arXiv subjects

Konstantin Batygin

Publications and source records attributed to Konstantin Batygin.

At least 55 records · Page 3Linked to original sources

arXiv2023

Radial Distribution of Distant Trans-Neptunian Objects Points to Sun's Formation in a Stellar Cluster

The Scattered Disk Objects (SDOs) are a population of trans-Neptunian bodies with semimajor axes $50< a \lesssim 1000$ au and perihelion distances $q \gtrsim 30$ au. The detached SDOs with orbits beyond the reach of Neptune (roughly $q>35$~au) are of special interest here as an important constraint on the early evolution of the outer Solar System. The semimajor axis profile of detached SDOs at 50--500~au, as characterized from the Dark Energy Survey (DES), is radially extended, but previous dynamical models of Neptune's early migration produce a relatively compact profile. This problem is most likely related to Sun's birth environment in a stellar cluster. We perform new dynamical simulations that account for cluster effects and show that the orbital distribution of SDOs can be explained if a particularly close stellar encounter occurred early on (e.g., M dwarf with the mass $\simeq 0.2$ $M_\odot$ approaching the Sun at $\simeq 200$ au). For such an encounter to happen with a reasonably high probability the Sun must have formed in a stellar cluster with $ηT \gtrsim 10^4$ Myr pc$^{-3}$, where $η$ is the stellar number density and $T$ is the Sun's residence time in the cluster.

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arXiv2023

Science opportunities with solar sailing smallsats

Recently, we witnessed how the synergy of small satellite technology and solar sailing propulsion enables new missions. Together, small satellites with lightweight instruments and solar sails offer affordable access to deep regions of the solar system, also making it possible to realize hard-to-reach trajectories that are not constrained to the ecliptic plane. Combining these two technologies can drastically reduce travel times within the solar system, while delivering robust science. With solar sailing propulsion capable of reaching the velocities of ~5-10 AU/yr, missions using a rideshare launch may reach the Jovian system in two years, Saturn in three. The same technologies could allow reaching solar polar orbits in less than two years. Fast, cost-effective, and maneuverable sailcraft that may travel outside the ecliptic plane open new opportunities for affordable solar system exploration, with great promise for heliophysics, planetary science, and astrophysics. Such missions could be modularized to reach different destinations with different sets of instruments. Benefiting from this progress, we present the "Sundiver" concept, offering novel possibilities for the science community. We discuss some of the key technologies, the current design of the Sundiver sailcraft vehicle and innovative instruments, along with unique science opportunities that these technologies enable, especially as this exploration paradigm evolves. We formulate policy recommendations to allow national space agencies, industry, and other stakeholders to establish a strong scientific, programmatic, and commercial focus, enrich and deepen the space enterprise and broaden its advocacy base by including the Sundiver paradigm as a part of broader space exploration efforts.

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arXiv2023

Suppression of the inclination instability in the trans-Neptunian Solar system

The trans-Neptunian scattered disk exhibits unexpected dynamical structure, ranging from an extended dispersion of perihelion distance to a clustered distribution in orbital angles. Self-gravitational modulation of the scattered disk has been suggested in the literature as an alternative mechanism to Planet 9 for sculpting the orbital architecture of the trans-Neptunian region. The numerics of this hypothesis have hitherto been limited to $N < O(10^3)$ super-particle simulations that omit direct gravitational perturbations from the giant planets and instead model them as an orbit-averaged (quadrupolar) potential, through an enhanced $J_2$ moment of the central body. For sufficiently massive disks, such simulations reveal the onset of collective dynamical behaviour $\unicode{x2014}$ termed the $\unicode{x2018}$inclination instability$\unicode{x2019}$ $\unicode{x2014}$ wherein orbital circularisation occurs at the expense of coherent excitation of the inclination. Here, we report $N = O(10^4)$ GPU-accelerated simulations of a self-gravitating scattered disk (across a range of disk masses spanning 5 to 40 Earth masses) that self-consistently account for intra-particle interactions as well as Neptune's perturbations. Our numerical experiments show that even under the most favourable conditions, the inclination instability never ensues. Instead, due to scattering, the disk depletes. While our calculations show that a transient lopsided structure can emerge within the first few hundreds of Myr, the terminal outcomes of these calculations systematically reveal a scattered disk that is free of any orbital clustering. We conclude thus that the inclination instability mechanism is an inadequate explanation of the observed architecture of the solar system.

