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Kun Zhang

Publications and source records attributed to Kun Zhang.

At least 145 records · Page 8Linked to original sources

Anomalous Collision of Exceptional Points on Nonorientable Manifolds

Band degeneracies, ranging from Hermitian Dirac points to non-Hermitian exceptional points (EPs), play a central role in topological phase transitions. Beyond the topology of individual degeneracies, their mutual interactions yield richer phenomena. A representative example is the anomalous non-annihilating collision of pairwise-created degeneracies, previously believed to occur only in non-Abelian multiband systems. Here, we theoretically reveal and experimentally demonstrate that such an anomalous collision can emerge even in a simple two-band system without non-Abelian nature. In a two-dimensional non-Hermitian lattice whose Brillouin zone forms a nonorientable Klein bottle, two EPs with opposite topological charges, pairwise created from a hybrid point, merge into a new vortex point upon re-encounter, instead of annihilating. Remarkably, the hybrid point is a defective degeneracy featuring no eigenenergy braiding, whereas the vortex point is a non-defective degeneracy yet exhibits nontrivial eigenenergy braiding. This process manifests a non-Hermitian phase transition from a gapped phase to a gapless phase, a scenario that we directly observe in a hybrid-dimensional acoustic lattice via momentum-resolved band braid and Berry phase measurements. Our findings identify nonorientability as a new arena for engineering band degeneracies and topological phases, and pave the way for experimentally exploring the interplay between exceptional and nonorientable topology.

cond-mat.mes-hall↗

HCVP: Leveraging Hierarchical Contrastive Visual Prompt for Domain Generalization

Domain Generalization (DG) endeavors to create machine learning models that excel in unseen scenarios by learning invariant features. In DG, the prevalent practice of constraining models to a fixed structure or uniform parameterization to encapsulate invariant features can inadvertently blend specific aspects. Such an approach struggles with nuanced differentiation of inter-domain variations and may exhibit bias towards certain domains, hindering the precise learning of domain-invariant features. Recognizing this, we introduce a novel method designed to supplement the model with domain-level and task-specific characteristics. This approach aims to guide the model in more effectively separating invariant features from specific characteristics, thereby boosting the generalization. Building on the emerging trend of visual prompts in the DG paradigm, our work introduces the novel \textbf{H}ierarchical \textbf{C}ontrastive \textbf{V}isual \textbf{P}rompt (HCVP) methodology. This represents a significant advancement in the field, setting itself apart with a unique generative approach to prompts, alongside an explicit model structure and specialized loss functions. Differing from traditional visual prompts that are often shared across entire datasets, HCVP utilizes a hierarchical prompt generation network enhanced by prompt contrastive learning. These generative prompts are instance-dependent, catering to the unique characteristics inherent to different domains and tasks. Additionally, we devise a prompt modulation network that serves as a bridge, effectively incorporating the generated visual prompts into the vision transformer backbone. Experiments conducted on five DG datasets demonstrate the effectiveness of HCVP, outperforming both established DG algorithms and adaptation protocols.

cs.CV↗

LLM Interpretability with Identifiable Temporal-Instantaneous Representation

Despite Large Language Models' remarkable capabilities, understanding their internal representations remains challenging. Mechanistic interpretability tools such as sparse autoencoders (SAEs) were developed to extract interpretable features from LLMs but lack temporal dependency modeling, instantaneous relation representation, and more importantly theoretical guarantees, undermining both the theoretical foundations and the practical confidence necessary for subsequent analyses. While causal representation learning (CRL) offers theoretically grounded approaches for uncovering latent concepts, existing methods cannot scale to LLMs' rich conceptual space due to inefficient computation. To bridge the gap, we introduce an identifiable temporal causal representation learning framework specifically designed for LLMs' high-dimensional concept space, capturing both time-delayed and instantaneous causal relations. Our approach provides theoretical guarantees and demonstrates efficacy on synthetic datasets scaled to match real-world complexity. By extending SAE techniques with our temporal causal framework, we successfully discover meaningful concept relationships in LLM activations. Our findings show that modeling both temporal and instantaneous conceptual relationships advances the interpretability of LLMs.

cs.LG↗

Selective Mixup for Debiasing Question Selection in Computerized Adaptive Testing

