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Konstantin Batygin

Publications and source records attributed to Konstantin Batygin.

At least 73 records · Page 4Linked to original sources

TESS-Keck Survey IX: Masses of Three Sub-Neptunes Orbiting HD 191939 and the Discovery of a Warm Jovian Plus a Distant Sub-Stellar Companion

Exoplanet systems with multiple transiting planets are natural laboratories for testing planetary astrophysics. One such system is HD 191939 (TOI-1339), a bright (V=9) and Sun-like (G9V) star, which TESS found to host three transiting planets (b, c, and d). The planets have periods of 9, 29, and 38 days each with similar sizes from 3 to 3.4 $R_{\oplus}$. To further characterize the system, we measured the radial velocity (RV) of HD 191939 over 415 days with Keck/HIRES and APF/Levy. We find that $M_b = 10.4 \pm 0.9 M_{\oplus}$ and $M_c = 7.2 \pm 1.4 M_{\oplus}$, which are low compared to most known planets of comparable radii. The RVs yield only an upper-limit on $M_d$ (<5.8 $M_{\oplus}$ at 2$σ$). The RVs further reveal a fourth planet (e) with a minimum mass of $0.34 \pm 0.01 M_{Jup}$ and an orbital period of 101.4 $\pm$ 0.4 days. Despite its non-transiting geometry, secular interactions between planet e and the inner transiting planets indicate that planet e is coplanar with the transiting planets ($Δ$i < 10$^{\circ}$). We identify a second high mass planet (f) with 95% confidence intervals on mass between $2-11 \, M_{Jup}$ and period between 1700-7200 days, based on a joint analysis of RVs and astrometry from $Gaia$ and $Hipparcos$. As a bright star hosting multiple planets with well-measured masses, HD 191939 presents many options for comparative planetary astronomy including characterization with JWST.

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Contemporary formation of early solar system planetesimals at two distinct radial locations

The formation of planetesimals is expected to occur via particle-gas instabilities that concentrate dust into self-gravitating clumps. Triggering these instabilities requires the prior pileup of dust in the protoplanetary disk. Until now, this has been successfully modeled exclusively at the disk's snowline, whereas rocky planetesimals in the inner disk were obtained only by assuming either unrealistically large particle sizes or an enhanced global disk metallicity. However, planetesimal formation solely at the snowline is difficult to reconcile with the early and contemporaneous formation of iron meteorite parent bodies with distinct oxidation states and isotopic compositions, indicating formation at different radial locations in the disk. Here, by modeling the evolution of a disk with ongoing accretion of material from the collapsing molecular cloud, we show that planetesimal formation may have been triggered within the first 0.5 million years by dust pileup at both the snowline (at approximately 5 au) and the silicate sublimation line (at approximately 1 au), provided turbulent diffusion was low. Particle concentration at approximately 1 au is due to the early outward radial motion of gas and is assisted by the sublimation and recondensation of silicates. Our results indicate that, although the planetesimals at the two locations formed about contemporaneously, those at the snowline accreted a large fraction of their mass (approximately 60 percent) from materials delivered to the disk in the first few 10,000 yr, whereas this fraction is only 30 percent for the planetesimals formed at the silicate line. Thus, provided that the isotopic composition of the delivered material changed with time, these two planetesimal populations should have distinct isotopic compositions, consistent with observations.

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Chaotic dynamics driven by particle-core interactions