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arXiv2023

The Origin of Universality in the Inner Edges of Planetary Systems

The characteristic orbital period of the inner-most objects within the galactic census of planetary and satellite systems appears to be nearly universal, with $P$ on the order of a few days. This paper presents a theoretical framework that provides a simple explanation for this phenomenon. By considering the interplay between disk accretion, magnetic field generation by convective dynamos, and Kelvin-Helmholtz contraction, we derive an expression for the magnetospheric truncation radius in astrophysical disks, and find that the corresponding orbital frequency is independent of the mass of the host body. Our analysis demonstrates that this characteristic frequency corresponds to a period of $P\sim3$ days, although intrinsic variations in system parameters are expected to introduce a factor of $\sim2-3$ spread in this result. Standard theory of orbital migration further suggests that planets should stabilize at an orbital period that exceeds disk truncation by a small margin. Cumulatively, our findings predict that the periods of close-in bodies should span $P\sim2-12$ days - a range that is consistent with observations.

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arXiv2023

A 2:1 Mean-Motion Resonance Super-Jovian pair revealed by TESS, FEROS, and HARPS

We report the discovery of a super-Jovian 2:1 mean-motion resonance (MMR) pair around the G-type star TIC 279401253, whose dynamical architecture is a prospective benchmark for planet formation and orbital evolution analysis. The system was discovered thanks to a single transit event recorded by the Transiting Exoplanet Survey Satellite (TESS) mission, which pointed to a Jupiter-sized companion with poorly constrained orbital parameters. We began ground-based precise radial velocity (RV) monitoring with HARPS and FEROS within the Warm gIaNts with tEss (WINE) survey to constrain the transiting body's period, mass, and eccentricity. The RV measurements revealed not one but two massive planets with periods of 76.80$_{-0.06}^{+0.06}$ days and 155.3$_{-0.7}^{+0.7}$ days, respectively. A combined analysis of transit and RV data yields an inner transiting planet with a mass of 6.14$_{-0.42}^{+0.39}$ M$_{\rm Jup}$ and a radius of 1.00$_{-0.04}^{+0.04}$ R$_{\rm Jup}$, and an outer planet with a minimum mass of 8.02$_{-0.18}^{+0.18}$ M$_{\rm Jup}$, indicating a massive giant pair. A detailed dynamical analysis of the system reveals that the planets are locked in a strong first-order, eccentricity-type 2:1 MMR, which makes TIC 279401253 one of the rare examples of truly resonant architectures supporting disk-induced planet migration. The bright host star, $V \approx$ 11.9 mag, the relatively short orbital period ($P_{\rm b}$ = 76.80$_{-0.06}^{+0.06}$ d) and pronounced eccentricity (e =0.448$_{-0.029}^{+0.028}$) make the transiting planet a valuable target for atmospheric investigation with the James Webb Space Telescope (JWST) and ground-based extremely-large telescopes.