Computerized Adaptive Testing (CAT) is a widely used technology for evaluating learners' proficiency in online education platforms. By leveraging prior estimates of proficiency to select questions and updating the estimates iteratively based on responses, CAT enables personalized learner modeling and has attracted substantial attention. Despite this progress, most existing works focus primarily on improving diagnostic accuracy, while overlooking the selection bias inherent in the adaptive process. Selection Bias arises because the question selection is strongly influenced by the estimated proficiency, such as assigning easier questions to learners with lower proficiency and harder ones to learners with higher proficiency. Since the selection depends on prior estimation, this bias propagates into the diagnosis model, which is further amplified during iterative updates, leading to misalignment and biased predictions. Moreover, the imbalanced nature of learners' historical interactions often exacerbates the bias in diagnosis models. To address this issue, we propose a debiasing framework consisting of two key modules: Cross-Attribute Examinee Retrieval and Selective Mixup-based Regularization. First, we retrieve balanced examinees with relatively even distributions of correct and incorrect responses and use them as neutral references for biased examinees. Then, mixup is applied between each biased examinee and its matched balanced counterpart under label consistency. This augmentation enriches the diversity of bias-conflicting samples and smooths selection boundaries. Finally, extensive experiments on two benchmark datasets with multiple advanced diagnosis models demonstrate that our method substantially improves both the generalization ability and fairness of question selection in CAT.

cs.IR↗

Latent Variable Causal Discovery under Selection Bias

Addressing selection bias in latent variable causal discovery is important yet underexplored, largely due to a lack of suitable statistical tools: While various tools beyond basic conditional independencies have been developed to handle latent variables, none have been adapted for selection bias. We make an attempt by studying rank constraints, which, as a generalization to conditional independence constraints, exploits the ranks of covariance submatrices in linear Gaussian models. We show that although selection can significantly complicate the joint distribution, interestingly, the ranks in the biased covariance matrices still preserve meaningful information about both causal structures and selection mechanisms. We provide a graph-theoretic characterization of such rank constraints. Using this tool, we demonstrate that the one-factor model, a classical latent variable model, can be identified under selection bias. Simulations and real-world experiments confirm the effectiveness of using our rank constraints.

cs.LG↗

Learning by Analogy: A Causal Framework for Composition Generalization

Compositional generalization -- the ability to understand and generate novel combinations of learned concepts -- enables models to extend their capabilities beyond limited experiences. While effective, the data structures and principles that enable this crucial capability remain poorly understood. We propose that compositional generalization fundamentally requires decomposing high-level concepts into basic, low-level concepts that can be recombined across similar contexts, similar to how humans draw analogies between concepts. For example, someone who has never seen a peacock eating rice can envision this scene by relating it to their previous observations of a chicken eating rice. In this work, we formalize these intuitive processes using principles of causal modularity and minimal changes. We introduce a hierarchical data-generating process that naturally encodes different levels of concepts and their interaction mechanisms. Theoretically, we demonstrate that this approach enables compositional generalization supporting complex relations between composed concepts, advancing beyond prior work that assumes simpler interactions like additive effects. Critically, we also prove that this latent hierarchical structure is provably recoverable (identifiable) from observable data like text-image pairs, a necessary step for learning such a generative process. To validate our theory, we apply insights from our theoretical framework and achieve significant improvements on benchmark datasets.

cs.LG↗

Unleashing the Power of Vision-Language Models for Long-Tailed Multi-Label Visual Recognition

Long-tailed multi-label visual recognition poses a significant challenge, as images typically contain multiple labels with highly imbalanced class distributions, leading to biased models that favor head classes while underperforming on tail classes. Recent efforts have leveraged pre-trained vision-language models, such as CLIP, alongside long-tailed learning techniques to exploit rich visual-textual priors for improved performance. However, existing methods often derive semantic inter-class relationships directly from imbalanced datasets, resulting in unreliable correlations for tail classes due to data scarcity. Moreover, CLIP's zero-shot paradigm is optimized for single-label image-text matching, making it suboptimal for multi-label tasks. To address these issues, we propose the correlation adaptation prompt network (CAPNET), a novel end-to-end framework that explicitly models label correlations from CLIP's textual encoder. The framework incorporates a graph convolutional network for label-aware propagation and learnable soft prompts for refined embeddings. It utilizes a distribution-balanced Focal loss with class-aware re-weighting for optimized training under imbalance. Moreover, it improves generalization through test-time ensembling and realigns visual-textual modalities using parameter-efficient fine-tuning to avert overfitting on tail classes without compromising head class performance. Extensive experiments and ablation studies on benchmarks including VOC-LT, COCO-LT, and NUS-WIDE demonstrate that CAPNET achieves substantial improvements over state-of-the-art methods, validating its effectiveness for real-world long-tailed multi-label visual recognition.

