the upcoming VRO survey, necessitates a dynamical explanation.

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Updated Mass, Eccentricity, and Tidal Heating Constraints for the Earth-sized Planet LP 791-18 d

LP 791-18 d is a temperate Earth-sized planet orbiting a late M dwarf, surrounded by an interior super-Earth (LP 791-18 b, $R_P$ = 1.2 $R_{\oplus}$, $P=0.95$ days) and an exterior sub-Neptune (LP 791-18 c, $R_P$ = 2.5 $R_{\oplus}$, $P=4.99$ days). Dynamical interactions between LP 791-18 d and c produce transit timing variations (TTVs) that can be used to constrain the planet masses and eccentricities. These interactions can also force a non-zero eccentricity for LP 791-18 d, which raises its internal temperature through tidal heating and could drive volcanic outgassing. We present three new transit observations of LP 791-18 c with Palomar/WIRC, including the most precise TTV measurements ($<$ 6 seconds) of this planet to date. We fit these times with a TTV model to obtain updated constraints on the mass, eccentricity, and tidal heat flux of LP 791-18 d. We reduce the mass uncertainty by more than a factor of two ($M_d$ = 0.91 $\pm$ 0.19 $M_{\oplus}$). We perform an updated fit assuming tidally damped free eccentricities and find $e_d = 0.0011^{+0.0010}_{-0.0008}$ and $e_c = 0.0001 \pm 0.0001$, consistent with circular orbits. We find that the observed TTVs are not sensitive to $e \leq$ $\sim$0.01. Without a tidally damped eccentricity prior, $e_d = 0.056^{+0.015}_{-0.014}$, much higher than the eccentricity predicted by n-body simulations incorporating the effects of dynamical excitation and tidal damping. We predict the timing of upcoming JWST secondary eclipse observations for LP 791-18 d, which could tightly constrain the eccentricity and tidal quality factor of this Earth-sized exoplanet.

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Early Solar System Turbulence Constrained by High Oxidation States of the Oldest Non-Carbonaceous Planetesimals

Early Solar System (SS) planetesimals constitute the parent bodies of most meteorites investigated today. Nucleosynthetic isotope anomalies of bulk meteorites have revealed a dichotomy between non-carbonaceous (NC) and carbonaceous (CC) groups. Planetesimals sampling NC and CC isotopic signatures are conventionally thought to originate from the "dry" inner disk, and volatile-rich outer disk, respectively, with their segregation enforced by a pressure bump close to the water-ice sublimation line, possibly tied to Jupiter's formation. This framework is challenged by emerging evidence that the oldest NC planetesimals (i.e., the iron meteorites parent bodies; IMPBs) were characterized by far higher oxidation states than previously imagined, suggesting abundant ($\gtrsim$ few wt.%) liquid water in their interiors prior to core differentiation. In this paper, we employ a model for a degassing icy planetesimal (heated by $^{26}$Al decay) to map the conditions for liquid water production therein. Our work culminates in threshold characteristic sizes for pebbles composing the said planetesimal, under which water-ice melting occurs. Adopting a model for a disk evolving under both turbulence and magnetohydrodynamic disk winds, and assuming pebble growth is fragmentation-limited, we self-consistently translate the threshold pebble size to lower limits on early SS turbulence. We find that if NC IMPBs were "wet," their constituent pebbles must have been smaller than a few centimeters, corresponding to typical values of the Shakura-Sunyaev $α_ν$ turbulence parameter in excess of $10^{-3}$. These findings argue against a quiescent SS disk (for <10 AU), are concordant with astronomical constraints on protoplanetary disk turbulence, and suggest pebble accretion played a secondary role in building our rocky planets.