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arXiv2023

Dynamics and Origins of the Near-Resonant Kepler Planets

Short-period super-Earths and mini-Neptunes encircle more than $\sim50\%$ of Sun-like stars and are relatively amenable to direct observational characterization. Despite this, environments in which these planets accrete are difficult to probe directly. Nevertheless, pairs of planets that are close to orbital resonances provide a unique window into the inner regions of protoplanetary disks, as they preserve the conditions of their formation, as well as the early evolution of their orbital architectures. In this work, we present a novel approach toward quantifying transit timing variations within multi-planetary systems and examine the near-resonant dynamics of over 100 planet pairs detected by \textit{Kepler}. Using an integrable model for first-order resonances, we find a clear transition from libration to circulation of the resonant angle at a period ratio of $\approx 0.6\%$ wide of exact resonance. The orbital properties of these systems indicate that they systematically lie far away from the resonant forced equilibrium. Cumulatively our modeling indicates that while orbital architectures shaped by strong disk damping or tidal dissipation are inconsistent with observations, a scenario where stochastic stirring by turbulent eddies augments the dissipative effects of protoplanetary disks reproduces several features of the data.

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arXiv2023

Dissipative Capture of Planets Into First-Order Mean-Motion Resonances

The emergence of orbital resonances among planets is a natural consequence of the early dynamical evolution of planetary systems. While it is well-established that convergent migration is necessary for mean-motion commensurabilities to emerge, recent numerical experiments have shown that the existing adiabatic theory of resonant capture provides an incomplete description of the relevant physics, leading to an erroneous mass scaling in the regime of strong dissipation. In this work, we develop a new model for resonance capture that self-consistently accounts for migration and circularization of planetary orbits, and derive an analytic criterion based upon stability analysis that describes the conditions necessary for the formation of mean-motion resonances. We subsequently test our results against numerical simulations and find satisfactory agreement. Our results elucidate the critical role played by adiabaticity and resonant stability in shaping the orbital architectures of planetary systems during the nebular epoch, and provide a valuable tool for understanding their primordial dynamical evolution.

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arXiv2023

Detecting exomoons from radial velocity measurements of self-luminous planets: application to observations of HR 7672 B and future prospects

The detection of satellites around extrasolar planets, so called exomoons, remains a largely unexplored territory. In this work, we study the potential of detecting these elusive objects from radial velocity monitoring of self-luminous directly imaged planets. This technique is now possible thanks to the development of dedicated instruments combining the power of high-resolution spectroscopy and high-contrast imaging. First, we demonstrate a sensitivity to satellites with a mass ratio of 1-4% at separations similar to the Galilean moons from observations of a brown-dwarf companion (HR 7672 B; Kmag=13; 0.7" separation) with the Keck Planet Imager and Characterizer (KPIC; R~35,000 in K band) at the W. M. Keck Observatory. Current instrumentation is therefore already sensitive to large unresolved satellites that could be forming from gravitational instability akin to binary star formation. Using end-to-end simulations, we then estimate that future instruments such as MODHIS, planned for the Thirty Meter Telescope, should be sensitive to satellites with mass ratios of ~1e-4. Such small moons would likely form in a circumplanetary disk similar to the Jovian satellites in the solar system. Looking for the Rossiter-McLaughlin effect could also be an interesting pathway to detecting the smallest moons on short orbital periods. Future exomoon discoveries will allow precise mass measurements of the substellar companions that they orbit and provide key insight into the formation of exoplanets. They would also help constrain the population of habitable Earth-sized moons orbiting gas giants in the habitable zone of their stars.

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arXiv2023

Formation of Rocky Super-Earths From A Narrow Ring of Planetesimals

The formation of super-Earths, the most abundant planets in the Galaxy, remains elusive. These planets have masses that typically exceed that of the Earth by a factor of a few; appear to be predominantly rocky, although often surrounded by H/He atmospheres; and frequently occur in multiples. Moreover, planets that encircle the same star tend to have similar masses and radii, whereas those belonging to different systems exhibit remarkable overall diversity. Here, we advance a theoretical picture for rocky planet formation that satisfies the aforementioned constraints: building upon recent work - which demonstrates that planetesimals can form rapidly at discrete locations in the disk - we propose that super-Earths originate inside rings of silicate-rich planetesimals at approximately ~1 AU. Within the context of this picture, we show that planets grow primarily through pairwise collisions among rocky planetesimals, until they achieve terminal masses that are regulated by isolation and orbital migration. We quantify our model with numerical simulations and demonstrate that our synthetic planetary systems bear a close resemblance to compact, multi-resonant progenitors of the observed population of short-period extrasolar planets. Our results thus indicate that the absence of short-period super-Earths within the solar system can simply be attributed to the comparatively low mass of the primordial planetesimal ring within the protosolar nebula.