High-intensity beams in modern linacs are frequently encircled by diffuse halos, which drive sustained particle losses and result in gradual degradation of accelerating structures. In large part, the growth of halos is facilitated by internal space-charge forces within the beams, and detailed characterization of this process constitutes an active area of ongoing research. A partial understanding of dynamics that ensue within space-charge dominated beams is presented by the particle-core interaction paradigm -- a mathematical model wherein single particle dynamics, subject to the collective potential of the core, are treated as a proxy for the broader behavior of the beam. In this work, we investigate the conditions for the onset of large-scale chaos within the framework of this model, and demonstrate that the propensity towards stochastic evolution is strongly dependent upon the charge distribution of the beam. In particular, we show that while particle motion within a uniformly charged beam is dominantly regular, rapid deterministic chaos readily arises within space-charge dominated Gaussian beams. Importantly, we find that for sufficiently high values of the beam's space charge and beam pulsation amplitude, enhanced chaotic mixing between the core and the halo can lead to an enhanced radial diffusion of charged particles. We explain our results from analytic grounds by demonstrating that chaotic motion is driven by the intersection of two principal resonances of the system, and derive the relevant overlap conditions. Additionally, our analysis illuminates a close connection between the mathematical formulation of the particle-core interaction model and the Andoyer family of integrable Hamiltonians.

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The Stability Boundary of the Distant Scattered Disk

The scattered disk is a vast population of trans-Neptunian minor bodies that orbit the sun on highly elongated, long-period orbits. The stability of scattered disk objects is primarily controlled by a single parameter - their perihelion distance. While the existence of a perihelion boundary that separates chaotic and regular motion of long-period orbits is well established through numerical experiments, its theoretical basis as well as its semi-major axis dependence remain poorly understood. In this work, we outline an analytical model for the dynamics of distant trans-Neptunian objects and show that the orbital architecture of the scattered disk is shaped by an infinite chain of $2:j$ resonances with Neptune. The widths of these resonances increase as the perihelion distance approaches Neptune's semi-major axis, and their overlap drives chaotic motion. Within the context of this picture, we derive an analytic criterion for instability of long-period orbits, and demonstrate that rapid dynamical chaos ensues when the perihelion drops below a critical value, given by $q_{\rm{crit}}=a_{\rm{N}}\,\big(\ln((24^2/5)\,(m_{\rm{N}}/M_{\odot})\,(a/a_{\rm{N}})^{5/2})\big)^{1/2}$. This expression constitutes a boundary between the "detached" and actively "scattering" sub-populations of distant trans-Neptunian minor bodies. Additionally, we find that within the stochastic layer, the Lyapunov time of scattered disk objects approaches the orbital period, and show that the semi-major axis diffusion coefficient is approximated by $\mathcal{D}_a\sim(8/(5\,π))\,(m_{\rm{N}}/M_{\odot})\,\sqrt{\mathcal{G}\,M_{\odot}\,a_{\rm{N}}}\,\exp\big[-(q/a_{\rm{N}})^2/2\big]$. We confirm our results with numerical simulations and highlight the connections between scattered disk dynamics and the Chirikov Standard Map. Implications of our results for the long-term evolution of the distant solar system are discussed.

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A search for Planet Nine using the Zwicky Transient Facility public archive

Recent estimates of the characteristics of Planet Nine have suggested that it could be closer than originally assumed. Such a Planet Nine would also be brighter than originally assumed, suggesting the possibility that it has already been observed in wide-field moderate-depth surveys. We search for Planet Nine in the Zwicky Transient Facility public archive and find no candidates. Using known asteroids to calculate the magnitude limit of the survey, we find that we should have detected Planet Nine throughout most of the northern portion of its predicted orbit -- including within the galactic plane -- to a 95% detection efficiency of approximately $V=20.5$. To aid in understanding detection limits for this and future analyses, we present a full-sky synthetic Planet Nine population drawn from a statistical sampling of predicted Planet Nine orbits. We use this reference population to estimate that this survey rules out 56% of predicted Planet Nine phase space, and we demonstrate how future analyses can use the same synthetic population to continue to constrain the amount of parameter space effectively searched for Planet Nine.