cs.CV↗

Absence of local conserved charges of the Fredkin spin chain and its truncated versions

Conservation laws serve as the hallmark of integrability. The absence of conserved charges typically implies that the model is nonintegrable. The recently proposed Fredkin spin chain exhibits rich structures, and its ground state is analytically known. However, whether the Fredkin spin chain is integrable remains an open question. In this work, through rigorous analytical calculations, we demonstrate that the Fredkin spin chain, under both periodic and open boundary conditions, lacks local conserved charges, thereby confirming its nonintegrable nature. Furthermore, we find that when one or a portion of the Hamiltonian terms are removed (referred to as the truncated Fredkin spin chain), local conserved charges are still absent. Our findings suggest that in models involving three-site interactions, integrable models are generally rare.

quant-ph↗

An Efficient LLM-based Evolutional Recommendation with Locate-Forget-Update Paradigm

Nowadays, Large Language Models (LLMs) have shown exceptional performance in sequential recommendations, and the adoption of LLM-based recommender systems (LLMRec) is becoming increasingly widespread in existing e-commerce platforms. Despite the impressive performance, the constant high volume of new user-item interactions makes it difficult to adapt to the evolution of user preference over time, especially for LLM-based recommender systems. The challenge arises from the large number of parameters in LLMs, which makes traditional evolution methods (i.e., Re-training or Fine-tuning) impractical. Specifically, Re-training with all interactions results in prohibitively high computational costs. On the other hand, fine-tuning with only new interactions leads to preference forgetting among inactive users, ultimately compromising overall performance. To tackle this problem, we propose EvoRec, an efficient Locate-Forget-Update framework designed for LLM-based recommender systems to model the evolution of user preferences. EvoRec identifies a small set of parameters associated with preference changes and updates them precisely, thereby saving computational resources while maintaining strong recommendation performance. Notably, the modified parameters account for only 30\% of LoRA adapter parameters, with no additional parameters introduced. Extensive experiments on two real-world datasets demonstrate that, compared to existing methods, EvoRec not only efficiently evolves LLMRec to adapt to the preferences of active users, but also preserves the interests of inactive users from being disturbed during evolution.

cs.IR↗

Socrates or Smartypants: Testing Logic Reasoning Capabilities of Large Language Models with Logic Programming-based Test Oracles

Large Language Models (LLMs) have achieved significant progress in language understanding and reasoning. Evaluating and analyzing their logical reasoning abilities has therefore become essential. However, existing datasets and benchmarks are often limited to overly simplistic, unnatural, or contextually constrained examples. In response to the growing demand, we introduce SmartyPat-Bench, a challenging, naturally expressed, and systematically labeled benchmark derived from real-world high-quality Reddit posts containing subtle logical fallacies. Unlike existing datasets and benchmarks, it provides more detailed annotations of logical fallacies and features more diverse data. To further scale up the study and address the limitations of manual data collection and labeling - such as fallacy-type imbalance and labor-intensive annotation - we introduce SmartyPat, an automated framework powered by logic programming-based oracles. SmartyPat utilizes Prolog rules to systematically generate logically fallacious statements, which are then refined into fluent natural-language sentences by LLMs, ensuring precise fallacy representation. Extensive evaluation demonstrates that SmartyPat produces fallacies comparable in subtlety and quality to human-generated content and significantly outperforms baseline methods. Finally, experiments reveal nuanced insights into LLM capabilities, highlighting that while excessive reasoning steps hinder fallacy detection accuracy, structured reasoning enhances fallacy categorization performance.

cs.CL↗

The Third Pillar of Causal Analysis? A Measurement Perspective on Causal Representations