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arXiv2022

TOI-1136 is a Young, Coplanar, Aligned Planetary System in a Pristine Resonant Chain

Convergent disk migration has long been suspected to be responsible for forming planetary systems with a chain of mean-motion resonances (MMR). Dynamical evolution over time could disrupt the delicate resonant configuration. We present TOI-1136, a 700-Myr-old G star hosting at least 6 transiting planets between $\sim$2 and 5 $R_\oplus$. The orbital period ratios deviate from exact commensurability by only $10^{-4}$, smaller than the $\sim$\,$10^{-2}$ deviations seen in typical Kepler near-resonant systems. A transit-timing analysis measured the masses of the planets (3-8$M_\oplus$) and demonstrated that the planets in TOI-1136 are in true resonances with librating resonant angles. Based on a Rossiter-McLaughlin measurement of planet d, the star's rotation appears to be aligned with the planetary orbital planes. The well-aligned planetary system and the lack of detected binary companion together suggest that TOI-1136's resonant chain formed in an isolated, quiescent disk with no stellar fly-by, disk warp, or significant axial asymmetry. With period ratios near 3:2, 2:1, 3:2, 7:5, and 3:2, TOI-1136 is the first known resonant chain involving a second-order MMR (7:5) between two first-order MMR. The formation of the delicate 7:5 resonance places strong constraints on the system's migration history. Short-scale (starting from $\sim$0.1 AU) Type-I migration with an inner disk edge is most consistent with the formation of TOI-1136. A low disk surface density ($Σ_{\rm 1AU}\lesssim10^3$g~cm$^{-2}$; lower than the minimum-mass solar nebula) and the resultant slower migration rate likely facilitated the formation of the 7:5 second-order MMR. TOI-1136's deep resonance suggests that it has not undergone much resonant repulsion during its 700-Myr lifetime. One can rule out rapid tidal dissipation within a rocky planet b or obliquity tides within the largest planets d and f.

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arXiv2022

A Criterion for the Stability of Planets in Chains of Resonances

Uncovering the formation process that reproduces the distinct properties of compact super-Earth exoplanet systems is a major goal of planet formation theory. The most successful model argues that non-resonant systems begin as resonant chains of planets that later experience a dynamical instability. However, both the boundary of stability in resonant chains and the mechanism of the instability itself are poorly understood. Previous work postulated that a secondary resonance between the fastest libration frequency and a difference in synodic frequencies destabilizes the system. Here, we use that hypothesis to produce a simple and general criterion for resonant chain stability that depends only on planet orbital periods and masses. We show that the criterion accurately predicts the maximum mass of planets in synthetic resonant chains up to six planets. More complicated resonant chains produced in population synthesis simulations are found to be less stable than expected, although our criterion remains useful and superior to machine learning models.

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arXiv2022

Analytic Approach to the Late Stages of Giant Planet Formation

This paper constructs an analytic description for the late stages of giant planet formation. During this phase of evolution, the planet gains the majority of its final mass through gas accretion at a rapid rate. This work determines the density and velocity fields for material falling onto the central planet and its circumplanetary disk, and finds the corresponding column density of this infalling envelope. We derive a steady-state solution for the surface density of the disk as a function of its viscosity (including the limiting case where no disk accretion occurs). Planetary magnetic fields truncate the inner edge of the disk and determine the boundary conditions for mass accretion onto the planet from both direct infall and from the disk. The properties of the forming planet and its circumplanetary disk are determined, including the luminosity contributions from infall onto the planet and disk surfaces, and from disk viscosity. The radiative signature of the planet formation process is explored using a quasi-spherical treatment of the emergent spectral energy distributions. The analytic solutions developed herein show how the protoplanet properties (envelope density distribution, velocity field, column density, disk surface density, luminosity, and radiative signatures) vary with input parameters (instantaneous mass, orbital location, accretion rate, and planetary magnetic field strength).