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On the Fate of Interstellar Objects Captured by our Solar System

With the recent discoveries of interstellar objects `Oumuamua and Borisov traversing the solar system, understanding the dynamics of interstellar objects is more pressing than ever. These detections have highlighted the possibility that captured interstellar material could be trapped in our solar system. The first step in rigorously investigating this question is to calculate a capture cross section for interstellar objects as a function of hyperbolic excess velocity, which can be convolved with any velocity dispersion to compute a capture rate (Napier et. al. 2021). Although the cross section provides the first step toward calculating the mass of alien rocks residing in our solar system, we also need to know the lifetime of captured objects. We use an ensemble of N-body simulations to characterize a dynamical lifetime for captured interstellar objects and determines the fraction of surviving objects as a function of time (since capture). We also illuminate the primary effects driving their secular evolution. Finally, we use the resulting dynamical lifetime function to estimate the current inventory of captured interstellar material in the solar system. We find that capture from the field yields a steady state mass of only $\sim 10^{-13} M_{\oplus}$, whereas the mass remaining from capture events in the birth cluster is roughly $10^{-9} M_{\oplus}$.

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The orbit of Planet Nine

The existence of a giant planet beyond Neptune -- referred to as Planet Nine (P9) -- has been inferred from the clustering of longitude of perihelion and pole position of distant eccentric Kuiper belt objects (KBOs). After updating calculations of observational biases, we find that the clustering remains significant at the 99.6\% confidence level. We thus use these observations to determine orbital elements of P9. A suite of numerical simulations shows that the orbital distribution of the distant KBOs is strongly influenced by the mass and orbital elements of P9 and thus can be used to infer these parameters. Combining the biases with these numerical simulations, we calculate likelihood values for discrete set of P9 parameters, which we then use as input into a Gaussian Process emulator that allows a likelihood computation for arbitrary values of all parameters. We use this emulator in a Markov Chain Monte Carlo analysis to estimate parameters of P9. We find a P9 mass of $6.2^{+2.2}_{-1.3}$ Earth masses, semimajor axis of $380^{+140}_{-80}$ AU, inclination of $16\pm5^\circ$ and perihelion of $300^{+85}_{-60}$ AU. Using samples of the orbital elements and estimates of the radius and albedo of such a planet, we calculate the probability distribution function of the on-sky position of Planet Nine and of its brightness. For many reasonable assumptions, Planet Nine is closer and brighter than initially expected, though the probability distribution includes a long tail to larger distances, and uncertainties in the radius and albedo of Planet Nine could yield fainter objects.

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Collisional Growth Within the Solar System's Primordial Planetesimal Disk and the Timing of the Giant Planet Instability

The large scale structure of the Solar System has been shaped by a transient dynamical instability that may have been triggered by the interaction of the giants planets with a massive primordial disk of icy debris. In this work, we investigate the conditions under which this primordial disk could have coalesced into planets using analytic and numerical calculations. In particular, we perform numerical simulations of the Solar System's early dynamical evolution that account for the viscous stirring and collisional damping within the disk. We demonstrate that if collisional damping would have been sufficient to maintain a temperate velocity dispersion, Earth mass trans-Neptunian planets could have emerged within a timescale of 10 Myr. Therefore, our results favor a scenario wherein the dynamical instability of the outer Solar System began immediately upon the dissipation of the gaseous nebula to avoid the overproduction of Earth mass planets in the outer Solar System.

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Migrating Planets into Ultra-Short-Period Orbits during Episodic Accretion Events

Ultra-short-period (USP) planets reside inside the expected truncation radius for typical T Tauri disks. As a result, their current orbital locations require an explanation beyond standard disk migration or in situ formation. Modern theories of planet-disk interactions indicate that once a planet migrates close to the disk's inner truncation radius, Type I torques vanish or switch direction, depending on the stellar and disk conditions, so that the planet is expected to stop its orbital decay and become trapped. In this work, we show that that magnetically-driven sub-Keplerian gas flow in the inner disk can naturally counteract these effects and produce systems with USP planets at their observed orbital radii. The sub-Keplerian gas flow provides a headwind to small planets, and the resulting torque can overcome the effects of outward Type I migration near the co-rotation radius. For suitable disk and planet parameters, the torques due to the sub-Keplerian gas flow lead to inward migration on a rapid timescale. Over the time span of an FU Ori outburst, which moves the disk truncation radius inward, the rapid headwind migration can place planets in USP orbits. The combination of headwind migration and FU Ori outbursts thus provides a plausible mechanism to move small planets from $a=0.05-0.1$ AU down to $a=0.01-0.02$ AU. This effect is amplified for low-mass planets, consistent with existing observations.