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Nutation-orbit resonances: The origin of the chaotic rotation of Hyperion and the barrel instability

While numerous planetary and asteroid satellites show evidence for non-trivial rotation states, none are as emblematic as Hyperion, which has long been held as the most striking example of chaotic spin-orbit evolution in the Solar System. Nevertheless, an analytically tractable theory of the full 3D spin-orbit dynamics of Hyperion has not been developed. We derive the Hamiltonian for a spinning axisymmetric satellite in the gravitational potential of a planet without assuming planar or principal axis rotation and without averaging over the spin period. Using this model, we demonstrate the emergence of resonances between the nutation and orbital frequencies that act as the primary drivers of the spin dynamics. This analysis reveals that, contrary to long-held belief, Hyperion is not tumbling chaotically. Instead, it lies near or in a nutation-orbit resonance that is first-order in eccentricity, allowing it to rotate quasi-regularly. The most reliable observations are consistent with either nonchaotic motion or chaos that is orders of magnitude smaller than originally claimed. A separate phenomenon, the so-called barrel instability, is shown to be related to a different set of nutation-orbit resonances that generalize the planar spin-orbit resonances. Finally, we show that changes in spin states over long timescales are best understood by considering chaotic diffusion of quasi-conserved quantities.

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The Prevalence of Resonance Among Young, Close-in Planets

Multiple planets undergoing disk migration may be captured into a chain of mean-motion resonances with the innermost planet parked near the disk's inner edge. Subsequent dynamical evolution may disrupt these resonances, leading to the non-resonant configurations typically observed among {\it Kepler} planets that are Gyrs old. In this scenario, resonant configurations are expected to be more common in younger systems. This prediction can now be tested, thanks to recent discoveries of young planets, particularly those in stellar clusters, by NASA's {\it TESS} mission. We divided the known planetary systems into three age groups: young ($<$100-Myr-old), adolescent (0.1-1-Gyr-old), and mature ($>1$-Gyr-old). The fraction of neighboring planet pairs having period ratios within a few percent of a first-order commensurability (e.g.~4:3, 3:2, or 2:1) is 70$\pm$15\% for young pairs, 24$\pm$8\% for adolescent pairs, and 15$\pm$2\% for mature pairs. The fraction of systems with at least one nearly commensurable pair (either first or second-order) is 86$\pm13$\% among young systems, 38$\pm12$\% for adolescent systems, and 23$\pm3$\% for mature systems. First-order commensurabilities prevail across all age groups, with an admixture of second-order commensurabilities. Commensurabilities are more common in systems with high planet multiplicity and low mutual inclinations. Observed period ratios often deviate from perfect commensurability by $\sim$1\% even among young planets, too large to be explained by resonant repulsion with equilibrium eccentricity tides. We also find that super-Earths in the radius gap ($1.5-1.9R_\oplus$) are less likely to be near-resonant (11.9$\pm2.0\%$) compared to Earth-sized planets ($R_p<1R_\oplus$; 25.3$\pm4.4\%$) or mini-Neptunes ($1.9R_\oplus \leq R_p<2.5R_\oplus$; 14.4$\pm1.8\%$).

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RV measurements of directly imaged brown dwarf GQ Lup B to search for exo-satellites

GQ Lup B is one of the few substellar companions with a detected cicumplanetary disk, or CPD. Observations of the CPD suggest the presence of a cavity, possibly formed by an exo-satellite. Using the Keck Planet Imager and Characterizer (KPIC), a high contrast imaging suite that feeds a high resolution spectrograph (1.9-2.5 microns, R$\sim$35,000), we present the first dedicated radial velocity (RV) observations around a high-contrast, directly imaged substellar companion, GQ Lup B, to search for exo-satellites. Over 11 epochs, we find a best and median RV error of 400-1000 m/s, most likely limited by systematic fringing in the spectra due to transmissive optics within KPIC. With this RV precision, KPIC is sensitive to exomoons 0.6-2.8% the mass of GQ Lup B ($\sim 30 M_{\text{Jup}}$) at separations between the Roche limit and $65 R_{\text{Jup}}$, or the extent of the cavity inferred within the CPD detected around GQ Lup B. Using simulations of HISPEC, a high resolution infrared spectrograph planned to debut at W.M. Keck Observatory in 2026, we estimate future exomoon sensitivity to increase by over an order of magnitude, providing sensitivity to less massive satellites potentially formed within the CPD itself. Additionally, we run simulations to estimate the amount of material that different masses of satellites could clear in a CPD to create the observed cavity. We find satellite-to-planet mass ratios of $q > 2 \times 10^{-4}$ can create observable cavities and report a maximum cavity size of $\sim 51 \, R_{\text{Jup}}$ carved from a satellite.