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arXiv2022

A Self-Consistent Model for Dust-Gas Coupling in Protoplanetary Disks

Various physical processes that ensue within protoplanetary disks -- including vertical settling of icy/rocky grains, radial drift of solids, planetesimal formation, as well as planetary accretion itself -- are facilitated by hydrodynamic interactions between H/He gas and high-$Z$ dust. The Stokes number, which quantifies the strength of dust-gas coupling, thus plays a central role in protoplanetary disk evolution, and its poor determination constitutes an important source of uncertainty within the theory of planet formation. In this work, we present a simple model for dust-gas coupling, and demonstrate that for a specified combination of the nebular accretion rate, $\dot{M}$, and turbulence parameter, $α$, the radial profile of the Stokes number can be calculated uniquely. Our model indicates that the Stokes number grows sub-linearly with orbital radius, but increases dramatically across the water-ice line. For fiducial protoplanetary disk parameters of $\dot{M}=10^{-8}\,M_{\odot}/$year and $α=10^{-3}$, our theory yields characteristic values of the Stokes number on the order of $\mathrm{St}\sim10^{-4}$ (corresponding to $\sim$mm-sized silicate dust) in the inner nebula and $\mathrm{St}\sim10^{-1}$ (corresponding to $\sim$few-cm-sized icy grains), in the outer regions of the disk. Accordingly, solids are expected to settle into a thin sub-disk at large stellocentric distances, while remaining vertically well-mixed inside the ice line.

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arXiv2022

A Multi-Planet System's Sole Super-Puff: Exploring Allowable Physical Parameters for the Cold Super-Puff HIP 41378 f

The census of known exoplanets exhibits a variety of physical parameters, including densities that are measured to span the range from less dense than styrofoam to more dense than iron. These densities represent a large diversity of interior structures. Despite this staggering diversity, recent analyses have shown that the densities of planets that orbit a common star exhibit remarkable uniformity. A fascinating exception to this is the system HIP 41378 (also known as K2-93), which contains a super-puff planet, HIP 41378 f, as well as several planets with more typical bulk densities. The range of densities in this system begs the question of what physical processes are responsible for the disparate planetary structures in this system. In this paper, we consider how the densities of the planets in the HIP 41378 system would have changed over time as the host star evolved and the planets' atmospheres were subsequently affected by the evolving insolation level. We also present a range of allowable core masses for HIP 41378 f based on the measured planet parameters, and comment on the feasibility of the proposed existence of planetary rings around HIP 41378 f as an explanation for its current low density.

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arXiv2022

Architectures of Compact Multi-planet Systems: Diversity and Uniformity

One of the most important developments in exoplanet science in the past decade is the discovery of multi-planet systems with sub-Neptune-sized planets interior to 1~AU. This chapter explores the architectures of these planetary systems, which often display a remarkable degree of uniformity: the planets have nearly equal sizes, regular orbital spacing, low eccentricities, and small mutual inclinations. This uniformity stands in sharp contrast to the diverse nature of the exoplanet sample considered as a whole (as well as our inner solar system). We begin with a critical review of the observations -- including possible biases -- and find that these peas-in-a-pod planetary systems are apparently a common outcome of the planet formation process. Modest departures from exact uniformity suggest additional patterns, such as the planet mass slowly increasing with semi-major axis. The star formation process naturally produces circumstellar disks with the properties required to produce these planetary systems, although the solid material must move inward from its initial location. We discuss primary modes of planetary assembly, the role of orbital migration, and post-nebular atmospheric loss. Mature planetary systems are found to be near their minimum energy (tidal equilibrium) configurations; this finding provides a partial explanation for their observed properties and indicates that efficient energy dissipation must occur. Finally, we consider population synthesis models and show that peas-in-a-pod patterns emerge with reasonable choices for the input parameters. Nonetheless, interesting observational and theoretical challenges remain in order to understand how these surprisingly organized planetary systems arise from the disorder of their formation processes.