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The distribution of mutual inclinations arising from the stellar quadrupole moment

A large proportion of transiting planetary systems appear to possess only a single planet as opposed to multiple transiting planets. This excess of singles is indicative of significant mutual inclinations existing within a large number of planetary systems, but the origin of these misalignments is unclear. Moreover, recent observational characterization reveals that mutual inclinations tend to increase with proximity to the host star. These trends are both consistent with the dynamical influence of a strong quadrupolar potential arising from the host star during its early phase of rapid rotation, coupled with a non-zero stellar obliquity. Here, we simulate a population of planetary systems subject to the secular perturbation arising from a tilted, oblate host star as it contracts and spins down subsequent to planet formation. We demonstrate that this mechanism can reproduce the general increase in planet-planet mutual inclinations with proximity to the host star, and delineate a parameter space wherein the host star can drive dynamical instabilities. We suggest that approximately 5-10\% of low-mass Kepler systems are susceptible to this instability mechanism, suggesting that a significant number of single-transiting planets may truly be intrinsically single. We also report a novel connection between instability and stellar obliquity reduction and make predictions that can be tested within upcoming TESS observations.

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A Tidal Origin for a 3-body Resonance in Kepler-221

Over the course of the last two decades, traditional models of planet formation have been repeatedly challenged by the emerging census of extrasolar planets. Key among them is the orbital architecture problem: while standard models of orbital migration predict resonant orbits for short-period objects, most planets do not appear to lie in orbital resonances. Here we show that the four-planet system Kepler-221, not previously recognized to have active orbital resonances, has a three-body commensurability relation unique within the Kepler sample. Using a suite of numerical experiments as well as a perturbative analysis, we demonstrate that this system likely began as a resonant chain and proceeded to undergo large-scale divergence away from resonance, under the action of tidal dissipation. Our results further indicate that obliquity tides, driven by a secular spin-orbit resonance and mutual inclination, are an excellent candidate for driving this orbital divergence, and that the high tidal luminosity may also explain the anomalous size of planet b, which lies within the Fulton radius gap.

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Injection of Inner Oort Cloud Objects Into the Distant Kuiper Belt by Planet Nine

The outer solar system exhibits an anomalous pattern of orbital clustering, characterized by an approximate alignment of the apsidal lines and angular momentum vectors of distant, long-term stable Kuiper belt objects. One explanation for this dynamical confinement is the existence of a yet-undetected planetary-mass object, "Planet Nine (P9)". Previous work has shown that trans-Neptunian objects, which originate within the scattered disk population of the Kuiper belt, can be corralled into orbital alignment by Planet Nine's gravity over ~Gyr timescales, and characteristic P9 parameters have been derived by matching the properties of a synthetic Kuiper belt generated within numerical simulations to the available observational data. In this work, we show that an additional dynamical process is in play within the framework of the Planet Nine hypothesis, and demonstrate that P9-induced dynamical evolution facilitates orbital variations within the otherwise dynamically frozen inner Oort cloud. As a result of this evolution, inner Oort cloud bodies can acquire orbits characteristic of the distant scattered disk, implying that if Planet Nine exists, the observed census of long-period trans-Neptunian objects is comprised of a mixture of Oort cloud and Kuiper belt objects. Our simulations further show that although inward-injected inner Oort cloud objects exhibit P9-driven orbital confinement, the degree of clustering is weaker than that of objects originating within the Kuiper belt. Cumulatively, our results suggest that a more eccentric Planet Nine is likely necessary to explain the data than previously thought.