Causal reasoning and discovery, two fundamental tasks of causal analysis, often face challenges in applications due to the complexity, noisiness, and high-dimensionality of real-world data. Despite recent progress in identifying latent causal structures using causal representation learning (CRL), what makes learned representations useful for causal downstream tasks and how to evaluate them are still not well understood. In this paper, we reinterpret CRL using a measurement model framework, where the learned representations are viewed as proxy measurements of the latent causal variables. Our approach clarifies the conditions under which learned representations support downstream causal reasoning and provides a principled basis for quantitatively assessing the quality of representations using a new Test-based Measurement EXclusivity (T-MEX) score. We validate T-MEX across diverse causal inference scenarios, including numerical simulations and real-world ecological video analysis, demonstrating that the proposed framework and corresponding score effectively assess the identification of learned representations and their usefulness for causal downstream tasks.

cs.LG↗

MixAR: Mixture Autoregressive Image Generation

Autoregressive (AR) approaches, which represent images as sequences of discrete tokens from a finite codebook, have achieved remarkable success in image generation. However, the quantization process and the limited codebook size inevitably discard fine-grained information, placing bottlenecks on fidelity. Motivated by this limitation, recent studies have explored autoregressive modeling in continuous latent spaces, which offers higher generation quality. Yet, unlike discrete tokens constrained by a fixed codebook, continuous representations lie in a vast and unstructured space, posing significant challenges for efficient autoregressive modeling. To address these challenges, we introduce MixAR, a novel framework that leverages mixture training paradigms to inject discrete tokens as prior guidance for continuous AR modeling. MixAR is a factorized formulation that leverages discrete tokens as prior guidance for continuous autoregressive prediction. We investigate several discrete-continuous mixture strategies, including self-attention (DC-SA), cross-attention (DC-CA), and a simple approach (DC-Mix) that replaces homogeneous mask tokens with informative discrete counterparts. Moreover, to bridge the gap between ground-truth training tokens and inference tokens produced by the pre-trained AR model, we propose Training-Inference Mixture (TI-Mix) to achieve consistent training and generation distributions. In our experiments, we demonstrate a favorable balance of the DC-Mix strategy between computational efficiency and generation fidelity, and consistent improvement of TI-Mix.

cs.CV↗

Experimental Observation of Hidden Multistability in Nonlinear Systems

Multistability, the coexistence of multiple stable states, is a cornerstone of nonlinear dynamical systems, governing their equilibrium, tunability, and emergent complexity. Recently, the concept of hidden multistability, where certain stable states evade detection via conventional continuous parameter sweeping, has garnered increasing attention due to its elusive nature and promising applications. In this Letter, we present the first experimental observation of hidden multistability using a programmable acoustic coupled-cavity platform that integrates competing self-focusing and self-defocusing Kerr nonlinearities. Beyond established bistability, we demonstrate semi- and fully-hidden tristabilities by precisely programming system parameters. Crucially, the hidden stable states, typically inaccessible via the traditional protocol, are unambiguously revealed and dynamically controlled through pulsed excitation, enabling flexible transitions between distinct types of stable states. These experimental findings not only offer new insights into the fundamental physics of emerging hidden multistability, but also unlock new avenues for applications in information storage, information encryption, and safety precaution, where multi-state dynamics could enable advanced control techniques.

nlin.CD↗

Higher-Order Causal Structure Learning with Additive Models

Causal structure learning has long been the central task of inferring causal insights from data. Despite the abundance of real-world processes exhibiting higher-order mechanisms, however, an explicit treatment of interactions in causal discovery has received little attention. In this work, we focus on extending the causal additive model (CAM) to additive models with higher-order interactions. This second level of modularity we introduce to the structure learning problem is most easily represented by a directed acyclic hypergraph which extends the DAG. We introduce the necessary definitions and theoretical tools to handle the novel structure we introduce and then provide identifiability results for the hyper DAG, extending the typical Markov equivalence classes. We next provide insights into why learning the more complex hypergraph structure may actually lead to better empirical results. In particular, more restrictive assumptions like CAM correspond to easier-to-learn hyper DAGs and better finite sample complexity. We finally develop an extension of the greedy CAM algorithm which can handle the more complex hyper DAG search space and demonstrate its empirical usefulness in synthetic experiments.