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arXiv2022

Generating Stellar Obliquity in Systems with Broken Protoplanetary Disks

Recent advances in sub-millimeter observations of young circumstellar nebulae have opened an unprecedented window into the structure of protoplanetary disks, which has revealed the surprising ubiquity of broken and misaligned disks. In this work, we demonstrate that such disks are capable of torquing the spin axis of their host star, representing a hitherto unexplored pathway by which stellar obliquities may be generated. The basis of this mechanism is a crossing of the stellar spin precession and inner disk regression frequencies, resulting in adiabatic excitation of the stellar obliquity. We derive analytical expressions for the characteristic frequencies of the inner disk and star as a function of the disk gap boundaries, and place an approximate limit on the disk architectures for which frequency crossing and resulting obliquity excitation are expected, thereby illustrating the efficacy of this model. Cumulatively, our results support the emerging concensus that significant spin-orbit misalignments are an expected outcome of planet formation.

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arXiv2022

Architectures of Compact Super-Earth Systems Shaped by Instabilities

Compact non-resonant systems of sub-Jovian planets are the most common outcome of the planet formation process. Despite exhibiting broad overall diversity, these planets also display dramatic signatures of intra-system uniformity in their masses, radii, and orbital spacings. Although the details of their formation and early evolution are poorly known, sub-Jovian planets are expected to emerge from their natal nebulae as multi-resonant chains, owing to planet-disk interactions. Within the context of this scenario, the architectures of observed exoplanet systems can be broadly replicated if resonances are disrupted through post-nebular dynamical instabilities. Here, we generate an ad-hoc sample of resonant chains and use a suite of N-body simulations to show that instabilities can not only reproduce the observed period ratio distribution, but that the resulting collisions also modify the mass uniformity in a way that is consistent with the data. Furthermore, we demonstrate that primordial mass uniformity, motivated by the sample of resonant chains coupled with dynamical sculpting, naturally generates uniformity in orbital period spacing similar to what is observed. Finally, we find that almost all collisions lead to perfect mergers, but some form of post-instability damping is likely needed to fully account for the present-day dynamically cold architectures of sub-Jovian exoplanets.

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arXiv2022

Shallowness of circulation in hot Jupiters -- Advancing the Ohmic dissipation model

The inflated radii of giant short-period extrasolar planets collectively indicate that the interiors of hot Jupiters are heated by some anomalous energy dissipation mechanism. Although a variety of physical processes have been proposed to explain this heating, recent statistical evidence points to the confirmation of explicit predictions of the Ohmic dissipation theory, elevating this mechanism as the most promising candidate for resolving the radius inflation problem. In this work, we present an analytic model for the dissipation rate and derive a simple scaling law that links the magnitude of energy dissipation to the thickness of the atmospheric weather layer. From this relation, we find that the penetration depth influences the Ohmic dissipation rate by an order of magnitude. We further investigate the weather layer depth of hot Jupiters from the extent of their inflation and show that, depending on the magnetic field strength, hot Jupiter radii can be maintained even if the circulation layer is relatively shallow. Additionally, we explore the evolution of zonal wind velocities with equilibrium temperature by matching our analytic model to statistically expected dissipation rates. From this analysis, we deduce that the wind speed scales approximately as $1/\sqrt{T_\mathrm{eq}-T_0}$, where $T_0$ is a constant that equals $T_0 \sim 1000~\mathrm{K}-1800~\mathrm{K}$ depending on planet-specific parameters (radius, mass, etc.). This work outlines inter-related constraints on the atmospheric flow and the magnetic field of hot Jupiters and provides a foundation for future work on the Ohmic heating mechanism.

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