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The Onset of Chaos in Permanently Deformed Binaries from Spin-Orbit and Spin-Spin Coupling

Permanently deformed objects in binary systems can experience complex rotation evolution, arising from the extensively studied effect of spin-orbit coupling as well as more nuanced dynamics arising from spin-spin interactions. The ability of an object to sustain an aspheroidal shape largely determines whether or not it will exhibit non-trivial rotational behavior. In this work, we adopt a simplified model of a gravitationally interacting primary and satellite pair, where each body's quadrupole moment is approximated by two diametrically opposed point masses. After calculating the net gravitational torque on the satellite from the primary, and the associated equations of motion, we employ a Hamiltonian formalism which allows for a perturbative treatment of the spin-orbit and retrograde and prograde spin-spin coupling states. By analyzing the resonances individually and collectively, we determine the criteria for resonance overlap and the onset of chaos, as a function of orbital and geometric properties of the binary. We extend the 2D planar geometry to calculate the obliquity evolution, and find that satellites in spin-spin resonances undergo precession when inclined out of the plane, but do not tumble. We apply our resonance overlap criteria to the contact binary system (216) Kleopatra, and find that its satellites, Cleoselene and Alexhelios, may plausibly be exhibiting chaotic rotational dynamics from the overlap of the spin-orbit and retrograde spin-spin resonances. While this model is by construction generalizable to any binary system, it will be particularly useful to study small bodies in the solar system, whose irregular shapes make them ideal candidates for exotic rotational states.

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Eigenstates of Quasi-Keplerian Self-Gravitating Particle Discs

Although quasi-Keplerian discs are among the most common astrophysical structures, computation of secular angular momentum transport within them routinely presents a considerable practical challenge. In this work, we investigate the secular small-inclination dynamics of a razor-thin particle disc as the continuum limit of a discrete Lagrange-Laplace secular perturbative theory and explore the analogy between the ensuing secular evolution -- including non-local couplings of self-gravitating discs -- and quantum mechanics. We find the 'quantum' Hamiltonian that describes the time evolution of the system and demonstrate the existence of a conserved inner product. The lowest-frequency normal modes are numerically approximated by performing a Wick rotation on the equations of motion. These modes are used to quantify the accuracy of a much simpler local-coupling model, revealing that it predicts the shape of the normal modes to a high degree of accuracy, especially in narrow annuli, even though it fails to predict their eigenfrequencies.

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The Origin of Systems of Tightly Packed Inner Planets with Misaligned, Ultra-Short-Period Companions

Ultra-short period planets provide a window into the inner edge of the parameter space occupied by planetary orbits. In one particularly intriguing class of multi-planet systems, the ultra-short period planet is flanked by short-period companions, and the outer planets occupy a discernibly distinct dynamical state. In the observational database, this phenomenon is represented by a small number of stars hosting systems of tightly packed co-planar planets as well as an ultra-short period planet, whose orbit of is misaligned relative to the mutual plane of the former. In this work, we explore two different mechanisms that can produce an ultra-short period planet that is misaligned with the rest of its compact planetary system: natural decoupling between the inner and outer system via the stellar quadrupole moment, and decoupling forced by an external companion with finely-tuned orbital parameters. These two processes operate with different timescales, and can thus occur simultaneously. In this work, we use the K2-266 system as an illustrative example to elucidate the dynamics of these two processes, and highlight the types of constraints that may arise regarding the dynamical histories of systems hosting ultra-short period planets.