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Breaking Giant Chains: Early-Stage Instabilities in Long-Period Giant Planet Systems

Orbital evolution is a critical process that sculpts planetary systems, particularly during their early stages where planet-disk interactions are expected to lead to the formation of resonant chains. Despite the theoretically expected prominence of such configurations, they are scarcely observed among long-period giant exoplanets. This disparity suggests an evolutionary sequence wherein giant planet systems originate in compact multiresonant configurations, but subsequently become unstable, eventually relaxing to wider orbits--a phenomenon mirrored in our own solar system's early history. In this work, we present a suite of N-body simulations that model the instability-driven evolution of giant planet systems, originating from resonant initial conditions, through phases of disk dispersal and beyond. By comparing the period ratio and normalized angular momentum distributions of our synthetic aggregate of systems with the observational census of long-period Jovian planets, we derive constraints on the expected rate of orbital migration, the efficiency of gas-driven eccentricity damping, and typical initial multiplicity. Our findings reveal a distinct inclination toward densely packed initial conditions, weak damping, and high giant planet multiplicities. Furthermore, our models indicate that resonant chain origins do not facilitate the formation of Hot Jupiters via the coplanar high-eccentricity pathway at rates high enough to explain their observed prevalence.

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Dust-Gas Coupling in Turbulence- and MHD Wind-Driven Protoplanetary Disks: Implications for Rocky Planet Formation

The degree of coupling between dust particles and their surrounding gas in protoplanetary disks is quantified by the dimensionless Stokes number. The Stokes number (St) governs particle size and spatial distributions, in turn establishing the dominant mode of planetary accretion in different disk regions. In this paper, we model the characteristic St of particles across time in disks evolving under both turbulent viscosity and magnetohydrodynamic (MHD) disk winds. In both turbulence- and wind-dominated disks, we find that collisional fragmentation is the limiting mechanism of particle growth, and the water-ice sublimation line constitutes a critical transition point between dust settling, drift, and size regimes. The St dichotomy across the ice-line translates to distinct planet formation pathways between the inner and outer disk. While pebble accretion proceeds slowly for rocky embryos within the ice-line (across most of parameter space), it does so rapidly for volatile-rich embryos beyond it, allowing for the growth of giant planet cores before disk dissipation. Through simulations of rocky planet growth, we evaluate the competition between pebble accretion and classical pairwise collisions between planetesimals. We conclude that the dominance of pebble accretion can only be realized in disks that are driven by MHD winds, slow-evolving, and devoid of pressure maxima that may concentrate solids and give rise of planetesimal rings. Such disks are extremely quiescent, with Shakura-Sunyaev turbulence parameters $α_ν \sim 10^{-4}$. We conclude that for most of parameter space corresponding to values of $α_ν$ reflected in observations of protoplanetary disks ($\gtrsim 10^{-4}$), pairwise collisions constitute the dominant pathway of rocky planet accretion. Our results are discussed in the context of super-Earth origins and Earth's accretion history.

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Forming the Trappist-1 system in two steps during the recession of the disc inner edge

Trappist-1 hosts 7 planets where period ratios of neighbouring pairs are close to the 8:5, 5:3, 3:2, 3:2, 4:3, and 3:2 ratios in increasing distance from the star. The Laplace angles associated with neighbouring triplets are observed to be librating, proving the resonant nature of the system. This compact, resonant configuration is a manifest sign of disc-driven migration; however, the preferred outcome of such evolution is the establishment of first-order resonances, not the high-order resonances observed in the inner system. Here, we explain the observed orbital configuration in a model that is largely independent on the specific disc migration and orbital circularisation efficiencies. Together with migration, the two key elements of our model are: i) the inner border of the protoplanetary disc receded with time; and ii) the system was initially separated in two sub-systems. Specifically, the inner b, c d and e planets were initially placed in a 3:2 resonance chain and then evolved to the 8:5 -- 5:3 commensurability between planets b, c and d under the effect of the recession of the inner edge of the disc, whereas the outer planets migrated to the inner edge at a later time, establishing the remaining resonances. Our results pivot on the dynamical role of the presently unobservable recession of the inner edge of protoplanetary discs. They also reveal the role of recurring phases of convergent migration followed by resonant repulsion with associated orbital circularisation when resonant chains interact with migration barriers.