cs.LG↗

Gene Regulatory Network Inference in the Presence of Selection Bias and Latent Confounders

Gene regulatory network inference (GRNI) aims to discover how genes causally regulate each other from gene expression data. It is well-known that statistical dependencies in observed data do not necessarily imply causation, as spurious dependencies may arise from latent confounders, such as non-coding RNAs. Numerous GRNI methods have thus been proposed to address this confounding issue. However, dependencies may also result from selection--only cells satisfying certain survival or inclusion criteria are observed--while these selection-induced spurious dependencies are frequently overlooked in gene expression data analyses. In this work, we show that such selection is ubiquitous and, when ignored or conflated with true regulations, can lead to flawed causal interpretation and misguided intervention recommendations. To address this challenge, a fundamental question arises: can we distinguish dependencies due to regulation, confounding, and crucially, selection? We show that gene perturbations offer a simple yet effective answer: selection-induced dependencies are symmetric under perturbation, while those from regulation or confounding are not. Building on this motivation, we propose GISL (Gene regulatory network Inference in the presence of Selection bias and Latent confounders), a principled algorithm that leverages perturbation data to uncover both true gene regulatory relations and non-regulatory mechanisms of selection and confounding up to the equivalence class. Experiments on synthetic and real-world gene expression data demonstrate the effectiveness of our method.

cs.LG↗

Detecting Generated Images by Fitting Natural Image Distributions

The increasing realism of generated images has raised significant concerns about their potential misuse, necessitating robust detection methods. Current approaches mainly rely on training binary classifiers, which depend heavily on the quantity and quality of available generated images. In this work, we propose a novel framework that exploits geometric differences between the data manifolds of natural and generated images. To exploit this difference, we employ a pair of functions engineered to yield consistent outputs for natural images but divergent outputs for generated ones, leveraging the property that their gradients reside in mutually orthogonal subspaces. This design enables a simple yet effective detection method: an image is identified as generated if a transformation along its data manifold induces a significant change in the loss value of a self-supervised model pre-trained on natural images. Further more, to address diminishing manifold disparities in advanced generative models, we leverage normalizing flows to amplify detectable differences by extruding generated images away from the natural image manifold. Extensive experiments demonstrate the efficacy of this method. Code is available at https://github.com/tmlr-group/ConV.

cs.CV↗

Debiasing Reward Models by Representation Learning with Guarantees

Recent alignment techniques, such as reinforcement learning from human feedback, have been widely adopted to align large language models with human preferences by learning and leveraging reward models. In practice, these models often exploit spurious correlations, involving, e.g., response length, discrimination, sycophancy, and conceptual bias, which is a problem that has received increasing attention. In this work, we propose a principled framework that mitigates these biases in reward models while preserving the underlying factors that reflect intended preferences. We first provide a formulation of the data-generating process, assuming that the observed data (e.g., text) is generated from both spurious and non-spurious latent variables. We show that, interestingly, these non-spurious latent variables can be theoretically identified from data, regardless of whether a surrogate for the spurious latent variables is available. This further inspires a practical method that uses variational inference to recover these variables and leverages them to train reward models. Experiments on synthetic and real-world datasets demonstrate that our method effectively mitigates spurious correlation issues and yields more robust reward models.

cs.LG↗

Identification of Causal Direction under an Arbitrary Number of Latent Confounders

Recovering causal structure in the presence of latent variables is an important but challenging task. While many methods have been proposed to handle it, most of them require strict and/or untestable assumptions on the causal structure. In real-world scenarios, observed variables may be affected by multiple latent variables simultaneously, which, generally speaking, cannot be handled by these methods. In this paper, we consider the linear, non-Gaussian case, and make use of the joint higher-order cumulant matrix of the observed variables constructed in a specific way. We show that, surprisingly, causal asymmetry between two observed variables can be directly seen from the rank deficiency properties of such higher-order cumulant matrices, even in the presence of an arbitrary number of latent confounders. Identifiability results are established, and the corresponding identification methods do not even involve iterative procedures. Experimental results demonstrate the effectiveness and asymptotic correctness of our proposed method.

cs.LG↗