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The Great Inequality and the Dynamical Disintegration of the Outer Solar System

Using an ensemble of N-body simulations, this paper considers the fate of the outer gas giants (Jupiter, Saturn, Uranus, and Neptune) after the Sun leaves the main sequence and completes its stellar evolution. Due to solar mass-loss -- which is expected to remove roughly half of the star's mass -- the orbits of the giant planets expand. This adiabatic process maintains the orbital period ratios, but the mutual interactions between planets and the width of mean-motion resonances (MMR) increase, leading to the capture of Jupiter and Saturn into a stable 5:2 resonant configuration. The expanded orbits, coupled with the large-amplitude librations of the critical MMR angle, make the system more susceptible to perturbations from stellar flyby interactions. Accordingly, within about 30 Gyr, stellar encounters perturb the planets onto the chaotic sub-domain of the 5:2 resonance, triggering a large-scale instability, which culminates in the ejections of all but one planet over the subsequent $\sim10$ Gyr. After an additional $\sim50$ Gyr, a close stellar encounter (with a perihelion distance less than $\sim200$ AU) liberates the final planet. Through this sequence of events, the characteristic timescale over which the solar system will be completely dissolved is roughly 100 Gyr. Our analysis thus indicates that the expected dynamical lifetime of the solar system is much longer than the current age of the universe, but is significantly shorter than previous estimates.

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On the Dynamical Origins of Retrograde Jupiter Trojans and their Connection to High-Inclination TNOs

Over the course of the last decade, observations of highly-inclined (orbital inclination i > 60°) Trans-Neptunian Objects (TNOs) have posed an important challenge to current models of solar system formation (Levison et al. 2008; Nesvorný 2015). These remarkable minor planets necessitate the presence of a distant reservoir of strongly-out-of-plane TNOs, which itself requires some dynamical production mechanism (Gladman et al. 2009; Gomes et al. 2015; Batygin and Brown 2016). A notable recent addition to the census of high-i minor bodies in the solar system is the retrograde asteroid 514107 Ka'epaoka'awela, which currently occupies a 1:-1 mean motion resonance with Jupiter at i = 163° (Wiegert et al. 2017). In this work, we delineate a direct connection between retrograde Jupiter Trojans and high-i Centaurs. First, we back-propagate a large sample of clones of Ka'epaoka'awela for 100 Ma numerically, and demonstrate that long-term stable clones tend to decrease their inclination steadily until it concentrates between 90° and 135°, while their eccentricity and semi-major axis increase, placing many of them firmly into the trans-Neptunian domain. Importantly, the clones show significant overlap with the synthetic high-i Centaurs generated in Planet 9 studies (Batygin et al. 2019), and hint at the existence of a relatively prominent, steady-state population of minor bodies occupying polar trans-Saturnian orbits. Second, through direct numerical forward-modeling, we delineate the dynamical pathway through which conventional members of the Kuiper Belt's scattered disk population can become retrograde Jovian Trojan resonators in presence of Planet 9.

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Interactions Among Non-Interacting Particles in Planet Formation Simulations

Over the course of the recent decades, $N$-body simulations have become a standard tool for quantifying the gravitational perturbations that ensue in planet-forming disks. Within the context of such simulations, massive non-central bodies are routinely classified into "big" and "small" particles, where big objects interact with all other objects self-consistently, while small bodies interact with big bodies but not with each other. Importantly, this grouping translates to an approximation scheme where the orbital evolution of small bodies is dictated entirely by the dynamics of the big bodies, yielding considerable computational advantages with little added cost in terms of astrophysical accuracy. Here we point out, however, that this scheme can also yield spurious dynamical behaviour, where even in absence of big bodies within a simulation, indirect coupling among small bodies can lead to excitation of the constituent "non-interacting" orbits. We demonstrate this self-stirring by carrying out a sequence of numerical experiments, and confirm that this effect is largely independent of the time-step or the employed integration algorithm. Furthermore, adopting the growth of angular momentum deficit as a proxy for dynamical excitation, we explore its dependence on time, the cumulative mass of the system, as well as the total number of particles present in the simulation. Finally, we examine the degree of such indirect excitation within the context of conventional terrestrial planet formation calculations, and conclude that although some level of caution may be warranted, this effect plays a negligible role in driving the simulated dynamical evolution.

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