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Self-Gravitational Dynamics Within the Inner Oort Cloud

The formation of the Inner Oort Cloud (IOC) - a vast halo of icy bodies residing far beyond Neptune's orbit - is an expected outcome of the solar system's primordial evolution within a stellar cluster. Recent models have shown that the process of early planetesimal capture within the trans-Neptunian region may have been sufficiently high for the cumulative mass of the Cloud to approach several Earth masses. In light of this, here we examine the dynamical evolution of the IOC, driven by its own self-gravity. We show that the collective gravitational potential of the IOC is adequately approximated by the Miyamoto-Nagai model, and use a semi-analytic framework to demonstrate that the resulting secular oscillations are akin to the von Zeipel-Lidov-Kozai resonance. We verify our results with direct $N$-body calculations, and examine the effects of IOC self-gravity on the long-term behavior of the solar system's minor bodies using a detailed simulation. Cumulatively, we find that while the modulation of perihelion distances and inclinations can occur within an observationally relevant range, the associated timescales vastly surpass the age of the sun, indicating that the influence of IOC self-gravity on the architecture of the solar system is negligible.

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Generation of Low-Inclination, Neptune-Crossing TNOs by Planet Nine

The solar system's distant reaches exhibit a wealth of anomalous dynamical structure, hinting at the presence of a yet-undetected, massive trans-Neptunian body - Planet 9. Previous analyses have shown how orbital evolution induced by this object can explain the origins of a broad assortment of exotic orbits, ranging from those characterized by high perihelia to those with extreme inclinations. In this work, we shift the focus toward a more conventional class of TNOs, and consider the observed census of long-period, nearly planar, Neptune-crossing objects as a hitherto-unexplored probe of the Planet 9 hypothesis. To this end, we carry out comprehensive $N-$body simulations that self-consistently model gravitational perturbations from all giant planets, the Galactic tide, as well as passing stars, stemming from initial conditions that account for the primordial giant planet migration and sun's early evolution within a star cluster. Accounting for observational biases, our results reveal that the orbital architecture of this group of objects aligns closely with the predictions of the P9-inclusive model. In stark contrast, the P9-free scenario is statistically rejected at a $\sim5\,σ$ confidence-level. Accordingly, this work introduces a new line of evidence supporting the existence of Planet 9 and further delineates a series of observational predictions poised for near-term resolution.

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Chaotic tides as a solution to the Hyperion problem

The dynamics of the outer regular satellites of Saturn are driven primarily by the outward migration of Titan, but several independent constraints on Titan's migration are difficult to reconcile with the current resonant orbit of the small satellite Hyperion. We argue that Hyperion's rapid irregular tumbling greatly increases tidal dissipation with a steep dependence on orbital eccentricity. Resonant excitation from a migrating Titan is then balanced by damping in a feedback mechanism that maintains Hyperion's eccentricity without fine-tuning. The inferred tidal parameters of Hyperion are most consistent with rapid Titan migration enabled by a resonance lock with an internal mode of Saturn, but a scenario with only equilibrium dissipation in Saturn is also possible.

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A Pan-STARRS1 Search for Planet Nine

We present a search for Planet Nine using the second data release of the Pan-STARRS1survey. We rule out the existence of a Planet Nine with the characteristics of that predicted in Brown & Batygin (2021) to a 50% completion depth of $V=21.5$. This survey, along with previous analyses of the Zwicky Transient Facility (ZTF) and Dark EnergySurvey (DES) data, rules out 78% of the Brown \& Batygin parameter space. Much of the remaining parameter space is at $V>21$ in regions near and in the area where the northern galactic plane crosses the ecliptic.

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